N-PX/A 1 brd2k30000946464a.txt BRD2K30000946464A.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX/A ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07303 NAME OF REGISTRANT: Global Growth Portfolio ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place Boston, MA 02110 NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq. Two International Place Boston, MA 02110 REGISTRANT'S TELEPHONE NUMBER: 617-482-8260 DATE OF FISCAL YEAR END: 08/31 DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011 The Portfolio was merged into Multi-Cap Growth Portfolio during the reporting period. The proxy voting record of Multi-Cap Growth Portfolio can be found on the Securities and Exchange Commission website (www.sec.gov). The Multi-Cap Growth Portfolio's CIK number is 0000925461 and its file number is 811-08558. Global Growth Portfolio -------------------------------------------------------------------------------------------------------------------------- 3I GROUP PLC, LONDON Agenda Number: 702492531 -------------------------------------------------------------------------------------------------------------------------- Security: G88473148 Meeting Type: AGM Meeting Date: 07-Jul-2010 Ticker: ISIN: GB00B1YW4409 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Receive the Company accounts for the year to Mgmt For For 31 MAR 2010, the Directors' report and the Auditors' report on those accounts and on the auditable part of the Directors' remuneration report 2 Approve the Directors' remuneration report for Mgmt For For the year to 31 MAR 2010 3 Declare a final dividend of 2.0p per ordinary Mgmt For For share, payable to those shareholders whose names appear on the register of members at close or business on 18 JUN 2010 4 Re-appoint Mr. J.M. Allan as a Director of the Mgmt For For Company 5 Re-appoint Mr. A.R. Cox as a Director of the Mgmt For For Company 6 Re-appoint Mr. R.H. Meddings as a Director of Mgmt For For the Company 7 Re-appoint Mr. W. Mesdag as a Director of the Mgmt For For Company 8 Re-appoint Sir Adrian Montague as a Director Mgmt For For of the Company 9 Re-appoint Mme C.J.M. Morin-Postel as a Director Mgmt For For of the Company 10 Re-appoint Mr. M.J. Queen as a Director of the Mgmt Against Against Company 11 Re-appoint Mr. R.W.A Swannell as a Director Mgmt For For of the Company 12 Re-appoint Mrs. J.S. Wilson as a Director of Mgmt For For the Company 13 Re-appoint Ernst & Young LLP as the Auditors Mgmt For For of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the members 14 Authorize the Board to fix the Auditors' remuneration Mgmt For For 15 Authorize the Company and any Company which Mgmt For For is or becomes a subsidiary of the Company at any time during the period for which this resolution has effect to: (a) make political donations to political parties or independent election candidates not exceeding GBP 20,000 in total; (b) make political donations to political organizations other than political parties not exceeding GBP 20,000 in total and (c) incur political expenditure not exceeding GBP 20,000 in total; Authority expires at earlier of next year's AGM (or, if earlier, until the close of business on 06 OCT 2011) provided that the aggregate amount of political donations and political expenditure made or incurred by the Company and its subsidiaries pursuant to this resolution shall not exceed GBP 20,000 16 Authorize the Directors, in substitution for Mgmt For For all subsisting authorities, to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company: (A) up to a nominal amount of GBP 238,000 000 (such amount to be reduced by the nominal amount allotted or granted under Paragraph (B) below in excess of such sum); and (B) comprising equity securities (as defined in Section 560(1) of the Companies Act 2006) up to a nominal amount of GBP 476,000,000 (such amount to be reduced by any allotments or grants made under Paragraph (A) Above) in connection with an offer by way of a rights issue: (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities as required by CONTD CONTD CONTD the rights of those securities or as the Non-Voting No vote Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in or under the laws of, any territory or any other matter; Authority expires at the conclusion of the next year's AGM of the Company or if earlier at the close of business on 06 OCT 2011 ; and the Directors may allot shares or grant rights after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry S.17 Authorize the Directors, if Resolution 16 is Mgmt For For passed, to allot equity securities (as defined in the Companies Act 2006) by cash under the authority given by Resolution 16 and/or to sell ordinary shares held by the Company as treasury shares for cash as if Section 561 of the Companies Act 201)6 did not apply to any such allotment or sale, such power to be limited: (A) to the allotment of equity securities and safe of treasury shares for cash in connection with an offer of or invitation to apply for, equity securities (but in the case of the authority granted under Paragraph (B) of Resolution 16, by way or a rights issue only): (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities, as required by CONTD CONTD CONTD the rights of those securities, or as Non-Voting No vote the Directors otherwise consider necessary; and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and (B) in the case of the authority granted under paragraph (A) of Resolution 16 and/or in the case of any sale of treasury shares for cash, to the allotment (otherwise than under Paragraph (A) above) of equity securities or sale of treasury