-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTX30Ede+2oZoXrFW+GVe4TuLcyZThf6pbcPDQVh+SKfRVHTaIdvhaHc0WfWfAUE sKeCTRWjM/YmCM3aTSTaFw== 0001047469-03-003422.txt : 20030131 0001047469-03-003422.hdr.sgml : 20030131 20030131093958 ACCESSION NUMBER: 0001047469-03-003422 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20030131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESMED INC CENTRAL INDEX KEY: 0000943819 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980152841 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45187 FILM NUMBER: 03533269 BUSINESS ADDRESS: STREET 1: 14040 DANIELSON ST CITY: POWAY STATE: CA ZIP: 9260468579 BUSINESS PHONE: 6196892400 MAIL ADDRESS: STREET 1: 14040 DANIELSON ST CITY: POWAY STATE: CA ZIP: 9260468579 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WESTPAC BANKING CORP CENTRAL INDEX KEY: 0000719245 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 986008211 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 575 FIFTH AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017-2422 BUSINESS PHONE: 2125511800 MAIL ADDRESS: STREET 1: 575 FIFTH AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017-2422 SC 13G 1 a2102151zsc13g.htm SCHEDULE 13G
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    SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

Information to be included in statements filed pursuant to
Rules 13d-1(b), (c), and (d) and amendments thereto filed
pursuant to Rule 13d-2(b)
   

ResMed Inc.

(Name of Issuer)

Common Stock, par value $0.04 ("Common Stock")

(Title of Class of Securities)

 

 

761152107

 

 

(CUSIP number)

January 20, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o      Rule 13d-1(b)

        ý      Rule 13d-1(c)

        o      Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.            761152107        



1.

 

Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons
(Entities Only)
Westpac Banking Corporation

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

3.   SEC Use Only


4.

 

Citizenship or Place of Organization
Australia

Number of Shares Beneficially Owned by Each Reporting Person With:   5.   Sole Voting Power
0
       
        6.   Shared Voting Power
1,827,739.3
       
        7.   Sole Dispositive Power
0
       
        8.   Shared Dispositive Power
1,827,739.3


9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person
1,827,739.3

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


11.

 

Percent of Class Represented by Amount in Row (9)
Approximately 5.73%


12.

 

Type of Reporting Person (See Instructions)
HC/BK

2




1.

 

Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons
(Entities Only)
Westpac Equity Holdings Pty Limited

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

3.   SEC Use Only


4.

 

Citizenship or Place of Organization
Australia

Number of Shares Beneficially Owned by Each Reporting Person With:   5.   Sole Voting Power
0
       
        6.   Shared Voting Power
1,827,739.3
       
        7.   Sole Dispositive Power
0
       
        8.   Shared Dispositive Power
1,827,739.3


9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person
1,827,739.3

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


11.

 

Percent of Class Represented by Amount in Row (9)
Approximately 5.73%


12.

 

Type of Reporting Person (See Instructions)
HC

3




1.

 

Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons
(Entities Only)
Westpac Financial Services Group Limited

2.   Check the Appropriate Box if a Member   (a)   o
    of a Group (See Instructions)   (b)   o

3.   SEC Use Only


4.

 

Citizenship or Place of Organization
Australia

Number of Shares Beneficially Owned by Each Reporting Person With:   5.   Sole Voting Power
0
       
        6.   Shared Voting Power
1,827,739.3
       
        7.   Sole Dispositive Power
0
       
        8.   Shared Dispositive Power
1,827,739.3


9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person
1,827,739.3

10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)


11.

 

Percent of Class Represented by Amount in Row (9)
Approximately 5.73%


12.

 

Type of Reporting Person (See Instructions)
HC

4



Item 1(a).    Name of Issuer:

 
   
   
   
        ResMed Inc.


Item 1(b).    Address of Issuer's Principal Executive Offices:

 
   
   
   
        14040 Danielson Street
Poway, California 92064-6857
(858) 746-2400


Item 2(a).    Name of Person Filing:

 
   
   
   
        Westpac Banking Corporation;

 

 

 

 

Westpac Equity Holdings Pty Limited; and

 

 

 

 

Westpac Financial Services Group Limited.


Item 2(b).    Address of Principal Business Office or, if None, Residence:

 
   
   
   
        60 Martin Place
Sydney NSW 2000
Australia


Item 2(c).    Citizenship:

 
   
   
   
        N/A


Item 2(d).    Title of Class of Securities:

 
   
   
   
        Common Stock, par value $0.04 (the "Common Stock")


Item 2(e).    CUSIP Number:

 
   
   
   
        761152107


Item 3.    If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
   
   
   
            (a)   o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

            (b)

 

o

 

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

            (c)

 

o

 

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

            (d)

 

o

 

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

            (e)

 

o

 

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).

            (f)

 

o

 

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).

            (g)

 

o

 

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).

            (h)

 

o

 

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

            (i)

 

o

 

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

            (j)

 

o

 

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

5



Item 4.    Ownership.*

 
   
   
   
        Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item I.

            (a)

 

 

 

Amount beneficially owned:    1,827,739.3.

            (b)

 

 

 

Percent of class:    approximately 5.73%(1).

            (c)

 

 

 

Number of shares as to which the person has:

            

 

 

 

(i)

 

Sole power to vote or to direct the vote
0.

            

 

 

 

(ii)

 

Shared power to vote or to direct the vote
1,827,739.3

 

 

 

 

(iii)

 

Sole power to dispose or to direct the disposition of
0.

