0000950123-11-050523.txt : 20110516 0000950123-11-050523.hdr.sgml : 20110516 20110516120751 ACCESSION NUMBER: 0000950123-11-050523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 135640479 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11527 FILM NUMBER: 11844667 BUSINESS ADDRESS: STREET 1: TD TOWER 12TH FLOOR 55 KING STREET WEST STREET 2: PO BOX 1 TORONTO CITY: PROVINCE ONTARIO STATE: A6 BUSINESS PHONE: 4169828222 MAIL ADDRESS: STREET 1: TD TOWER 12TH FLOOR 55 KING STREET WEST STREET 2: P O BOX 1 CITY: TORONTO STATE: A6 13F-HR 1 c17161e13fvhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]: Amendment Number _______ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Toronto-Dominion Bank Address: Toronto Dominion Bank Tower Toronto-Dominion Centre P.O. Box 1 Toronto, Ontario M5K 1A2, Canada Form 13F File Number: 28-11527 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher A. Montague, Esq. Title: Executive Vice President Phone: Signature, Place, and Date of Signing: /S/ Christopher A. Montague Toronto, Ontario May 16, 2011 [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-05929 TD Asset Management USA Inc. 28-05987 TD Asset Management Inc. 28-11451 TD Securities (USA) LLC FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 1198 Form 13F Information Table Value Total (x$1000): $22,984,368 LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11512 TD Securities Inc. 2 28-11579 TD Global Finance Form 13F-HR Name of reporting Manager The Toronto - Dominion Bank
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: -------------------------- ------- --------- --------- ---------- -------------------------- -------- ------------------------- (b) Voting Authority (Shares) Title Fair Shares or Investment Shared- (c) Managers ------------------------- of CUSIP Market Principal Discretion As Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole Defined other Instr. V Sole Shared None -------------------------- ------- --------- --------- ---------- ---------- ------- ------- -------- ----------- -------- ---- 3M CO COM 88579Y101 28 300 SH SOLE 300 3M COMPANY COM 88579Y101 10,463 108,868 SH SOLE 108868 ABB LTD SPONSORED ADR COM 000375204 27 1,100 SH SOLE 1100 ABBOTT LABORATORIES COM 002824100 358 7,300 SH SH_DEF 2 7300 ABBOTT LABORATORIES INC COM 002824100 4,319 85,672 SH SOLE 85672 ABITIBIBOWATER INC/NEW COM 003687209 40,276 1,499,678 SH SH_DEF 2 1499678 ADVANCED BATTERY TECHNOLOGIES INC COM 00752H102 211 105,800 SH SOLE 105800 ADVANTAGE OIL & GAS LTD CALL 00765F101 413 46,000 CALL SH_DEF 1 46000 ADVANTAGE OIL & GAS LTD COM 00765F101 8 900 SH SH_DEF 1 900 ADVANTAGE OIL & GAS LTD COM 00765F101 10 1,106 SH SOLE 1106 ADVANTAGE OIL & GAS LTD COM 00765F101 210 23,400 SH SH_DEF 1 23400 ADVANTAGE OIL & GAS LTD COM 00765F101 135 15,100 SH SOLE 15100 AETERNA ZENTARIS INC COM 007975204 1 500 SH SH_DEF 1 500 AFLAC INC COM 001055102 211 3,895 SH SOLE 3895 AGFEED INDUSTRIES INC COM 00846L101 79 40,000 SH SOLE 40000 AGILENT TECHNOLOGIES INC COM 00846U101 5 100 SH SOLE 100 AGNICO-EAGLE MINES CALL 008474108 5,570 83,800 CALL SH_DEF 1 83800 AGNICO-EAGLE MINES COM 008474108 15,491 233,044 SH SH_DEF 1 233044 AGNICO-EAGLE MINES COM 008474108 112,280 1,689,166 SH SOLE 1689166 AGNICO-EAGLE MINES PUT 008474108 9,366 140,900 PUT SH_DEF 1 140900 AGNICO-EAGLE MINES LTD CALL 008474108 2,654 40,000 CALL SH_DEF 1 40000 AGNICO-EAGLE MINES LTD CALL 008474108 2,183 32,900 CALL SOLE 32900 AGNICO-EAGLE MINES LTD COM 008474108 715 10,506 SH SOLE 10506.143 AGNICO-EAGLE MINES LTD COM 008474108 234 3,522 SH SOLE 3522 AGNICO-EAGLE MINES LTD PUT 008474108 2,322 35,000 PUT SH_DEF 1 35000 AGRIUM INC CALL 008916108 11,708 126,800 CALL SH_DEF 1 126800 AGRIUM INC CALL 008916108 1,199 13,000 CALL SOLE 13000 AGRIUM INC COM 008916108 175 1,900 SH SH_DEF 1 1900 AGRIUM INC COM 008916108 6,131 64,813 SH SOLE 64813 AGRIUM INC COM 008916108 13,243 143,418 SH SH_DEF 1 143418 AGRIUM INC COM 008916108 143,790 1,557,234 SH SOLE 1557234 AGRIUM INC PUT 008916108 11,764 127,400 PUT SH_DEF 1 127400 AKAMAI TECHNOLOGIES INC COM 00971T101 10 260 SH SOLE 260 ALCATEL LUCENT ADR COM 013904305 0 47 SH SOLE 47 ALCOA INC COM 013817101 845 46,595 SH SOLE 46595 ALEXCO RESOURCE CORP CALL 01535P106 70 8,000 CALL SH_DEF 1 8000 ALEXCO RESOURCE CORP PUT 01535P106 35 4,000 PUT SH_DEF 1 4000 ALLIANCE RESOURCE PARTNERS COM 01877R108 2 25 SH SH_DEF 1 25 ALLIED NEVADA GOLD CORP CALL 019344100 1,578 44,400 CALL SH_DEF 1 44400
ALLIED NEVADA GOLD CORP COM 019344100 3 95 SH SH_DEF 1 95 ALLIED NEVADA GOLD CORP COM 019344100 729 20,000 SH SOLE 20000 ALLIED NEVADA GOLD CORP COM 019344100 4 100 SH SOLE 100 ALLIED NEVADA GOLD CORP PUT 019344100 924 26,000 PUT SH_DEF 1 26000 ALLSTATE CORPORATION COM 020002101 41 1,250 SH SOLE 1250 ALMADEN MINERALS LTD COM 020283107 0 54 SH SH_DEF 1 54 ALTRIA GROUP INC COM 02209S103 870 32,521 SH SOLE 32521 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 11 675 SH SOLE 675 AMERICAN EXPRESS CO COM 025816109 81 1,800 SH SOLE 1800 AMERICAN EXPRESS COMPANY COM 025816109 506 10,890 SH SOLE 10890 AMERICAN SUPERCONDUCTOR COM 030111108 12 500 SH SH_DEF 1 500 AMERIPRISE FINANCIAL INC COM 03076C106 3 50 SH SOLE 50 AMETEK INC COM 031100100 287 6,370 SH SOLE 6370 AMGEN INC COM 031162100 1,312 23,883 SH SOLE 23883 AMGEN INC COM 031162100 260,547 4,874,600 SH SH_DEF 2 4874600 AMTRUST FINANCIAL SERVICES INC COM 032359309 61 3,125 SH SOLE 3125 ANGIOTECH PHARMACEUTICALS COM 034918102 0 425 SH SH_DEF 1 425 ANGLOGOLD ASHANTI-SPON ADR COM 035128206 74 1,550 SH SOLE 1550 ANHEUSER-BUSCH INBEV SPN ADR COM 03524A108 232 3,950 SH SOLE 3950 ANNALY CAPITAL MANAGEMENT INC COM 035710409 233 13,000 SH SOLE 13000 ANTARES PHARMA INC COM 036642106 357 193,200 SH SOLE 193200 AOL INC COM 00184X105 0 11 SH SOLE 11 APACHE CORPORATION COM 037411105 412 3,060 SH SOLE 3060 APPLE INC COM 037833100 1,627 4,544 SH SOLE 4544 APPLE INC COM 037833100 5,419 15,550 SH SOLE 15550 APPLE INC COM 037833100 619,890 1,778,700 SH SH_DEF 2 1778700 APPLE INC COM 037833100 453 1,300 SH SH_DEF 2 1300 APPLE INC PUT 037833100 6,970 20,000 PUT SOLE 20000 APPLIED MATERIALS INC COM 038222105 364 22,700 SH SOLE 22700 ARCELORMITTAL NY REGISTERED COM 03938L104 37 1,000 SH SOLE 1000 ARCH COAL INC COM 039380100 111 3,000 SH SOLE 3000 ARCHER DANIELS MIDLAND COMPANY COM 039483102 85 2,300 SH SOLE 2300 ARENA PHARMACEUTICALS INC COM 040047102 286 200,500 SH SOLE 200500 ASPEN INSURANCE HOLDINGS LTD COM G05384105 324 11,450 SH SOLE 11450 ASSURANT INC COM 04621X108 20 500 SH SOLE 500 ASTRAZENECA PLC SPONSORED ADR COM 046353108 1,024 21,600 SH SOLE 21600 AT&T INC COM 00206R102 4,165 132,438 SH SOLE 132438 AT&T INC COM 00206R102 6 200 SH SOLE 200 ATLANTIC POWER CORP CALL 04878Q863 45 3,000 CALL SH_DEF 1 3000 ATLANTIC POWER CORP COM 04878Q863 803 53,100 SH SH_DEF 1 53100 ATLANTIC POWER CORP COM 04878Q863 8,748 578,200 SH SOLE 578200 ATLANTIC POWER CORP PUT 04878Q863 45 3,000 PUT SH_DEF 1 3000 ATLANTIC POWER CORPORATION NEW COM 04878Q863 52 3,370 SH SOLE 3370 AURIZON MINES LTD CALL 05155P106 148 21,000 CALL SH_DEF 1 21000 AURIZON MINES LTD COM 05155P106 217 30,000 SH SOLE 30000
AURIZON MINES LTD COM 05155P106 141 20,000 SH SH_DEF 1 20000 AURIZON MINES LTD COM 05155P106 127 18,015 SH SOLE 18015 AURIZON MINES LTD PUT 05155P106 326 46,300 PUT SH_DEF 1 46300 AUTOMATIC DATA PROCESSING INC COM 053015103 1,045 19,811 SH SOLE 19811 AVALON RARE METALS INC COM 053470100 150 18,600 SH SH_DEF 1 18600 AVON PRODUCTS INC COM 054303102 133 4,800 SH SOLE 4800 BAKER HUGHES INC COM 057224107 399 5,280 SH SOLE 5280 BALLARD POWER SYSTEMS COM 058586108 0 49 SH SH_DEF 1 49 BALLARD POWER SYSTEMS INC COM 058586108 298 125,000 SH SOLE 125000 BALLARD POWER SYSTEMS INC COM 058586108 13 5,600 SH SH_DEF 1 5600 BALLARD POWER SYSTEMS INC COM 058586108 116 49,555 SH SOLE 49555 BANCO BILBAO VIZCAYA ARGENTARIA S.A. COM 05946K101 51 4,149 SH SOLE 4149 BANCO BRADESCO-ADR COM 059460303 42 2,000 SH SOLE 2000 BANCO SANTANDER BRASIL ADS COM 05967A107 413 32,780 SH SOLE 32780 BANCO SANTANDER S.A. ADR COM 05964H105 94 7,801 SH SOLE 7801 BANCO SANTANDER SA-SPON ADR COM 05964H105 212 18,100 SH SOLE 18100 BANK OF AMERICA CORP COM 060505104 548 41,100 SH SOLE 41099.5 BANK OF AMERICA CORPORATION COM 060505104 2,558 186,731 SH SOLE 186731 BANK OF MONTREAL CALL 063671101 66,202 1,019,200 CALL SH_DEF 1 1019200 BANK OF MONTREAL CALL 063671101 38,797 597,300 CALL SOLE 597300 BANK OF MONTREAL COM 063671101 117 1,800 SH SH_DEF 1 1800 BANK OF MONTREAL COM 063671101 62,296 936,118 SH SOLE 936117.5844 BANK OF MONTREAL COM 063671101 23,606 363,430 SH SH_DEF 1 363430 BANK OF MONTREAL COM 063671101 1,385,686 21,821,540 SH SOLE 21821540 BANK OF MONTREAL COM 063671101 552 8,501 SH SOLE 8501 BANK OF MONTREAL COM 063671101 416 6,400 SH SH_DEF 2 6400 BANK OF MONTREAL PUT 063671101 59,369 914,000 PUT SH_DEF 1 914000 BANK OF MONTREAL PUT 063671101 29,256 450,400 PUT SOLE 450400 BANK OF MONTREAL PUT 063671101 2,105 32,400 PUT SOLE 32400 BANK OF NEW YORK MELLON CORP COM 064058100 2,009 65,445 SH SOLE 65445 BANK OF NOVA SCOTIA CALL 064149107 26,555 432,800 CALL SH_DEF 1 432800 BANK OF NOVA SCOTIA CALL 064149107 23,008 375,000 CALL SOLE 375000 BANK OF NOVA SCOTIA CALL 064149107 1,486 24,200 CALL SOLE 24200 BANK OF NOVA SCOTIA COM 064149107 1,264 20,600 SH SH_DEF 1 20600 BANK OF NOVA SCOTIA COM 064149107 245 4,000 SH SH_DEF 1 4000 BANK OF NOVA SCOTIA COM 064149107 15 249 SH SH_DEF 1 249 BANK OF NOVA SCOTIA COM 064149107 0 5 SH SH_DEF 1 5 BANK OF NOVA SCOTIA COM 064149107 123,715 1,968,120 SH SOLE 1968120 BANK OF NOVA SCOTIA COM 064149107 58,242 949,397 SH SH_DEF 1 949397 BANK OF NOVA SCOTIA COM 064149107 2,600,663 42,422,672 SH SOLE 42422672 BANK OF NOVA SCOTIA COM 064149107 822 30,000 SH SOLE 30000 BANK OF NOVA SCOTIA COM 064149107 67 1,100 SH SH_DEF 2 1100 BANK OF NOVA SCOTIA PUT 064149107 31,021 505,600 PUT SH_DEF 1 505600 BANK OF NOVA SCOTIA PUT 064149107 29,886 487,100 PUT SOLE 487100 BANK OF NOVA SCOTIA PUT 064149107 86 1,400 PUT SOLE 1400 BANRO CORPORATION COM 066800103 1 400 SH SH_DEF 1 400 BANRO CORPORATION COM 066800103 0 11 SH SH_DEF 1 11 BARCLAYS BANK PLC COM 06739H776 789 31,300 SH SOLE 31300 BARCLAYS PLC COM 06738E904 11,065 2,484,896 SH SH_DEF 2 2484896