shares up to a nominal amount of GBP 35,800,000; Authority expires at the conclusion of the next year's AGM of the Company or if earlier at the close of business on 06 OCT 2011 ; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior S.18 Authorize the Company, for the purposes of Section Mgmt For For 701 or the Companies Act 2006, to make one or more market purchases (as defined in Section 693(4) of the Companies Act 2006) of its ordinary shares of 7319/22 each ("Ordinary Shares") such power to be limited: (a) to a maximum number of 97,000,000 Ordinary shares; (b) by the condition that the minimum price which may be paid for an Ordinary Share is the nominal amount of that share; and c) by the condition on that the maximum price which, may be paid for an Ordinary Share is the highest of: (i) an amount equal to 5% above the average market value of an Ordinary Share for the five business days immediately preceding the day on which that Ordinary Share is contracted to be purchased; and (ii) the higher of the price of the last independent trade CONTD CONTD CONTD and the highest current independent bid Non-Voting No vote on tile trading venues where the purchase is carried out, in each case, exclusive of expenses; and Authority expires at the conclusion of the next year's AGM of the Company or if earlier at the close of business on 06 OCT 2011 ; and the Company, before the expiry, may make a contract to purchase B shares which will or may be executed wholly or partly after such expiry S.19 Authorize the Company to make market purchases Mgmt For For (as defined in Section 693(4) of the Companies Act 2006) of its B shares in issue at the date of this notice provided that: (a) the Company does not purchase under this authority more than 4,635,018 B shares; (b) the Company does not pay for each such B share less than one penny; (c) the Company does not pay for each such B share more than l27p; Authority expires at the conclusion of the next year's AGM of the Company or if earlier at the close of business on 06 OCT 2011 ; and the Company, before the expiry, may make a contract to purchase B shares which will or may be executed wholly or partly after such expiry S.20 Approve a general meeting other than an AGM Mgmt For For may be called on not less than 14 clear days' notice S.21 Amend the Articles of Association of the Company Mgmt For For by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company's Articles of Association; and the Articles of Association produced to the meeting as specified be adopted as the new Articles of Association of the Company in substitution for, and to the exclusion of, the existing Articles of Association -------------------------------------------------------------------------------------------------------------------------- ALPHA AND OMEGA SEMICONDUCTOR LIMITED Agenda Number: 933339512 -------------------------------------------------------------------------------------------------------------------------- Security: G6331P104 Meeting Type: Annual Meeting Date: 18-Nov-2010 Ticker: AOSL ISIN: BMG6331P1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MIKE F. CHANG Mgmt For For YUEH-SE HO Mgmt For For CHUNG TE CHANG Mgmt For For MARK A. STEVENS Mgmt For For HOWARD M. BAILEY Mgmt For For THOMAS W. STEIPP Mgmt For For RICHARD W. SEVCIK Mgmt For For 02 TO APPROVE AND RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY, AND TO AUTHORIZE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF SUCH ACCOUNTING FIRM, FOR THE FISCAL YEAR ENDING JUNE 30, 2011. -------------------------------------------------------------------------------------------------------------------------- CIRRUS LOGIC, INC. Agenda Number: 933291813 -------------------------------------------------------------------------------------------------------------------------- Security: 172755100 Meeting Type: Annual Meeting Date: 23-Jul-2010 Ticker: CRUS ISIN: US1727551004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MICHAEL L. HACKWORTH Mgmt For For JOHN C. CARTER Mgmt For For TIMOTHY R. DEHNE Mgmt For For D. JAMES GUZY Mgmt For For JASON P. RHODE Mgmt For For WILLIAM D. SHERMAN Mgmt For For ROBERT H. SMITH Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 26, 2011. -------------------------------------------------------------------------------------------------------------------------- COPART, INC. Agenda Number: 933339916 -------------------------------------------------------------------------------------------------------------------------- Security: 217204106 Meeting Type: Annual Meeting Date: 02-Dec-2010 Ticker: CPRT ISIN: US2172041061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR WILLIS J. JOHNSON Mgmt For For A. JAYSON ADAIR Mgmt For For MATT BLUNT Mgmt For For STEVEN D. COHAN Mgmt For For DANIEL J. ENGLANDER Mgmt For For JAMES E. MEEKS Mgmt For For THOMAS W. SMITH Mgmt For For 2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 31, 2011. -------------------------------------------------------------------------------------------------------------------------- FIAT SPA, TORINO Agenda Number: 702569875 -------------------------------------------------------------------------------------------------------------------------- Security: T4210N122 Meeting Type: MIX Meeting Date: 14-Sep-2010 Ticker: ISIN: IT0001976403 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote REACH QUORUM, THERE WILL BE A SECOND CALL ON 15 SEP 2010 (AND A THIRD CALL ON 16 SEP 2010). CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. E.1 Approve the motion for the partial and proportional Mgmt No vote demerger plan of Fiat Spa to Fiat Industrial Spa and amendments to Articles 5, 6, 7, 8, 9, 11, 13, 15, 17, 18, 20 and 22 of the by-laws, related and consequent resolutions O.1 Approve the reduction in the limit of the authorization Mgmt No vote for the purchase of own shares, related and consequent resolutions -------------------------------------------------------------------------------------------------------------------------- HONGKONG ELECTRIC HOLDINGS LTD, HONG KONG Agenda Number: 702577531 -------------------------------------------------------------------------------------------------------------------------- Security: Y33549117 Meeting Type: EGM Meeting Date: 09-Sep-2010 Ticker: ISIN: HK0006000050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100823/LTN20100823429.pdf CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. 