-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R8PaW1jHTEdEjqUyAN291Ji+wC7rpPVyDzVwEFSEZJR23fgEhcxPr/V/jhmzpAqk 2h7/Jk1yKi7Uu4tOEwnlLQ== 0001144204-07-016679.txt : 20070402 0001144204-07-016679.hdr.sgml : 20070402 20070402173035 ACCESSION NUMBER: 0001144204-07-016679 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070402 DATE AS OF CHANGE: 20070402 GROUP MEMBERS: CR INTRINSIC INVESTORS, LLC GROUP MEMBERS: D. E. SHAW & CO., L.P. GROUP MEMBERS: D. E. SHAW VALENCE PORTFOLIOS, L.L.C. GROUP MEMBERS: DAVID E. SHAW GROUP MEMBERS: JAMES J. PALLOTTA GROUP MEMBERS: OPPENHEIMERFUNDS, INC. GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: S.A.C. CAPITAL MANAGEMENT, LLC GROUP MEMBERS: SIGMA CAPITAL MANAGEMENT, LLC GROUP MEMBERS: STEVEN A. COHEN GROUP MEMBERS: THE ALTAR ROCK FUND L.P. GROUP MEMBERS: THE RAPTOR GLOBAL PORTFOLIO LTD. GROUP MEMBERS: THE TUDOR BVI GLOBAL PORTFOLIO LTD. GROUP MEMBERS: TUDOR INVESTMENT CORPORATION GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TAKE TWO INTERACTIVE SOFTWARE INC CENTRAL INDEX KEY: 0000946581 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510350842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52733 FILM NUMBER: 07740754 BUSINESS ADDRESS: STREET 1: 622 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 646 536 2842 MAIL ADDRESS: STREET 1: 622 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAC CAPITAL ADVISORS LLC CENTRAL INDEX KEY: 0001018103 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2036142000 MAIL ADDRESS: STREET 1: 72 CUMMINGS POINT ROAD CITY: STAMFORD STATE: CT ZIP: 06902 SC 13D/A 1 v070545_sc13da.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
 
TAKE-TWO INTERACTIVE SOFTWARE, INC.
(Name of Issuer)
 
Common Stock, $0.01 par value
(Title of Class of Securities)
 
874054 10 9
(CUSIP Number)
 
Robert Zack, Esq.
OppenheimerFunds, Inc.
Two World Financial Center
225 Liberty Street, 11th Floor
New York, NY 10281
(212) 323-0200
 
D. E. Shaw Valence Portfolios, L.L.C.
Attn: Compliance Department
Tower 45, 39th Floor
120 West 45th Street
New York, NY 10036
(212) 478-0000
 
Peter Nussbaum, Esq.
S.A.C. Capital Advisors, LLC
72 Cummings Point Road
Stamford, CT 06902
(203) 890-2000
 
Andrew S. Paul, Esq.
Tudor Investment Corporation
1275 King Street
Greenwich, CT 06831
(203) 863-6700
 
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
 
March 29, 2007
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 249.13d-1(g), check the following
box. x (See explanatory note to this Schedule 13D)
 

 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
 


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
OppenheimerFunds, Inc.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Colorado
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
None
     
8.
Shared Voting Power
17,721,989 (See Item 5(b))
     
9.
Sole Dispositive Power
None
     
10.
Shared Dispositive Power
17,872,949
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
17,872,949*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
24.5% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
IA

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
2

 
CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
D. E. Shaw Valence Portfolios, L.L.C.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
WC
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
None
     
8.
Shared Voting Power
6,573,466 (See Item 5(b))
     
9.
Sole Dispositive Power
None
     
10.
Shared Dispositive Power
6,573,466
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
6,573,466*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
9.0% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
OO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
3

 
CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
   
 
D. E. Shaw & Co., L.P.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
     
 
(a)
o
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
None
     
8.
Shared Voting Power
6,573,466 (See Item 5(b))
     
9.
Sole Dispositive Power
None
     
10.
Shared Dispositive Power
6,573,466
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
6,573,466*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
9.0% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
IA, PN