 

 

 

 

(iv)

 

Shared power to dispose or to direct the disposition of
1,827,739.3


Item 5.    Ownership of Five Percent or Less of a Class.

 
   
   
   
                   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [    ].


Item 6.    Ownership of More than Five Percent on Behalf of Another Person.

 
   
   
   
        None.


Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 
   
   
   
        See Exhibit 99.2.


Item 8.    Identification and Classification of Members of the Group.

 
   
   
   
        Westpac Banking Corporation (WBC) may be deemed to be the indirect beneficial owner of 5.73% of the outstanding shares of common stock of ResMed Inc. because it is the ultimate parent of:

 

 

 

 


 

Westpac Investment Management Pty Limited which owns directly 2,396,073 CHESS units of Foreign Securities ("CUFS"), which represent 239,607.3 shares of Common Stock;

 

 

 

 


 

BT Funds Management Limited which owns directly 8,871,269 CUFS which represent 887,126.9 shares of Common Stock; and

 

 

 

 


 

Sagitta Wealth Management Limited which owns directly 7,010,451 CUFS which represent 701,045.1 shares of Common Stock.

(1)
ResMed Inc, had 31,916,680 shares of common stock on issue according to IRESS, the integrated Real-Time Equity System of IRESS Market Technology Limited, on January 20, 2003.

6


 
   
   
   

 

 

 

 

Westpac Financial Services Group Limited may also be deemed to be the indirect beneficial owner of 5.73% of the outstanding shares of common stock of ResMed Inc. because it is a wholly owned subsidiary of WBC and because it beneficially owns directly all of the outstanding equity of Westpac Investment Management Pty Limited and Sagitta Wealth Management Limited and indirectly all of the outstanding equity of BT Funds Management Limited.

 

 

 

 

Westpac Equity Holdings Pty Limited, may also be deemed to be the indirect beneficial owner of 5.73% of the outstanding shares of common stock of ResMed Inc. because it is a wholly owned subsidiary of Westpac Banking Corporation and because it beneficially owns directly all of the outstanding equity of Westpac Financial Services Group Limited.

 

 

 

 

Each of Westpac Banking Corporation, Westpac Financial Services Group Limited and Westpac Equity Holdings Pty Limited disclaim beneficial ownership of the shares of common stock of ResMed Inc.


Item 9.    Notice of Dissolution of Group.

 
   
   
   
        N/A.


Item 10.    Certification.

 
   
   
   
        By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

7



SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date:    January 30, 2003

 

 

 

 

 

WESTPAC BANKING CORPORATION

 

 

By:

/s/  
JULIE ELIZABETH THORBURN      
Name:    Julie Elizabeth Thorburn
Title:    Attorney

 

 

WESTPAC EQUITY HOLDINGS PTY LIMITED

 

 

By:

/s/  
LINDA RENAY LA HOOD      
Name:    Linda Renay La Hood
Title:    Secretary

 

 

WESTPAC FINANCIAL SERVICES GROUP LIMITED

 

 

By:

/s/  
JULIE ELIZABETH THORBURN      
Name:    Julie Elizabeth Thorburn
Title:    Secretary


INDEX TO EXHIBITS

Exhibit No.
  Exhibit

99.1   Joint Filing Agreement, dated January 30, 2003, between Westpac Banking Corporation, Westpac Equity Holdings Pty Limited and Westpac Financial Services Group Limited.

99.2

 

Item 7 Information



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SIGNATURE
INDEX TO EXHIBITS
EX-99.1 3 a2102151zex-99_1.htm EXHIBIT 99.1
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EXHIBIT (99.1)

JOINT FILING AGREEMENT

        In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.04 par value, of ResMed Inc. and further agree to the filing of this agreement as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G.


Date:    January 30, 2003

 

 

 

 

 

WESTPAC BANKING CORPORATION

 

 

By:

/s/  
JULIE ELIZABETH THORBURN      
Name:    Julie Elizabeth Thorburn
Title:    Attorney

 

 

WESTPAC EQUITY HOLDINGS PTY LIMITED

 

 

By:

/s/  
LINDA RENAY LA HOOD      
Name:    Linda Renay La Hood
Title:    Secretary

 

 

WESTPAC FINANCIAL SERVICES GROUP LIMITED

 

 

By:

/s/  
JULIE ELIZABETH THORBURN      
Name:    Julie Elizabeth Thorburn
Title:    Secretary



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JOINT FILING AGREEMENT
EX-99.2 4 a2102151zex-99_2.htm EXHIBIT 99.2
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EXHIBIT (99.2)

ITEM 7 INFORMATION

        The securities being reported on by Westpac Banking Corporation ("WBC"), Westpac Equity Holdings Pty Limited ("WEHPL"), Westpac Financial Services Group Limited ("WFSG") each as a parent holding company, are owned, or may be deemed to be beneficially owned by:

 
   
Name and ACN/ARSN (if applicable)   Nature of association

Westpac Investment Management Pty Limited

 

Wholly owned subsidiary of WBC,
(ABN 80 000 742 478)   WEHPL, WFSG

Sagitta Wealth Management Limited

 

Wholly owned subsidiary of WBC,
(ABN 22 000 727 659)   WEHPL, WFSG

BT Funds Management Limited

 

Wholly owned subsidiary of WBC,
(ACN 002 916 458)   WEHPL, WFSG



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ITEM 7 INFORMATION
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