-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJ+NrQXaNkVFp9koVtPWo36PIGuiqeMuGXUYDOMiAxgQzs2x/t4sfWHSFVvvW8+l 8y4MKUglv/mTpSzzcEk7pA== 0000950144-03-012656.txt : 20031112 0000950144-03-012656.hdr.sgml : 20031111 20031112144059 ACCESSION NUMBER: 0000950144-03-012656 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCOTT RICHARD L CENTRAL INDEX KEY: 0000915477 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 201 WEST MAIN ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025722104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEPHAN CO CENTRAL INDEX KEY: 0000094056 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 590676812 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-32479 FILM NUMBER: 03993092 BUSINESS ADDRESS: STREET 1: 1850 W MCNAB RD CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 9549710600 MAIL ADDRESS: STREET 1: 1850 WEST MCNAB ROAD CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 SC 13D/A 1 g85850sc13dza.htm THE STEPHAN CO. - FORM SC 13D/A THE STEPHAN CO. - FORM SC 13D/A
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 1)

THE STEPHAN CO.

(Name of Issuer)

Common Stock, $.01 par value
(Title of Class of Securities)

858603103
(CUSIP Number)

Stephen T. Braun, Esq.
Boult Cummings Conners & Berry, PLC
414 Union Street, Suite 1600
Nashville, Tennessee 37219
(615) 252-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

November 10, 2003
(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

•     The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

CUSIP No. 858603103 SCHEDULE 13D

                 
(1)   NAMES OF REPORTING PERSONS
IRS IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Richard L. Scott
 
   
 
(2)   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP   (a) o
    N/A   (b) o
 
   
 
(3)   SEC USE ONLY
 
   
 
(4)   SOURCE OF FUNDS:
 
PF
 
   
 
(5)   CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS   o
    IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
   
 
(6)   CITIZENSHIP OR PLACE OF ORGANIZATION:
 
United States
 
   
 
        (7)   SOLE VOTING POWER:
NUMBER OF       326,300
SHARES  
BENEFICIALLY   (8)   SHARED VOTING POWER:
OWNED BY       -0-
EACH  
REPORTING   (9)   SOLE DISPOSITIVE POWER:
PERSON WITH       326,300
       
        (10)   SHARED DISPOSITIVE POWER:
-0-
       
 
(11)   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
 
326,300
 
   
 
(12)   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
    SHARES   o
 
   
 
(13)   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
7.4%
 
   
 
(14)   TYPE OF REPORTING PERSON:
 
IN
 
   

 

This Amendment No. 1 amends the Schedule 13D filed by Richard L. Scott (the “Reporting Person”) on November 3, 2003 (the “Schedule 13D”), with respect to shares of Common Stock, $.01 par value (“Common Stock”), of The Stephan Co., a Florida corporation (the “Issuer”). Capitalized terms used but not defined herein shall have the same meanings ascribed to such terms in the Schedule 13D.

The following Items are hereby amended and restated in their entirety as follows:

Item 3. Source and Amount of Funds or Other Consideration

The Reporting Person has used personal funds of approximately $1,355,781 to acquire 326,300 shares of Common Stock in open market transactions. The Common Stock was purchased by three different entities controlled by the Reporting Person.

Item 5. Interest in Securities of the Issuer

The 326,300 shares of the Common Stock owned by the Reporting Person constitute 7.4% of the outstanding Common Stock of the Issuer.

The Reporting Person has sole voting and dispositive power with respect to the Common Stock.

3

 

The Reporting Person purchased the following shares of the Common Stock of the Issuer in open market transactions during the past 60 days:

                         
Purchase   Number of   Price   Aggregate
Date   Shares   Per Share   Consideration
 
 
 
09/22/03
     23,500     $ 4.03     $ 94,725  
09/23/03
     20,000       4.23       84,585  
09/26/03
     14,500       4.08       59,175  
09/29/03
     2,800       4.05       11,327  
09/30/03
     15,800       4.05       64,027  
10/01/03
     2,500       4.10       10,240  
10/02/03
     14,700       4.12       60,594  
10/03/03
     18,400       4.14       76,191  
10/06/03
     12,000       4.14       49,695  
10/13/03
     9,500       4.14       39,345  
10/14/03
     12,700       4.14       52,593  
10/15/03
     7,400       4.14       30,651  
10/21/03
     53,000       4.14       219,435  
10/22/03
     15,000       4.14       62,115  
10/27/03
     3,400       4.14       14,091  
10/28/03
     4,500       4.14       18,645  
11/03/03
     10,400       4.19       43,575  
11/04/03
     5,500       4.19       23,060  
11/05/03
     4,100       4.19       17,194  
11/06/03
     2,500       4.20       10,490  
11/07/03
     2,900       4.20       12,166  
11/10/03
     56,500       4.24       239,519  
11/11/03
     14,700       4.24       62,343  
 
    
             
 
 
     326,300             $ 1,355,781  
 
    
             
 

The Common Stock was purchased by three different entities controlled by the Reporting Person, including 128,800 shares purchased by the Frances Annette Scott Revocable Trust, of which the Reporting Person’s spouse is the trustee.

4

 

Signature

     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
DATED: November 12, 2003   /s/ Richard L. Scott
Richard L. Scott

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