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
4

 
CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
David E. Shaw
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
o
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
United States
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
None
     
8.
Shared Voting Power
6,573,466 (See Item 5(b))
     
9.
Sole Dispositive Power
None
     
10.
Shared Dispositive Power
6,573,466
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
6,573,466*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
9.0% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
IN

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
5


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
S.A.C. Capital Advisors, LLC
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
 
     
8.
Shared Voting Power
2,701,610
     
9.
Sole Dispositive Power
 
     
10.
Shared Dispositive Power
2,701,610
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
2,701,610*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
3.7% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
OO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
6


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
S.A.C. Capital Management, LLC
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
 
     
8.
Shared Voting Power
2,701,610
     
9.
Sole Dispositive Power
 
     
10.
Shared Dispositive Power
2,701,610
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
2,701,610*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
3.7% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
OO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
7


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Sigma Capital Management, LLC
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
 
     
8.
Shared Voting Power
1,000,000
     
9.
Sole Dispositive Power
 
     
10.
Shared Dispositive Power
1,000,000
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
1,000,000*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
1.4% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
OO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
8


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
CR Intrinsic Investors, LLC
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
 
     
8.
Shared Voting Power
2,000,000
     
9.
Sole Dispositive Power
 
     
10.
Shared Dispositive Power
2,000,000
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
2,000,000*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
2.7% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
OO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
9


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Steven A. Cohen
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
AF
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
United States
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
 
     
8.
Shared Voting Power
5,701,610
     
9.
Sole Dispositive Power
 
     
10.
Shared Dispositive Power
5,701,610
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
5,701,610*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
o
     
13.
Percent of Class Represented by Amount in Row (11)
7.8% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
IN

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
10


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Tudor Investment Corporation
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
3,183,233 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
3,183,233
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
3,183,233*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
4.4% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
CO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.

 
11

 
 
CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Paul Tudor Jones, II
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
United States
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
3,475,946 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
3,475,946
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
3,475,946*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
4.8% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
IN

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
12


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
James J. Pallotta
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
United States
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
3,475,946 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
3,475,946
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
3,475,946*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
4.8% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
IN

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
13


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
Tudor Proprietary Trading, L.L.C.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
292,713 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
292,713
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
292,713*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
0.4% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
OO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
14


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
The Tudor BVI Global Portfolio Ltd.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Cayman Islands
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
543,659 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
543,659
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
543,659*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
0.7% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
CO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.

15

 

CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
The Raptor Global Portfolio Ltd.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Cayman Islands
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
2,617,307 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
2,617,307
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
2,617,307*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
3.6% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
CO

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
16


CUSIP NO. 874054 10 9
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only)
 
The Altar Rock Fund L.P.
   
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
 
(a)
x
     
 
(b)
o
     
3.
SEC Use only
 
     
4.
Source of funds (See Instructions)
OO
     
5.
Check if disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
     
6.
Citizenship or Place of Organization
Delaware
   
Number of Shares Beneficially Owned by Each Reporting Person With:
7.
Sole Voting Power
0
     
8.
Shared Voting Power
22,267 (See Item 5(b))
     
9.
Sole Dispositive Power
0
     
10.
Shared Dispositive Power
22,267
       
11
Aggregate Amount Beneficially Owned by Each Reporting Person
22,267*
     
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
x
     
13.
Percent of Class Represented by Amount in Row (11)
Less than 0.1% based on 72,926,850 shares outstanding as of March 5, 2007
     
14.
Type of Reporting Person (See Instructions)
PN

* The Group is deemed to beneficially own an aggregate of 33,623,971 shares of common stock, or 46.1% of the class, based on 72,926,850 shares outstanding as of March 5, 2007. See Item 5.
 