BARCLAYS PLC SPONSORED ADR COM 06738E204 610 32,690 SH SOLE 32690 BARCLAYS PLC-SPONS ADR COM 06738E204 820 34,030 SH SOLE 34030 BARRICK GOLD CORP CALL 067901108 40,776 784,600 CALL SH_DEF 1 784600 BARRICK GOLD CORP CALL 067901108 597 11,500 CALL SH_DEF 1 11500 BARRICK GOLD CORP CALL 067901108 33,285 641,200 CALL SOLE 641200 BARRICK GOLD CORP COM 067901108 9,956 186,981 SH SOLE 186981 BARRICK GOLD CORP COM 067901108 31,765 611,224 SH SH_DEF 1 611224 BARRICK GOLD CORP COM 067901108 495,474 9,533,863 SH SOLE 9533863 BARRICK GOLD CORP COM 067901108 917 17,669 SH SOLE 17669 BARRICK GOLD CORP PUT 067901108 29,160 561,100 PUT SH_DEF 1 561100 BARRICK GOLD CORP PUT 067901108 1,630 31,400 PUT SH_DEF 1 31400 BARRICK GOLD CORP PUT 067901108 21,044 405,400 PUT SOLE 405400 BAXTER INTERNATIONAL INC COM 071813109 325 5,875 SH SOLE 5875 BAYTEX ENERGY CORP CALL 07317Q105 263 4,500 CALL SH_DEF 1 4500 BAYTEX ENERGY CORP COM 07317Q105 6 100 SH SH_DEF 1 100 BAYTEX ENERGY CORP COM 07317Q105 6,691 111,708 SH SOLE 111708 BAYTEX ENERGY CORP COM 07317Q105 6 100 SH SH_DEF 1 100 BAYTEX ENERGY CORP COM 07317Q105 626 10,700 SH SOLE 10700 BAYTEX ENERGY CORP PUT 07317Q105 12 200 PUT SH_DEF 1 200 BAYTEX ENERGY T/U * COM 073176109 15 300 SH SOLE 300 BCE INC CALL 05534B760 11,122 306,200 CALL SH_DEF 1 306200 BCE INC COM 05534B760 625 17,200 SH SH_DEF 1 17200 BCE INC COM 05534B760 4 100 SH SH_DEF 1 100 BCE INC COM 05534B760 24,123 664,103 SH SH_DEF 1 664103 BCE INC COM 05534B760 299,371 8,241,640 SH SOLE 8241640.36 BCE INC COM 05534B760 185 5,100 SH SOLE 5100 BCE INC COM 05534B760 2 63 SH SH_DEF 2 62.5 BCE INC PUT 05534B760 17,065 469,800 PUT SH_DEF 1 469800 BCE INC NEW COM 05534B760 35,195 945,721 SH SOLE 945721 BEACON POWER CORP NEW COM 073677205 60 30,000 SH SOLE 30000 BECTON, DICKINSON & CO COM 075887109 932 11,388 SH SOLE 11388 BERKSHIRE HATHAWAY INC CL A COM 084670108 16,433 125 SH SOLE 125 BERKSHIRE HATHAWAY INC CLASS B NEW COM 084670702 1,793 20,860 SH SOLE 20860 BEST BUY COMPANY INC COM 086516101 9 300 SH SOLE 300 BHP BILLITON LTD SPONSORED ADR COM 088606108 2,660 26,995 SH SOLE 26995 BIOCRYST PHARMACEUTICALS COM 09058V103 354 90,800 SH SOLE 90800 BIOSANTE PHARMA INC COM 09065V203 0 127 SH SOLE 127 BOEING COMPANY COM 097023105 223 2,934 SH SOLE 2934 BP PLC SPONSORED ADR COM 055622104 354 7,804 SH SOLE 7804 BP PRUDHOE BAY ROYALTY TRUST COM 055630107 246 2,000 SH SOLE 2000 BRIGUS GOLD CORP COM 109490102 31 20,000 SH SH_DEF 1 20000 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 356 13,120 SH SOLE 13120 BRITISH AMERICAN TOBACCO-SPON ADR COM 110448107 146 1,750 SH SOLE 1750 BROOKFIELD ASSET MANAGE-CL A CALL 112585104 3,055 94,000 CALL SH_DEF 1 94000 BROOKFIELD ASSET MANAGE-CL A COM 112585104 15,251 469,298 SH SH_DEF 1 469298
BROOKFIELD ASSET MANAGE-CL A COM 112585104 308,637 9,497,127 SH SOLE 9497127 BROOKFIELD ASSET MANAGE-CL A COM 112585104 204 6,300 SH SOLE 6300 BROOKFIELD ASSET MANAGE-CL A PUT 112585104 1,274 39,200 PUT SH_DEF 1 39200 BROOKFIELD ASSET MGMT INC CL A LVS COM 112585104 12,248 367,859 SH SOLE 367859 BROOKFIELD INFRA PARTNER LPU COM G16252101 261 11,431 SH SOLE 11431 BROOKFIELD PROPERTIES CORP CALL 112900105 917 51,800 CALL SH_DEF 1 51800 BROOKFIELD PROPERTIES CORP COM 112900105 1,066 58,781 SH SOLE 58781 BROOKFIELD PROPERTIES CORP COM 112900105 555 31,355 SH SH_DEF 1 31355 BROOKFIELD PROPERTIES CORP COM 112900105 7,338 414,633 SH SOLE 414633 BROOKFIELD PROPERTIES CORP COM 112900105 226 12,770 SH SOLE 12770 BROOKFIELD PROPERTIES CORP PUT 112900105 1,179 66,600 PUT SH_DEF 1 66600 BROOKFIELD PROPERTIES CRP COM 112900105 5 300 SH SH_DEF 1 300 BROWN & BROWN INC COM 115236101 69 2,600 SH SOLE 2600 BROWN-FORMAN CORP CL A COM 115637100 98 1,400 SH SOLE 1400 BUNGE LIMITED COM G16962105 22 300 SH SOLE 300 C.R. BARD INC COM 067383109 82 800 SH SOLE 800 CAE INC CALL 124765108 8,163 614,500 CALL SH_DEF 1 614500 CAE INC COM 124765108 5,297 400,000 SH SH_DEF 1 400000 CAE INC COM 124765108 1,169 85,910 SH SOLE 85910 CAE INC COM 124765108 316 23,800 SH SOLE 23800 CAE INC COM 124765108 15 1,100 SH SH_DEF 2 1100 CAE INC PUT 124765108 86 6,500 PUT SH_DEF 1 6500 CAMECO CORP CALL 13321L108 13,735 456,700 CALL SH_DEF 1 456700 CAMECO CORP CALL 13321L108 631 21,000 CALL SOLE 21000 CAMECO CORP COM 13321L108 30 1,000 SH SH_DEF 1 1000 CAMECO CORP COM 13321L108 3,525 114,407 SH SOLE 114407 CAMECO CORP COM 13321L108 13,865 461,028 SH SH_DEF 1 461028 CAMECO CORP COM 13321L108 116,536 3,874,928 SH SOLE 3874928 CAMECO CORP COM 13321L108 2,508 83,500 SH SOLE 83500 CAMECO CORP PUT 13321L108 6,114 203,300 PUT SH_DEF 1 203300 CAMPBELL SOUP CO COM 134429109 3 100 SH SOLE 100 CAN IMPERIAL BK OF COMMERCE CALL 136069101 66,821 775,000 CALL SH_DEF 1 775000 CAN IMPERIAL BK OF COMMERCE CALL 136069101 6,260 72,600 CALL SOLE 72600 CAN IMPERIAL BK OF COMMERCE CALL 136069101 717 8,300 CALL SOLE 8300 CAN IMPERIAL BK OF COMMERCE COM 136069101 28,324 328,501 SH SH_DEF 1 328501 CAN IMPERIAL BK OF COMMERCE COM 136069101 1,525,174 17,689,105 SH SOLE 17689105 CAN IMPERIAL BK OF COMMERCE PUT 136069101 33,359 386,900 PUT SH_DEF 1 386900 CAN IMPERIAL BK OF COMMERCE PUT 136069101 23,090 267,800 PUT SOLE 267800 CAN IMPERIAL BK OF COMMERCE PUT 136069101 907 10,500 PUT SOLE 10500
CANADIAN IMPERIAL BANK OF COMMERCE COM 136069101 61,232 693,184 SH SOLE 693184 CANADIAN NATIONAL RAILWAY CO COM 136375102 27,768 359,257 SH SOLE 359257 CANADIAN NATL RAILWAY CO CALL 136375102 8,495 112,600 CALL SH_DEF 1 112600 CANADIAN NATL RAILWAY CO CALL 136375102 2,258 30,000 CALL SOLE 30000 CANADIAN NATL RAILWAY CO COM 136375102 28,523 378,076 SH SH_DEF 1 378076 CANADIAN NATL RAILWAY CO COM 136375102 363,072 4,812,504 SH SOLE 4812504 CANADIAN NATL RAILWAY CO COM 136375102 289 3,835 SH SOLE 3835 CANADIAN NATL RAILWAY CO PUT 136375102 6,790 90,000 PUT SH_DEF 1 90000 CANADIAN NATL RAILWAY CO PUT 136375102 1,212 16,100 PUT SOLE 16100 CANADIAN NATURAL RESOURCES CALL 136385101 37,359 755,600 CALL SH_DEF 1 755600 CANADIAN NATURAL RESOURCES COM 136385101 24,543 496,384 SH SH_DEF 1 496384 CANADIAN NATURAL RESOURCES COM 136385101 519,297 10,502,932 SH SOLE 10502932 CANADIAN NATURAL RESOURCES COM 136385101 18,741 379,149 SH SOLE 379149 CANADIAN NATURAL RESOURCES PUT 136385101 17,676 357,500 PUT SH_DEF 1 357500 CANADIAN NATURAL RESOURCES PUT 136385101 628 12,700 PUT SOLE 12700 CANADIAN NATURAL RESOURCES LTD COM 136385101 23,219 458,378 SH SOLE 458378 CANADIAN PACIFIC RAIL COM 13645T100 385 6,000 SH SH_DEF 1 6000 CANADIAN PACIFIC RAIL COM 13645T100 4 60 SH SH_DEF 1 60 CANADIAN PACIFIC RAIL COM 13645T100 642 10,000 SH SH_DEF 1 10000 CANADIAN PACIFIC RAIL COM 13645T100 289 4,500 SH SH_DEF 1 4500 CANADIAN PACIFIC RAILWAY LTD CALL 13645T100 8,619 134,100 CALL SH_DEF 1 134100 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 14,036 213,149 SH SOLE 213149 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 10,793 167,924 SH SH_DEF 1 167924 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 135,804 2,112,899 SH SOLE 2112899 CANADIAN PACIFIC RAILWAY LTD PUT 13645T100 8,233 128,100 PUT SH_DEF 1 128100 CANON INC ADR COM 138006309 324 7,275 SH SOLE 7275 CAPITAL GOLD CORPORATION NEW COM 14018Y205 727 110,001 SH SOLE 110001 CARDINAL HEALTH INC COM 14149Y108 8 200 SH SOLE 200 CARDIOME PHARMA CORP COM 14159U202 25 5,800 SH SOLE 5800 CATERPILLAR INC COM 149123101 2,168 18,945 SH SOLE 18945 CDN IMPERIAL BK COMMERCE COM 136069101 17 200 SH SH_DEF 1 200 CDN IMPERIAL BK COMMERCE COM 136069101 86 1,000 SH SH_DEF 1 1000 CDN IMPERIAL BK COMMERCE COM 136069101 2,498 29,000 SH SH_DEF 1 29000 CDN NATURAL RESOURCES LTD COM 136385101 494 10,000 SH SH_DEF 1 10000 CELESTICA INC CALL 15101Q108 142 13,200 CALL SH_DEF 1 13200 CELESTICA INC COM 15101Q108 193 18,000 SH SOLE 18000 CELESTICA INC COM 15101Q108 206 19,256 SH SOLE 19256 CELESTICA INC COM 15101Q108 99 9,265 SH SH_DEF 2 9265.405 CELESTICA INC PUT 15101Q108 49 4,600 PUT SH_DEF 1 4600 CELESTICA INC SV COM 15101Q108 473 43,000 SH SOLE 43000 CEMEX S.A.B. DE C.V. COM 151290889 18 2,000 SH SOLE 2000 CENOVUS ENERGY INC CALL 15135U109 23,238 588,300 CALL SH_DEF 1 588300 CENOVUS ENERGY INC COM 15135U109 40,349 997,036 SH SOLE 997036 CENOVUS ENERGY INC COM 15135U109 13,240 335,186 SH SH_DEF 1 335186
