-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KpourUJ5KJnZd1sn1ZxjYHGbOExaDlVQVk8AV9bSM4OI/+tJ7b9+gfgzMrKNDLQb 4Aueqr65Hl5odv3+krWLDg== 0001140361-10-043794.txt : 20101104 0001140361-10-043794.hdr.sgml : 20101104 20101104214107 ACCESSION NUMBER: 0001140361-10-043794 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100102 FILED AS OF DATE: 20101104 DATE AS OF CHANGE: 20101104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stremel John P CENTRAL INDEX KEY: 0001469711 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26226 FILM NUMBER: 101166562 MAIL ADDRESS: STREET 1: 901 CAMPISI WAY STREET 2: SUITE 260 CITY: CAMPBELL STATE: CA ZIP: 95008 FORMER NAME: FORMER CONFORMED NAME: Stremel John DATE OF NAME CHANGE: 20090805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnergyConnect Group Inc CENTRAL INDEX KEY: 0000944947 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 930935149 STATE OF INCORPORATION: OR FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 BUSINESS PHONE: 8664887642 MAIL ADDRESS: STREET 1: 5335 SW MEADOWS ROAD STREET 2: SUITE 325 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GROUP INC DATE OF NAME CHANGE: 20030519 FORMER COMPANY: FORMER CONFORMED NAME: MICROFIELD GRAPHICS INC /OR DATE OF NAME CHANGE: 19950504 5 1 doc1.xml FORM 5 X0303 5 2010-01-02 0 1 1 0000944947 EnergyConnect Group Inc ECNG.OB 0001469711 Stremel John P 901 CAMPISI WAY, SUITE 260 CAMPBELL CA 95008 0 1 0 0 CTO and VP Grid Operations Common Stock 2007-02-05 4 M 0 L 383640 0.32 A 383640 D Common Stock 2007-02-23 4 S 0 L 10000 0.5947 D 373640 D Common Stock 2007-03-15 4 S 0 L 10000 .5647 D 363640 D Common Stock 2007-03-30 4 S 0 L 10000 .6044 D 353640 D Common Stock 2007-04-04 4 S 0 L 10000 .6647 D 343640 D Common Stock 2007-04-10 4 S 0 L 10000 .7447 D 333640 D Common Stock 2007-04-13 4 S 0 L 20000 1.0496 D 313640 D Common Stock 2007-04-13 4 S 0 L 10000 .8647 D 303640 D Common Stock 2007-04-17 4 S 0 L 1000 1.0420 D 302640 D Common Stock 2007-06-27 4 S 0 L 10000 .8447 D 292640 D Common Stock 2007-07-17 4 S 0 L 10000 .8947 D 282640 D Common Stock 2007-12-03 4 S 0 L 10000 1.0992 D 272640 D Common Stock 2008-01-03 4 S 0 L 10000 0.8947 D 262640 D Common Stock 2008-02-05 4 M 0 L 575460 0.32 A 838100 D Common Stock 2008-05-07 4 P 0 L 25000 0.40 A 863100 D Common Stock 2008-05-15 4 S 0 L 7000 .4046 D 856100 D Common Stock 2008-05-15 4 S 0 L 10000 .3947 D 846100 D Common Stock 2008-05-16 4 S 0 L 200 .38 D 845900 D Common Stock 2008-05-16 4 S 0 L 500 .4240 D 845400 D Common Stock 2008-05-16 4 S 0 L 2300 .4061 D 843100 D Common Stock 2008-05-16 4 S 0 L 5000 .4144 D 838100 D Common Stock 2008-07-17 4 S 0 L 10000 .3947 D 828100 D Common Stock 2008-07-21 4 S 0 L 3100 .4140 D 825000 D Common Stock 2008-07-21 4 S 0 L 10000 .3947 D 815000 D Common Stock 2008-07-22 4 S 0 L 500 .4239 D 814500 D Common Stock 2008-07-22 4 S 0 L 500 .5100 D 814000 D Common Stock 2008-07-22 4 S 0 L 4500 .4366 D 809500 D Common Stock 2008-07-22 4 S 0 L 5000 .4544 D 804500 D Common Stock 2008-07-22 4 S 0 L 9500 .4944 D 795000 D Common Stock 2008-07-22 4 S 0 L 10000 .4797 D 785000 D Common Stock Option 0.32 3 2008-02-06 Common Stock 959100 959100 D Common Stock Option 0.65 3 2011-11-21 Common Stock 42500 42500 D Common Stock Option 0.32 2007-02-05 4 M 0 L 383640 0 D 2007-02-05 2008-02-06 Common Stock 383640 575460 D Common Stock Option 0.94 2007-11-29 4 A 0 L 100000 0 A 2012-11-29 Common Stock 100000 100000 D Common Stock Option 0.32 2008-02-05 4 M 0 L 575460 0 D 2008-02-05 2008-02-06 Common Stock 575460 0 D Common Stock Warrant 0.60 2008-05-07 4 P 0 L 12500 0 A 2008-05-07 2013-05-07 Common Stock 12500 12500 D Common Stock Option 0.05 2009-03-06 4 A 0 L 100000 0 A 2019-03-06 Common Stock 100000 100000 D Common Stock Option 0.05 2009-03-06 4 A 0 L 756959 0 A 2019-03-06 Common Stock 756959 756959 D The Reporting Person became a Section 16 officer effective December 31, 2006, the beginning of the Issuer's 2007 fiscal year. This option was granted on October 13, 2005 in conjunction with the acquisition of EnerygConnect, Inc. These options were granted with exercise dates of February 5, 2007 and February 5, 2008. 1/48th of the total shares covered by the option vest each month. 1/12th of the total shares covered by the option vest each month. 1/4th of the total shares covered by the option vest on the 12 month anniversary of the date of grant and 1/36th of the remaining unvested shares vest each month thereafter. This Form 5 Report is the first of four Form 5 reports filed on November 4, 2010 for this Reporting Person. /s/ John Stremel 2010-11-04 -----END PRIVACY-ENHANCED MESSAGE-----