17


EXPLANATORY NOTE
 
This Amendment No. 3 to Schedule 13D supplementally amends the initial statement on Schedule 13D filed by the Reporting Persons on March 7, 2007 (the “Initial Statement”), Amendment No. 1 to Schedule 13D filed by the Reporting Persons on March 16, 2007 (“Amendment No. 1”) and Amendment No. 2 to Schedule 13D filed by the Reporting Persons on March 26, 2007 (“Amendment No. 2”). This Amendment No. 3 to Schedule 13D is being filed by the Reporting Persons to report the developments described in Item 4 and the changes in the other items as described herein. Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Initial Statement, Amendment No. 1 or Amendment No. 2. The Schedule 13D is amended as follows:
 
 
Item 3.
Source and Amount of Funds or Other Consideration
 
 
The information under the heading “OFI,” as amended and restated by Amendment No. 2, is amended and restated as follows:
 
 
OFI
 
 
OFI owns no Shares directly. All shares beneficially owned by OFI were acquired by its advisory clients, including investment companies and separately managed account clients, using, in the aggregate, approximately $350,541,960 (excluding commissions) of their own working capital or other resources.
 
 
Item 4.
Purpose of Transaction
 
The following information is added to Item 4:
 
Pursuant to the Agreement, each member of the Group attended the Annual Meeting, in person or by proxy, such that all Shares held by each such Group member and its affiliates (as to which the member had the right to vote) were represented at the Annual Meeting, and voted such Shares at the Annual Meeting, in person or by proxy, in favor of the election of six director candidates who were specified by the Agreement, and voted as set forth in the Agreement with respect to other actions. The Group’s director candidates were Michael Dornemann, Benjamin Feder, John F. Levy, Jon J. Moses, Michael James Sheresky and Strauss Zelnick.
 
Pursuant to the Agreement, the Group voted at the Annual Meeting in favor of proposal 2 listed in the Meeting Notice (a proposal to amend the Issuer’s Incentive Stock Plan to increase the number of Shares reserved for issuance thereunder by 2,000,000), in favor of proposal 3 listed in the Meeting Notice (a proposal to ratify the appointment of Ernst & Young LLP as the Issuer’s independent registered public accounting firm for its fiscal year ending October 31, 2007), and against proposal 4 listed in the Meeting Notice (a stockholder proposal requesting that the Board’s Compensation Committee, when setting executive compensation, include social responsibility as well as corporate governance financial criteria in the evaluation).
 
On April 2, 2007, the Agreement terminated pursuant to its terms, and upon such termination the Group members intended to, and did, cease to be a group for all purposes, including for purposes of the Exchange Act. Pursuant to the rules of the SEC promulgated under the Exchange Act, on April 2, 2007 the Group was no longer deemed to have beneficial ownership, for purposes of Sections 13(d) and 13(g) of the Exchange Act, of all equity securities of the Issuer beneficially owned by each member of the Group. The description of the Agreement in this Schedule 13D is qualified in its entirety by reference to the full text of the Agreement, a copy of which was filed as an exhibit to the Initial Statement.
 
 
18

 
Item 5.
Interest in Securities of the Issuer
 
 
(a)
The table in item 5(a) in Amendment No. 2 is amended to update the “Aggregate Number of Shares Owned” by OppenheimerFunds, Inc. as set forth below:
 
Name of Reporting Person
Aggregate Number of Shares Owned
Percentage of Class Beneficially Owned (1)(2)
Notes
OppenheimerFunds, Inc. (2)
17,872,949
24.5%
Includes ownership reported for Oppenheimer Quest Opportunity Value Fund on Schedule 13D filed on March 12, 2007.

