0000941560-13-000036.txt : 20131120 0000941560-13-000036.hdr.sgml : 20131120 20131120115536 ACCESSION NUMBER: 0000941560-13-000036 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131120 DATE AS OF CHANGE: 20131120 EFFECTIVENESS DATE: 20131120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER LEWIS ASSET MANAGEMENT L P CENTRAL INDEX KEY: 0000941560 IRS NUMBER: 232778393 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04874 FILM NUMBER: 131232215 BUSINESS ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 6105582800 MAIL ADDRESS: STREET 1: 285 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000941560 XXXXXXXX 09-30-2013 09-30-2013 true 1 RESTATEMENT GARDNER LEWIS ASSET MANAGEMENT L P

285 WILMINGTON WEST CHESTER PIKE CHADDS FORD PA 19317

13F HOLDINGS REPORT 028-04874 N W. Whitfield Gardner 610-558-2800 /s/ W. Whitfield Gardner Chadds Ford PA 11-20-2013 0 104 399054 false INFORMATION TABLE 2 13F093013amended.xml ARM Holdings PLC - Spons ADR COM 42068106 2492 51780 SH SOLE 46405 0 5375 Alexion Pharmaceuticals COM 15351109 3550 30557 SH SOLE 27288 0 3269 Amazon.Com Inc. COM 23135106 5885 18822 SH SOLE 16835 0 1987 American International Group, COM 26874784 3890 79985 SH SOLE 71630 0 8355 American Safety Insurance Hold COM G02995101 4440 147010 SH SOLE 147010 0 0 Anadarko Petroleum Corporation COM 32511107 5048 54287 SH SOLE 48186 0 6101 Analysts International Corp. COM 32681207 3221 500097 SH SOLE 500097 0 0 Apple Computer, Inc. COM 37833100 9403 19723 SH SOLE 17513 0 2210 BCSB Bancorp, Inc. COM 55367106 5998 245813 SH SOLE 245813 0 0 Bank of America Corp. COM 60505104 6197 449032 SH SOLE 399112 0 49920 Boeing Co. COM 97023105 4689 39906 SH SOLE 35738 0 4168 CFS Bancorp, Inc. COM 12525D102 6989 630772 SH SOLE 630772 0 0 CapLease, Inc. COM 140288101 7609 896198 SH SOLE 896198 0 0 CapitalSource, Inc. COM 14055X102 3412 287195 SH SOLE 287195 0 0 Centerline Holding Company COM 15188T801 4091 104905 SH SOLE 104905 0 0 Chesapeake Energy Corp. COM 165167107 2276 87960 SH SOLE 79090 0 8870 Citigroup Inc. COM 172967424 6100 125750 SH SOLE 111353 0 14397 Colonial Properties Trust COM 195872106 5930 263681 SH SOLE 263681 0 0 Commerce National Bank COM 200661106 3535 238050 SH SOLE 238050 0 0 Cornerstone Therapeutics, Inc. COM 21924P103 2643 280900 SH SOLE 280900 0 0 Costco Wholesale Corp. COM 22160K105 1231 10689 SH SOLE 7759 0 2930 Crimson Exploration, Inc. COM 22662K207 4848 1610698 SH SOLE 1610698 0 0 Crown Holdings, Inc. COM 228368106 1908 45120 SH SOLE 45120 0 0 Cummins Inc. COM 231021106 2911 21910 SH SOLE 19630 0 2280 Discovery Communications, Inc. COM 25470F302 1654 21170 SH SOLE 21170 0 0 EMC Corporation COM 268648102 1580 61832 SH SOLE 44922 0 16910 EOG Resources, Inc. COM 26875P101 6287 37139 SH SOLE 31582 0 5557 Elan Corp. plc. COM 284131208 5453 350000 SH SOLE 350000 0 0 Equinix, Inc. COM 29444U502 5475 29812 SH SOLE 26803 0 3009 Estee Lauder Companies - CL A COM 518439104 2215 31690 SH SOLE 28415 0 3275 Express Scripts Holding Co. COM 30219G108 819 13255 SH SOLE 9620 0 3635 FC Banc Corp. COM 30243K208 2843 96369 SH SOLE 96369 0 0 Facebook, Inc.-A COM 30303M102 5536 110220 SH SOLE 98580 0 11640 Flow International Corp. COM 343468104 2400 601513 SH SOLE 601513 0 0 Gilead Sciences, Inc. COM 375558103 5446 86620 SH SOLE 77115 0 9505 Globecomm Systems, Inc. COM 37956X103 3685 263054 SH SOLE 263054 0 0 Goldman Sachs, Inc. COM 38141G104 2637 16670 SH SOLE 14950 0 1720 Google, Inc. Cl-A COM 38259P508 4694 5359 SH SOLE 4692 0 667 Great Florida Bank COM 390528107 1499 494716 SH SOLE 494716 0 0 Harley-Davidson, Inc. COM 412822108 2198 34210 SH SOLE 34210 0 0 Hilltop Community Bancorp, Inc COM 43274N108 4123 444292 SH SOLE 444292 0 0 Humana, Inc. COM 444859102 7488 80236 SH SOLE 73276 0 6960 J.C. Penney Company, Inc. COM 708160106 1335 151652 SH SOLE 135797 0 15855 Liberty Global, Inc. Cl A COM G5480U104 1157 14580 SH SOLE 10540 0 4040 Liberty Global, Inc. Cl