0000941560-17-000022.txt : 20171114 0000941560-17-000022.hdr.sgml : 20171114 20171114112442 ACCESSION NUMBER: 0000941560-17-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P CENTRAL INDEX KEY: 0000941560 IRS NUMBER: 232778393 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04874 FILM NUMBER: 171199384 BUSINESS ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 6105582800 MAIL ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000941560 XXXXXXXX 09-30-2017 09-30-2017 GARDNER LEWIS ASSET MANAGEMENT L P

285 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317

13F HOLDINGS REPORT 028-04874 N William Whitfield Gardner 610.558.2800 /s/ William Whitfield Gardner Chadds Ford PA 11-14-2017 0 102 1565659 false INFORMATION TABLE 2 093017.xml 2U, Inc. COM 90214J101 3433 61255 SH SOLE 57110 0 4145 AK Steel Holding Corp. COM 001547108 1236 221155 SH SOLE 221155 0 0 Acadia Healthcare Company, Inc COM 00404A109 2430 50870 SH SOLE 47675 0 3195 Advanced Drainage Systems, Inc COM 00790R104 1235 61000 SH SOLE 61000 0 0 Akorn, Inc. COM 009728106 73829 2224448 SH SOLE 2224448 0 0 Alere, Inc. COM 01449J105 139635 2738485 SH SOLE 2738485 0 0 Alexion Pharmaceuticals COM 015351109 1322 9425 SH SOLE 8790 0 635 Alibaba Group Holdings, Ltd. COM 01609W102 3212 18596 SH SOLE 17348 0 1248 Alphabet, Inc. - Class C COM 02079K107 14031 14629 SH SOLE 13643 0 986 Amazon.com, Inc. COM 023135106 9600 9986 SH SOLE 9297 0 689 Amplify Energy Corp. COM 032113102 610 59502 SH SOLE 59502 0 0 Apple Computer, Inc. COM 037833100 7934 51480 SH SOLE 47690 0 3790 Astoria Financial Corp. COM 046265104 2286 106312 SH SOLE 106312 0 0 Atwood Oceanics, Inc. COM 050095108 1870 199165 SH SOLE 199165 0 0 Baker Hughes, A GE Co., LLC COM 05722G100 1260 34421 SH SOLE 34421 0 0 Bank of America Corp. COM 060505104 14080 555644 SH SOLE 516829 0 38815 Bankrate, Inc. COM 06647F102 7256 520120 SH SOLE 520120 0 0 Bill Barrett Corp. COM 06846N104 1459 340000 SH SOLE 340000 0 0 Bluestem Group, Inc. COM 09628D104 759 1432218 SH SOLE 1432218 0 0 Broadcom Ltd. COM Y09827109 393 1620 SH SOLE 1310 0 310 Brocade Communications Systems COM 111621306 82347 6890952 SH SOLE 6890952 0 0 C. R. Bard, Inc. COM 067383109 117631 367024 SH SOLE 367024 0 0 CBS Corp. - CL B COM 124857202 1227 21155 SH SOLE 21155 0 0 Callon Petroleum Co. COM 13123X102 1635 145478 SH SOLE 145478 0 0 Calpine Corp. COM 131347304 21783 1476800 SH SOLE 1476800 0 0 Canada Goose Holdings, Inc. COM 135086106 2587 125907 SH SOLE 117447 0 8460 Capital Bank Financial Corp. COM 139794101 6617 161200 SH SOLE 161200 0 0 Charles Schwab Corp. COM 808513105 4241 96965 SH SOLE 90410 0 6555 Citigroup Inc. COM 172967424 8077 111045 SH SOLE 103835 0 7210 CommerceHub, Inc. - Series C COM 20084V306 1068 50000 SH SOLE 50000 0 0 Concho Resources, Inc. COM 20605P101 3354 25460 SH SOLE 23982 0 1478 Constellation Alpha Capital Co COM G2379F124 2054 200000 SH SOLE 200000 0 0 Costco Wholesale Corp. COM 22160K105 5545 33751 SH SOLE 31467 0 2284 Dominion Diamonds Corp. COM 257287102 57690 4068440 SH SOLE 4068440 0 0 EOG Resources, Inc. COM 26875P101 6561 67816 SH SOLE 62827 0 4989 Electronic Arts, Inc. COM 285512109 4317 36564 SH SOLE 34039 0 2525 Ellie Mae, Inc. COM 28849P100 2149 26170 SH SOLE 24405 0 1765 Facebook, Inc.