-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NpJcydcxieSDJRiNX005BvnmK7A+a3Xhnz8KMjRQ9sLgsPaL/WqM07aaPMAj+o2j Q848vL+2DEWdnrQrQxvfdw== 0000950123-10-005554.txt : 20100127 0000950123-10-005554.hdr.sgml : 20100127 20100127111528 ACCESSION NUMBER: 0000950123-10-005554 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20100127 DATE AS OF CHANGE: 20100127 EFFECTIVENESS DATE: 20100127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL GROWTH PORTFOLIO CENTRAL INDEX KEY: 0000946464 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-07303 FILM NUMBER: 10549505 BUSINESS ADDRESS: STREET 1: THE EATON VANCE BUILDING STREET 2: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828260 MAIL ADDRESS: STREET 1: THE EATON VANCE BUILDING STREET 2: 255 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: INFORMATION AGE PORTFOLIO DATE OF NAME CHANGE: 19950608 0000946464 S000005231 GLOBAL GROWTH PORTFOLIO C000014256 GLOBAL GROWTH PORTFOLIO N-Q 1 b78839a1nvq.htm EATON VANCE GLOBAL GROWTH PORTFOLIO Eaton Vance Global Growth Portfolio
Table of Contents

 
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form N-Q
 
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
 
811-07303
Investment Company Act File Number
 
Global Growth Portfolio
(Exact Name of Registrant as Specified in Charter)
 
Two International Place, Boston, Massachusetts 02110
(Address of Principal Executive Offices)
 
Maureen A. Gemma
Two International Place, Boston, Massachusetts 02110
(Name and Address of Agent for Services)
 
(617) 482-8260
(Registrant’s Telephone Number, Including Area Code)
 
August 31
Date of Fiscal Year End
 
November 30, 2009
Date of Reporting Period
 



Table of Contents

Global Growth Portfolio as of November 30, 2009
 
PORTFOLIO OF INVESTMENTS (Unaudited)
 
Common Stocks — 95.1%
 
                 
Security   Shares     Value  
Aerospace & Defense — 0.5%
               
Alliant Techsystems, Inc.(1)(2)
    3,450     $ 295,734  
                 
            $ 295,734  
                 
Auto Components — 1.0%
               
Lear Corp.(1)(2)
    6,116     $ 385,247  
Wonder Auto Technology, Inc.(1)(2)
    15,009       178,907  
                 
            $ 564,154  
                 
Automobiles — 1.3%
               
Fiat SpA(1)
    8,300     $ 123,060  
Honda Motor Co., Ltd. 
    10,000       309,800  
Toyota Motor Corp. 
    7,300       287,260  
                 
            $ 720,120  
                 
Beverages — 1.5%
               
Central European Distribution Corp.(1)(2)
    11,200     $ 312,256  
Fomento Economico Mexicano SA de CV ADR
    12,000       546,120  
                 
            $ 858,376  
                 
Biotechnology — 0.5%
               
Cephalon, Inc.(1)(2)
    5,000     $ 274,750  
                 
            $ 274,750  
                 
Building Products — 2.2%
               
Lennox International, Inc.(2)
    3,340     $ 123,981  
Owens Corning, Inc.(1)(2)
    33,300       786,879  
Wienerberger AG(1)
    19,740       340,453  
                 
            $ 1,251,313  
                 
Capital Markets — 0.3%
               
3i Group PLC(1)
    26,000     $ 116,067  
Artio Global Investors, Inc.(1)
    1,209       27,686  
                 
            $ 143,753  
                 
Chemicals — 1.0%
               
Agrium, Inc.(2)
    5,000     $ 279,300  
Celanese Corp., Class A
    8,900       264,864  
                 
            $ 544,164  
                 
Commercial Banks — 10.5%
               
Banco Santander Central Hispano SA ADR(2)
    66,000     $ 1,141,800  
Bank of China Hong Kong (Holdings), Ltd. 
    243,000       557,528  
Barclays PLC
    104,000       508,247  
Credit Agricole SA
    7,400       153,839  
DBS Group Holdings, Ltd. 
    72,000       746,062  
Intesa Sanpaolo SpA(1)
    122,000       531,354  
KBC Groep NV(1)
    9,900       443,576  
Mitsubishi UFJ Financial Group, Inc. 
    39,000       214,806  
National Bank of Greece SA(1)
    14,800       438,669  
Societe Generale
    3,900       275,822  
Turkiye Is Bankasi
    31,000       105,491  
Wells Fargo & Co. 
    26,900       754,276  
                 
