0001174567-18-000094.txt : 20181019 0001174567-18-000094.hdr.sgml : 20181019 20181019153908 ACCESSION NUMBER: 0001174567-18-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181018 FILED AS OF DATE: 20181019 DATE AS OF CHANGE: 20181019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW THOMAS J CENTRAL INDEX KEY: 0001174567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16465 FILM NUMBER: 181130423 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RETRACTABLE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000946563 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 752599762 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 BUSINESS PHONE: 9722941010 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-10-18 0 0000946563 RETRACTABLE TECHNOLOGIES INC RVP 0001174567 SHAW THOMAS J 511 LOBO LANE LITTLE ELM TX 75068 1 1 1 0 President and CEO Common Stock 2018-10-18 4 P 0 6450 0.6831 A 13743050 D Common Stock 4270000 I Voting or Investment Control The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017. Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Mr. Shaw has investment power over 1,500,000 shares as Trustee for the benefit of family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement. Thomas J. Shaw 2018-10-19