1 Approve the entering into of the JV Transaction Mgmt For For and all transactions contemplated thereunder PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- H.J. HEINZ COMPANY Agenda Number: 933309165 -------------------------------------------------------------------------------------------------------------------------- Security: 423074103 Meeting Type: Annual Meeting Date: 31-Aug-2010 Ticker: HNZ ISIN: US4230741039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For 1B ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For 1C ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For 1D ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For 1E ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For 1F ELECTION OF DIRECTOR: C. KENDLE Mgmt For For 1G ELECTION OF DIRECTOR: D.R. O'HARE Mgmt For For 1H ELECTION OF DIRECTOR: N. PELTZ Mgmt For For 1I ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For 1J ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For 1K ELECTION OF DIRECTOR: T.J. USHER Mgmt For For 1L ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO Shr For Against SHAREHOLDER ACTION BY WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- HARBIN ELECTRIC, INC. Agenda Number: 933307527 -------------------------------------------------------------------------------------------------------------------------- Security: 41145W109 Meeting Type: Annual Meeting Date: 26-Jul-2010 Ticker: HRBN ISIN: US41145W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR TIANFU YANG Mgmt For For LANXIANG GAO Mgmt For For CHING CHUEN CHAN Mgmt For For BOYD PLOWMAN Mgmt For For DAVID GATTON Mgmt For For YUNYUE YE Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF FRAZER Mgmt For For FROST, LLP (A SUCCESSOR ENTITY OF MOORE STEPHENS WURTH FRAZER AND TORBET, LLP) AS THE COMPANY'S INDEPENDENT AUDITORS. -------------------------------------------------------------------------------------------------------------------------- PIPE METALLURGICAL COMPANY, MOSCOW Agenda Number: 702621586 -------------------------------------------------------------------------------------------------------------------------- Security: 87260R201 Meeting Type: EGM Meeting Date: 22-Oct-2010 Ticker: ISIN: US87260R2013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of interested party transactions Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LIMITED Agenda Number: 933301121 -------------------------------------------------------------------------------------------------------------------------- Security: 760975102 Meeting Type: Annual Meeting Date: 13-Jul-2010 Ticker: RIMM ISIN: CA7609751028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JAMES L. BALSILLIE Mgmt For For MIKE LAZARIDIS Mgmt For For JAMES ESTILL Mgmt For For DAVID KERR Mgmt For For ROGER MARTIN Mgmt For For JOHN RICHARDSON Mgmt For For BARBARA STYMIEST Mgmt For For ANTONIO VIANA-BAPTISTA Mgmt For For JOHN WETMORE Mgmt For For 02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. -------------------------------------------------------------------------------------------------------------------------- SOCO INTERNATIONAL PLC, LONDON Agenda Number: 702578355 -------------------------------------------------------------------------------------------------------------------------- Security: G8248C127 Meeting Type: EGM Meeting Date: 06-Sep-2010 Ticker: ISIN: GB00B572ZV91 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve the disposal by the Company of SOCO Mgmt No vote Thailand LLC -------------------------------------------------------------------------------------------------------------------------- UAL CORPORATION Agenda Number: 933321818 -------------------------------------------------------------------------------------------------------------------------- Security: 902549807 Meeting Type: Special Meeting Date: 17-Sep-2010 Ticker: UAUA ISIN: US9025498075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPROVAL OF THE ISSUANCE OF SHARES OF UAL COMMON Mgmt For For STOCK TO CONTINENTAL AIRLINES, INC. STOCKHOLDERS PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 2, 2010, BY AND AMONG UAL CORPORATION, CONTINENTAL AIRLINES, INC. AND JT MERGER SUB INC., A WHOLLY OWNED SUBSIDIARY OF UAL CORPORATION. 02 ADOPTION OF UAL CORPORATION'S AMENDED AND RESTATED Mgmt For For CERTIFICATE OF INCORPORATION PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 2, 2010, BY AND AMONG UAL CORPORATION, CONTINENTAL AIRLINES, INC. AND JT MERGER SUB INC., A WHOLLY OWNED SUBSIDIARY OF UAL CORPORATION. 03 ADJOURNMENT OF THE UAL CORPORATION SPECIAL MEETING, Mgmt For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSALS 1 AND 2. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Global Growth Portfolio By (Signature) /s/ Duncan W. Richardson Name Duncan W. Richardson Title President Date 08/18/2011