 
(b)
The table in Item 5(b) in Amendment No. 2 is amended to update the number of shares for OppenheimerFunds, Inc. as set forth below:
 
Name of Reporting Person
Sole power to vote or to direct the vote
Shared power to vote or to direct the vote
Sole power to dispose or to direct the disposition of
Shared power to dispose or to direct the disposition of
OppenheimerFunds, Inc.
None
17,721,989
None
17,872,949

 
 
(b)
The two paragraphs, as amended and restated in Amendment No. 2, immediately following the table in Item 5(b) in Amendment No. 1, as amended and restated by Amendment No. 2, are hereby deleted. Under the heading “D.E. Shaw Reporting Persons,” the last sentence of the first, third and fourth paragraphs are hereby deleted. Under the heading “SAC Reporting Persons,” the last sentence of the paragraph is hereby deleted.
 
 
(b)
The second paragraph under the heading “OFI” in Item 5(b) in Amendment No. 1, as amended by Amendment No. 2, is amended and restated as follows:
 
OFI owns no Shares directly. Pursuant to investment management agreements, OFI shares the investment and, in certain case, voting power with respect to securities held by its advisory clients, including investment companies and separately managed account clients. By reason of the provisions of Rule 13d-3 of the Securities Exchange Act of 1934, as amended, OFI may be deemed to beneficially own 17,872,949 Shares (constituting approximately 24.5% of the Shares outstanding).
 
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
 
The information under the heading “SAC Reporting Persons” in Item 6 in the Initial Statement is amended and restated as follows:
 
SAC Reporting Persons:
 
The SAC Reporting Persons may, from time to time, enter into and dispose of cash-settled equity swap or other similar derivative transactions with one or more counterparties that are based upon the value of the Shares, which transactions may be significant in amount. The profit, loss and/or return on such contracts may be wholly or partially dependent on the market value of the Shares, the relative value of the Shares in comparison to one or more other financial instruments, indexes or securities, a basket or group of securities in which the Shares may be included, or a combination of any of the foregoing. In addition to the Shares that they beneficially own without reference to these contracts, SAC Capital Associates and SAC Select currently have long economic exposure to 850,000 Shares and 78,462 Shares, respectively, and an affiliate of the SAC Reporting Persons, S.A.C. MultiQuant Fund, LLC, currently has short economic exposure to 34,400 Shares through such contracts. In addition, as of the date of the Initial Statement, S.A.C. MultiQuant Fund, LLC had 103,224 Shares on loan from a third party to cover an open short position in the same number of Shares. These contracts and arrangements do not give the SAC Reporting Persons direct or indirect voting, investment or dispositive control over any securities of the Issuer and do not require the counterparties thereto to acquire, hold, vote or dispose of any securities of the Issuer. Accordingly, the SAC Reporting Persons disclaim any beneficial ownership in any securities that may be referenced in such contracts or arrangement or that may be held from time to time by any counterparties to such contracts or arrangements.
 
19


Note: The short economic exposure and short position disclosed above existed at the date of the filing of the Initial Statement but disclosure of such was inadvertently omitted from the Initial Statement.
 
Steven A. Cohen has granted a Power of Attorney in favor of the signatory hereto, among others, dated May 24, 2000, a copy of which is filed with this Schedule 13D as Exhibit 24.2.
 
Item 7: Items to be filed as Exhibits
 
Exhibit 99.5: Information concerning OFI
 
20

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct.
 
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power or attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
 
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
     
Date: April 2, 2007 OPPENHEIMERFUNDS, INC.
 
 
 
 
 
 
By:   /s/ CHRISTOPHER LEAVY 
 
Name: Christopher Leavy
Title: Senior Vice President
 
     
Date: April 2, 2007 D. E. SHAW VALENCE PORTFOLIOS, L.L.C.
   
  By: D. E. Shaw & Co., L.P., as managing member
 
 
 
 
 
 
By:   /s/ ERIC WEPSIC
 
Name: Eric Wepsic
Title: Managing Director
 
     
Date: April 2, 2007 D. E. SHAW & CO., L.P.
 
