Compliance Administrator

0000944361-20-000007.txt : 20201013 0000944361-20-000007.hdr.sgml : 20201013 20201013122301 ACCESSION NUMBER: 0000944361-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 EFFECTIVENESS DATE: 20201013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLIFTONLARSONALLEN WEALTH ADVISORS, LLC CENTRAL INDEX KEY: 0000944361 IRS NUMBER: 411803291 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15253 FILM NUMBER: 201235512 BUSINESS ADDRESS: STREET 1: 220 S. SIXTH STREET STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4505 BUSINESS PHONE: 612-397-3036 MAIL ADDRESS: STREET 1: 220 S. SIXTH STREET STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4505 FORMER COMPANY: FORMER CONFORMED NAME: LARSONALLEN FINANCIAL, LLC DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: LARSONALLEN FINANCIAL LLC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: LAWCO FINANCIAL LLC /BD DATE OF NAME CHANGE: 19990106 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000944361 XXXXXXXX 09-30-2020 09-30-2020 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

220 S. SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402-4505

13F HOLDINGS REPORT 028-15253 N Shawn Harris Compliance Administrator 16086629485 Shawn Harris Middleton WI 10-13-2020 0 154 1773347 false INFORMATION TABLE 2 clawa13F093020.xml AT&T INC COM 00206R102 527 18492 SH SOLE 0 0 18492 APPLE INC COM 037833100 15848 136846 SH SOLE 0 0 136846 BK OF AMERICA CORP COM 060505104 835 34652 SH SOLE 0 0 34652 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 950 38033 SH SOLE 0 0 38033 BRISTOL-MYERS SQUIBB CO COM 110122108 801 13290 SH SOLE 0 0 13290 CHEVRON CORP NEW COM 166764100 895 12436 SH SOLE 0 0 12436 CISCO SYS INC COM 17275R102 496 12581 SH SOLE 0 0 12581 COCA COLA CO COM 191216100 1105 22389 SH SOLE 0 0 22389 COHEN & STEERS QUALITY INCOM COM 19247L106 283 25445 SH SOLE 0 0 25445 COUNTY BANCORP INC COM 221907108 563 29948 SH SOLE 0 0 29948 DEVON ENERGY CORP NEW COM 25179M103 914 96601 SH SOLE 0 0 96601 EMERSON ELEC CO COM 291011104 1277 19468 SH SOLE 0 0 19468 ENBRIDGE INC COM 29250N105 548 18782 SH SOLE 0 0 18782 ENTERPRISE PRODS PARTNERS L COM 293792107 307 19425 SH SOLE 0 0 19425 EXELON CORP COM 30161N101 1724 48200 SH SOLE 0 0 48200 EXXON MOBIL CORP COM 30231G102 429 12499 SH SOLE 0 0 12499 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 376 21107 SH SOLE 0 0 21107 FORD MTR CO DEL COM 345370860 400 60095 SH SOLE 0 0 60095 INNOVATOR ETFS TR IBD 50 ETF 45782C102 402 10787 SH SOLE 0 0 10787 INTEL CORP COM 458140100 1277 24659 SH SOLE 0 0 24659 INVESCO CALIF MUN INCOME TR COM 46132P108 211 14352 SH SOLE 0 0 14352 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 2130 18195 SH SOLE 0 0 18195 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 17133 319398 SH SOLE 0 0 319398 GOLD TRUST ISHARES 464285105 226 12559 SH SOLE 0 0 12559 ISHARES INC JP MRGN EM HI BD 464286285 1139 26101 SH SOLE 0 0 26101 ISHARES INC EM MKTS DIV ETF 464286319 5177 171928 SH SOLE 0 0 171928 ISHARES TR CORE