0001140170-18-000002.txt : 20180807 0001140170-18-000002.hdr.sgml : 20180807 20180807174459 ACCESSION NUMBER: 0001140170-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180803 FILED AS OF DATE: 20180807 DATE AS OF CHANGE: 20180807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AXMACHER THOMAS CENTRAL INDEX KEY: 0001140170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13792 FILM NUMBER: 18999294 MAIL ADDRESS: STREET 1: C/O SYSTEMAX INC. STREET 2: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMAX INC CENTRAL INDEX KEY: 0000945114 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 113262067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166087000 MAIL ADDRESS: STREET 1: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP DATE OF NAME CHANGE: 19950509 4 1 wf-form4_153367828392273.xml FORM 4 X0306 4 2018-08-03 0 0000945114 SYSTEMAX INC SYX 0001140170 AXMACHER THOMAS C/O SYSTEMAX INC. 11 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 0 1 0 0 VP & Controller Common Stock 2018-08-03 4 M 0 2500 8.31 A 0 D Common Stock 2018-08-03 4 M 0 6600 18.73 A 0 D Common Stock 2018-08-03 4 M 0 6325 12.69 A 0 D Common Stock 2018-08-03 4 M 0 8375 14.04 A 0 D Common Stock 2018-08-03 4 F 0 16140 38.96 D 0 D Common Stock 2018-08-03 4 D 0 7660 38.96 D 0 D Common Stock 2018-08-03 4 S 0 5004 39.07 D 0 D Employee Stock Option 8.31 2018-08-03 4 M 0 2500 0 D 2026-02-01 Common Stock 2500.0 5000 D Employee Stock Option 18.73 2018-08-03 4 M 0 6600 0 D 2022-03-01 Common Stock 6600.0 0 D Employee Stock Option 12.69 2018-08-03 4 M 0 6325 0 D 2021-03-18 Common Stock 6325.0 0 D Employee Stock Option 14.04 2018-08-03 4 M 0 8375 0 D 2019-08-10 Common Stock 8375.0 0 D Pursuant to the previously disclosed share repurchase program, the Issuer has entered into, with the approval of the Board of Directors, a privately negotiated, arm's length agreement with the filing person to repurchase an aggregate of 23,800 shares (by means of a net cashless exercise of options and net of applicable taxes) at a price equal to $38.96 per share, reflecting a 4% discount to the closing price of the Issuer's common stock on August 2, 2018. 16,140 of such shares were surrendered to the Issuer to satisfy the exercise price of each of the stock options and to satisfy withholding tax obligations and 7,660 of such shares were purchased by the Issuer pursuant to Rule 16b-3(e). The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is February 1, 2016. The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012. The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 18, 2011. The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is August 10, 2009. /s/ Thomas Axmacher 2018-08-07