 
 
 
 
 
By:   /s/ ERIC WEPSIC
 
Name: Eric Wepsic
Title: Managing Director
 
     
Date: April 2, 2007 DAVID E. SHAW
 
 
 
 
 
 
By:   /s/ ERIC WEPSIC
 
Name: Eric Wepsic, Attorney-in-fact for David E. Shaw
 
     
Date: April 2, 2007 S.A.C. CAPITAL ADVISORS, LLC
 
 
 
 
 
 
By:   /s/ PETER NUSSBAUM
 
Name: Peter Nussbaum
Title: Authorized Signatory
   
     
Date: April 2, 2007 S.A.C. CAPITAL MANAGEMENT, LLC
 
 
 
 
 
 
By:   /s/ PETER NUSSBAUM
 
Name: Peter Nussbaum
Title: Authorized Signatory
 

 
     
Date: April 2, 2007 SIGMA CAPITAL MANAGEMENT, LLC
 
 
 
 
 
 
By:   /s/ PETER NUSSBAUM
 
Name: Peter Nussbaum
Title: Authorized Signatory
 
     
Date: April 2, 2007 CR INTRINSIC INVESTORS, LLC
 
 
 
 
 
 
By:   /s/ PETER NUSSBAUM
 
Name: Peter Nussbaum
Title: Authorized Signatory
 
     
Date: April 2, 2007 STEVEN A. COHEN
 
 
 
 
 
 
By:   /s/ PETER NUSSBAUM
 
Name: Peter Nussbaum, Authorized Signatory
 
     
Date: April 2, 2007 TUDOR INVESTMENT CORPORATION
 
 
 
 
 
 
By:   /s/ ANDREW S. PAUL
 
Name: Andrew S. Paul
Title: Managing Director and General Counsel
 
     
Date: April 2, 2007             /s/ PAUL TUDOR JONES, II
 
PAUL TUDOR JONES, II
 
     
Date: April 2, 2007          /s/ JAMES J. PALLOTTA
 
JAMES J. PALLOTTA
 
     
Date: April 2, 2007 TUDOR PROPRIETARY TRADING, L.L.C.
 
 
 
 
 
 
By:   /s/ ANDREW S. PAUL
 
Name: Andrew S. Paul
Title: Managing Director and General Counsel
 
     
Date: April 2, 2007 THE TUDOR BVI GLOBAL PORTFOLIO LTD.
   
  By: Tudor Investment Corporation, its trading advisor
 
 
 
 
 
 
By:   /s/ ANDREW S. PAUL
 
Name: Andrew S. Paul
Title: Managing Director and General Counsel
 

 
     
Date: April 2, 2007 THE RAPTOR GLOBAL PORTFOLIO LTD.
   
  By: Tudor Investment Corporation, its investment adviser
 
 
 
 
 
 
By:   /s/ ANDREW S. PAUL
 
Name: Andrew S. Paul
Title: Managing Director and General Counsel
 
     
Date: April 2, 2007 THE ALTAR ROCK FUND L.P.
   
  By: Tudor Investment Corporation, its general partner
 
 
 
 
 
 
By:   /s/ ANDREW S. PAUL
 
Name: Andrew S. Paul
Title: Managing Director and General Counsel
 

EX-99.5 2 v069441_ex99-5.htm
EXHIBIT 99.5

Information Concerning OFI

OFI

Name
OppenheimerFunds, Inc.*
State of Organization
Colorado
Principal Business
Investment Management
Principal Office Address
Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281
*OFI beneficially owns 17,872,949 Shares.