CENOVUS ENERGY INC COM 15135U109 306,915 7,769,826 SH SOLE 7769826 CENOVUS ENERGY INC COM 15135U109 809 20,552 SH SOLE 20552 CENOVUS ENERGY INC PUT 15135U109 7,703 195,000 PUT SH_DEF 1 195000 CENTRAL EUROPE & RUSSIA FUND COM 153436100 1,154 24,776 SH SOLE 24776 CENTRAL FUND CANADA CL A COM 153501101 463 20,700 SH SOLE 20700 CENTRAL FUND OF CDA LTD CL A NVS COM 153501101 34 1,500 SH SOLE 1500 CF INDUSTRIES HOLDINGS INC CALL 125269100 13,405 98,000 CALL SOLE 98000 CGI GROUP INC - CL A CALL 39945C109 287 13,700 CALL SH_DEF 1 13700 CGI GROUP INC - CL A COM 39945C109 15 700 SH SH_DEF 1 700 CGI GROUP INC - CL A COM 39945C109 470 22,400 SH SOLE 22400 CGI GROUP INC - CL A COM 39945C109 13 600 SH SOLE 600 CGI GROUP INC - CL A PUT 39945C109 105 5,000 PUT SH_DEF 1 5000 CGI GROUP INC CL A SVS COM 39945C109 877 40,815 SH SOLE 40815 CHESAPEAKE ENERGY CORP COM 165167107 151 4,500 SH SOLE 4500 CHEVRON CORP COM 166764100 54 500 SH SOLE 500 CHEVRON CORP COM 166764100 107 1,000 SH SH_DEF 2 1000 CHEVRON CORPORATION COM 166764100 12,618 114,269 SH SOLE 114269 CHICAGO BOARD OF EXCHANGE HOLDINGS, INC. COM 12503M108 13,892 480,000 SH SOLE 480000 CHINA CERAMICS CO LTD COM G2113X100 342 54,000 SH SOLE 54000 CHINA MOBILE LIMITED ADR COM 16941M109 257 5,405 SH SOLE 5405 CHINA SECURITY & SURVEILLANCE TECH COM 16942J105 24 5,000 SH SOLE 5000 CHINA-BIOTICS INC COM 16937B109 194 23,500 SH SOLE 23500 CHINACAST EDUCATION CORP COM 16946T109 719 111,165 SH SOLE 111165 CIA DE MINAS BUENAVENTUR-ADR COM 204448104 60 1,400 SH SOLE 1400 CIA PARANAENSE DE ENERGIA SP ADR COM 20441B407 423 14,800 SH SOLE 14800 CIA SANEAMENTO BASICO ADR COM 20441A102 362 6,000 SH SOLE 6000 CISCO SYSTEMS INC COM 17275R102 5,016 284,574 SH SOLE 284574 CISCO SYSTEMS INC COM 17275R102 137 8,000 SH SOLE 8000 CISCO SYSTEMS INC PUT 17275R102 257 15,000 PUT SOLE 15000 CIT GROUP INC (NEW) COM 125581801 7 152 SH SOLE 152 CITIGROUP INC COM 172967101 686 150,975 SH SOLE 150975 CITIGROUP INC COM 172967101 565 127,834 SH SOLE 127834 CITIGROUP INC COM 172967101 7 1,500 SH SH_DEF 2 1500 CLEAN HARBORS INC COM 184496107 8 75 SH SOLE 75 CME GROUP INC COM 12572Q105 122 395 SH SOLE 395 CNOOC LIMITED ADR COM 126132109 417 1,605 SH SOLE 1605 CNOOC LTD-ADR COM 126132109 25 100 SH SOLE 100 COACH INC COM 189754104 49 925 SH SOLE 925 COCA-COLA CO/THE COM 191216100 13 200 SH SOLE 200 COCA-COLA CO/THE COM 191216100 60 900 SH SH_DEF 2 900 COCA-COLA COMPANY COM 191216100 2,678 39,265 SH SOLE 39265 COCA-COLA ENTERPRISES INC COM 19122T109 8 300 SH SOLE 300 COLGATE-PALMOLIVE COMPANY COM 194162103 3,977 47,914 SH SOLE 47914 COMCAST CORP CL A COM 20030N101 2,202 86,675 SH SOLE 86675 COMCAST CORP CL A SPL COM 20030N200 3,157 132,282 SH SOLE 132282 COMMUNITY HEALTH SYSTEMS INC NEW COM 203668108 1 18 SH SOLE 18 COMPASS MINERALS INTERNATION COM 20451N101 4 40 SH SH_DEF 1 40
CONAGRA FOODS INC COM 205887102 122 5,000 SH SOLE 5000 CONOCOPHILLIPS COM 20825C104 3,827 46,622 SH SOLE 46622 COPART INC COM 217204106 322 7,240 SH SOLE 7240 CORN PRODUCTS INTERNATIONAL INC COM 219023108 4 70 SH SOLE 70 CORNING INC COM 219350105 99 4,650 SH SOLE 4650 COSTCO WHOLESALE CORP COM 22160K105 264 3,505 SH SOLE 3505 COTT CORPORATION COM 22163N106 12 1,400 SH SH_DEF 1 1400 COTT CORPORATION COM 22163N106 1,180 140,252 SH SOLE 140252 COWEN GROUP INC CLASS A COM 223622101 130 31,600 SH SOLE 31600 CSX CORPORATION COM 126408103 183 2,260 SH SOLE 2260 CUMMINS INC COM 231021106 326 2,890 SH SOLE 2890 CVS CAREMARK CORPORATION COM 126650100 5,184 146,970 SH SOLE 146970 DANAHER CORP COM 235851102 56 1,050 SH SOLE 1050 DEERE & COMPANY COM 244199105 890 8,935 SH SOLE 8935 DELL INC COM 24702R101 201 13,500 SH SOLE 13500 DELTA AIR LINES INC COM 247361702 149 15,200 SH SOLE 15200 DELUXE CORP COM 248019101 32 1,200 SH SOLE 1200 DELUXE CORP COM 248019101 1 28 SH SOLE 28 DENBURY RESOURCES INC COM 247916208 746 29,759 SH SOLE 29759 DENISON MINES CORP COM 248356107 437 184,200 SH SH_DEF 1 184200 DENISON MINES CORP COM 248356107 0 58 SH SH_DEF 1 58 DENISON MINES CORP COM 248356107 94 38,500 SH SOLE 38500 DENISON MINES CORP COM 248356107 3 1,100 SH SH_DEF 1 1100 DENISON MINES CORP COM 248356107 84 35,410 SH SOLE 35410 DENISON MINES CORP COM 248356107 58 24,266 SH SOLE 24266 DENTSPLY INTERNATIONAL INC COM 249030107 210 5,515 SH SOLE 5515 DESCARTES SYSTEMS GROUP COM 249906108 1 78 SH SH_DEF 1 78 DESCARTES SYSTEMS GROUP INC COM 249906108 333 48,705 SH SOLE 48705 DEVON ENERGY CORPORATION COM 25179M103 538 5,700 SH SOLE 5700 DIAGEO PLC SPONSORED ADR COM 25243Q205 2,307 29,445 SH SOLE 29445 DIAMOND OFFSHORE DRILLING COM 25271C102 100 1,250 SH SOLE 1250 DISNEY,WALT COMPANY COM 254687106 2,446 55,231 SH SOLE 55231 DOLLAR GENERAL CORP COM 256677105 647 20,090 SH SOLE 20090 DOLLAR TREE INC COM 256746108 519 9,088 SH SOLE 9088 DOMTAR CORP COM 257559203 18 200 SH SOLE 200 DOMTAR CORPORATION COM 257559203 59 630 SH SOLE 630 DONALDSON COMPANY INC COM 257651109 191 3,035 SH SOLE 3035 DONNELLEY (R.R.) & SONS CO COM 257867101 21 1,094 SH SOLE 1094 DOW CHEMICAL COM 260543103 219 5,800 SH SOLE 5800 DRAGONWAVE INC CALL 26144M103 57 6,900 CALL SH_DEF 1 6900 DRAGONWAVE INC COM 26144M103 368 43,500 SH SOLE 43500 DRAGONWAVE INC COM 26144M103 2 200 SH SH_DEF 1 200 DRAGONWAVE INC PUT 26144M103 36 4,400 PUT SH_DEF 1 4400 DU PONT (E.I.) DE NEMOURS COM 263534109 11 200 SH SOLE 200 DUKE ENERGY HOLDING CORP COM 26441C105 99 5,287 SH SOLE 5287 DUPONT E.I. DE NEMOURS & CO COM 263534109 179 3,162 SH SOLE 3162 EAGLE MATERIALS INC COM 26969P108 151 5,000 SH SOLE 5000 EASTERN AMERICAN NATURAL GAS TR COM 276217106 818 34,000 SH SOLE 34000 EASTMAN CHEMICAL COMPANY COM 277432100 468 4,585 SH SOLE 4585 EASTMAN KODAK COMPANY COM 277461109 3 1,000 SH SOLE 1000
EATON CORPORATION COM 278058102 1,046 18,350 SH SOLE 18350 EBIX INC COM 278715206 123 5,065 SH SOLE 5065 ECOLAB INC COM 278865100 200 3,810 SH SOLE 3810 EDISON INTERNATIONAL COM 281020107 11 300 SH SOLE 300 ELDORADO GOLD CORP CALL 284902103 2,695 165,300 CALL SH_DEF 1 165300 ELDORADO GOLD CORP CALL 284902103 11 700 CALL SOLE 700 ELDORADO GOLD CORP COM 284902103 1,530 91,613 SH SOLE 91613 ELDORADO GOLD CORP COM 284902103 10,165 623,421 SH SH_DEF 1 623421 ELDORADO GOLD CORP COM 284902103 90,366 5,542,000 SH SOLE 5542000 ELDORADO GOLD CORP COM 284902103 34 2,096 SH SOLE 2096 ELDORADO GOLD CORP COM 284902103 130 8,000 SH SH_DEF 2 8000 ELDORADO GOLD CORP PUT 284902103 3,524 216,100 PUT SH_DEF 1 216100 ELDORADO GOLD CRP COM 284902103 162 10,000 SH SH_DEF 1 10000 EMERSON ELECTRIC CO COM 291011104 8,184 136,269 SH SOLE 136269 ENBRIDGE INC CALL 29250N105 50,785 828,700 CALL SH_DEF 1 828700 ENBRIDGE INC COM 29250N105 73,592 1,172,115 SH SOLE 1172115 ENBRIDGE INC COM 29250N105 15,029 245,234 SH SH_DEF 1 245234 ENBRIDGE INC COM 29250N105 37 600 SH SH_DEF 1 600 ENBRIDGE INC COM 29250N105 421,664 6,880,600 SH SOLE 6880600 ENBRIDGE INC PUT 29250N105 5,436 88,700 PUT SH_DEF 1 88700 ENCANA CORP CALL 292505104 15,517 448,700 CALL SH_DEF 1 448700 ENCANA CORP CALL 292505104 1,927 55,800 CALL SOLE 55800 ENCANA CORP COM 292505104 103 3,000 SH SH_DEF 1 3000 ENCANA CORP COM 292505104 12,934 374,016 SH SH_DEF 1 374016 ENCANA CORP COM 292505104 2 72 SH SH_DEF 1 72 ENCANA CORP COM 292505104 276,874 8,006,472 SH SOLE 8006472 ENCANA CORP COM 292505104 1,965 56,919 SH SOLE 56919 ENCANA CORP COM 292505104 118 3,408 SH SH_DEF 2 3408 ENCANA CORP PUT 292505104 18,266 528,200 PUT SH_DEF 1 528200 ENCANA CORP PUT 292505104 1,906 55,200 PUT SOLE 55200 ENCANA CORPORATION COM 292505104 33,011 931,742 SH SOLE 931742 ENDEAVOUR SILVER CORP CALL 29258Y103 49 5,000 CALL SH_DEF 1 5000 ENDEAVOUR SILVER CORP COM 29258Y103 29 3,000 SH SH_DEF 1 3000 ENDEAVOUR SILVER CORP COM 29258Y103 0 48 SH SH_DEF 1 48 ENDEAVOUR SILVER CORP PUT 29258Y103 39 4,000 PUT SH_DEF 1 4000 ENERGY SELECT SECTOR SPDR COM 81369Y506 654 8,199 SH SOLE 8199 ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 41 500 SH SOLE 500 ENERGY TRANSFER PARTNERS LPU COM 29273R109 106 2,000 SH SOLE 2000 ENERGYSOLUTIONS INC COM 292756202 393 64,100 SH SOLE 64100 ENERPLUS CORP CALL 292766102 792 25,000 CALL SH_DEF 1 25000 ENERPLUS CORP COM 292766102 316 10,000 SH SH_DEF 1 10000 ENERPLUS CORP COM 292766102 1,848 56,961 SH SOLE 56961
ENERPLUS CORP COM 292766102 3,360 106,075 SH SH_DEF 1 106075 ENERPLUS CORP COM 292766102 53,696 1,695,328 SH SOLE 1695328 ENERPLUS CORP PUT 292766102 1,096 34,600 PUT SH_DEF 1 34600 ENERPLUS RESOURCES FUND T/U* COM 29274D604 10 300 SH SOLE 300 ENI S P A ADR COM 26874R108 8 160 SH SOLE 160 EOG RESOURCES INC COM 26875P101 172 1,408 SH SOLE 1408 EQUAL ENERGY LTD COM 29390Q109 0 48 SH SH_DEF 1 48 ERICSSON (LM) TEL SPON ADR COM 294821608 1,232 93,243 SH SOLE 93243 EUROPEAN EQUITY FUND INC COM 298768102 965 116,200 SH SOLE 116200 EVERGREEN ENERGY INC COM 30024B203 188 59,000 SH SOLE 59000 EXCEED COMPANY LTD COM G32335104 305 40,000 SH SOLE 40000 EXELON CORPORATION COM 30161N101 77 1,810 SH SOLE 1810 EXETER RESOURCE CORP CALL 301835104 4 700 CALL SH_DEF 1 700 EXETER RESOURCE CORP COM 301835104 16 3,000 SH SH_DEF 1 3000 EXPEDIA INC COM 30212P105 51 2,173 SH SOLE 2173 EXPRESS SCRIPTS INC COM 302182100 11 200 SH SOLE 200 EXTORRE GOLD MINES LTD COM 30227B109 243 40,000 SH SOLE 40000 EXXON MOBIL CORP COM 30231G102 8 100 SH SH_DEF 2 100 EXXON MOBIL CORPORATION COM 30231G102 19,404 224,392 SH SOLE 224392 FEDEX CORPORATION COM 31428X106 110 1,145 SH SOLE 1145 FELCOR LODGING TRUST INC REIT COM 31430F101 633 100,500 SH SOLE 100500 FIRST MAJESTIC SILVER CORP CALL 32076V103 846 39,800 CALL SH_DEF 1 39800 FIRST MAJESTIC SILVER CORP COM 32076V103 193 9,100 SH SOLE 9100 FIRST MAJESTIC SILVER CORP PUT 32076V103 453 21,300 PUT SH_DEF 1 21300 FIRST MAJESTIC SILVER CRP COM 32076V103 142 6,700 SH SH_DEF 1 6700 FIRST TRUST BICK INDEX FUND COM 33733H107 69 2,000 SH SOLE 2000 FIRSTSERVICE CORP COM 33761N109 8 200 SH SH_DEF 1 200 FIRSTSERVICE CORP COM 33761N109 87 2,300 SH SOLE 2300 FIRSTSERVICE CORP COM 33761N109 52 1,370 SH SOLE 1370 FIRSTSERVICE CORP SVS COM 33761N109 320 8,260 SH SOLE 8260 FISERV INC COM 337738108 862 13,367 SH SOLE 13367 FLOWSERVE CORPORATION COM 34354P105 50 380 SH SOLE 380 FORD MOTOR COMPANY COM 345370860 60 4,000 SH SH_DEF 1 4000 FORD MOTOR COMPANY COM 345370860 170 11,065 SH SOLE 11065 FRANCE TELECOM SA SPON ADR COM 35177Q105 69 2,974 SH SOLE 2974 FRANKLIN RESOURCES INC COM 354613101 21 165 SH SOLE 165 FREEPORT MCMORAN COPPER & GOLD INC COM 35671D857 3,033 53,125 SH SOLE 53125 FREEPORT-MCMORAN COPPER COM 35671D857 333 6,000 SH SOLE 6000 FREEPORT-MCMORAN COPPER PUT 35671D857 44 800 PUT SOLE 800 FRESENIUS MEDICAL CARE AG & CO KGAA COM 358029106 755 10,885 SH SOLE 10885 FRESH DEL MONTE PRODUCE INC COM G36738105 631 23,500 SH SOLE 23500 FRONTIER COMMUNICATIONS CORP COM 35906A108 7 784 SH SOLE 784 FRONTIER OIL COM 35914P105 60 2,000 SH SOLE 2000 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 80 22,400 SH SOLE 22400 FRSTSVC CV U$ 6.5% 31DC14 BOND 33761NAA7 7,803 5,317,000 PRN SH_DEF 1 5317000 GAMESTOP CORPORATION CL A NEW COM 36467W109 1 54 SH SOLE 54