            $ 5,871,470  
                 
Commercial Services & Supplies — 0.4%
               
Copart, Inc.(1)(2)
    7,300     $ 236,666  
                 
            $ 236,666  
                 
 
1


Table of Contents

                 
Security   Shares     Value  
Communications Equipment — 0.5%
               
Brocade Communications Systems, Inc.(1)(2)
    42,300     $ 299,907  
                 
            $ 299,907  
                 
Computers & Peripherals — 0.7%
               
3PAR, Inc.(1)(2)
    15,000     $ 153,750  
Apple, Inc.(1)
    400       79,964  
Toshiba Corp.(1)
    32,000       168,649  
                 
            $ 402,363  
                 
Construction & Engineering — 0.4%
               
Vinci SA(2)
    4,000     $ 221,416  
                 
            $ 221,416  
                 
Consumer Finance — 2.9%
               
American Express Co.(2)
    10,600     $ 443,398  
Capital One Financial Corp.(2)
    7,500       287,700  
Discover Financial Services(2)
    40,000       618,400  
ORIX Corp. 
    3,800       261,960  
                 
            $ 1,611,458  
                 
Diversified Consumer Services — 0.8%
               
Corinthian Colleges, Inc.(1)(2)
    9,348     $ 138,537  
H&R Block, Inc.(2)
    16,000       324,800  
                 
            $ 463,337  
                 
Diversified Financial Services — 0.7%
               
JPMorgan Chase & Co. 
    6,200     $ 263,438  
Moody’s Corp.(2)
    6,000       139,380  
                 
            $ 402,818  
                 
Diversified Telecommunication Services — 2.3%
               
France Telecom SA ADR(2)
    14,400     $ 379,152  
Koninklijke KPN NV
    15,100       267,706  
Telefonica SA
    21,100       606,567  
                 
            $ 1,253,425  
                 
Electric Utilities — 0.5%
               
E.ON AG ADR
    7,600     $ 301,188  
                 
            $ 301,188  
                 
Electrical Equipment — 1.3%
               
ABB, Ltd. ADR
    19,300     $ 354,348  
GrafTech International, Ltd.(1)
    19,500       286,845  
Yingli Green Energy Holding Co. Ltd. ADR(1)(2)
    6,905       98,120  
                 
            $ 739,313  
                 
Electronic Equipment, Instruments & Components — 1.2%
               
FUJIFILM Holdings Corp. 
    13,000     $ 352,540  
Hon Hai Precision Industry Co., Ltd. 
    67,000       282,276  
Itron, Inc.(1)(2)
    700       42,553  
                 
            $ 677,369  
                 
Energy Equipment & Services — 1.1%
               
Nabors Industries, Ltd.(1)(2)
    10,600     $ 218,890  
OAO TMK GDR(1)
    13,900       237,372  
Tenaris SA ADR(2)
    3,800       149,948  
                 
            $ 606,210  
                 
Food & Staples Retailing — 1.1%
               
Shoppers Drug Mart Corp. 
    14,500     $ 593,794  
                 
            $ 593,794  
                 
 
2


Table of Contents

                 
Security   Shares     Value  
Food Products — 2.7%
               
Cosan, Ltd., Class A(1)(2)
    23,200     $ 170,288  
Nestle SA
    18,200       860,480  
Unilever PLC
    17,000       500,048  
                 
            $ 1,530,816  
                 
Health Care Equipment & Supplies — 0.5%
               
Masimo Corp.(1)(2)
    6,000     $ 158,160  
Mindray Medical International, Ltd. ADR(2)
    4,000       121,120  
                 
            $ 279,280  
                 
Health Care Providers & Services — 1.1%
               
CIGNA Corp. 
    700     $ 22,456  
Express Scripts, Inc.(1)(2)
    2,700       231,660  
Health Management Associates, Inc., Class A(1)(2)
    4,000       24,520  
Laboratory Corp. of America Holdings(1)(2)
    2,100       153,216  
Quest Diagnostics, Inc.(2)
    3,000       173,820  
                 
