0001243716-21-000006.txt : 20210303 0001243716-21-000006.hdr.sgml : 20210303 20210303161813 ACCESSION NUMBER: 0001243716-21-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOOLEY ROBERT CENTRAL INDEX KEY: 0001243716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13792 FILM NUMBER: 21709191 MAIL ADDRESS: STREET 1: C/O SYSTEMAX INC. STREET 2: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMAX INC CENTRAL INDEX KEY: 0000945114 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113262067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166087000 MAIL ADDRESS: STREET 1: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP DATE OF NAME CHANGE: 19950509 4 1 wf-form4_161480625883549.xml FORM 4 X0306 4 2021-03-01 0 0000945114 SYSTEMAX INC SYX 0001243716 DOOLEY ROBERT C/O SYSTEMAX INC. 11 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 0 1 0 0 President, Industrial Prod GRP Common Stock 2021-03-01 4 M 0 993 6.01 A 93329 D Common Stock 2021-03-01 4 S 0 993 37.59 D 92336 D Common Stock 2021-03-01 4 M 0 10000 16.43 A 102336 D Common Stock 2021-03-01 4 S 0 10000 37.69 D 92336 D Common Stock 2021-03-01 4 F 0 1699 37.46 D 90637 D Common Stock 2021-03-03 5 J 0 E 561 18.9125 A 91198 D Employee Stock Option (right to buy) 6.01 2021-03-01 4 M 0 993 0 D 2026-02-01 Common Stock 993.0 0 D Employee Stock Option (right to buy) 16.43 2021-03-01 4 M 0 10000 0 D 2022-03-01 Common Stock 10000.0 10348 D This transaction was executed in multiple trades at prices ranging from $37.59 to $37.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares surrendered for payment of tax liability incident to vesting of the 2012 Restrictive Award. The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 3, 2021. This transaction is exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020. The amount of non-derivative securities beneficially owned following the reported transactions is 91,198, which includes 5,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 86,198 shares of common stock. The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date. The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date. /s/ Robert Dooley 2021-03-03