-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iwemf/43zCQH1cyWqs8B0znJw4aiTCN8nCbrwnOosADJoKMQfHXvCTsKcfAGkNQC enmVBWUv6J3wi6u5A1Dxyg== 0000950130-02-005125.txt : 20020719 0000950130-02-005125.hdr.sgml : 20020719 20020718141526 ACCESSION NUMBER: 0000950130-02-005125 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020718 GROUP MEMBERS: BAY HARBOUR MANAGEMENT, L.C. GROUP MEMBERS: DOUGLAS P. TEITELBAUM GROUP MEMBERS: STEVEN A. VAN DYKE GROUP MEMBERS: TOWER INVESTMENT GROUP, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP HOTELS & CASINO RESORTS INC CENTRAL INDEX KEY: 0000943320 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 133818402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48168 FILM NUMBER: 02705586 BUSINESS ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAY HARBOUR MANAGEMENT LC CENTRAL INDEX KEY: 0001049310 IRS NUMBER: 593418243 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 8132721992 MAIL ADDRESS: STREET 1: 777 SOUTH HARBOUR ISLAND BLVD CITY: TAMPA STATE: FL ZIP: 33602 SC 13G/A 1 dsc13ga.txt AMENDMENT #3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------------------------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) Under the Securities Act of 1934 Trump Hotels & Casino Resorts, Inc. ------------------------------------------- - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 Per Share ------------------------------------------- - -------------------------------------------------------------------------------- (Title of Class of Securities) 898168109 ------------------------------------------- - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 ------------------------------------------- - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. - ------------------ ----------------- CUSIP No 898168109 13G/A Page 2 of 8 Pages - ------------------ ----------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Steven A. Van Dyke I.R.S. Identification No. of Above Person Not applicable - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of Shares 5 Sole Voting Power 0 ----------------------------------------------------------- Beneficially Owned 6 Shared Voting Power by 1,392,575 ----------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 0 ----------------------------------------------------------- Person With 8 Shared Dispositive Power 1,392,575 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,392,575 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 6.32% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN, HC - -------------------------------------------------------------------------------- - ------------------ ----------------- CUSIP No 898168109 13G Page 3 of 8 Pages - ------------------ ----------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Douglas P. Teitelbaum I.R.S. Identification No. of Above Person Not applicable - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization United States ----------------------------------------------------------- Number of Shares 5 Sole Voting Power 0 ----------------------------------------------------------- Beneficially Owned 6 Shared Voting Power by 1,392,575 ----------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 0 ----------------------------------------------------------- Person With 8 Shared Dispositive Power 1,392,575 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,392,575 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 6.32% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IN, HC - -------------------------------------------------------------------------------- - ------------------ ----------------- CUSIP No 898168109 13G Page 4 of 8 Pages - ------------------ ----------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Tower Investment Group, Inc. I.R.S. Identification No. of Above Person 59-2924229 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of Shares 5 Sole Voting Power 1,392,575 ----------------------------------------------------------- Beneficially Owned 6 Shared Voting Power by 0 ----------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 1,392,575 ----------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,392,575 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 6.32% - -------------------------------------------------------------------------------- 12 Type of Reporting Person HC - -------------------------------------------------------------------------------- - ------------------ ----------------- CUSIP No 898168109 13G Page 5 of 8 Pages - ------------------ ----------------- - -------------------------------------------------------------------------------- 1 Name of Reporting Person Bay Harbour Management, L.C. I.R.S. Identification No. of Above Person 59-3418243 ------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization Florida - -------------------------------------------------------------------------------- Number of Shares 5 Sole Voting Power 1,392,575 ----------------------------------------------------------- Beneficially