OAC

Name
Oppenheimer Acquisition Corporation
State of Organization
New York
Principal Business
Holding Company
Principal Office Address
Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281

MassMutual Holding LLC

Name
MassMutual Holdings LLC
State of Organization
Delaware
Principal Business
Holding Company
Principal Office Address
1295 State Street, Springfield, Massachusetts 01111

Massachusetts Mutual Life Insurance Company*

Name
Massachusetts Mutual Life Insurance Company
State of Organization
Massachusetts
Principal Business
Insurance
Principal Office Address
1295 State Street, Springfield, Massachusetts 01111
*MMLIC beneficially owns 1,896,300 Shares (including 1,887,500 Shares beneficially owned by OFI)


 
 

 

OFI - Executive Officers and Directors

Name
Citizenship
Business Address
Principal Occupation
Name, Business and Address of Employer
John V. Murphy
US
Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281
Chairman, CEO and President
OppenheimerFunds, Inc., Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281 (Investment Management)
Richard Knott
US
President of OFDI
Kurt J. Wolfgruber
US
CIO
David Pfeffer
US
CFO
Robert G. Zack
US
EVP and General Counsel
Donna Winn*
US
President of OFIPI
Michael Baldwin
US
6803 South Tucson Way, Centennial, CO 80112
President of OFS
Chuck McKenzie
US
470 Atlantic Avenue, 11th Floor
Boston, MA 02210
CEO and CIO of OFII
* Ms. Winn beneficially owns 1,254 Shares.

 
 

 

Massachusetts Mutual Life Insurance Co. - Executive Officers and Directors


Name
Citizenship
Business Address
Principal Occupation
Name, Business and Address of Employer
OFFICERS
       
V. Vanessa Williams
US
1295 State St, Springfield, MA 01111
VP, Retirement Services
Massachusetts Mutual Life Insurance Co., 1295 State St., Springfield, MA 0111 (Financial Services)
Mark Roelling
US
EVP and General Counsel
Stephen L. Kuhn
US
Senior Vice President and Corporate Secretary
E. Thomas Johnson Jr.
US
SVP, Retirement Income Group
William B. Fisher
US
VP, Associates General Counsel
Elaine Sarsynski
US
EVP and Chief Administrative Officer
Isadore Jermyn
US
SVP and Actuary
M. Dale Janes
US
SVP, Retirement Services
David Carlson
US
VP, Actuary
Ronald Copes
US
VP, Chief Administrative Office
John Spencer Williams
US
SVP, IIG
Gregory E. Deavens
US
MassMutual, 100 Bright Meadow Blvd., Enfield, CT 06082
SVP and CFO
Burvin E. Pugh
US
1295 State St, Springfield, MA 01111
SVP, Sales and Distribution
William F. Glavin, Jr.
US
EVP, IIG
Jerome S. Golden
US
340 Madison Avenue, New York, NY 10017
President, Income Management Strategy
Melissa Millan
US
1295 State St, Springfield, MA 01111
SVP, Product Management
James S. Collins
US
VP and Actuary
Pamela Delaney
US
VP, Sales
Douglas J. Jangraw
US
VP and Actuary
Ricky Swaye
US
VP, Corporate Services
William F. O’Grady, Jr.
US
SVP, Distribution
John Skar
US
SVP, Chief Actuary
Mary Trish Robinson
US
SVP, Strategic Communications
Rich Bourgeois
US
SVP, CFO
Peter J. Bautz
US
VP, Tax
John Miller Jr.
US
SVP and CFO, MassMutual Intl
Frederick C. Castellani
US
EVP, Retirement Services
Donald B. Robitaille
US
SVP, Gen Auditor
Michael Rollings
US
EVP and CFO
Norman Smith
US
VP and Corporate Controller
Robert Haran
US
MassMutual, 100 Bright Meadow Blvd., Enfield, CT 06082
VP and Chief Underwriter
Larry N. Port
US
1295 State St, Springfield, MA 01111
SVP, Corporate Development
Rodney J. Dillman
US
1500 Main St., 28th Fl., Springfield, MA 01115
VP and Assoc General Counsel
Kennedy W. Lane
US
1295 State St, Springfield, MA 01111
VP and CFO, IIG
Edward M. Kline
US
VP and Treasurer
Debra A. Palermino
US
VP, Financial Group
Anne Kandilis
US
VP, Gov’t Relations
Michael Fanning
US
SVP, Chief Operating Officer
Kenneth S. Cohen
US
SVP, Deputy General Counsel
Margaret Sperry
US
SVP, Chief Compliance Officer
Michael L. Kerley
US
VP, Chief Compliance Officer, USIG
Roger W. Crandall
US
1500 Main St., Suite 2200, Springfield, MA 01115
EVP and Chief Inv Officer
Steven Holstein
US
100 Bright Meadow Blvd., Enfield, CT 06082
SVP, Marketing
Gary J. Bacchiocchi
US
1500 Main St., Suite 1400, Springfield, MA 01115
VP, Financial Products Div.
Johnathan Picoult
US
100 Bright Meadow Blvd., Enfield, CT 06082
SVP, Marketing
Beverly A. Holmes
US
1295 State St, Springfield, MA 01111
SVP, Retirement Services
Anne Melissa Dowling
US
100 Bright Meadow Blvd., Enfield, CT 06082
SVP, USIG
John W. Chandler
US
1295 State St, Springfield, MA 01111
SVP, USIG
Marie Augsberger
US
SVP and COO, Retirement Services
         