GAMMON GOLD INC CALL 36467T106 43 4,100 CALL SH_DEF 1 4100 GAMMON GOLD INC COM 36467T106 0 25 SH SH_DEF 1 25 GAMMON GOLD INC COM 36467T106 133 12,800 SH SOLE 12800 GAMMON GOLD INC PUT 36467T106 161 15,500 PUT SH_DEF 1 15500 GAP INC COM 364760108 3 120 SH SOLE 120 GENERAL DYNAMICS CORPORATION COM 369550108 31 400 SH SOLE 400 GENERAL ELECTRIC CO COM 369604103 86 4,300 SH SOLE 4300 GENERAL ELECTRIC CO COM 369604103 106 5,300 SH SH_DEF 2 5300 GENERAL ELECTRIC COMPANY COM 369604103 15,746 764,067 SH SOLE 764067 GENERAL MILLS INC COM 370334104 9 250 SH SOLE 250 GENERAL MOLY INC COM 370373102 0 88 SH SH_DEF 1 88 GENERAL MOTORS CO COM 37045V100 354 11,090 SH SOLE 11090 GENERAL MOTORS CONV SER B PFD COM 37045V209 218 4,400 SH SOLE 4400 GENESCO INC COM 371532102 24 571 SH SOLE 571 GENUINE PARTS CO COM 372460105 2 32 SH SOLE 32 GERON CORP COM 374163103 569 109,600 SH SOLE 109600 GILDAN ACTIVEWEAR INC CALL 375916103 194 5,900 CALL SH_DEF 1 5900 GILDAN ACTIVEWEAR INC COM 375916103 8,061 245,632 SH SH_DEF 1 245632 GILDAN ACTIVEWEAR INC COM 375916103 36,278 1,105,450 SH SOLE 1105450 GILDAN ACTIVEWEAR INC COM 375916103 14 415 SH SOLE 415 GILDAN ACTIVEWEAR INC COM 375916103 952 29,000 SH SH_DEF 2 29000 GILDAN ACTIVEWEAR INC PUT 375916103 167 5,100 PUT SH_DEF 1 5100 GILDAN ACTIVEWEAR INC CL A SVS COM 375916103 215 6,385 SH SOLE 6385 GILEAD SCIENCES INC COM 375558103 156 3,570 SH SOLE 3570 GLAXOSMITHKLINE PLC ADR COM 37733W105 723 18,320 SH SOLE 18320 GLG LIFE TECH CORPORATION COM 361793201 24 2,186 SH SOLE 2186 GLOBAL PAYMENTS INC COM 37940X102 48 950 SH SOLE 950 GOLD FIELDS LTD-SPONS ADR COM 38059T106 54 3,110 SH SOLE 3110 GOLDCORP INC CALL 380956409 33,902 680,000 CALL SH_DEF 1 680000 GOLDCORP INC CALL 380956409 14,552 292,200 CALL SOLE 292200 GOLDCORP INC COM 380956409 5 100 SH SH_DEF 1 100 GOLDCORP INC COM 380956409 20,307 397,566 SH SOLE 397566 GOLDCORP INC COM 380956409 22,011 441,491 SH SH_DEF 1 441491 GOLDCORP INC COM 380956409 382,670 7,675,568 SH SOLE 7675568 GOLDCORP INC COM 380956409 715 14,350 SH SOLE 14350 GOLDCORP INC PUT 380956409 31,494 631,700 PUT SH_DEF 1 631700 GOLDCORP INC PUT 380956409 39,955 802,300 PUT SOLE 802300 GOLDEN MINERALS CO COM 381119106 0 7 SH SH_DEF 1 7 GOLDEN STAR RES LTD COM 38119T104 1 200 SH SH_DEF 1 200 GOLDEN STAR RESOURCES LTD CALL 38119T104 27 9,000 CALL SH_DEF 1 9000 GOLDEN STAR RESOURCES LTD COM 38119T104 70 23,800 SH SOLE 23800 GOLDEN STAR RESOURCES LTD COM 38119T104 12 4,100 SH SOLE 4100 GOLDMAN SACHS GROUP INC COM 38141G104 1,325 8,132 SH SOLE 8132 GOLDMAN SACHS GROUP INC COM 38141G104 460 2,900 SH SOLE 2900 GOODYEAR TIRE & RUBBER CO COM 382550101 177 11,500 SH SOLE 11500 GOOGLE INC CLASS A COM 38259P508 757 1,256 SH SOLE 1256 GRACO INC COM 384109104 298 6,375 SH SOLE 6375 GRAN TIERRA ENERGY INC CALL 38500T101 83 10,300 CALL SH_DEF 1 10300 GRAN TIERRA ENERGY INC COM 38500T101 3 400 SH SH_DEF 1 400 GRAN TIERRA ENERGY INC COM 38500T101 2 200 SH SH_DEF 1 200 GRAN TIERRA ENERGY INC PUT 38500T101 85 10,500 PUT SH_DEF 1 10500
GREAT BASIN GOLD LTD COM 390124105 6 2,200 SH SH_DEF 1 2200 GREAT BASIN GOLD LTD COM 390124105 104 39,400 SH SOLE 39400 GREAT PANTHER SILVER LIMITED COM 39115V101 440 100,000 SH SOLE 100000 GREAT PANTHER SILVER LTD COM 39115V101 90 21,000 SH SH_DEF 1 21000 GREAT PANTHER SILVER LTD COM 39115V101 22 5,100 SH SH_DEF 1 5100 GREENHILL & CO INC COM 395259104 435 6,430 SH SOLE 6430 HALLIBURTON CO COM 406216101 90 1,800 SH SOLE 1800 HALLIBURTON CO. COM 406216101 198 3,865 SH SOLE 3865 HARMONY GOLD MNG-SPON ADR COM 413216300 29 1,980 SH SOLE 1980 HARRY WINSTON DIAMOND CORP CALL 41587B100 883 54,800 CALL SH_DEF 1 54800 HARRY WINSTON DIAMOND CORP COM 41587B100 264 16,000 SH SOLE 16000 HARRY WINSTON DIAMOND CORP COM 41587B100 124 7,700 SH SOLE 7700 HARRY WINSTON DIAMOND CORP COM 41587B100 229 14,156 SH SOLE 14156 HARRY WINSTON DIAMOND CORP PUT 41587B100 2,457 152,500 PUT SH_DEF 1 152500 HARRY WINSTON DIAMOND CRP COM 41587B100 1 57 SH SH_DEF 1 57 HARTFORD FINANCIAL SVCS GROUP INC COM 416515104 28 994 SH SOLE 994 HECKMANN CORPORATION COM 422680108 236 35,000 SH SOLE 35000 HEINZ (H.J.) COMPANY COM 423074103 60 1,195 SH SOLE 1195 HEWLETT-PACKARD COMPANY COM 428236103 2,092 49,670 SH SOLE 49670 HOME DEPOT INC COM 437076102 478 12,555 SH SOLE 12555 HONDA MOTOR CO LTD SPONSORED ADR COM 438128308 322 8,355 SH SOLE 8355 HONEYWELL INTERNATIONAL INC COM 438516106 224 3,645 SH SOLE 3645 HOSPIRA INC COM 441060100 22 392 SH SOLE 392 HSBC HOLDINGS PLC 6.2% SER A PFD COM 404280604 34 1,350 SH SOLE 1350 HSBC HOLDINGS PLC SPONS ADR COM 404280406 942 17,702 SH SOLE 17702 HSBC HOLDINGS PLC-SPONS ADR COM 404280406 902 37,332 SH SOLE 37332 HSBC HOLDINGS PLC-SPONS ADR COM 404280406 311 6,000 SH SOLE 6000 HUDBAY MINERALS INC CALL 443628102 635 39,000 CALL SH_DEF 1 39000 HUDBAY MINERALS INC COM 443628102 2 100 SH SH_DEF 1 100 HUDBAY MINERALS INC COM 443628102 299 17,950 SH SOLE 17950 HUDBAY MINERALS INC COM 443628102 476 29,200 SH SH_DEF 1 29200 HUDBAY MINERALS INC COM 443628102 236 14,500 SH SOLE 14500 HUDBAY MINERALS INC PUT 443628102 993 61,000 PUT SH_DEF 1 61000 HUMANA INC COM 444859102 22 300 SH SOLE 300 IAMGOLD CORP CALL 450913108 3,138 142,400 CALL SH_DEF 1 142400 IAMGOLD CORP COM 450913108 22 1,000 SH SH_DEF 1 1000 IAMGOLD CORP COM 450913108 19,001 862,100 SH SH_DEF 1 862100 IAMGOLD CORP COM 450913108 65,020 2,950,100 SH SOLE 2950100 IAMGOLD CORP PUT 450913108 1,344 61,000 PUT SH_DEF 1 61000 IAMGOLD CORPORATION CALL 450913108 661 30,000 CALL SOLE 30000 IAMGOLD CORPORATION COM 450913108 119 5,280 SH SOLE 5280 IAMGOLD CORPORATION COM 450913108 84 3,800 SH SOLE 3800 IAMGOLD CORPORATION PUT 450913108 881 40,000 PUT SOLE 40000 IESI BFC LTD COM 44951D108 1,012 38,880 SH SOLE 38880 IESI-BFC LTD CALL 44951D108 681 26,800 CALL SH_DEF 1 26800 IESI-BFC LTD COM 44951D108 15 600 SH SH_DEF 1 600
IESI-BFC LTD COM 44951D108 269 10,600 SH SOLE 10600 IESI-BFC LTD PUT 44951D108 51 2,000 PUT SH_DEF 1 2000 IHS INC CLASS A COM 451734107 2 25 SH SOLE 25 ILLINOIS TOOL WORKS INC COM 452308109 279 5,060 SH SOLE 5060 IMPERIAL OIL LTD CALL 453038408 3,408 66,700 CALL SH_DEF 1 66700 IMPERIAL OIL LTD COM 453038408 76 1,500 SH SH_DEF 1 1500 IMPERIAL OIL LTD COM 453038408 53,078 1,013,980 SH SOLE 1013980 IMPERIAL OIL LTD COM 453038408 5,799 113,494 SH SH_DEF 1 113494 IMPERIAL OIL LTD COM 453038408 123,820 2,423,405 SH SOLE 2423405 IMPERIAL OIL LTD COM 453038408 115 2,254 SH SOLE 2254 IMPERIAL OIL LTD PUT 453038408 7,281 142,500 PUT SH_DEF 1 142500 INDIA FUND INC COM 454089103 33 1,000 SH SH_DEF 1 1000 INDIA FUND INC COM 454089103 106 3,132 SH SOLE 3132 ING GROEP SPONSORED ADR COM 456837103 66 5,032 SH SOLE 5032 INTEL CORP COM 458140100 20 1,000 SH SH_DEF 2 1000 INTEL CORPORATION COM 458140100 5,488 264,695 SH SOLE 264695 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 19,169 114,364 SH SOLE 114364 INTERNATIONAL FLAVORS & FRAGRANCES COM 459506101 64 1,000 SH SOLE 1000 INTERNATIONAL PAPER COMPANY COM 460146103 65 2,100 SH SOLE 2100 INTL TOWER HILL MINES LTD CALL 46050R102 10 1,000 CALL SH_DEF 1 1000 INTUIT INC COM 461202103 100 1,825 SH SOLE 1825 INVESCO LIMITED COM G491BT108 1,525 58,056 SH SOLE 58056 IPATH MSCI INDIA INDEX ETN COM 06739F291 67 900 SH SOLE 900 IRON MOUNTAIN INC COM 462846106 9 295 SH SOLE 295 ISHARES BARC SHORT TREASURY BOND FD COM 464288679 37 325 SH SOLE 325 ISHARES BARCLAYS INTERMEDIATE CR BD COM 464288638 87 800 SH SOLE 800 ISHARES BARCLAYS TIPS BOND FUND COM 464287176 34 300 SH SOLE 300 ISHARES DJ U.S. TECH SECTOR IDX FUND COM 464287721 14 200 SH SOLE 200 ISHARES FTSE CHINA 25 INDEX COM 464287184 147 3,185 SH SOLE 3185 ISHARES IBOXX $ H/YLD CORP BOND FD COM 464288513 83 875 SH SOLE 875 ISHARES INC MSCI SINGAPORE IDX FD COM 464286673 84 6,000 SH SOLE 6000 ISHARES MSCI BRAZIL INDEX FUND ETF COM 464286400 88 1,100 SH SOLE 1100 ISHARES MSCI EAFE INDEX FUND COM 464287465 216 3,495 SH SOLE 3495 ISHARES MSCI EMERGING MKTS INDEX COM 464287234 71 1,415 SH SOLE 1415 ISHARES MSCI HONG KONG INDEX FUND COM 464286871 117 6,000 SH SOLE 6000 ISHARES MSCI JAPAN INDEX FD COM 464286848 172 16,700 SH SOLE 16700 ISHARES MSCI JAPAN INDEX FUND COM 464286848 37 3,500 SH SOLE 3500