            $ 605,672  
                 
Hotels, Restaurants & Leisure — 1.8%
               
Bally Technologies, Inc.(1)(2)
    7,000     $ 290,710  
Carnival PLC(1)
    4,400       147,972  
McDonald’s Corp. 
    5,000       316,250  
Melco Crown Entertainment, Ltd. ADR(1)(2)
    23,500       99,405  
Scientific Games Corp., Class A(1)(2)
    12,200       172,630  
                 
            $ 1,026,967  
                 
Household Durables — 3.3%
               
Desarrolladora Homex SA de CV ADR(1)(2)
    18,500     $ 643,430  
Fisher & Paykel Appliances Holdings, Ltd.(1)
    280,000       116,011  
LG Electronics, Inc. 
    1,400       123,816  
Tempur-Pedic International, Inc.(1)(2)
    22,273       479,983  
Whirlpool Corp.(2)
    6,210       460,533  
                 
            $ 1,823,773  
                 
Household Products — 0.6%
               
Church & Dwight Co., Inc.(2)
    5,200     $ 307,008  
                 
            $ 307,008  
                 
Industrial Conglomerates — 1.5%
               
Cookson Group PLC(1)
    50,000     $ 319,440  
Keppel Corp., Ltd. 
    91,200       534,528  
                 
            $ 853,968  
                 
Insurance — 3.4%
               
Aegon NV(1)
    57,800     $ 418,782  
Allied World Assurance Holdings, Ltd.(2)
    15,517       741,558  
AXA SA ADR
    15,500       383,780  
Fairfax Financial Holdings, Ltd. 
    210       74,340  
Zurich Financial Services AG
    1,300       281,228  
                 
            $ 1,899,688  
                 
Internet & Catalog Retail — 0.7%
               
Netflix, Inc.(1)(2)
    6,300     $ 369,369  
                 
            $ 369,369  
                 
Internet Software & Services — 0.5%
               
Yahoo! Inc.(1)
    18,500     $ 276,945  
                 
            $ 276,945  
                 
IT Services — 0.9%
               
Accenture PLC, Class A
    9,000     $ 369,360  
Euronet Worldwide, Inc.(1)(2)
    5,000       106,200  
                 
            $ 475,560  
                 
 
3


Table of Contents

                 
Security   Shares     Value  
Machinery — 0.6%
               
Duoyuan Printing, Inc.(1)
    4,896     $ 33,048  
Illinois Tool Works, Inc. 
    5,067       246,459  
PACCAR, Inc.(2)
    1,600       59,328  
                 
            $ 338,835  
                 
Media — 3.4%
               
Central European Media Enterprises, Ltd., Class A(1)(2)
    9,700     $ 241,627  
DIRECTV(1)
    27,505       869,973  
Lamar Advertising Co., Class A(1)(2)
    5,000       138,400  
Liberty Starz, Series A(1)
    2,750       131,587  
McGraw-Hill Cos., Inc. (The)(2)
    17,400       521,304  
                 
            $ 1,902,891  
                 
Metals & Mining — 5.0%
               
Anglo American PLC ADR(1)(2)
    15,610     $ 335,303  
ArcelorMittal(2)
    6,800       267,036  
Barrick Gold Corp. 
    15,000       640,350  
Rio Tinto PLC ADR(2)
    1,600       326,560  
Sterlite Industries India, Ltd. ADR(2)
    28,000       514,080  
Thompson Creek Metals Co., Inc.(1)(2)
    22,300       267,154  
Vale SA ADR(2)
    16,600       406,700  
                 
            $ 2,757,183  
                 
Multi-Utilities — 1.5%
               
National Grid PLC
    30,000     $ 326,657  
RWE AG
    5,700       523,316  
                 
            $ 849,973  
                 
Multiline Retail — 0.8%
               
Big Lots, Inc.(1)(2)
    11,700     $ 269,802  
Marks & Spencer Group PLC
    23,000       146,261  
                 
            $ 416,063  
                 
Office Electronics — 0.5%
               
Canon, Inc. 
    7,000     $ 267,554  
                 
            $ 267,554  
                 
Oil, Gas & Consumable Fuels — 8.3%
               
Apache Corp. 
    4,800     $ 457,344  
Brigham Exploration Co.(1)(2)
    14,724       153,718  
KazMunaiGas Exploration Production GDR
    6,300       152,246  
LUKOIL OAO ADR
    7,300       424,130  
Massey Energy Co.(2)
    19,000       715,540  
Newfield Exploration Co.(1)
    3,300       139,524  
OMV AG
    3,100       131,539  
Petroleo Brasileiro SA ADR
    15,200       684,912  
SandRidge Energy, Inc.(1)(2)
    31,421       294,729  
StatoilHydro ASA ADR(2)
    13,495       333,057  
Total SA ADR
    13,700       852,003  
Uranium One, Inc.(1)
    92,500       264,686  
                 
