0001544514-14-000001.txt : 20140107 0001544514-14-000001.hdr.sgml : 20140107 20140107150701 ACCESSION NUMBER: 0001544514-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131220 FILED AS OF DATE: 20140107 DATE AS OF CHANGE: 20140107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Holdings, Inc CENTRAL INDEX KEY: 0000944696 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 450404061 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: I MAIN STREET NORTH CITY: MINOT STATE: ND ZIP: 58703 BUSINESS PHONE: 7018379600 MAIL ADDRESS: STREET 1: I MAIN STREET NORTH CITY: MINOT STATE: ND ZIP: 58703 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRITY MUTUAL FUNDS INC DATE OF NAME CHANGE: 20020620 FORMER COMPANY: FORMER CONFORMED NAME: ND HOLDINGS INC DATE OF NAME CHANGE: 19950501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dihle Gordon D. CENTRAL INDEX KEY: 0001544514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25958 FILM NUMBER: 14513238 MAIL ADDRESS: STREET 1: 37990 COMANCHE CREEK ROAD CITY: KIOWA STATE: CO ZIP: 80117 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-20 0 0000944696 Capital Financial Holdings, Inc CPFH 0001544514 Dihle Gordon D. 37990 COMANCHE CREEK ROAD KIOWA CO 80117 1 0 1 0 Common Stock 2013-12-20 4 P 0 8 1000 A 8 I Held in the name of Joshua Dihle, a Minor Common Stock 2014-01-02 4 P 0 6 595 A 96 I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account Joshua Dihle is the minor son of Reporting Person. Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account, which account is controlled by Reporting Person. Gordon Dihle 2014-01-07