ISHARES NASDAQ BIOTECH INDEX FUND COM 464287556 10 100 SH SOLE 100 ISHARES RUSSELL 2000 COM 464287655 655 7,783 SH SH_DEF 1 7783 ISHARES S&P ASIA 50 ETF COM 464288430 49 1,000 SH SOLE 1000 ISHARES S&P LATIN AMERICAN 40 IDX FD COM 464287390 44 800 SH SOLE 800 ISHARES SILVER TRUST COM 46428Q109 378 10,000 SH SOLE 10000 ISHARES TR RUSSEL 2000 INDEX FUND COM 464287655 67 775 SH SOLE 775 ISHARES TRUST DJ SEL DIV COM 464287168 1,658 30,950 SH SOLE 30950 ITAU UNIBANCO HLDNG-PREF ADR COM 465562106 48 2,000 SH SOLE 2000 ITRON INC COM 465741106 3 50 SH SOLE 50 ITT CORPORATION COM 450911102 12 200 SH SOLE 200 IVANHOE ENERGY INC COM 465790103 28 10,000 SH SH_DEF 1 10000 IVANHOE ENERGY INC COM 465790103 96 34,000 SH SOLE 34000 IVANHOE ENERGY INC COM 465790103 1 300 SH SOLE 300 IVANHOE MINES LTD CALL 46579N103 856 31,200 CALL SH_DEF 1 31200 IVANHOE MINES LTD COM 46579N103 30 1,100 SH SH_DEF 1 1100 IVANHOE MINES LTD COM 46579N103 924 33,700 SH SOLE 33700 IVANHOE MINES LTD COM 46579N103 154 5,600 SH SOLE 5600 IVANHOE MINES LTD PUT 46579N103 88 3,200 PUT SH_DEF 1 3200 JA SOLAR HLDGS CO LTD ADR COM 466090107 35 5,000 SH SH_DEF 1 5000 JAGUAR MINING INC CALL 47009M103 64 12,300 CALL SH_DEF 1 12300 JAGUAR MINING INC COM 47009M103 205 39,200 SH SH_DEF 1 39200 JAGUAR MINING INC COM 47009M103 41 7,800 SH SOLE 7800 JAGUAR MINING INC PUT 47009M103 45 8,700 PUT SH_DEF 1 8700 JOHNSON & JOHNSON COM 478160104 24,851 408,060 SH SOLE 408060 JOHNSON & JOHNSON COM 478160104 267 4,500 SH SH_DEF 2 4500 JPMORGAN CHASE & CO CALL 46625H100 13,438 291,500 CALL SOLE 291500 JPMORGAN CHASE & CO COM 46625H100 7,389 155,948 SH SOLE 155948 JPMORGAN CHASE & CO COM 46625H100 330 7,160 SH SOLE 7160 KANSAS CITY SOUTHERN COM 485170302 112 2,000 SH SOLE 2000 KB FINANCIAL GROUP INC ADR COM 48241A105 34 625 SH SOLE 625 KEEGAN RESOURCES INC CALL 487275109 26 3,000 CALL SH_DEF 1 3000 KEEGAN RESOURCES INC COM 487275109 384 43,000 SH SOLE 43000 KELLOGG COMPANY COM 487836108 28 500 SH SOLE 500 KIMBERLY-CLARK CORPORATION COM 494368103 1,942 28,948 SH SOLE 28948 KINDER MORGAN MANAGEMENT LLC COM 49455U100 145 2,144 SH SOLE 2144 KINGSWAY FINANCIAL SERVICES COM 496904103 7 7,200 SH SH_DEF 1 7200 KINGSWAY FINANCIAL SVCS COM 496904103 0 200 SH SH_DEF 1 200 KINROSS GOLD CORP CALL 496902404 6,296 399,500 CALL SH_DEF 1 399500 KINROSS GOLD CORP CALL 496902404 6,339 402,500 CALL SOLE 402500 KINROSS GOLD CORP COM 496902404 152 9,700 SH SH_DEF 1 9700 KINROSS GOLD CORP COM 496902404 6 400 SH SH_DEF 1 400 KINROSS GOLD CORP COM 496902404 4,712 300,000 SH SH_DEF 1 300000 KINROSS GOLD CORP COM 496902404 28,678 1,819,757 SH SH_DEF 1 1819757 KINROSS GOLD CORP COM 496902404 157,334 9,983,736 SH SOLE 9983736 KINROSS GOLD CORP COM 496902404 2,422 153,791 SH SOLE 153791 KINROSS GOLD CORP PUT 496902404 8,639 548,200 PUT SH_DEF 1 548200 KINROSS GOLD CORP PUT 496902404 9,152 581,100 PUT SOLE 581100
KINROSS GOLD CORPORATION NO PAR COM 496902404 1,508 93,432 SH SOLE 93432 KLA-TENCOR CORPORATION COM 482480100 10 215 SH SOLE 215 KOBEX MINERALS INC COM 49989C105 0 387 SH SH_DEF 1 387 KOHL'S CORP COM 500255104 841 15,435 SH SOLE 15435 KONINKLIJKE PHILIPS ELECTRONICS COM 500472303 356 10,755 SH SOLE 10755 KOREA EQUITY FUND INC COM 50063B104 806 57,600 SH SOLE 57600 KRAFT FOODS INC CL A COM 50075N104 1,935 60,034 SH SOLE 60034 KRAFT FOODS INC-CLASS A COM 50075N104 31 1,000 SH SH_DEF 2 1000 KROGER CO COM 501044101 232 9,400 SH SOLE 9400 L-3 COMMUNICATIONS HOLDINGS INC COM 502424104 8 100 SH SOLE 100 LABOPHARM INC COM 504905100 0 200 SH SH_DEF 1 200 LABOPHARM INC COM 504905100 0 19 SH SH_DEF 1 19 LABOPHARM INC COM 504905100 1 2,000 SH SOLE 2000 LABORATORY CORP OF AMER HOLDINGS COM 50540R409 9 100 SH SOLE 100 LAS VEGAS SANDS INC COM 517834107 651 15,000 SH SOLE 15000 LEGG MASON INC COM 524901105 15 408 SH SH_DEF 2 407.5 LEVEL 3 COMMUNICATIONS INC COM 52729N100 589 390,000 SH SOLE 390000 LEXMARK INTERNATIONAL INC COM 529771107 586 15,400 SH SOLE 15400 LIFEPOINT HOSPITALS INC COM 53219L109 1,222 29,600 SH SOLE 29600 LILLY (ELI) & COMPANY COM 532457108 475 13,136 SH SOLE 13136 LINCOLN NATIONAL CORPORATION COM 534187109 649 21,029 SH SOLE 21029 LKQ CORPORATION COM 501889208 14 575 SH SOLE 575 LOUISIANA-PACIFIC CORPORATION COM 546347105 22 2,000 SH SOLE 2000 LOWE'S COMPANIES COM 548661107 490 18,025 SH SOLE 18025 LPL INVESTMENT HOLDINGS INC COM 50213H100 337 9,150 SH SOLE 9150 LULULEMON ATHLETICA INC CALL 550021109 1,629 18,300 CALL SH_DEF 1 18300 LULULEMON ATHLETICA INC PUT 550021109 561 6,300 PUT SH_DEF 1 6300 M & T BANK CORP COM 55261F104 1,573 17,300 SH SOLE 17300 MAD CATZ INTERACTIVE COM 556162105 22 10,000 SH SH_DEF 1 10000 MAD CATZ INTERACTIVE COM 556162105 0 65 SH SH_DEF 1 65 MAGNA INTERNATIONAL INC CALL 559222401 959 20,000 CALL SH_DEF 1 20000 MAGNA INTERNATIONAL INC COM 559222401 1,776 36,162 SH SOLE 36162 MAGNA INTERNATIONAL INC COM 559222401 7,046 146,993 SH SH_DEF 1 146993 MAGNA INTERNATIONAL INC COM 559222401 101,804 2,123,700 SH SOLE 2123700 MAGNA INTERNATIONAL INC PUT 559222401 542 11,300 PUT SH_DEF 1 11300 MAGNA INTERNATIONAL INC-CL A CALL 559222401 5 100 CALL SOLE 100 MAGNA INTERNATIONAL INC-CL A COM 559222401 220 4,600 SH SOLE 4600 MAGNA INTERNATIONAL INC-CL A PUT 559222401 479 10,000 PUT SOLE 10000 MAIDEN HOLDINGS LTD COM G5753U112 154 20,000 SH SOLE 20000 MANULIFE FINANCIAL CORP CALL 56501R106 8,762 494,500 CALL SH_DEF 1 494500 MANULIFE FINANCIAL CORP CALL 56501R106 10,055 568,400 CALL SOLE 568400 MANULIFE FINANCIAL CORP COM 56501R106 15,367 846,535 SH SOLE 846535 MANULIFE FINANCIAL CORP COM 56501R106 66,359 3,745,141 SH SH_DEF 1 3745141 MANULIFE FINANCIAL CORP COM 56501R106 499,992 28,285,171 SH SOLE 28285171
MANULIFE FINANCIAL CORP COM 56501R106 867 48,996 SH SOLE 48996 MANULIFE FINANCIAL CORP COM 56501R106 2 100 SH SH_DEF 2 100 MANULIFE FINANCIAL CORP PUT 56501R106 23,941 1,351,200 PUT SH_DEF 1 1351200 MANULIFE FINANCIAL CORP PUT 56501R106 495 28,000 PUT SOLE 28000 MARATHON OIL CORP COM 565849106 172 3,229 SH SOLE 3229 MARATHON OIL CORPORATION COM 565849106 2,322 42,375 SH SOLE 42375 MARKET VECTORS JR GOLD MINER CALL 57060U589 1,961 50,000 CALL SOLE 50000 MARRIOTT INTERNATIONAL INC CLASS A COM 571903202 12 340 SH SOLE 340 MARSH & MCLENNAN COMPANIES INC COM 571748102 733 23,925 SH SOLE 23925 MATERIALS SELECT SECTOR SPDR COM 81369Y100 778 19,439 SH SOLE 19439 MCCORMICK & CO INC NVS COM 579780206 2 50 SH SOLE 50 MCDONALD'S CORPORATION COM 580135101 4,447 56,863 SH SOLE 56863 MCGRAW-HILL COMPANIES INC COM 580645109 185 4,580 SH SOLE 4580 MEDCO HEALTH SOLUTIONS INC COM 58405U102 101 1,756 SH SOLE 1756 MEDTRONIC INC COM 585055106 241 5,960 SH SOLE 5960 MELCO CROWN ENTERTAINMENT LTD ADR COM 585464100 78 10,000 SH SOLE 10000 MERCK & CO INC COM 58933Y105 4,193 123,576 SH SOLE 123576 METHANEX CORP CALL 59151K108 159 5,100 CALL SH_DEF 1 5100 METHANEX CORP COM 59151K108 383 12,025 SH SOLE 12025 METHANEX CORP COM 59151K108 159 5,100 SH SH_DEF 1 5100 METHANEX CORP COM 59151K108 1,163 37,400 SH SOLE 37400 METHANEX CORP COM 59151K108 24 774 SH SOLE 774 METHANEX CORP PUT 59151K108 311 10,000 PUT SH_DEF 1 10000 METLIFE INC COM 59156R108 5,203 113,159 SH SOLE 113159 METLIFE INC COM 59156R108 170 3,800 SH SOLE 3800 MI DEVELOPMENTS INC CL A SVS COM 55304X104 22 740 SH SOLE 740 MI DEVELOPMENTS-A SV COM 55304X104 5,969 205,537 SH SH_DEF 1 205537 MICROCHIP TECHNOLOGY INC COM 595017104 47 1,200 SH SOLE 1200 MICROSOFT CORP COM 594918104 350 13,800 SH SOLE 13800 MICROSOFT CORP COM 594918104 10 400 SH SH_DEF 2 400 MICROSOFT CORPORATION COM 594918104 6,823 261,748 SH SOLE 261748 MIDAS INC COM 595626102 176 22,300 SH SOLE 22300 MIDDLEBY CORP COM 596278101 4 40 SH SOLE 40 MINCO GOLD CORPORATION COM 60254D108 6 2,500 SH SOLE 2500 MINEFINDERS CORP CALL 602900102 18 1,400 CALL SH_DEF 1 1400 MINEFINDERS CORP COM 602900102 394 29,900 SH SH_DEF 1 29900 MINEFINDERS CORP COM 602900102 83 6,300 SH SOLE 6300 MINEFINDERS CORP COM 602900102 36 2,729 SH SOLE 2729 MINEFINDERS CORPORATION LTD COM 602900102 342 25,300 SH SOLE 25300 MOLSON COORS BREWING COMPANY CL B COM 60871R209 482 10,000 SH SOLE 10000 MONSANTO COMPANY COM 61166W101 554 7,465 SH SOLE 7465 MORGAN STANLEY COM 617446448 114 4,045 SH SOLE 4045 MORGAN STANLEY COM 617446448 672 24,600 SH SOLE 24600 MOSAIC COMPANY COM 61945A107 89 1,100 SH SOLE 1100
MOTOROLA MOBILITY HOLDINGS INC COM 620097105 29 1,141 SH SOLE 1141 MOTOROLA SOLUTIONS INC COM 620076307 60 1,304 SH SOLE 1304 MOTOROLA SOLUTIONS INC PUT 620076307 1,341 30,000 PUT SOLE 30000 MOUNTAIN PROVINCE DIAMONDS COM 62426E402 6 900 SH SOLE 900 NABORS INDUSTRIES LTD COM G6359F103 292 9,350 SH SOLE 9350 NATIONAL GRID PLC SP ADR COM 636274300 133 2,700 SH SOLE 2700 NATIONAL OILWELL VARCO INC NEW COM 637071101 49 600 SH SOLE 600 NAVISTAR INTL CORP COM 63934E108 43 600 SH SOLE 600 NEPTUNE TECH & BIORES INC COM 64077P108 0 54 SH SH_DEF 1 54 NEPTUNE TECHS & BIORES INC COM 64077P108 234 101,500 SH SOLE 101500 NETFLIX INC PUT 64110L106 1,189 5,000 PUT SOLE 5000 NEVSUN RESOURCES LTD COM 64156L101 26 4,600 SH SH_DEF 1 4600 NEVSUN RESOURCES LTD COM 64156L101 102 18,000 SH SOLE 18000 NEVSUN RESOURCES LTD PUT 64156L101 23 4,000 PUT SH_DEF 1 4000 NEW GERMANY FUND INC COM 644465106 941 52,796 SH SOLE 52796 NEW GOLD INC CALL 644535106 1,353 115,000 CALL SH_DEF 1 115000 NEW GOLD INC COM 644535106 1,544 128,100 SH SOLE 128100 NEW GOLD INC COM 644535106 6 500 SH SH_DEF 1 500 NEW GOLD INC COM 644535106 432 36,700 SH SOLE 36700 NEW GOLD INC COM 644535106 150 12,827 SH SOLE 12827 NEW GOLD INC PUT 644535106 926 78,700 PUT SH_DEF 1 78700 NEW YORK & COMPANY INC COM 649295102 130 18,100 SH SOLE 18100 NEWMONT MINING CORP COM 651639106 113 2,075 SH SOLE 2075 NEWMONT MINING CORP-HOLDING COMPANY COM 651639106 896 15,980 SH SOLE 15980 NEXEN INC CALL 65334H102 19,641 787,900 CALL SH_DEF 1 787900 NEXEN INC CALL 65334H102 8,503 341,200 CALL SOLE 341200 NEXEN INC COM 65334H102 124 5,000 SH SH_DEF 1 5000 NEXEN INC COM 65334H102 124 5,000 SH SH_DEF 1 5000 NEXEN INC COM 65334H102 6,159 241,179 SH SOLE 241179 NEXEN INC COM 65334H102 5,960 239,103 SH SH_DEF 1 239103 NEXEN INC COM 65334H102 128,067 5,137,508 SH SOLE 5137508 NEXEN INC COM 65334H102 428 17,180 SH SOLE 17180 NEXEN INC PUT 65334H102 4,507 180,800 PUT SH_DEF 1 180800 NEXEN INC PUT 65334H102 2,143 86,000 PUT SOLE 86000 NEXTERA ENERGY INC COM 65339F101 133 2,340 SH SOLE 2340 NIDEC CORPORATION ADR COM 654090109 7 325 SH SOLE 325 NIKE INC CL B COM 654106103 2,553 32,818 SH SOLE 32818 NIKE INC -CL B COM 654106103 1,840 24,300 SH SOLE 24300 NIKE INC -CL B COM 654106103 53 700 SH SH_DEF 2 700 NOKIA CORP ADR COM 654902204 19 2,195 SH SOLE 2195 NORDION INC COM 65563C105 24 2,000 SH SOLE 2000 NORDION INC COM 65563C105 158 13,400 SH SH_DEF 1 13400 NORDION INC COM 65563C105 86 7,329 SH SOLE 7329 NORDION INC COM 65563C105 11 908 SH SH_DEF 2 908 NORFOLK SOUTHERN CORP COM 655844108 15 205 SH SOLE 205 NORTH AMER PALLADIUM LTD COM 656912102 12 1,800 SH SH_DEF 1 1800 NORTH AMER PALLADIUM LTD COM 656912102 81 12,300 SH SOLE 12300 NORTH AMER PALLADIUM LTD COM 656912102 62 9,600 SH SOLE 9600 NORTH AMER PALLADIUM LTD PUT 656912102 20 3,000 PUT SH_DEF 1 3000