C COM G5480U120 403 5345 SH SOLE 4155 0 1190 Liberty Interactive Corp. - A COM 53071M104 2371 101015 SH SOLE 101015 0 0 Liberty Media Corp. COM 531229102 5834 39647 SH SOLE 36242 0 3405 Life Technologies Corp. COM 53217V109 5299 70815 SH SOLE 70815 0 0 Lululemon Athletica COM 550021109 1018 13925 SH SOLE 13925 0 0 MPG Office Trust, Inc. COM 553274101 8503 2716576 SH SOLE 2716576 0 0 Maidenform Brands, Inc. COM 560305104 253 436482 SH SOLE 436482 0 0 Mako Surgical Corp. COM 560879108 1918 65000 SH SOLE 65000 0 0 Mastercard Inc. - Class A COM 57636Q104 5910 8785 SH SOLE 7890 0 895 Mayflower Bancorp, Inc. COM 578321101 3300 171988 SH SOLE 171988 0 0 Mellanox Technologies, Ltd. COM M51363113 1504 39595 SH SOLE 39595 0 0 MetroCorp Bancshares, Inc. COM 591650106 649 47200 SH SOLE 47200 0 0 Michael Baker Corp. COM 57149106 3412 84300 SH SOLE 84300 0 0 Michael Kors Holdings, Ltd. COM G60754101 2889 38765 SH SOLE 34605 0 4160 Molex Incorporated COM 608554101 963 25000 SH SOLE 25000 0 0 Molex, Inc. - Cl A COM 608554200 1654 43200 SH SOLE 43200 0 0 Monsanto Company COM 61166W101 3279 31420 SH SOLE 27460 0 3960 NV Energy, Inc. COM 67073Y106 5272 223300 SH SOLE 223300 0 0 NYSE Euronext COM 629491101 2852 306135 SH SOLE 306135 0 0 Nash Finch Company COM 631158102 3076 116488 SH SOLE 116488 0 0 NetApp, Inc. COM 64110D104 1797 42175 SH SOLE 42175 0 0 Netsuite, Inc. COM 64118Q107 1701 15760 SH SOLE 15760 0 0 Onyx Pharmaceuticals Inc COM 683399109 6771 54300 SH SOLE 54300 0 0 PVF Capital Corp. COM 693654105 8940 2169872 SH SOLE 2169872 0 0 Pioneer Natural Resources Comp COM 723787107 3303 17495 SH SOLE 17495 0 0 Priceline.Com Inc. COM 741503403 3177 3143 SH SOLE 2769 0 374 Qualcomm, Inc. COM 747525103 4945 73455 SH SOLE 65085 0 8370 Roma Financial Corp. COM 77581P109 2002 107695 SH SOLE 107695 0 0 Ruckus Wireless, Inc. COM 781220108 1430 84950 SH SOLE 84950 0 0 SHFL Entertainment, Inc. COM 78423R105 5099 221995 SH SOLE 221995 0 0 Saks, Inc. COM 79377W108 5560 348800 SH SOLE 348800 0 0 Salesforce.com, Inc. COM 79466L302 4890 94209 SH SOLE 82000 0 12209 Scripps Networks Interactive-C COM 811065101 1144 14640 SH SOLE 14640 0 0 Seagate Technology COM G7945M107 1346 30760 SH SOLE 27580 0 3180 Sourcefire, Inc. COM 83616T108 1220 147787 SH SOLE 147787 0 0 Splunk, Inc. COM 848637104 2496 41570 SH SOLE 41570 0 0 Starbucks Corp. COM 855244109 2051 26652 SH SOLE 23873 0 2779 Starwood Hotels & Resorts COM 85590A401 3494 52588 SH SOLE 47158 0 5430 StellarOne Corp. COM 85856G100 2867 127437 SH SOLE 127437 0 0 Sterling Bancorp. COM 859158107 7809 568720 SH SOLE 568720 0 0 Stewart Enterprises, Inc. COM 860370105 5095 387488 SH SOLE 387488 0 0 TMS International Corp. COM 87261Q103 3001 172100 SH SOLE 172100 0 0 The ACTIVE Network, Inc. COM 00506D100 358 25000 SH SOLE 25000 0 0 Theragenics Corp. COM 883375107 1869 857529 SH SOLE 857529 0 0 Thomas Properties Group, Inc. COM 884453101 1059 157567 SH SOLE 157567 0 0 Toll Brothers, Inc. COM 889478103 2523 77785 SH SOLE 69755 0 8030 Tower Financial Corp. COM 891769101 1647 70881 SH SOLE 70881 0 0 United Commerce Bancorp COM 909835100 150 10000 SH SOLE 10000 0 0 United Technologies Corp. COM 913017109 844 7825 SH SOLE 5685 0 2140 Vanguard Health Systems, Inc. COM 922036207 4860 231300 SH SOLE 231300 0 0 Verenium Corp. COM 92340P209 2167 545908 SH SOLE 545908 0 0 Virginia Commerce Bancorp COM 92778Q109 6584 422833 SH SOLE 422833 0 0 Volterra Semiconductor Corp COM 928708106 9142 397488 SH SOLE 397488 0 0 WMS Industries, Inc COM 929297109 8698 335198 SH SOLE 335198 0 0 Walt Disney Company/The COM 254687106 2243 34773 SH SOLE 31168 0 3605 Whole Foods Market, Inc. COM 966837106 3329 56910 SH SOLE 50385 0 6525 Workday, Inc. - Class A COM 98138H101 569 7030 SH SOLE 5110 0 1920 Wynn Resorts, Ltd. COM 983134107 3024 19135 SH SOLE 17180 0 1955 Youku Tudou, Inc. COM 98742U100 1419 51780 SH SOLE 51780 0 0 Zoltek Companies, Inc. COM 98975W104 1252 75000 SH SOLE 75000 0 0