-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U/6qNUoNZMzOMbY2Ps+l7L/gfJQuBExXgzXfW7ZK3nrdvg8Jqead0Q4XqekkytsX PltU4BUxhpMtEI+EMF9vKQ== 0000898374-01-000009.txt : 20010208 0000898374-01-000009.hdr.sgml : 20010208 ACCESSION NUMBER: 0000898374-01-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEWART & STEVENSON SERVICES INC CENTRAL INDEX KEY: 0000094328 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 741051605 STATE OF INCORPORATION: TX FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-11901 FILM NUMBER: 1526775 BUSINESS ADDRESS: STREET 1: 2707 N LOOP W CITY: HOUSTON STATE: TX ZIP: 77008 BUSINESS PHONE: 7138687700 MAIL ADDRESS: STREET 1: P O BOX 1637 CITY: HOUSTON STATE: TX ZIP: 77251-1637 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAPLAN J L ASSOCIATES LLC CENTRAL INDEX KEY: 0000898374 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 042678019 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: SUITE 2010 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6175421655 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET STREET 2: SUITE 2010 CITY: BOSTON STATE: MA ZIP: 02116 SC 13G 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 STEWART & STEVENSON SERVICES COMMON STOCK CUSIP NUMBER 860342104 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 860342104 1. Name of Reporting Person: J.L. Kaplan Associates, LLC I.R.S. Identification No.: 04-2678019 2. Check the Appropriate Box if a Member of a Group: a) N/A b) N/A 3. SEC Use Only 4. Place of Organization: BOSTON, MASSACHUSETTS Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power: 1,153,600 6. Shared Voting Power: 0 shares 7. Sole Dispositive Power: 1,512,685 shares 8. Shared Dispositive Power: 0 shares 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,512,685 shares 10. Check if the Aggregate Amount in Row(9) Excludes Certain Shares: n/a 11. Percent of Class Represented by Amount in Row(9): 5.40% 12. Type of Reporting Person: IA Item 1.(a)Name of Issuer: STEWART & STEVENSON SERVICES (b)Address of Issuer's Principal Executive Offices 2707 North Loop West Houston, TX 77008 Item 2.(a)Name of Person Filing: J.L. Kaplan Associates, LLC (b)Address of Principal Business Office or, if none, Residence 222 Berkeley Street, Suite 2010 Boston, MA 02116 (c)Citizenship: USA (d)Title of Class of Securities: COMMON STOCK (e)CUSIP Number: 860342104 Item 3.If this statement is filed pursuant to Rules 240.13d-1(b) or 240.13d-2(b) or(c), check whether the person filing is a: (a)[ ]Broker or dealer registered under section 15 of the Act(15 U.S.C. 78o) (b)[ ]Bank as defined in section 3(a)(6) of the Act(15 U.S.C. 78c) (c)[ ]Insurance company as defined in section 3(a)(19) of the Act(15 U.S.C. 78c) (d)[ ]Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e)[x]An investment adviser in accordance with Rules 240.13d-1(b)(1)(ii)(E); (f)[ ]An employee benefit plan or endowment fund in accordance with Rules 240.13d-1(b)(1)(ii)(F); (g)[ ]A parent holding company or control person in accordance with Rules 240.13d-1(b)(1)(ii)(G); (h)[ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ]Group, in accordance with Rules 240.13d-1(b)(1)(ii)(J). Item 4.Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,512,685 shares (b) Percent of class: 5.40% (c)Number of shares as to which the person has: (i)Sole power to vote or to direct the vote: 1,153,600 shares (ii)Shared power to vote or to direct the vote: 0 shares (iii)Sole power to dispose or to direct the disposition of: 1,512,685 shares (iv)Shared power to dispose or to direct the disposition of: 0 shares Item 5.Ownership of Five Percent or Less of a Class: n/a Item 6.Ownership of More than Five Percent on Behalf of Another Person: n/a Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: n/a Item 8.Identification and Classification of Members of the Group: n/a Item 9.Notice of Dissolution of Group: n/a Item 10.Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 2001 JAMES L. KAPLAN President J.L. Kaplan Associates, LLC -----END PRIVACY-ENHANCED MESSAGE-----