S&P TTL STK 464287150 19028 252054 SH SOLE 0 0 252054 ISHARES TR SELECT DIVID ETF 464287168 1085 13307 SH SOLE 0 0 13307 ISHARES TR CORE S&P500 ETF 464287200 28505 84820 SH SOLE 0 0 84820 ISHARES TR CORE US AGGBD ET 464287226 106829 904867 SH SOLE 0 0 904867 ISHARES TR MSCI EMG MKT ETF 464287234 2514 57019 SH SOLE 0 0 57019 ISHARES TR IBOXX INV CP ETF 464287242 1504 11168 SH SOLE 0 0 11168 ISHARES TR S&P 500 GRWT ETF 464287309 88989 385099 SH SOLE 0 0 385099 ISHARES TR S&P 500 VAL ETF 464287408 81011 720418 SH SOLE 0 0 720418 ISHARES TR 1 3 YR TREAS BD 464287457 5344 61770 SH SOLE 0 0 61770 ISHARES TR MSCI EAFE ETF 464287465 3698 58092 SH SOLE 0 0 58092 ISHARES TR RUS MID CAP ETF 464287499 940 16387 SH SOLE 0 0 16387 ISHARES TR CORE S&P MCP ETF 464287507 38850 209649 SH SOLE 0 0 209649 ISHARES TR RUS 1000 VAL ETF 464287598 4154 35163 SH SOLE 0 0 35163 ISHARES TR RUS 1000 GRW ETF 464287614 7920 36518 SH SOLE 0 0 36518 ISHARES TR RUSSELL 2000 ETF 464287655 2372 15833 SH SOLE 0 0 15833 ISHARES TR CORE S&P SCP ETF 464287804 22158 315509 SH SOLE 0 0 315509 ISHARES TR SHRT NAT MUN ETF 464288158 10223 94567 SH SOLE 0 0 94567 ISHARES TR JPMORGAN USD EMG 464288281 23904 215566 SH SOLE 0 0 215566 ISHARES TR NATIONAL MUN ETF 464288414 111183 959050 SH SOLE 0 0 959050 ISHARES TR INTL SEL DIV ETF 464288448 1074 43091 SH SOLE 0 0 43091 ISHARES TR MBS ETF 464288588 5450 49368 SH SOLE 0 0 49368 ISHARES TR USD INV GRDE ETF 464288620 9890 162723 SH SOLE 0 0 162723 ISHARES TR ISHS 1-5YR INVS 464288646 6158 112141 SH SOLE 0 0 112141 ISHARES TR 3 7 YR TREAS BD 464288661 1340 10034 SH SOLE 0 0 10034 ISHARES TR SHORT TREAS BD 464288679 1201 10852 SH SOLE 0 0 10852 ISHARES TR PFD AND INCM SEC 464288687 9371 257094 SH SOLE 0 0 257094 ISHARES TR US TREAS BD ETF 46429B267 8858 316911 SH SOLE 0 0 316911 ISHARES TR FLTG RATE NT ETF 46429B655 5407 106610 SH SOLE 0 0 106610 ISHARES TR CORE HIGH DV ETF 46429B663 1593 19797 SH SOLE 0 0 19797 ISHARES TR MSCI EAFE MIN VL 46429B689 15227 223502 SH SOLE 0 0 223502 ISHARES TR MSCI USA MIN VOL 46429B697 6537 102576 SH SOLE 0 0 102576 ISHARES TR MSCI USA QLT FCT 46432F339 101985 983079 SH SOLE 0 0 983079 ISHARES TR CORE MSCI TOTAL 46432F834 19100 327391 SH SOLE 0 0 327391 ISHARES TR CORE MSCI EAFE 46432F842 98843 1639737 SH SOLE 0 0 1639737 ISHARES INC CORE MSCI EMKT 46434G103 34598 655264 SH SOLE 0 0 655264 ISHARES TR 0-5YR HI YL CP 46434V407 3427 77981 SH SOLE 0 0 77981 ISHARES TR MSCI INTL QUALTY 46434V456 35259 1125405 SH SOLE 0 0 1125405 ISHARES TR CORE DIV GRWTH 46434V621 5073 127493 SH SOLE 0 0 127493 ISHARES TR CUR HD EURZN ETF 46434V639 2445 87809 SH SOLE 0 0 87809 ISHARES TR HDG MSCI EAFE 46434V803 714 25925 SH SOLE 0 0 25925 ISHARES TR ULTR SH TRM BD 46434V878 13792 272738 SH SOLE 0 0 272738 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 2783 110289 SH SOLE 0 0 110289 ISHARES TR IBONDS DEC23 ETF 46434VAX8 1667 63557 SH SOLE 0 0 63557 ISHARES TR IBONDS DEC22 ETF 46434VBA7 2802 109329 SH SOLE 0 0 109329 ISHARES TR IBONDS DEC25 ETF 46434VBD1 1278 47115 SH SOLE 