0001544514-13-000004.txt : 20131022 0001544514-13-000004.hdr.sgml : 20131022 20131022123231 ACCESSION NUMBER: 0001544514-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130712 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Holdings, Inc CENTRAL INDEX KEY: 0000944696 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 450404061 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: I MAIN STREET NORTH CITY: MINOT STATE: ND ZIP: 58703 BUSINESS PHONE: 7018379600 MAIL ADDRESS: STREET 1: I MAIN STREET NORTH CITY: MINOT STATE: ND ZIP: 58703 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRITY MUTUAL FUNDS INC DATE OF NAME CHANGE: 20020620 FORMER COMPANY: FORMER CONFORMED NAME: ND HOLDINGS INC DATE OF NAME CHANGE: 19950501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dihle Gordon D. CENTRAL INDEX KEY: 0001544514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25958 FILM NUMBER: 131163151 MAIL ADDRESS: STREET 1: 37990 COMANCHE CREEK ROAD CITY: KIOWA STATE: CO ZIP: 80117 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-07-12 0 0000944696 Capital Financial Holdings, Inc CPFH 0001544514 Dihle Gordon D. 37990 COMANCHE CREEK ROAD KIOWA CO 80117 0 0 1 0 Common Stock 2013-09-25 4 P 0 2 1093 A 9 D Common Stock 2013-09-20 4 P 0 6 1093 A 78 I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. Common Stock 2013-09-23 4 P 0 4 1093 A 82 I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. Common Stock 2013-09-24 4 P 0 4 1093 A 86 I Held in the name of Gordon Dihle Charles Schwab & Co Inc IRA Rollover Account. Common Stock 2013-09-25 4 P 0 4 1093 A 90 I Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. Common Stock 2013-07-12 4 P 0 735 0.09 A 174935 I Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. Common Stock 2013-08-13 4 P 0 5065 0.092 A 180000 I Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. Common Stock 2013-10-18 4 P 0 277 1500 A 295 I Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. Common Stock 2013-09-17 4 P 0 4 1093 A 163 I Held in the name of Antelope Creek Realty & Energy Services, LLC. Common Stock 2013-09-18 4 P 0 3 1093 A 166 I Held in the name of Antelope Creek Realty & Energy Services, LLC. Common Stock 2013-10-01 4 P 0 1 1093 A 167 I Held in the name of Antelope Creek Realty & Energy Services, LLC. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 7 shares. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by the Reporting Person prior to this transaction reduced to 72 shares. Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account, which account is controlled by Reporting Person. Held in the name of Gordon Dihle, TTEE, Dihle Chattel Trust U/A Dtd 8/31/2005, which Account is controlled by Reporting Person. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 18 shares. Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 159 shares. Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by Reporting Person. Gordon Dihle 2013-10-22