0000944075-21-000014.txt : 20210303 0000944075-21-000014.hdr.sgml : 20210303 20210303160120 ACCESSION NUMBER: 0000944075-21-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhao Lynn CENTRAL INDEX KEY: 0001724840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 21708843 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-01 0 0000944075 SOCKET MOBILE, INC. SCKT 0001724840 Zhao Lynn 39700 EUREKA DRIVE NEWARK CA 94560 1 1 0 0 Chief Financial Officer Common Stock 2021-03-01 2021-03-01 4 M 0 3600 2.36 A 64747 D Common Stock 2021-03-01 2021-03-01 4 M 0 2300 1.08 A 67047 D Common Stock 2021-03-01 2021-03-01 4 S 0 5900 12.58 D 61147 D Common stock option 2.36 2021-03-01 4 X 0 3600 2.36 D 2022-02-27 Common 3600 83712 D Common stock option 1.08 2021-03-01 4 X 0 2300 1.08 D 2022-11-09 Common 2300 81412 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/24/2020 for the period of 3/1/2021 to 11/15/2021. Grants vested in 48 equal monthly installments commencing March 1, 2012 and December 1, 2012 respectively. /s/ Lynn Zhao 2021-03-03