NORTH AMERICAN ENERGY PARTNE COM 656844107 26 2,135 SH SOLE 2135 NORTH AMERICAN PALLADIUM COM 656912102 3,960 610,000 SH SH_DEF 1 610000 NORTHERN DYNASTY MINERALS COM 66510M204 105 7,000 SH SOLE 7000 NORTHERN DYNASTY MNLS LTD COM 66510M204 53 3,500 SH SH_DEF 1 3500 NORTHERN TRUST CORPORATION COM 665859104 580 11,120 SH SOLE 11120 NORTHGATE MINERALS CORP COM 666416102 73 26,800 SH SOLE 26800 NORTHWEST PIPE COMPANY COM 667746101 165 7,000 SH SOLE 7000 NOVAGOLD RES INC COM 66987E206 39 3,000 SH SH_DEF 1 3000 NOVAGOLD RESOURCES INC COM 66987E206 211 16,300 SH SOLE 16300 NOVAGOLD RESOURCES INC COM 66987E206 16 1,200 SH SOLE 1200 NOVARTIS AG SPONSORED ADR COM 66987V109 471 8,440 SH SOLE 8440 NOVO-NORDISK A/S ADR COM 670100205 515 4,000 SH SOLE 4000 NUCOR CORPORATION COM 670346105 62 1,305 SH SOLE 1305 OCCIDENTAL PETROLEUM CORP COM 674599105 1,127 10,492 SH SOLE 10492 OIL SERVICE HOLDERS TRUST COM 678002106 51 300 SH SOLE 300 OIL STATES INTERNATIONAL INC COM 678026105 8 100 SH SOLE 100.0049999 OLD REPUBLIC INTERNATIONAL CORP COM 680223104 50 3,800 SH SOLE 3800 OMNICOM GROUP INC COM 681919106 1,002 19,865 SH SOLE 19865 ONCOLYTICS BIOTECH INC COM 682310107 12 2,000 SH SOLE 2000 OPEN TEXT CORP CALL 683715106 957 15,400 CALL SH_DEF 1 15400 OPEN TEXT CORP COM 683715106 12 200 SH SH_DEF 1 200 OPEN TEXT CORP COM 683715106 304 4,900 SH SOLE 4900 OPEN TEXT CORP COM 683715106 47 757 SH SOLE 757 OPEN TEXT CORP COM 683715106 136,938 2,204,098 SH SH_DEF 2 2204098 OPEN TEXT CORP PUT 683715106 1,044 16,800 PUT SH_DEF 1 16800 OPEN TEXT CORPORATION COM 683715106 3 44 SH SH_DEF 1 44 OPEN TEXT CORPORATION COM 683715106 353 5,550 SH SOLE 5550 ORACLE CORPORATION COM 68389X105 2,778 80,980 SH SOLE 80980 ORIENT-EXPRESS HOTELS LTD A COM G67743107 318 25,000 SH SOLE 25000 PACIFIC BOOKER MINLS INC COM 69403R108 0 35 SH SH_DEF 1 35 PAN AMERICAN SILVER CORP CALL 697900108 1,972 53,100 CALL SH_DEF 1 53100 PAN AMERICAN SILVER CORP CALL 697900108 1,114 30,000 CALL SH_DEF 1 30000 PAN AMERICAN SILVER CORP COM 697900108 44 1,200 SH SH_DEF 1 1200 PAN AMERICAN SILVER CORP COM 697900108 38 1,000 SH SOLE 1000 PAN AMERICAN SILVER CORP COM 697900108 1,626 43,800 SH SH_DEF 1 43800 PAN AMERICAN SILVER CORP COM 697900108 1,129 30,400 SH SOLE 30400 PAN AMERICAN SILVER CORP COM 697900108 542 14,610 SH SOLE 14610 PAN AMERICAN SILVER CORP PUT 697900108 1,166 31,400 PUT SH_DEF 1 31400 PARKER DRILLING CO COM 701081101 25 3,500 SH SOLE 3500 PARKER HANNIFIN CORP COM 701094104 13 135 SH SOLE 135 PARTNERRE LTD COM G6852T105 53 650 SH SOLE 650 PATRIOT COAL CORP COM 70336T104 1 40 SH SOLE 40 PATTERSON COMPANIES INC COM 703395103 304 9,190 SH SOLE 9190 PAYCHEX INC COM 704326107 286 8,870 SH SOLE 8870 PEABODY ENERGY CORP COM 704549104 22 300 SH SOLE 300 PENGROWTH ENERGY CORP CALL 70706P104 732 52,900 CALL SH_DEF 1 52900 PENGROWTH ENERGY CORP COM 70706P104 1,857 131,043 SH SOLE 131043 PENGROWTH ENERGY CORP COM 70706P104 51 3,700 SH SH_DEF 1 3700
PENGROWTH ENERGY CORP COM 70706P104 456 33,000 SH SOLE 33000 PENGROWTH ENERGY CORP PUT 70706P104 55 4,000 PUT SH_DEF 1 4000 PENN WEST PETROLEUM LTD CALL 707887105 950 34,200 CALL SH_DEF 1 34200 PENN WEST PETROLEUM LTD COM 707887105 1,593 56,011 SH SOLE 56011 PENN WEST PETROLEUM LTD COM 707887105 6,131 220,820 SH SH_DEF 1 220820 PENN WEST PETROLEUM LTD COM 707887105 121,980 4,393,450 SH SOLE 4393450 PENN WEST PETROLEUM LTD PUT 707887105 708 25,500 PUT SH_DEF 1 25500 PEPSICO INC COM 713448108 14,333 216,500 SH SOLE 216500 PETROLEO BRASILEIRO S.A. ADR COM 71654V101 899 24,605 SH SOLE 24605 PETROLEO BRASILEIRO S.A.-ADR COM 71654V408 364 9,000 SH SOLE 9000 PETROLEO BRASILEIRO SA ADR COM 71654V408 384 9,230 SH SOLE 9230 PFIZER INC COM 717081103 6,111 292,721 SH SOLE 292721 PFIZER INC COM 717081103 2 100 SH SOLE 100 PFIZER INC COM 717081103 30 1,500 SH SH_DEF 2 1500 PG & E CORPORATION COM 69331C108 412 9,078 SH SOLE 9078 PHILIP MORRIS INTERNATIONAL COM 718172109 4,093 60,670 SH SOLE 60670 PHOTRONICS INC COM 719405102 277 30,025 SH SOLE 30025 PIMCO CORP OPPORTUNITY FUND COM 72201B101 11 500 SH SOLE 500 PLATINUM GROUP METALS COM 72765Q205 4 2,200 SH SH_DEF 1 2200 PLUM CREEK TIMBER COMPANY INC COM 729251108 45 1,000 SH SOLE 1000 POINTS INTL LTD COM 730843208 1 88 SH SH_DEF 1 88 POLYCOM INC COM 73172K104 443 8,320 SH SOLE 8320 POLYMET MINING CORP COM 731916102 290 141,700 SH SOLE 141700 POSCO SPONSORED ADR COM 693483109 508 4,325 SH SOLE 4325 POTASH CORP OF SASK INC COM 73755L107 459 7,800 SH SH_DEF 1 7800 POTASH CORP OF SASKATCHEWAN CALL 73755L107 8,588 145,600 CALL SH_DEF 1 145600 POTASH CORP OF SASKATCHEWAN CALL 73755L107 7,095 120,400 CALL SOLE 120400 POTASH CORP OF SASKATCHEWAN COM 73755L107 40,981 694,788 SH SH_DEF 1 694788 POTASH CORP OF SASKATCHEWAN COM 73755L107 512,784 8,693,742 SH SOLE 8693742 POTASH CORP OF SASKATCHEWAN PUT 73755L107 12,056 204,400 PUT SH_DEF 1 204400 POTASH CORP OF SASKATCHEWAN PUT 73755L107 2,416 41,000 PUT SOLE 41000 POTASH CORPORATION OF SASKATCHEWAN COM 73755L107 8,715 144,212 SH SOLE 144212 POWERSHARES DB AGRICULTURE F COM 73936B408 185 5,400 SH SOLE 5400 POWERSHARES EXCH INTL DIV ACHIEVERS COM 73935X716 40 2,400 SH SOLE 2400 POWERSHARES QQQ COM 73935A104 2,334 42,133 SH SH_DEF 1 42133 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 143 2,415 SH SOLE 2415 PRAXAIR INC COM 74005P104 57 545 SH SOLE 545 PRECISION DRILLING CORP COM 74022D308 41 3,000 SH SH_DEF 1 3000
PRECISION DRILLING CORP COM 74022D308 0 30 SH SH_DEF 1 30 PRECISION DRILLING CORPORATION COM 74022D308 564 40,590 SH SOLE 40590 PROCTER & GAMBLE CO COM 742718109 524 8,500 SH SH_DEF 2 8500 PROCTER & GAMBLE COMPANY COM 742718109 20,892 329,961 SH SOLE 329961 PROGRESS ENERGY INC COM 743263105 47 985 SH SOLE 985 PROGRESSIVE CORP OHIO COM 743315103 39 1,800 SH SOLE 1800 PROSHARES QQQ ULTRASHORT COM 74347R875 153 3,000 SH SOLE 3000 PROSHARES SHORT S&P500 COM 74347R503 42 1,000 SH SOLE 1000 PROSHARES ULTRA QQQ-NEW COM 74347X237 102 2,000 SH SH_DEF 1 2000 PROSHARES ULTRAPRO S&P 500 COM 74347X864 287 3,600 SH SOLE 3600 PROSHARES ULTRASHORT LEHMAN 20+YR COM 74347R297 192 5,000 SH SOLE 5000 PROSHRS ULTRASRT LEH20+YR COM 74347R297 150 4,000 SH SH_DEF 1 4000 PROVIDENT ENERGY LTD COM 74386V100 261 28,002 SH SOLE 28002 PRUDENTIAL PLC-ADR COM 74435K204 762 30,577 SH SOLE 30577 PUBLIC SERVICE ENTERPRISE GROUP COM 744573106 32 1,000 SH SOLE 1000 PUBLIC STORAGE COM 74460D109 763 30,902 SH SOLE 30902 PUBLIC STORAGE COM 74460D109 564 22,352 SH SOLE 22352 QLT INC COM 746927102 14 2,000 SH SOLE 2000 QLT INC COM 746927102 1 100 SH SH_DEF 1 100 QUAD/GRAPHICS INC CL-A COM 747301109 3,757 88,515 SH SH_DEF 1 88515 QUALCOMM INC COM 747525103 92 1,627 SH SOLE 1627 QUANTA SERVICES INC COM 74762E102 51 2,200 SH SOLE 2200 QUEST DIAGNOSTICS INC COM 74834L100 143 2,410 SH SOLE 2410 RANDGOLD RESOURCES LIMITED ADR COM 752344309 357 4,265 SH SOLE 4265 RANDGOLD RESOURCES LTD-ADR COM 752344309 24 300 SH SOLE 300 RARE ELEMENT RESOURCE LTD COM 75381M102 4 300 SH SH_DEF 1 300 RARE ELEMENT RESOURCE LTD COM 75381M102 0 9 SH SH_DEF 1 9 RAYONIER INC COM 754907103 26 400 SH SOLE 400 RAYTHEON COMPANY COM 755111507 399 7,624 SH SOLE 7624 RED HAT INC COM 756577102 325 6,960 SH SOLE 6960 REGIONS FINANCIAL CORPORATION COM 7591EP100 112 15,000 SH SOLE 15000 RESEARCH IN MOTION CALL 760975102 9,048 160,000 CALL SH_DEF 1 160000 RESEARCH IN MOTION CALL 760975102 3,398 60,100 CALL SOLE 60100 RESEARCH IN MOTION COM 760975102 32,513 574,957 SH SH_DEF 1 574957 RESEARCH IN MOTION COM 760975102 256,955 4,543,927 SH SOLE 4543927 RESEARCH IN MOTION COM 760975102 3,457 61,136 SH SOLE 61136 RESEARCH IN MOTION COM 760975102 334 5,900 SH SH_DEF 2 5900 RESEARCH IN MOTION PUT 760975102 16,399 290,000 PUT SH_DEF 1 290000 RESEARCH IN MOTION PUT 760975102 5,230 92,500 PUT SOLE 92500 RESEARCH IN MOTION LTD COM 760975102 102 1,800 SH SH_DEF 1 1800 RESEARCH IN MOTION LTD COM 760975102 4,928 85,059 SH SOLE 85059 RIO TINTO PLC SPONSORED ADR COM 767204100 330 4,515 SH SOLE 4515 RIO TINTO PLC-SPON ADR COM 767204100 228 3,200 SH SOLE 3200 RITCHIE BROS AUCTIONEERS COM 767744105 274 9,700 SH SOLE 9700 RITCHIE BROS AUCTIONEERS COM 767744105 20 700 SH SOLE 700 RITCHIE BROS. AUCTIONEERS COM 767744105 136 4,700 SH SOLE 4700 ROCHESTER MEDICAL CORP COM 771497104 546 46,300 SH SOLE 46300