            $ 4,603,428  
                 
Paper & Forest Products — 1.1%
               
Schweitzer-Mauduit International, Inc.(2)
    9,817     $ 604,335  
                 
            $ 604,335  
                 
Personal Products — 0.7%
               
Avon Products, Inc.(2)
    10,500     $ 359,625  
Revlon, Inc., Class A(1)(2)
    1,609       29,123  
                 
            $ 388,748  
                 
 
4


Table of Contents

                 
Security   Shares     Value  
Pharmaceuticals — 5.2%
               
AstraZeneca PLC ADR(2)
    4,700     $ 210,701  
Biovail Corp. 
    20,000       288,600  
GlaxoSmithKline PLC ADR(2)
    10,700       443,729  
King Pharmaceuticals, Inc.(1)(2)
    42,000       496,860  
Novartis AG ADR
    15,200       845,120  
Perrigo Co.(2)
    7,500       301,050  
Sanofi-Aventis SA
    4,200       317,672  
                 
            $ 2,903,732  
                 
Professional Services — 0.2%
               
Verisk Analytics, Inc., Class A(1)
    4,526     $ 121,795  
                 
            $ 121,795  
                 
Real Estate Investment Trusts (REITs) — 0.2%
               
Chimera Investment Corp.(2)
    32,700     $ 131,781  
                 
            $ 131,781  
                 
Real Estate Management & Development — 0.2%
               
Raven Russia, Ltd. 
    169,000     $ 136,497  
                 
            $ 136,497  
                 
Road & Rail — 0.3%
               
All America Latina Logistica
    20,000     $ 176,474  
                 
            $ 176,474  
                 
Semiconductors & Semiconductor Equipment — 3.8%
               
Atheros Communications, Inc.(1)(2)
    19,900     $ 566,553  
Cirrus Logic, Inc.(1)(2)
    96,000       521,280  
Cree, Inc.(1)(2)
    3,400       162,622  
MEMC Electronic Materials, Inc.(1)
    10,100       121,604  
Tessera Technologies, Inc.(1)(2)
    25,320       599,325  
United Microelectronics Corp. ADR(1)
    38,000       128,820  
                 
            $ 2,100,204  
                 
Software — 1.0%
               
Ariba, Inc.(1)(2)
    13,688     $ 148,378  
Check Point Software Technologies, Ltd.(1)(2)
    5,600       176,904  
Concur Technologies, Inc.(1)(2)
    6,200       229,772  
                 
            $ 555,054  
                 
Specialty Retail — 2.6%
               
Advance Auto Parts, Inc.(2)
    12,273     $ 482,329  
GameStop Corp., Class A(1)(2)
    33,954       828,817  
Kingfisher PLC
    36,000       140,919  
                 
            $ 1,452,065  
                 
Textiles, Apparel & Luxury Goods — 2.2%
               
Gildan Activewear, Inc.(1)(2)
    28,249     $ 544,923  
Hanesbrands, Inc.(1)(2)
    27,400       657,874  
                 
            $ 1,202,797  
                 
Tobacco — 1.3%
               
British American Tobacco PLC
    23,500     $ 715,560  
                 
            $ 715,560  
                 
Trading Companies & Distributors — 1.2%
               
Mitsui & Co., Ltd. 
    50,000     $ 658,468  
                 
            $ 658,468  
                 
Wireless Telecommunication Services — 5.3%
               
Crown Castle International Corp.(1)(2)
    29,000     $ 1,064,010  
MTN Group, Ltd. 
    13,000       208,980  
NII Holdings, Inc.(1)(2)
    29,905       891,169  
 
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Table of Contents

                 
Security   Shares     Value  
Rogers Communications, Inc., Class B
    10,000     $ 302,600  
Turkcell Iletisim Hizmetleri AS ADR(2)
    33,000       506,880  
                 
            $ 2,973,639  
                 
                 
Total Common Stocks
(identified cost $44,374,552)
          $ 53,039,220  
                 
 
Investment Funds — 1.6%
 
                 
Security   Shares     Value  
Capital Markets — 1.6%
               
Market Vectors Gold Miners ETF(1)
    5,600     $ 286,216  
MidCap SPDR Trust, Series 1(2)
    4,800       598,224  
                 
