-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcuH/mESN9Jen7SiMRzr0nZK8J+zLGwCBRK7JRauw5r14mjNqVI5u3W4QhylBw/e m7clkpSJPNZYSii8Xb+zjA== 0000929638-98-000076.txt : 19980306 0000929638-98-000076.hdr.sgml : 19980306 ACCESSION NUMBER: 0000929638-98-000076 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980305 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LECROY CORP CENTRAL INDEX KEY: 0000943580 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 132507777 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44819 FILM NUMBER: 98558296 BUSINESS ADDRESS: STREET 1: 700 CHESTNUT RIDGE RD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 BUSINESS PHONE: 9144252000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LECROY WALTER O JR CENTRAL INDEX KEY: 0001009080 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O LECROY CORP STREET 2: 700 CHESTNUT RIDGE ROAD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 BUSINESS PHONE: 4154252000 MAIL ADDRESS: STREET 1: C/O LECROY CORP STREET 2: 700 CHESTNUT RIDGE ROAD CITY: CHESTNUT RIDGE STATE: NY ZIP: 10977 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 LeCroy Corporation (Name of Issuer) Common Stock, $.01 par value per share (Title or Class of Securities) 52324W 10 9 (CUSIP Number) Check the following box if fee is being paid with this statement: [ ] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) MANUALLY SIGNED ORIGINAL PAGE ONE OF SIX PAGES NO EXHIBITS - ------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Walter O. LeCroy, Jr. - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (NOT APPLICABLE.) __ (A) /__/ __ (B) /__/ - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 788,601 shares (Includes 83,356 shares held by HELD BY EACH the LeCroy Corporation Employee Stock Ownership REPORTING PERSON Trust and allocated to the account of Mr. LeCroy. WITH: Excludes 42,500 shares held in trusts for the benefit of certain of Mr. LeCroy's family members. Mr. LeCroy disclaims beneficial ownership of the 42,500 shares held in such trusts.) ------------------------------------------------------ 6 SHARED VOTING POWER None ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 788,601 shares (Includes 83,356 shares held by the LeCroy Corporation Employee Stock Ownership Trust and allocated to the account of Mr. LeCroy. Excludes 42,500 shares held in trusts for the benefit of certain of Mr. LeCroy's family members. Mr. LeCroy disclaims beneficial ownership of the 42,500 shares held in such trusts.) ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER None - ------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 788,601 shares (Includes 83,356 shares held by the LeCroy Corporation Employee Stock Ownership Trust and allocated to the account of Mr. LeCroy. Excludes 42,500 shares held in trusts for the benefit of certain of Mr. LeCroy's family members. Mr. LeCroy disclaims beneficial ownership of the 42,500 shares held in such trusts.) - ------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [x] - ------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.62% - ------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) Individual - ------------------------------------------------------------------------- ITEM 1(A). NAME OF ISSUER: LeCroy Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 700 Chestnut Ridge Road Chestnut Ridge, New York 10977 ITEM 2(A). NAME OF PERSON FILING: Walter O. LeCroy, Jr. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: c/o LeCroy Corporation 700 Chestnut Ridge Road Chestnut Ridge, New York 10977 ITEM 2(C). CITIZENSHIP: United States ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, $.01 par value per share ITEM 2(E). CUSIP NUMBER: 52324W 10 9 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: _ (A) /_/ Broker or dealer registered under Section 15 of the Act. (B) /_/ Bank as defined in Section 3(a)(6) of the Act. (C) /_/ Insurance Company as defined in Section 3(a)(19) of the Act. (D) /_/ Investment Company registered under Section 8 of the _ Investment Company Act. (E) /_/ Investment Adviser registered under Section 203 of the _ Investment Advisers Act of 1940. (F) /_/ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement IncomeSecurity _ Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F). (G) /_/ Parent Holding Company, in accordance with Rule 13d-1(b) _ (1)(ii)(G); see Item 7. (H) /_/ Group, in accordance with Rule 13d-1(b)(1)(ii)(H). ITEM 4. OWNERSHIP: (a) Amount beneficially owned: 788,601 shares (Includes 83,356 shares held by the LeCroy Corporation Employee Stock Ownership Trust and allocated to the account of Mr. LeCroy. Excludes 42,500 shares held in trusts for the benefit of certain of Mr. LeCroy's family members. Mr. LeCroy disclaims beneficial ownership of the 42,500 shares held in such trusts.) (b) Percent of class: 10.62% (c) Number of shares as to which such person has: (i) Sole Power to vote or to direct the vote: 788,601 shares (See Item 4(a) above.) (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or to direct the disposition of: 788,601 shares (See Item 4(a) above.) (iv) Shared power to dispose or to direct the disposition of: None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: (Not applicable.) ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: (Not applicable.) ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: (Not applicable.) ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: (Not applicable.) ITEM 9. NOTICE OF DISSOLUTION OF GROUP: (Not applicable.) ITEM 10. CERTIFICATION: (Not applicable.) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. March 5, 1998 (Date) /s/ Walter O. LeCroy, Jr. (Signature) Walter O. LeCroy, Jr (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----