DIRECTORS
       
Roger G. Ackerman
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Chairman and CEO (Retired)
Corning Inc.
One Riverfront Plaza,
Corning, New York 14831
(Manufacturing)
James R. Birle
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Chairman
Resolute Partners LLC
767 FIFTH AVENUE, 48TH FLOOR
NEW YORK NY 10153
(Investment Management)
Gene Chao
US
c/o MassMutual
1295 State St, Springfield, MA 01111
President (Retired)
Computer Projections, Inc.
8 West 40th Street
7th Floor
New York, NY 10018
(Graphics Services and Equipment)
James H. DeGraffenreidt, Jr.
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Chairman and Chief Executive Officer
Washington Gas Light Company
101 Constitution Avenue NW
Washington, DC 20080
(Utility)
Patricia Diaz Dennis
US
c/o MassMutual
1295 State St, Springfield, MA 01111
SVP and Asst General Counsel
AT&T Services, Inc.
175 East Houston
San Antonio, TX 78205
(Telecommunications)
James L. Dunlap
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Vice Chairman (Retired)
Ocean Energy, Inc.
1001 Fannin, Suite 1600
Houston, TX 77002
(Energy)
William B. Ellis
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Chairman and CEO (Retired)
Northeast Utilities
ONE FEDERAL STREET
BUILDING 111-4
SPRINGFIELD MA 01105
(Utility)
Robert A. Essner
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Chairman and Chief Executive Officer
Wyeth
5 Giralda Farms
Madison, NJ 07940
(Pharmaceutical)
Robert M. Furek
US
c/o MassMutual
1295 State St, Springfield, MA 01111
President and CEO (Retired)
Heublein, Inc.
Farmington, CT
(Agriculture)
Carol A. Leary
US
c/o MassMutual
1295 State St, Springfield, MA 01111
President
Bay Path College
588 Longmeadow Street
Longmeadow, MA 0116
(Education)
William B. Marx, Jr.
US
c/o MassMutual
1295 State St, Springfield, MA 01111
SEVP (Retired)
Lucent Technologies, Inc.
600 Mountain Avenue
Murray Hill, NJ 07947
(Telecommunications)
John F. Maypole
US
c/o MassMutual
1295 State St, Springfield, MA 01111
Managing Partner
Peach State Real Estate Holdings
P.O. Box 1223
Toccoa, GA 30577
(Real Estate)
Marc Racicot
US
c/o MassMutual
1295 State St, Springfield, MA 01111
President
American Insurance Association
1130 Connecticut Avenue NW
Suite 1000
Washington, DC 20036
(Insurance)
Stuart H. Reese
US
1295 State St, Springfield, MA 01111
President and CEO
MassMutual
1295 State St
Springfield, MA 01111
(Insurance)
John Murphy (see OFI listing)
       

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