                 
Total Investment Funds
(identified cost $901,667)
          $ 884,440  
                 
 
Short-Term Investments — 29.6%
 
                 
    Interest
       
Description   (000’s omitted)     Value  
Cash Management Portfolio, 0.00%(3)
  $ 1,673     $ 1,673,157  
Eaton Vance Cash Collateral Fund, LLC, 0.16%(3)(4)
    14,833       14,832,612  
                 
                 
Total Short-Term Investments
(identified cost $16,505,769)
          $ 16,505,769  
                 
                 
Total Investments — 126.3%
(identified cost $61,781,988)
          $ 70,429,429  
                 
                 
Other Assets, Less Liabilities — (26.3)%
          $ (14,685,546 )
                 
                 
Net Assets — 100.0%
          $ 55,743,883  
                 
 
             
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
         
ADR
  -   American Depositary Receipt
         
GDR
  -   Global Depositary Receipt
         
(1)
      Non-income producing security.
         
(2)
      All or a portion of this security was on loan at November 30, 2009.
         
(3)
      Affiliated investment company available to Eaton Vance portfolios and funds which invests in high quality, U.S. dollar denominated money market instruments. The rate shown is the annualized seven-day yield as of November 30, 2009. Income earned from investments in the Eaton Vance Cash Collateral Fund, LLC (excluding loan rebate fees) and net income allocated from the investment in Cash Management Portfolio for the fiscal year to date ended November 30, 2009 were $7,452 and $0, respectively.
         
(4)
      The amount invested in Eaton Vance Cash Collateral Fund, LLC represents cash collateral received for securities on loan at November 30, 2009. Other Assets, Less Liabilities includes an equal and offsetting liability of the Portfolio to repay collateral amounts upon the return of loaned securities. At November 30, 2009, the Portfolio loaned securities having a market value of $14,447,247 and received $14,832,612 of cash collateral for the loans.
 
6


Table of Contents

Country Concentration of Portfolio
 
                 
    Percentage
       
Country   of Net Assets     Value  
United States
    41.6 %   $ 23,184,622  
United Kingdom
    7.6       4,237,463  
Canada
    5.8       3,255,747  
France
    4.6       2,583,684  
Japan
    4.5       2,521,037  
Switzerland
    4.2       2,341,176  
Spain
    3.1       1,748,367  
Brazil
    2.6       1,438,374  
Singapore
    2.3       1,280,590  
Mexico
    2.1       1,189,550  
Bermuda
    1.7       960,448  
Netherlands
    1.7       953,523  
Germany
    1.5       824,504  
Italy
    1.5       804,362  
Russia
    1.4       797,999  
Hong Kong
    1.2       656,933  
Turkey
    1.1       612,371  
India
    0.9       514,080  
Austria
    0.9       471,992  
Belgium
    0.8       443,576  
Greece
    0.7       438,669  
Taiwan
    0.7       411,096  
Ireland
    0.7       369,360  
Norway
    0.6       333,057  
Poland
    0.6       312,256  
Czech Republic
    0.5       241,627  
China
    0.4       219,240  
South Africa
    0.4       208,980  
Israel
    0.3       176,904  
Kazakhstan
    0.3       152,246  
South Korea
    0.2       123,816  
New Zealand
    0.2       116,011  
                 
Long-Term Investments
    96.7 %   $ 53,923,660  
Short-Term Investments
            16,505,769  
                 
Total Investments
          $ 70,429,429  
                 
 
The Portfolio did not have any open financial instruments at November 30, 2009.
 
The cost and unrealized appreciation (depreciation) of investments of the Portfolio at November 30, 2009, as determined on a federal income tax basis, were as follows:
 
         
Aggregate cost
  $ 62,900,755  
         
Gross unrealized appreciation
  $ 8,744,318  
Gross unrealized depreciation
    (1,215,644 )
         
Net unrealized appreciation
  $ 7,528,674  
         
 
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
 
  •   Level 1 — quoted prices in active markets for identical investments
 
  •   Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.)
 
