0001243716-21-000006.txt : 20210303
0001243716-21-000006.hdr.sgml : 20210303
20210303161813
ACCESSION NUMBER: 0001243716-21-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOOLEY ROBERT
CENTRAL INDEX KEY: 0001243716
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13792
FILM NUMBER: 21709191
MAIL ADDRESS:
STREET 1: C/O SYSTEMAX INC.
STREET 2: 11 HARBOR PARK DRIVE
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SYSTEMAX INC
CENTRAL INDEX KEY: 0000945114
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084]
IRS NUMBER: 113262067
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11 HARBOR PARK DR
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
BUSINESS PHONE: 5166087000
MAIL ADDRESS:
STREET 1: 11 HARBOR PARK DRIVE
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP
DATE OF NAME CHANGE: 19950509
4
1
wf-form4_161480625883549.xml
FORM 4
X0306
4
2021-03-01
0
0000945114
SYSTEMAX INC
SYX
0001243716
DOOLEY ROBERT
C/O SYSTEMAX INC.
11 HARBOR PARK DRIVE
PORT WASHINGTON
NY
11050
0
1
0
0
President, Industrial Prod GRP
Common Stock
2021-03-01
4
M
0
993
6.01
A
93329
D
Common Stock
2021-03-01
4
S
0
993
37.59
D
92336
D
Common Stock
2021-03-01
4
M
0
10000
16.43
A
102336
D
Common Stock
2021-03-01
4
S
0
10000
37.69
D
92336
D
Common Stock
2021-03-01
4
F
0
1699
37.46
D
90637
D
Common Stock
2021-03-03
5
J
0
E
561
18.9125
A
91198
D
Employee Stock Option (right to buy)
6.01
2021-03-01
4
M
0
993
0
D
2026-02-01
Common Stock
993.0
0
D
Employee Stock Option (right to buy)
16.43
2021-03-01
4
M
0
10000
0
D
2022-03-01
Common Stock
10000.0
10348
D
This transaction was executed in multiple trades at prices ranging from $37.59 to $37.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares surrendered for payment of tax liability incident to vesting of the 2012 Restrictive Award.
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 3, 2021. This transaction is exempt under Rule 16b-3(c).
In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2020.
The amount of non-derivative securities beneficially owned following the reported transactions is 91,198, which includes 5,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 86,198 shares of common stock.
The Employee Stock Option (right to buy) granted on February 1, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
The Employee Stock Option (right to buy) granted on March 1, 2012 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.
/s/ Robert Dooley
2021-03-03