ROCKWELL AUTOMATION INC COM 773903109 448 4,605 SH SOLE 4605 ROGERS COMMUNICATIONS -CL B CALL 775109200 10,558 290,500 CALL SH_DEF 1 290500 ROGERS COMMUNICATIONS -CL B COM 775109200 19,248 529,585 SH SH_DEF 1 529585 ROGERS COMMUNICATIONS -CL B COM 775109200 160,970 4,428,962 SH SOLE 4428962 ROGERS COMMUNICATIONS -CL B COM 775109200 89 2,450 SH SOLE 2450 ROGERS COMMUNICATIONS -CL B PUT 775109200 15,363 422,700 PUT SH_DEF 1 422700 ROGERS COMMUNICATIONS INC CL B NVS COM 775109200 14,303 384,125 SH SOLE 384125 ROYAL BANK OF CANADA CALL 780087102 61,988 1,001,900 CALL SH_DEF 1 1001900 ROYAL BANK OF CANADA CALL 780087102 45,871 741,400 CALL SOLE 741400 ROYAL BANK OF CANADA COM 780087102 464 7,500 SH SH_DEF 1 7500 ROYAL BANK OF CANADA COM 780087102 6 100 SH SH_DEF 1 100 ROYAL BANK OF CANADA COM 780087102 145,844 2,300,825 SH SOLE 2300825 ROYAL BANK OF CANADA COM 780087102 51,809 837,380 SH SH_DEF 1 837380 ROYAL BANK OF CANADA COM 780087102 3,161,003 51,090,317 SH SOLE 51090317 ROYAL BANK OF CANADA COM 780087102 235 3,800 SH SOLE 3800 ROYAL BANK OF CANADA PUT 780087102 91,872 1,484,900 PUT SH_DEF 1 1484900 ROYAL BANK OF CANADA PUT 780087102 36,312 586,900 PUT SOLE 586900 ROYAL DUTCH SHELL PLC ADR CL A COM 780259206 3,290 43,938 SH SOLE 43938 ROYAL DUTCH SHELL PLC SPON ADR B COM 780259107 301 4,000 SH SOLE 4000 ROYAL GOLD INC COM 780287108 27 510 SH SOLE 510 ROYAL GOLD INC COM 780287108 5 100 SH SOLE 100 ROYCE VALUE TRUST COM 780910105 125 7,900 SH SOLE 7900 RUBICON MINERALS CORP CALL 780911103 28 5,500 CALL SH_DEF 1 5500 RUBICON MINERALS CORP COM 780911103 81 15,800 SH SH_DEF 1 15800 RUBICON MINERALS CORP COM 780911103 26 5,000 SH SH_DEF 1 5000 RUBICON MINERALS CORP COM 780911103 1 100 SH SH_DEF 1 100 RUBICON MINERALS CORP COM 780911103 5 1,000 SH SH_DEF 1 1000 RUBICON MINERALS CORP COM 780911103 82 15,900 SH SOLE 15900 RUBICON MINERALS CORP COM 780911103 4 800 SH SOLE 800 RUBICON MINERALS CORP PUT 780911103 36 7,000 PUT SH_DEF 1 7000 SANDISK CORP COM 80004C101 23 500 SH SOLE 500 SANOFI-AVENTIS SPONSORED ADR COM 80105N105 275 7,590 SH SOLE 7590 SAP AG COM 803054204 1,146 18,165 SH SOLE 18165 SAPIENT CORPORATION COM 803062108 363 30,840 SH SOLE 30840 SASOL LIMITED SPONSORED ADR COM 803866300 530 8,905 SH SOLE 8905 SCANSOURCE INC COM 806037107 61 1,550 SH SOLE 1550 SCHLUMBERGER LTD COM 806857108 1,655 17,265 SH SOLE 17265 SCHLUMBERGER LTD COM 806857108 205 2,200 SH SOLE 2200 SCHWAB, CHARLES CORP COM 808513105 13 675 SH SOLE 675 SCHWEITZER-MAUDUIT INTL INC COM 808541106 104 2,000 SH SOLE 2000 SCRIPPS NETWORKS INTERACT COM 811065101 27 528 SH SOLE 528
SEADRILL LTD COM G7945E105 111 3,000 SH SOLE 3000 SEASPAN CORP COM Y75638109 300 15,000 SH SOLE 15000 SEMICONDUCTOR MFG INTL CORP ADR COM 81663N206 473 121,000 SH SOLE 121000 SEMPRA ENERGY COM 816851109 47 850 SH SOLE 850 SERVICE CORPORATION INTERNATIONAL COM 817565104 57 5,000 SH SOLE 5000 SHAW COMMUNICATIONS INC CL B NVS COM 82028K200 13,253 613,635 SH SOLE 613635 SHAW COMMUNICATIONS INC-B CALL 82028K200 1,337 63,400 CALL SH_DEF 1 63400 SHAW COMMUNICATIONS INC-B COM 82028K200 7,230 342,966 SH SH_DEF 1 342966 SHAW COMMUNICATIONS INC-B COM 82028K200 133,797 6,377,956 SH SOLE 6377956 SHAW COMMUNICATIONS INC-B COM 82028K200 32 1,500 SH SOLE 1500 SHAW COMMUNICATIONS INC-B COM 82028K200 39,138 1,856,550 SH SH_DEF 2 1856550 SHAW COMMUNICATIONS INC-B PUT 82028K200 989 46,900 PUT SH_DEF 1 46900 SHERWIN-WILLIAMS COMPANY (THE) COM 824348106 185 2,140 SH SOLE 2140 SIEMENS AG SPONSORED ADR COM 826197501 1,051 7,445 SH SOLE 7445 SIERRA WIRELESS INC CALL 826516106 42 3,800 CALL SH_DEF 1 3800 SIERRA WIRELESS INC COM 826516106 92 8,424 SH SOLE 8424 SILVER STANDARD RES INC COM 82823L106 2 58 SH SH_DEF 1 58 SILVER STANDARD RESOURCES CALL 82823L106 1,398 44,600 CALL SH_DEF 1 44600 SILVER STANDARD RESOURCES COM 82823L106 229 7,300 SH SOLE 7300 SILVER STANDARD RESOURCES COM 82823L106 307 9,774 SH SOLE 9774 SILVER STANDARD RESOURCES PUT 82823L106 2,175 69,400 PUT SH_DEF 1 69400 SILVER STANDARD RESOURCES INC COM 82823L106 0 11 SH SOLE 11 SILVER WHEATON CORP CALL 828336107 3,336 76,800 CALL SH_DEF 1 76800 SILVER WHEATON CORP CALL 828336107 434 10,000 CALL SOLE 10000 SILVER WHEATON CORP COM 828336107 87 2,000 SH SH_DEF 1 2000 SILVER WHEATON CORP COM 828336107 2,448 55,000 SH SOLE 55000 SILVER WHEATON CORP COM 828336107 238 5,483 SH SH_DEF 1 5483 SILVER WHEATON CORP COM 828336107 3,450 79,417 SH SOLE 79417 SILVER WHEATON CORP COM 828336107 48 1,100 SH SOLE 1100 SILVER WHEATON CORP PUT 828336107 2,880 66,300 PUT SH_DEF 1 66300 SILVERCORP METALS INC CALL 82835P103 1,726 118,600 CALL SH_DEF 1 118600 SILVERCORP METALS INC COM 82835P103 3 200 SH SH_DEF 1 200 SILVERCORP METALS INC COM 82835P103 4 300 SH SH_DEF 1 300 SILVERCORP METALS INC COM 82835P103 230 15,800 SH SOLE 15800 SILVERCORP METALS INC PUT 82835P103 588 40,400 PUT SH_DEF 1 40400 SMART TECHNOLOGIES INC CL A SVS COM 83172R108 11 1,000 SH SOLE 1000 SMITH & NEPHEW PLC SPONSORED ADR COM 83175M205 2,395 41,300 SH SOLE 41300 SMITHFIELD FOODS INC COM 832248108 45 1,800 SH SOLE 1800 SMUCKER (J.M.) CO COM 832696405 6 87 SH SOLE 87 SOHU.COM INC COM 83408W103 314 3,420 SH SOLE 3420 SOUTHERN COMPANY COM 842587107 44 1,125 SH SOLE 1125 SOUTHWEST AIRLINES CO COM 844741108 4 270 SH SOLE 270 SPDR BARCLAYS CAPITAL HI YLD BD ETF COM 78464A417 266 6,400 SH SOLE 6400 SPDR DJIA ETF COM 78467X109 82 645 SH SOLE 645
SPDR FTSE/MACQUARIE GLB INFR 100 ETF COM 78463X855 317 7,200 SH SOLE 7200 SPDR GOLD TRUST COM 78463V107 5,323 37,040 SH SOLE 37040 SPDR GOLD TRUST COM 78463V107 42 300 SH SOLE 300 SPDR KBW BANK ETF COM 78464A797 531 20,000 SH SOLE 20000 SPDR S&P 500 ETF COM 78462F103 981 7,400 SH SH_DEF 1 7400 SPDR S&P 500 ETF TRUST COM 78462F103 857 6,290 SH SOLE 6290 SPDR S&P BIOTECH ETF COM 78464A870 14 200 SH SOLE 200 SPDR S&P HOMEBUILDERS ETF COM 78464A888 26 1,400 SH SOLE 1400 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 23 125 SH SOLE 125 SPECTRA ENERGY CORP COM 847560109 291 10,409 SH SOLE 10409 SPX CORPORATION COM 784635104 29 350 SH SOLE 350 STANTEC INC COM 85472N109 1 26 SH SH_DEF 1 26 STANTEC INC COM 85472N109 286 9,335 SH SOLE 9335 STANTEC INC COM 85472N109 126 4,200 SH SOLE 4200 STAPLES INC COM 855030102 643 32,235 SH SOLE 32235 STARBUCKS CORPORATION COM 855244109 61 1,600 SH SOLE 1600 STATE STREET CORP COM 857477103 1,189 25,750 SH SOLE 25750 STATOIL ASA SPON ADR COM 85771P102 157 5,536 SH SOLE 5536 STEIN MART INC COM 858375108 556 53,500 SH SOLE 53500 STILLWATER MINING COMPANY COM 86074Q102 8,322 353,120 SH SOLE 353120 STRYKER CORPORATION COM 863667101 62 1,000 SH SOLE 1000 SUN LIFE FINANCIAL INC CALL 866796105 9,726 309,500 CALL SH_DEF 1 309500 SUN LIFE FINANCIAL INC COM 866796105 9 300 SH SH_DEF 1 300 SUN LIFE FINANCIAL INC COM 866796105 11,643 361,618 SH SOLE 361618 SUN LIFE FINANCIAL INC COM 866796105 25,094 798,535 SH SH_DEF 1 798535 SUN LIFE FINANCIAL INC COM 866796105 279,668 8,899,459 SH SOLE 8899459 SUN LIFE FINANCIAL INC COM 866796105 126 4,000 SH SOLE 4000 SUN LIFE FINANCIAL INC PUT 866796105 15,166 482,600 PUT SH_DEF 1 482600 SUNCOR ENERGY INC (NEW) COM 867224107 37,811 823,005 SH SOLE 823005 SUNCOR ENERGY INC NEW COM 867224107 170 3,800 SH SH_DEF 1 3800 SUNCOR ENERGY INC NEW COM 867224107 134 3,000 SH SH_DEF 1 3000 SUNCOR ENERGY INC NEW COM 867224107 224 5,000 SH SH_DEF 1 5000 SUPERVALU INC COM 868536103 264 28,800 SH SOLE 28800 SXC HEALTH SOLUTIONS CORP COM 78505P100 866 15,500 SH SOLE 15500 SXC HEALTH SOLUTIONS CORP COM 78505P100 44 800 SH SH_DEF 1 800 SXC HEALTH SOLUTIONS CORP COM 78505P100 311 5,700 SH SOLE 5700 SXC HEALTH SOLUTIONS CORP COM 78505P100 38,894 713,158 SH SH_DEF 2 713158 SXC HEALTH SOLUTIONS CORP PUT 78505P100 354 6,500 PUT SH_DEF 1 6500 SYNGENTA AG-ADR COM 87160A100 355 5,300 SH SOLE 5300 SYSCO CORPORATION COM 871829107 237 8,335 SH SOLE 8335 T ROWE PRICE GROUP INC COM 74144T108 251 3,680 SH SOLE 3680 TALISMAN ENERGY INC CALL 87425E103 6,460 261,300 CALL SH_DEF 1 261300 TALISMAN ENERGY INC COM 87425E103 10,607 418,808 SH SOLE 418808 TALISMAN ENERGY INC COM 87425E103 12,988 525,352 SH SH_DEF 1 525352 TALISMAN ENERGY INC COM 87425E103 240,704 9,736,597 SH SOLE 9736597 TALISMAN ENERGY INC COM 87425E103 293 11,870 SH SOLE 11870 TALISMAN ENERGY INC COM 87425E103 20 800 SH SH_DEF 2 800 TALISMAN ENERGY INC PUT 87425E103 5,607 226,800 PUT SH_DEF 1 226800 TANZANIAN ROYALTY EXPLORATIO CALL 87600U104 6 1,000 CALL SH_DEF 1 1000