-A COM 30303M102 9150 53548 SH SOLE 49835 0 3713 Fidelity and Guaranty Life COM 315785105 14508 467245 SH SOLE 467245 0 0 First Potomac Realty Trust COM 33610F109 4918 441514 SH SOLE 441514 0 0 First South Bancorp, Inc COM 33646W100 4199 226581 SH SOLE 226581 0 0 Four Oaks Fincorp, Inc. COM 350891206 1948 100132 SH SOLE 100132 0 0 Globalstar, Inc. COM 378973408 1541 945125 SH SOLE 945125 0 0 HSN, Inc. COM 404303109 29405 753003 SH SOLE 753003 0 0 Harris Corp. COM 413875105 2249 17080 SH SOLE 17080 0 0 Humana, Inc. COM 444859102 12535 51453 SH SOLE 47748 0 3705 IPG Photonics Corp. COM 44980X109 2784 15043 SH SOLE 14039 0 1004 Illumina, Inc. COM 452327109 2422 12160 SH SOLE 11405 0 755 Incyte Corp. COM 45337C102 4340 37173 SH SOLE 34686 0 2487 Inogen, Inc. COM 45780L104 2205 23185 SH SOLE 21640 0 1545 Johnson & Johnson COM 478160104 1183 9100 SH SOLE 9100 0 0 Jones Energy, Inc. COM 48019R108 1064 554320 SH SOLE 554320 0 0 Key Energy Services, Inc. COM 49309J103 395 29999 SH SOLE 29999 0 0 Kite Pharma Inc. COM 49803L109 139140 773817 SH SOLE 773817 0 0 Level 3 Communications, Inc. COM 52729N308 125241 2350169 SH SOLE 2350169 0 0 Liberty Broadband - C COM 530307305 2563 26892 SH SOLE 25010 0 1882 Liberty Media Corp.-Liberty Fo COM 531229870 3109 85188 SH SOLE 79186 0 6002 Liberty Sirius Group - Series COM 531229409 4257 101606 SH SOLE 94388 0 7218 Liberty Sirius Group - Series COM 531229607 4301 102715 SH SOLE 95685 0 7030 Liberty Ventures - Series A COM 53071M856 3500 60815 SH SOLE 56728 0 4087 Lockheed Martin Corporation COM 539830109 3351 10799 SH SOLE 10070 0 729 LogMeIn, Inc. COM 54142L109 2156 19590 SH SOLE 18286 0 1304 Lonestar Resources US, Inc. - COM 54240F103 815 232100 SH SOLE 232100 0 0 Lumos Networks Corp. COM 550283105 7698 429574 SH SOLE 429574 0 0 Mastercard Inc. - Class A COM 57636Q104 9423 66732 SH SOLE 62052 0 4680 NXP Semiconductors NV COM N6596X109 41679 368545 SH SOLE 368545 0 0 PAREXEL International Corp. COM 699462107 140256 1592370 SH SOLE 1592370 0 0 PVH Corp. COM 693656100 4444 35250 SH SOLE 32878 0 2372 Park Sterling Corp. COM 70086Y105 889 71540 SH SOLE 71540 0 0 Parkway, Inc. COM 70156Q107 39176 1701077 SH SOLE 1701077 0 0 Parsley Energy, Inc. - CL A COM 701877102 4030 153010 SH SOLE 143270 0 9740 Petroquest Energy Inc. COM 716748306 349 152487 SH SOLE 152487 0 0 Pharmerica Corp. COM 71714F104 7431 253620 SH SOLE 253620 0 0 Pioneer Natural Resources Comp COM 723787107 5366 36371 SH SOLE 33594 0 2777 Potash Corporation of Saskatch COM 73755L107 2713 141015 SH SOLE 141015 0 0 Puget Sound Bancorp, Inc. COM 74532B107 2659 75000 SH SOLE 75000 0 0 Rice Energy, Inc. COM 762760106 55195 1907238 SH SOLE 1907238 0 0 Royal Bancshares of Pennsylvan COM 780081105 12452 2791889 SH SOLE 2791889 0 0 SPS Commerce, Inc. COM 78463M107 2134 37630 SH SOLE 35095 0 2535 Salesforce.com, Inc. COM 79466L302 7489 80165 SH SOLE 74554 0 5611 Sandridge Energy, Inc. COM 80007P869 1287 64085 SH SOLE 64085 0 0 Shutterfly, Inc. COM 82568P304 1252 25815 SH SOLE 25815 0 0 Southwest Bancorp, Inc. COM 844767103 31675 1149745 SH SOLE 1149745 0 0 Sparton Corp. COM 847235108 9060 390329 SH SOLE 390329 0 0 Square, Inc. COM 852234103 5859 203378 SH SOLE 189716 0 13662 State National Companies, Inc. COM 85711T305 22344 1064500 SH SOLE 1064500 0 0 Summit Materials, Inc. - CL A COM 86614U100 2454 76610 SH SOLE 71520 0 5090 Syneron Medical, Ltd. COM M87245102 569 51703 SH SOLE 51703 0 0 TETRA Technologies, Inc. COM 88162F105 1304 455910 SH SOLE 455910 0 0 TJX Company, Inc. COM 872540109 6827 92589 SH SOLE 86362 0 6227 TerraForm Global, Inc. COM 88104M101 34977 7363570 SH SOLE 7363570 0 0 Tesco Corp. COM 88157K101 4958 909639 SH SOLE 909639 0 0 The Blackstone Group LP COM 09253U108 3089 92555 SH SOLE 86060 0 6495 Thor Industries, Inc. COM 885160101 2197 17450 SH SOLE 17450 0 0 VWR Corp. COM 91843L103 53351 1611322 SH SOLE 1611322 0 0 Walt Disney Company/The COM 254687106 4066 41246 SH SOLE 38360 0 2886 West Corp. COM 952355204 19647 837096 SH SOLE 837096 0 0 Wolverine Bancorp, Inc. COM 977880103 1871 43517 SH SOLE 43517 0 0 Xenith Bancshares, Inc. COM 984102202 9868 303646 SH SOLE 303646 0 0 lululemon athletica, Inc. COM 550021109 2623 42140 SH SOLE 39315 0 2825 Cobalt International Energy, I CONV 19075FAA4 2402 9609000 PRN SOLE 9609000 0 0 Comstock Resources, Inc. CONV 205768AN4 568 714269 PRN SOLE 714269 0 0