-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/LPsp0xwx86zmLNrp6uZ5ZIiTVbj2PM3FhGeoswz7wd9ZkWi3+ayVjww6SXTh0M c8qmmjJMI+vIZ9MCr+S4nQ== 0000914121-00-000262.txt : 20000316 0000914121-00-000262.hdr.sgml : 20000316 ACCESSION NUMBER: 0000914121-00-000262 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44491 FILM NUMBER: 570798 BUSINESS ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MALLOY PATRICK E CENTRAL INDEX KEY: 0001096528 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BAY STREET AT THE WATERFRONT CITY: SAG HARBOR STATE: NY ZIP: 11963 MAIL ADDRESS: STREET 1: BAY STREET AT THE WATERFRONT CITY: SAG HARBOR STATE: NY ZIP: 11963 SC 13D/A 1 AMENDMENT NO.3 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) Goodrich Petroleum Corp. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.20 - -------------------------------------------------------------------------------- (Title of Class of Securities) 382410 10 8 --------------------------------------- (CUSIP Number) Dennis J. Block, Esq. Cadwalader, Wickersham & Taft 100 Maiden Lane New York, NY 10038 (212) 504-5555 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 18, 2000 -------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box /X/. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. SCHEDULE 13D - --------------------------------- ------------------------------- CUSIP NO. PAGE 2 OF 4 PAGES - --------------------------------- ------------------------------- - ------ ------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Patrick E. Malloy - ------ ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)(a)/_/ (b)/X/ - ------ ------------------------------------------------------------------------- 3 SEC USE ONLY - ------ ------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - ------ ------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) /_/ - ------ ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------- ------ ----------------------------------------------------- 7 SOLE VOTING POWER 1,660,839 NUMBER OF ------ ----------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ------ ----------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 1,660,839 PERSON ------ ----------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - ------------------- ------ ----------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,660,839 - -------- ----------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) /_/ - -------- ----------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.8% - -------- ----------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------- ----------------------------------------------------------------------- SCHEDULE 13D AMENDMENT NO. 3 INTRODUCTION This Amendment No. 3 relates to the Schedule 13D originally filed on behalf of Patrick E. Malloy (the "Reporting Person") with the Securities and Exchange Commission on October 28, 1999. The text of Item 5 of the Schedule 13D is hereby amended as follows: ITEM 5. INTEREST OF SECURITIES OF THE ISSUER. (a) To the Reporting Person's knowledge, as of February 18, 2000 the Corporation had issued and outstanding 6,841,995 shares of Common Stock. The Reporting Person is the beneficial owner of 1,660,839 shares of Common Stock or 21.8% of the outstanding Common Stock, consisting of (i) 880,839 shares of Common Stock, (ii) $1,200,000 of Goodrich Petroleum Company LLC Convertible Notes which are currently convertible into 300,000 shares of Common Stock, (iii) 150,000 Preferred Units of Goodrich Petroleum Company LLC which are currently convertible into 150,000 shares of Common Stock, and (iv) warrants to purchase 330,000 shares of Common Stock, which are currently exercisable. (b) The Reporting Person has the sole power to vote, or to direct the vote of, 1,660,839 shares of Common Stock and sole power to dispose of, or to direct the disposition of, 1,660,839 shares of Common Stock. (c) On February 18, 2000, the Reporting Person purchased 157,839 shares of newly issued Common Stock at $3.00 per share through a private placement transaction. In addition, the Reporting Person had the following open market transactions in shares of Common Stock since the filing of the last amended Schedule 13D: Purchase Price Per Date Number of Shares or Sale Share (1) - ---- ---------------- -------- ----------- 12/21/1999 400 Purchase $2.68 12/22/1999 4,600 Purchase $2.75 12/23/1999 4,600 Purchase $2.75 12/28/1999 3,500 Purchase $2.50 12/29/1999 3,500 Purchase $2.43 03/01/2000 3,000 Purchase $4.87 03/02/2000 10,000 Purchase $4.56 03/07/2000 7,100 Purchase $4.62 03/08/2000 600 Purchase $4.62 ------ TOTAL 37,300 - ---------------------------------------- (1) Excluding brokerage commissions. SCHEDULE 13D - --------------------------------- ------------------------------- CUSIP NO. PAGE 4 OF 4 PAGES - --------------------------------- ------------------------------- SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 15, 2000. /s/ Patrick E. Malloy ---------------------- PATRICK E. MALLOY -----END PRIVACY-ENHANCED MESSAGE-----