0000944075-20-000024.txt : 20200729 0000944075-20-000024.hdr.sgml : 20200729 20200729135432 ACCESSION NUMBER: 0000944075-20-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNLAP DAVID W CENTRAL INDEX KEY: 0001192162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13810 FILM NUMBER: 201056738 MAIL ADDRESS: STREET 1: 37400 CENTRAL COURT CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOCKET MOBILE, INC. CENTRAL INDEX KEY: 0000944075 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 943155066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 BUSINESS PHONE: 5109333000 MAIL ADDRESS: STREET 1: 39700 EUREKA DRIVE CITY: NEWARK STATE: CA ZIP: 94560-4808 FORMER COMPANY: FORMER CONFORMED NAME: SOCKET COMMUNICATIONS INC DATE OF NAME CHANGE: 19950418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-07-27 0 0000944075 SOCKET MOBILE, INC. SCKT 0001192162 DUNLAP DAVID W 39700 EUREKA DRIVE NEWARK CA 94560 1 0 0 0 Common Stock 2020-07-27 4 C 0 5000 1.82 A 13546 D Common Stock 2020-07-27 4 C 0 5000 1.82 A 18546 D Common Stock 2020-07-27 4 C 0 4060 1.82 A 22606 D Common Stock 2020-07-27 4 C 0 5000 2.36 A 27606 D Common Stock 2020-07-27 4 C 0 3500 2.36 A 31106 D Common Stock 2020-07-27 4 S 0 22560 3.85 D 8546 D Common stock option 1.82 2020-07-27 4 X 0 5000 0 D 2021-02-22 Common 5000 148560 D Common stock option 1.82 2020-07-27 4 X 0 5000 0 D 2021-02-22 Common 5000 143560 D Common stock option 1.82 2020-07-27 4 X 0 4060 0 D 2021-02-22 Common 4060 139500 D Common stock option 2.36 2020-07-27 4 X 0 5000 0 D 2022-02-27 Common 5000 134500 D Common stock option 2.36 2020-07-27 4 X 0 3500 0 D 2022-02-27 Common 3500 131000 D Automatic 10b5-1 Plan transaction adopted on 11/25/2019 for 1/1/2020 - 2/22/2021. Vests monthly over 48 months. /s/ David Dunlap 2020-07-29