TARGET CORP COM 87612E106 2,200 42,790 SH SOLE 42790 TASEKO MINES LTD CALL 876511106 116 19,500 CALL SH_DEF 1 19500 TASEKO MINES LTD COM 876511106 2 400 SH SH_DEF 1 400 TASEKO MINES LTD COM 876511106 103 17,300 SH SOLE 17300 TASEKO MINES LTD PUT 876511106 45 7,600 PUT SH_DEF 1 7600 TATA MOTORS LTD SPON ADR COM 876568502 229 8,000 SH SOLE 8000 TECHNOLOGY SELECT SECTOR SPDR FUND COM 81369Y803 348 13,000 SH SOLE 13000 TECK COMINCO LTD-CL B CALL 878742204 47,256 891,600 CALL SH_DEF 1 891600 TECK COMINCO LTD-CL B CALL 878742204 5,705 107,600 CALL SOLE 107600 TECK COMINCO LTD-CL B COM 878742204 24,151 455,673 SH SH_DEF 1 455673 TECK COMINCO LTD-CL B COM 878742204 264,928 4,998,519 SH SOLE 4998519 TECK COMINCO LTD-CL B COM 878742204 18,190 343,075 SH SOLE 343075 TECK COMINCO LTD-CL B PUT 878742204 27,237 513,900 PUT SH_DEF 1 513900 TECK COMINCO LTD-CL B PUT 878742204 520 9,800 PUT SH_DEF 1 9800 TECK COMINCO LTD-CL B PUT 878742204 8,186 154,400 PUT SOLE 154400 TECK RESOURCES LTD -B- SV COM 878742204 53 1,000 SH SH_DEF 1 1000 TECK RESOURCES LTD CL B SVS COM 878742204 9,457 174,157 SH SOLE 174157 TEEKAY CORPORATION COM Y8564W103 266 7,000 SH SOLE 7000 TELEFLEX INCORPORATED COM 879369106 471 7,900 SH SOLE 7900 TELEFONICA S.A. SPONSORED ADR COM 879382208 324 12,499 SH SOLE 12499 TELUS CORPORATION -NON VOTE COM 87971M202 119,250 2,454,887 SH SOLE 2454887 TELUS CORPORATION NV COM 87971M202 5,627 113,075 SH SOLE 113075 TEMPLETON DRAGON FUND COM 88018T101 997 31,300 SH SOLE 31300 TENARIS S.A. ADR COM 88031M109 301 5,925 SH SOLE 5925 TERADYNE INC COM 880770102 5 294 SH SOLE 294 TESCO CORP COM 88157K101 79 3,600 SH SOLE 3600 TESORO CORP COM 881609101 8 300 SH SOLE 300 TEVA PHARMACEUTICAL INDUSTRIES ADR COM 881624209 571 11,070 SH SOLE 11070 TEVA PHARMACEUTICAL-SP ADR COM 881624209 140 2,800 SH SOLE 2800 TEXAS INSTRUMENTS INC COM 882508104 408 11,486 SH SOLE 11486 THERMO FISHER SCIENTIFIC COM 883556102 103 1,800 SH SOLE 1800 THOMPSON CREEK METALS CO INC CALL 884768102 1,611 128,600 CALL SH_DEF 1 128600 THOMPSON CREEK METALS CO INC COM 884768102 1,767 141,000 SH SH_DEF 1 141000 THOMPSON CREEK METALS CO INC COM 884768102 190 15,200 SH SOLE 15200 THOMPSON CREEK METALS CO INC PUT 884768102 1,944 155,100 PUT SH_DEF 1 155100 THOMPSON CREEK METALS COMPANY COM 884768102 427 33,245 SH SOLE 33245 THOMSON REUTERS CORP CALL 884903105 6,189 157,700 CALL SH_DEF 1 157700 THOMSON REUTERS CORP COM 884903105 86 2,200 SH SH_DEF 1 2200 THOMSON REUTERS CORP COM 884903105 19,337 492,738 SH SH_DEF 1 492738 THOMSON REUTERS CORP COM 884903105 140,623 3,594,989 SH SOLE 3594989 THOMSON REUTERS CORP COM 884903105 290 7,387 SH SOLE 7387 THOMSON REUTERS CORP PUT 884903105 2,457 62,600 PUT SH_DEF 1 62600
THOMSON REUTERS CORPORATION COM 884903105 20,353 506,223 SH SOLE 506223 TIM HORTONS INC CALL 88706M103 2,861 63,100 CALL SH_DEF 1 63100 TIM HORTONS INC COM 88706M103 163 3,600 SH SH_DEF 1 3600 TIM HORTONS INC COM 88706M103 1 27 SH SH_DEF 1 27 TIM HORTONS INC COM 88706M103 9,856 212,131 SH SOLE 212131 TIM HORTONS INC COM 88706M103 6,115 134,843 SH SH_DEF 1 134843 TIM HORTONS INC COM 88706M103 73,127 1,612,552 SH SOLE 1612552 TIM HORTONS INC PUT 88706M103 993 21,900 PUT SH_DEF 1 21900 TIME WARNER CABLE INC COM 88732J207 41 560 SH SOLE 560 TIME WARNER INC COM 887317303 72 1,949 SH SOLE 1949 TJX COMPANIES INC COM 872540109 4 75 SH SOLE 75 TOLL BROTHERS INC COM 889478103 41 2,000 SH SOLE 2000 TORONTO-DOMINION BANK CALL 891160509 27,255 308,000 CALL SH_DEF 1 308000 TORONTO-DOMINION BANK COM 891160509 98,184 1,082,998 SH SOLE 1082998 TORONTO-DOMINION BANK COM 891160509 391,748 4,427,032 SH SH_DEF 1 4427032 TORONTO-DOMINION BANK COM 891160509 108,960 1,231,320 SH SH_DEF 2 1231320 TORONTO-DOMINION BANK PUT 891160509 70,951 801,800 PUT SH_DEF 1 801800 TOTAL S.A. SPONSORED ADR COM 89151E109 2,550 40,690 SH SOLE 40690 TOWERSTREAM CORPORATION COM 892000100 1,196 297,700 SH SOLE 297700 TOYOTA MOTOR CORP ADR COM 892331307 333 4,035 SH SOLE 4035 TRANSALTA CORP CALL 89346D107 2,846 135,000 CALL SH_DEF 1 135000 TRANSALTA CORP CALL 89346D107 4,305 204,200 CALL SOLE 204200 TRANSALTA CORP COM 89346D107 21 1,000 SH SH_DEF 1 1000 TRANSALTA CORP COM 89346D107 16,539 784,551 SH SH_DEF 1 784551 TRANSALTA CORP COM 89346D107 127,980 6,070,915 SH SOLE 6070915 TRANSALTA CORP COM 89346D107 111 5,272 SH SOLE 5272 TRANSALTA CORP PUT 89346D107 3,951 187,400 PUT SH_DEF 1 187400 TRANSALTA CORP PUT 89346D107 306 14,500 PUT SOLE 14500 TRANSALTA CORPORATION COM 89346D107 9,271 429,262 SH SOLE 429262 TRANSCANADA CORP CALL 89353D107 49,928 1,231,500 CALL SH_DEF 1 1231500 TRANSCANADA CORP COM 89353D107 4 100 SH SH_DEF 1 100 TRANSCANADA CORP COM 89353D107 18,287 451,051 SH SH_DEF 1 451051 TRANSCANADA CORP COM 89353D107 31 764 SH SH_DEF 1 764 TRANSCANADA CORP COM 89353D107 426,489 10,519,566 SH SOLE 10519566 TRANSCANADA CORP PUT 89353D107 19,979 492,800 PUT SH_DEF 1 492800 TRANSCANADA CORPORATION COM 89353D107 44,829 1,079,270 SH SOLE 1079270 TRANSGLOBE ENERGY CORP CALL 893662106 61 4,000 CALL SH_DEF 1 4000 TRANSGLOBE ENERGY CORP COM 893662106 14 900 SH SH_DEF 1 900 TRANSGLOBE ENERGY CORP COM 893662106 97 6,400 SH SOLE 6400 TRANSGLOBE ENERGY CORP COM 893662106 149 9,832 SH SOLE 9832 TRANSGLOBE ENERGY CORP PUT 893662106 106 7,000 PUT SH_DEF 1 7000 TRAVELERS COMPANIES INC COM 89417E109 263 4,298 SH SOLE 4298 TSAKOS ENERGY NAVIGATION LTD COM G9108L108 481 42,600 SH SOLE 42600 U.S. BANCORP COM 902973304 134 4,937 SH SOLE 4937 U.S. GEOTHERMAL INC COM 90338S102 285 252,500 SH SOLE 252500 ULTRA PETROLEUM CORP COM 903914109 105 2,080 SH SOLE 2080 UNILEVER N.V. NEW YORK SHARES COM 904784709 247 7,663 SH SOLE 7663 UNILEVER PLC SPON ADR COM 904767704 843 26,800 SH SOLE 26800 UNION PACIFIC CORPORATION COM 907818108 968 9,575 SH SOLE 9575
UNITED PARCEL SERVICE INC CL B COM 911312106 53 700 SH SOLE 700 UNITED STATES OIL FUND LP COM 91232N108 94 2,200 SH SOLE 2200 UNITED TECHNOLOGIES CORPORATION COM 913017109 7,727 88,809 SH SOLE 88809 UNITEDHEALTH GROUP INC COM 91324P102 310 6,675 SH SOLE 6675 UNUM GROUP COM 91529Y106 1,052 39,000 SH SOLE 39000 UR ENERGY INC COM 91688R108 239 141,500 SH SOLE 141500 URS CORPORATION COM 903236107 375 7,920 SH SOLE 7920 US BANCORP COM 902973304 279 10,573 SH SOLE 10573 US GOLD CORP NEW COM 912023207 227 25,000 SH SOLE 25000 VALE S.A SPON ADR COM 91912E105 1,512 44,100 SH SOLE 44100 VALE S.A. CLASS PFD ADR COM 91912E204 197 6,500 SH SOLE 6500 VALE SA-SP ADR COM 91912E105 1,277 38,300 SH SOLE 38300 VALEANT PHARMACEUTICALS INTE CALL 91911K102 399 8,000 CALL SH_DEF 1 8000 VALEANT PHARMACEUTICALS INTE COM 91911K102 14,310 286,673 SH SH_DEF 1 286673 VALEANT PHARMACEUTICALS INTE COM 91911K102 141,446 2,833,588 SH SOLE 2833588 VALEANT PHARMACEUTICALS INTE PUT 91911K102 50 1,000 PUT SH_DEF 1 1000 VALEANT PHARMACEUTICALS INTL INC COM 91911K102 480 9,381 SH SOLE 9381 VALERO ENERGY CORP COM 91913Y100 215 7,000 SH SOLE 7000 VALERO ENERGY CORP COM 91913Y100 213 7,155 SH SOLE 7155 VANCEINFO TECHNOLOGIES INC ADR COM 921564100 300 9,305 SH SOLE 9305 VANGUARD MSCI EAFE ETF COM 921943858 256 6,680 SH SOLE 6680 VANGUARD TOTAL STOCK MARKET ETF COM 922908769 60 850 SH SOLE 850 VARIAN MEDICAL SYSTEMS INC COM 92220P105 5 75 SH SOLE 75 VCA ANTECH INC COM 918194101 87 3,365 SH SOLE 3365 VEECO INSTRUMENTS INC COM 922417100 6 110 SH SOLE 110 VEOLIA ENVIRONNEMENT SPON ADR COM 92334N103 31 975 SH SOLE 975 VERISK ANALYTICS INC CLASS A COM 92345Y106 101 3,000 SH SOLE 3000 VERIZON COMMUNICATIONS INC COM 92343V104 3,597 90,805 SH SOLE 90805 VERIZON COMMUNICATIONS INC COM 92343V104 8 200 SH SOLE 200 VERIZON COMMUNICATIONS INC COM 92343V104 540 14,000 SH SH_DEF 2 14000 VERTEX PHARMACEUTICALS INC COM 92532F100 1,003 20,350 SH SOLE 20350 VIACOM INC CLASS B COM 92553P201 20 425 SH SOLE 425 VIRTUS INVESTMENT PARTNERS COM 92828Q109 533 8,800 SH SOLE 8800 VISA INC- CLASS A SHARES COM 92826C839 316 4,175 SH SOLE 4175 VISIONCHINA MEDIA INC COM 92833U103 405 90,900 SH SOLE 90900 VISTA GOLD CORP REORG SHS COM 927926303 662 161,000 SH SOLE 161000 VISTEON CORPORATION COM 92839U206 0 2 SH SOLE 2.162 VODAFONE GROUP PLC COM 92857W209 6,085 205,924 SH SOLE 205924 VULCAN MATERIALS COMPANY COM 929160109 109 2,335 SH SOLE 2335 WALGREEN CO COM 931422109 1,934 46,883 SH SOLE 46883 WALGREEN CO COM 931422109 381 9,500 SH SOLE 9500 WAL-MART STORES INC COM 931142103 5,307 99,191 SH SOLE 99191
WASHINGTON POST COMPANY CL B COM 939640108 1 2 SH SOLE 2 WASTE MANAGEMENT INC COM 94106L109 801 20,865 SH SOLE 20865 WELLPOINT INC COM 94973V107 1,640 22,865 SH SOLE 22865 WELLS FARGO & CO COM 949746101 5,774 177,206 SH SOLE 177206 WELLS FARGO & CO COM 949746101 5 159 SH SH_DEF 2 159.28 WELLS FARGO CO COM 949746101 32 1,000 SH SH_DEF 1 1000 WESTERN UNION CO COM 959802109 992 46,465 SH SOLE 46465 WESTPORT INNOVATIONS INC CALL 960908309 22 1,000 CALL SH_DEF 1 1000 WESTPORT INNOVATIONS INC COM 960908309 1 26 SH SH_DEF 1 26 WESTPORT INNOVATIONS INC COM 960908309 94 4,300 SH SOLE 4299.985714 WESTPORT INNOVATIONS INC COM 960908309 14,077 642,287 SH SH_DEF 2 642287 WESTPORT INNOVATIONS INC NEW COM 960908309 22 1,000 SH SOLE 1000 WEYERHAEUSER CO COM 962166104 37 1,460 SH SOLE 1460 WHIRLPOOL CORPORATION COM 963320106 255 2,905 SH SOLE 2905 WINNEBAGO INDUSTRIES INC COM 974637100 16 1,200 SH SOLE 1200 WISDOMTREE INDIA EARNINGS FUND COM 97717W422 1,091 42,800 SH SOLE 42800 WPP PLC - SPONSORED ADR COM 92933H101 29 455 SH SOLE 455 WRIGHT EXPRESS CORP COM 98233Q105 224 4,200 SH SOLE 4200 WTS-BANRO CORP 17SEP11 COM 066800111 0 100 SH SH_DEF 1 100 WTS-OILSANDS QUEST 12MY11 COM 678046129 15 670,850 SH SH_DEF 1 670850 WYNN RESORTS LTD COM 983134107 196 1,500 SH SOLE 1500 XEROX CORPORATION COM 984121103 48 4,400 SH SOLE 4400 YAMANA GOLD INC CALL 98462Y100 2,670 216,100 CALL SH_DEF 1 216100 YAMANA GOLD INC CALL 98462Y100 5,450 442,700 CALL SOLE 442700 YAMANA GOLD INC COM 98462Y100 141 11,500 SH SH_DEF 1 11500 YAMANA GOLD INC COM 98462Y100 1,227 96,943 SH SOLE 96943 YAMANA GOLD INC COM 98462Y100 6,163 498,804 SH SH_DEF 1 498804 YAMANA GOLD INC COM 98462Y100 87,918 7,115,650 SH SOLE 7115650 YAMANA GOLD INC COM 98462Y100 65 5,242 SH SOLE 5242 YAMANA GOLD INC PUT 98462Y100 1,983 160,500 PUT SH_DEF 1 160500 YUM! BRANDS INC COM 988498101 223 4,220 SH SOLE 4220 ZALICUS INC COM 98887C105 403 161,900 SH SOLE 161900 ZHONGPIN INC COM 98952K107 502 32,200 SH SOLE 32200 ZIMMER HOLDINGS INC COM 98956P102 987 15,858 SH SOLE 15858