  •   Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
 
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
 
7


Table of Contents

At November 30, 2009, the inputs used in valuing the Portfolio’s investments, which are carried at value, were as follows:
 
                                 
    Quoted Prices in
                   
    Active Markets for
    Significant Other
    Significant
       
    Identical Assets     Observable Inputs     Unobservable Inputs        
       
Asset Description   (Level 1)     (Level 2)     (Level 3)     Total  
 
 
Common Stocks
                               
Consumer Discretionary
  $ 8,546,439     $ 1,395,098     $     $ 9,941,537  
Consumer Staples
    2,318,214       2,076,088             4,394,302  
Energy
    5,078,099       131,539             5,209,638  
Financials
    5,007,536       5,189,929             10,197,465  
Health Care
    3,745,762       317,672             4,063,434  
Industrials
    2,819,677       2,074,305             4,893,982  
Information Technology
    3,983,936       1,071,020             5,054,956  
Materials
    3,905,681                   3,905,681  
Telecommunication Services
    3,143,811       1,083,253             4,227,064  
Utilities
    301,188       849,973             1,151,161  
 
 
Total Common Stocks
  $ 38,850,343     $ 14,188,877 *   $     $ 53,039,220  
Investment Funds
    884,440                   884,440  
Short-Term Investments
    16,505,769                   16,505,769  
 
 
Total Investments
  $ 56,240,552     $ 14,188,877     $     $ 70,429,429  
 
 
 
* Includes foreign equity securities whose values were adjusted to reflect market trading that occurred after the close of trading in their applicable foreign markets.
 
The Portfolio held no investments or other financial instruments as of August 31, 2009 whose fair value was determined using Level 3 inputs.
 
For information on the Portfolio’s policy regarding the valuation of investments and other significant accounting policies, please refer to the Portfolio’s most recent financial statements included in its semiannual or annual report to shareholders.
 
8


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Item 2. Controls and Procedures
 
(a) It is the conclusion of the registrant’s principal executive officer and principal financial officer that the effectiveness of the registrant’s current disclosure controls and procedures (such disclosure controls and procedures having been evaluated within 90 days of the date of this filing) provide reasonable assurance that the information required to be disclosed by the registrant on this Form N-Q has been recorded, processed, summarized and reported within the time period specified in the Commission’s rules and forms and that the information required to be disclosed by the registrant on this Form N-Q has been accumulated and communicated to the registrant’s principal executive officer and principal financial officer in order to allow timely decisions regarding required disclosure.
 
(b) There have been no changes in the registrant’s internal controls over financial reporting during the fiscal quarter for which the report is being filed that have materially affected, or are reasonably likely to materially affect the registrant’s internal control over financial reporting.


Table of Contents

 
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
Global Growth Portfolio
 
         
By:
  /s/ Duncan W. Richardson    
         
    Duncan W. Richardson    
    President    
         
Date:
  January 25, 2010    
 
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
 
         
By:
  /s/ Duncan W. Richardson    
         
    Duncan W. Richardson    
    President    
         
Date:
  January 25, 2010    
         
By:
  /s/ Barbara E. Campbell    
         
    Barbara E. Campbell    
    Treasurer    
         
Date:
  January 25, 2010    

EX-99.CERT 2 b78839a1exv99wcert.htm EX-99.CERT SECTION 302 CERTIFICATION EX-99.CERT Section 302 Certification
Global Growth Portfolio
 
Certification
Pursuant to Rule 302 of the Sarbanes-Oxley Act of 2003
 
I, Duncan W. Richardson, certify that:
 
1. I have reviewed this report on Form N-Q of Global Growth Portfolio;
 
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
3. Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is being filed;
 
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
 
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
 
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
 
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
 
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
 
5. The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
 
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
 
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
 
         
By:
  /s/ Duncan W. Richardson    
         
    Duncan W. Richardson    
    President    
         
Date:
  January 25, 2010    


 

Global Growth Portfolio
 
Certification
Pursuant to Rule 302 of the Sarbanes-Oxley Act of 2003
 
I, Barbara E. Campbell, certify that:
 
1. I have reviewed this report on Form N-Q of Global Growth Portfolio;
 
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
 
3. Based on my knowledge, the schedule of investments included in this report, fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is being filed;
 
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
 
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
 
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
 
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
 
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
 
5. The registrant’s other certifying officers and I have disclosed to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
 
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize, and report financial information; and
 
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
 
         
By:
  /s/ Barbara E. Campbell    
         
    Barbara E. Campbell    
    Treasurer    
         
Date:
  January 25, 2010    

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