0 0 47115 ISHARES TR IBONDS DEC24 ETF 46434VBG4 1860 70348 SH SOLE 0 0 70348 ISHARES TR IBONDS DEC21 ETF 46434VBK5 2651 105815 SH SOLE 0 0 105815 ISHARES TR IBONDS DEC2023 46435G318 2998 114076 SH SOLE 0 0 114076 ISHARES TR IBONDS DEC2022 46435G755 3818 144088 SH SOLE 0 0 144088 ISHARES TR IBONDS DEC2021 46435G789 4985 192403 SH SOLE 0 0 192403 ISHARES TR IBONDS DEC2026 46435GAA0 1521 56725 SH SOLE 0 0 56725 ISHARES TR IBONDS DEC 26 46435U259 1928 71634 SH SOLE 0 0 71634 ISHARES TR IBONDS DEC 27 46435U283 982 36288 SH SOLE 0 0 36288 ISHARES TR IBONDS DEC 28 46435U325 1524 55841 SH SOLE 0 0 55841 ISHARES TR IBONDS DEC 25 46435U432 1323 47087 SH SOLE 0 0 47087 ISHARES TR IBDS DEC28 ETF 46435U515 892 30665 SH SOLE 0 0 30665 ISHARES TR IBONDS DEC 46435U697 1516 55944 SH SOLE 0 0 55944 ISHARES TR IBONDS 27 ETF 46435UAA9 912 33611 SH SOLE 0 0 33611 ISHARES TR IBONDS DEC 29 46436E205 519 19204 SH SOLE 0 0 19204 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 35568 697553 SH SOLE 0 0 697553 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 63200 1244212 SH SOLE 0 0 1244212 KIRKLAND LAKE GOLD LTD COM 49741E100 522 10712 SH SOLE 0 0 10712 MARATHON PETE CORP COM 56585A102 298 10144 SH SOLE 0 0 10144 MATTHEWS INTL CORP CL A 577128101 286 12771 SH SOLE 0 0 12771 MERCK & CO. INC COM 58933Y105 2307 27813 SH SOLE 0 0 27813 MICROSOFT CORP COM 594918104 8345 39677 SH SOLE 0 0 39677 NUVEEN AMT FREE QLTY MUN INC COM 670657105 3342 233022 SH SOLE 0 0 233022 NUVEEN QUALITY MUNCP INCOME COM 67066V101 5182 356906 SH SOLE 0 0 356906 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 3462 256620 SH SOLE 0 0 256620 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 702 47760 SH SOLE 0 0 47760 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1092 69734 SH SOLE 0 0 69734 NUVEEN MUN VALUE FD INC COM 670928100 684 64131 SH SOLE 0 0 64131 ORACLE CORP COM 68389X105 666 11157 SH SOLE 0 0 11157 PG&E CORP COM 69331C108 282 30038 SH SOLE 0 0 30038 PFIZER INC COM 717081103 664 18086 SH SOLE 0 0 18086 PIONEER MUN HIGH INCOME ADVA COM 723762100 1879 172058 SH SOLE 0 0 172058 PIONEER MUN HIGH INCOME TR COM SHS 723763108 2106 181833 SH SOLE 0 0 181833 PROCTER AND GAMBLE CO COM 742718109 2690 19352 SH SOLE 0 0 19352 PROSHARES TR S&P 500 DV ARIST 74348A467 44624 618494 SH SOLE 0 0 618494 ROCKWELL AUTOMATION INC COM 773903109 7769 35204 SH SOLE 0 0 35204 SBA COMMUNICATIONS CORP NEW CL A 78410G104 3697 11607 SH SOLE 0 0 11607 SPDR S&P 500 ETF TR TR UNIT 78462F103 5252 15683 SH SOLE 0 0 15683 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 21731 903581 SH SOLE 0 0 903581 SPDR SER TR BLOMBRG BRC INTL 78464A151 5450 153123 SH SOLE 0 0 153123 SPDR SER TR PRTFLO S&P500 GW 78464A409 14290 285181 SH SOLE 0 0 285181 SPDR SER TR S&P DIVID ETF 78464A763 6518 70538 SH SOLE 0 0 70538 SPDR SER TR NUVEEN BRC MUNIC 78468R721 17311 333354 SH SOLE 0 0 333354 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2717 54474 SH SOLE 0 0 54474 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 44610 560143 SH SOLE 0 0 560143 