Owned 6 Shared Voting Power by 0 ----------------------------------------------------------- Each Reporting 7 Sole Dispositive Power 1,392,575 ----------------------------------------------------------- Person With 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,392,575 - -------------------------------------------------------------------------------- 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row (9) 6.32% - -------------------------------------------------------------------------------- 12 Type of Reporting Person IA - -------------------------------------------------------------------------------- - ------------------ ----------------- CUSIP No 898168109 13G Page 6 of 8 Pages - ------------------ ----------------- This Amendment No. 3 amends and supplements the Statement on Schedule 13G, originally filed with the Securities and Exchange Commission on February 9, 1998 as amended on February 16, 1999 and February 10, 2000 (the "Schedule 13G"), by Bay Harbour Management, L.C., Tower Investment Group, Inc., as the majority stockholder of Bay Harbour, Steven A. Van Dyke, in his capacity as a stockholder and President of Tower, and Douglas P. Teitelbaum, in his capacity as a stockholder of Tower. Capitalized terms contained herein but not otherwise defined have the meanings ascribed to them in the Schedule 13G. Item 4(a) Amount Beneficially Owned: Item 4(a) is hereby amended in its entirety to read as follows: As of December 31, 2000, Bay Harbour may be deemed to be the beneficial owner of 1,392,575 shares of Trump Common Stock as a result of voting and dispositive power that it held with respect to the 1,392,575 shares of Trump Common Stock held for the account of private investment funds and managed accounts. As of December 31, 2000, Tower may be deemed to be the beneficial owner of the 1,392,575 shares of Trump Common Stock deemed to be beneficially owned by Bay Harbour as referred to above. Tower is the majority stockholder of Bay Harbour. As of December 31, 2000, Mr. Van Dyke may be deemed beneficial owner of 1,392,575 shares of Trump Common Stock, deemed to beneficially owned by Bay Harbour as referred to above. Mr. Van Dyke is a stockholder and President of Tower. As of December 31, 2000, Mr. Teitelbaum may be deemed the beneficial owner of 1,392,575 shares of Trump Common Stock, deemed to be beneficially owned by Bay Harbour as referred to above. Mr. Teitelbaum is a stockholder of Tower. Item 4(b) Percent of Class: 6.32% Item 4(c) Number of shares as to which reporting persons have: Item 4(c) is hereby amended in its entirety as follows: Number of shares as to which Bay Harbour has: (i) sole power to vote or direct the vote: 1,392,575 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,392,575 (iv) shared power to dispose of or to direct the disposition of: 0 - ------------------ ----------------- CUSIP No 898168109 13G Page 7 of 8 Pages - ------------------ ----------------- Bay Harbour does not currently possess any rights to acquire additional shares of Trump Common Stock. Number of shares as to which Tower has: (i) sole power to vote or direct the vote: 1,392,575 (ii) shared power to vote or to direct the vote: 0 (iii) the sole power to dispose of or to direct the disposition of: 1,392,575 (iv) shared power to dispose of or to direct the disposition of: 0 Tower does not currently possess any rights to acquire additional shares of Trump Common Stock. Number of shares as to which Mr. Van Dyke has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 1,392,575 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 1,392,575 Mr. Van Dyke does not currently possess any rights to acquire additional shares of Trump Common Stock. Number of shares as to which Mr. Teitelbaum has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or to direct the vote: 1,392,575 (iii) the sole power to dispose of or to direct the disposition of: 0 (iv) shared power to dispose of or to direct the disposition of: 1,392,575 Mr. Teitelbaum does not currently possess any rights to acquire additional shares of Trump Common Stock. Item 10. Certification. By signing below each of the undersigned certifies that, to the best of such person's knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ------------------ ----------------- CUSIP No 898168109 13G Page 8 of 8 Pages - ------------------ ----------------- SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. Date: July 18, 2002 BAY HARBOUR MANAGEMENT, L.C. By: /s/ Steven A. Van Dyke -------------------------------------------- Name: Steven A. Van Dyke Title: President Date: July 18, 2002 TOWER INVESTMENT GROUP, INC. By: /s/ Steven A. Van Dyke -------------------------------------------- Name: Steven A. Van Dyke Title: President Date: July 18, 2002 /s/ Steven A. Van Dyke ----------------------------------------------- Steven A. Van Dyke Date: July 18, 2002 /s/ Douglas P. Teitelbaum ----------------------------------------------- Douglas P. Teitelbaum -----END PRIVACY-ENHANCED MESSAGE-----