0001042046-12-000004.txt : 20120214 0001042046-12-000004.hdr.sgml : 20120214 20120214162834 ACCESSION NUMBER: 0001042046-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC RETIREMENT & SAVINGS PLAN/ CENTRAL INDEX KEY: 0000943719 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04499 FILM NUMBER: 12610372 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AFC ESORP PLAN DATE OF NAME CHANGE: 19950410 13F-HR 1 rasp13f1211.txt AFG 401(K) RETIREMENT & SAVINGS PLAN 13F-HR 12-31-11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended December 31, 2011 AMERICAN FINANCIAL GROUP, INC. RETIREMENT AND SAVINGS PLAN 301 East Fourth Street, Cincinnati, Ohio 45202 ------------------------------------------------------------------------- (Name and Address of Institutional Investment Manager Filing this Report) Form 13F File Number: 28-4499 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. John B. Berding, James E. Evans, Thomas E. Mischell and Mark F. Muething Administrative Plan Committee (513) 579-2121 ----------------------------------------------- (Name, Title and Phone Number of Person Signing this Report on Behalf of Reporting Manager) Signatures: /s/John B. Berding Cincinnati, Ohio February 14, 2012 ---------------------------------- John B. Berding and /s/James E. Evans Cincinnati, Ohio February 14, 2012 --------------------------------- James E. Evans and /s/Thomas E. Mischell Cincinnati, Ohio February 14, 2012 --------------------------------- Thomas E. Mischell and /s/Mark F. Muething Cincinnati, Ohio February 14, 2012 ---------------------------------- Mark F. Muething Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE --------------------- Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 1 ---------- Form 13F Information Table Value Total (thousands): $166,563 ---------- Name and 13F file numbers of all Institutional Investment Managers with respect to which this schedule is filed: NONE
FORM 13F INFORMATION TABLE Column 4: Column 5: Column 8: Column 2: Market Shares or Column 6: Column 7: Voting Authority Column 1: Title of Column 3: Value Principal Investment Other --------------------- Name of Issuer Class CUSIP (000's) Amount Discretion Managers Sole Shared None -------------- --------- ----------- --------- --------- ---------- --------- --------- ------ ---- AMERICAN FINL GROUP INC OHIO COM 025932 10 4 166,563 4,515,116SH Other 4,515,116 -------- $166,563 ========