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1276 15830 SH SOLE 0 0 15830 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 30692 266494 SH SOLE 0 0 266494 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 23687 453858 SH SOLE 0 0 453858 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 832 15004 SH SOLE 0 0 15004 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1471 54980 SH SOLE 0 0 54980 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 615 25026 SH SOLE 0 0 25026 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 10445 332630 SH SOLE 0 0 332630 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 26368 470191 SH SOLE 0 0 470191 SCHWAB STRATEGIC TR US REIT ETF 808524847 523 14773 SH SOLE 0 0 14773 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2424 40816 SH SOLE 0 0 40816 STARBUCKS CORP COM 855244109 1235 14378 SH SOLE 0 0 14378 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 668 22500 SH SOLE 0 0 22500 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 2464 101067 SH SOLE 0 0 101067 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 37123 288535 SH SOLE 0 0 288535 VANGUARD STAR FDS VG TL INTL STK F 921909768 651 12477 SH SOLE 0 0 12477 VANGUARD WORLD FD ESG US STK ETF 921910733 837 13548 SH SOLE 0 0 13548 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1471 17713 SH SOLE 0 0 17713 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2906 32942 SH SOLE 0 0 32942 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 15305 374204 SH SOLE 0 0 374204 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 700 12022 SH SOLE 0 0 12022 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3548 44000 SH SOLE 0 0 44000 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 53564 1061731 SH SOLE 0 0 1061731 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2246 51951 SH SOLE 0 0 51951 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1261 18535 SH SOLE 0 0 18535 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 21661 413132 SH SOLE 0 0 413132 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1029 12426 SH SOLE 0 0 12426 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 17397 162774 SH SOLE 0 0 162774 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 27013 271050 SH SOLE 0 0 271050 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 22816 238167 SH SOLE 0 0 238167 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 31066 570651 SH SOLE 0 0 570651 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 68789 223595 SH SOLE 0 0 223595 VANGUARD INDEX FDS GROWTH ETF 922908736 4773 20971 SH SOLE 0 0 20971 VANGUARD INDEX FDS VALUE ETF 922908744 3205 30667 SH SOLE 0 0 30667 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2896 17004 SH SOLE 0 0 17004 VERIZON COMMUNICATIONS INC COM 92343V104 727 12224 SH SOLE 0 0 12224 WALGREENS BOOTS ALLIANCE INC COM 931427108 396 11027 SH SOLE 0 0 11027 WHEATON PRECIOUS METALS CORP COM 962879102 583 11888 SH SOLE 0 0 11888 WISDOMTREE TR US MIDCAP DIVID 97717W505 1953 67527 SH SOLE 0 0 67527