0001544514-13-000004.txt : 20131022
0001544514-13-000004.hdr.sgml : 20131022
20131022123231
ACCESSION NUMBER: 0001544514-13-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130712
FILED AS OF DATE: 20131022
DATE AS OF CHANGE: 20131022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Financial Holdings, Inc
CENTRAL INDEX KEY: 0000944696
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 450404061
STATE OF INCORPORATION: ND
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: I MAIN STREET NORTH
CITY: MINOT
STATE: ND
ZIP: 58703
BUSINESS PHONE: 7018379600
MAIL ADDRESS:
STREET 1: I MAIN STREET NORTH
CITY: MINOT
STATE: ND
ZIP: 58703
FORMER COMPANY:
FORMER CONFORMED NAME: INTEGRITY MUTUAL FUNDS INC
DATE OF NAME CHANGE: 20020620
FORMER COMPANY:
FORMER CONFORMED NAME: ND HOLDINGS INC
DATE OF NAME CHANGE: 19950501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dihle Gordon D.
CENTRAL INDEX KEY: 0001544514
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25958
FILM NUMBER: 131163151
MAIL ADDRESS:
STREET 1: 37990 COMANCHE CREEK ROAD
CITY: KIOWA
STATE: CO
ZIP: 80117
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-07-12
0
0000944696
Capital Financial Holdings, Inc
CPFH
0001544514
Dihle Gordon D.
37990 COMANCHE CREEK ROAD
KIOWA
CO
80117
0
0
1
0
Common Stock
2013-09-25
4
P
0
2
1093
A
9
D
Common Stock
2013-09-20
4
P
0
6
1093
A
78
I
Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account.
Common Stock
2013-09-23
4
P
0
4
1093
A
82
I
Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account.
Common Stock
2013-09-24
4
P
0
4
1093
A
86
I
Held in the name of Gordon Dihle Charles Schwab & Co Inc IRA Rollover Account.
Common Stock
2013-09-25
4
P
0
4
1093
A
90
I
Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account.
Common Stock
2013-07-12
4
P
0
735
0.09
A
174935
I
Held in the name of Gordon Dihle Ttee Dihle Chattel Trust.
Common Stock
2013-08-13
4
P
0
5065
0.092
A
180000
I
Held in the name of Gordon Dihle Ttee Dihle Chattel Trust.
Common Stock
2013-10-18
4
P
0
277
1500
A
295
I
Held in the name of Gordon Dihle Ttee Dihle Chattel Trust.
Common Stock
2013-09-17
4
P
0
4
1093
A
163
I
Held in the name of Antelope Creek Realty & Energy Services, LLC.
Common Stock
2013-09-18
4
P
0
3
1093
A
166
I
Held in the name of Antelope Creek Realty & Energy Services, LLC.
Common Stock
2013-10-01
4
P
0
1
1093
A
167
I
Held in the name of Antelope Creek Realty & Energy Services, LLC.
Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 7 shares.
Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by the Reporting Person prior to this transaction reduced to 72 shares.
Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account, which account is controlled by Reporting Person.
Held in the name of Gordon Dihle, TTEE, Dihle Chattel Trust U/A Dtd 8/31/2005, which Account is controlled by Reporting Person.
Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 18 shares.
Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 159 shares.
Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by Reporting Person.
Gordon Dihle
2013-10-22