0001127602-19-028556.txt : 20190917 0001127602-19-028556.hdr.sgml : 20190917 20190917143953 ACCESSION NUMBER: 0001127602-19-028556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190913 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moriarty Sean Thomas CENTRAL INDEX KEY: 0001716333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 191096720 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-09-13 0000094049 STEPAN CO SCL 0001716333 Moriarty Sean Thomas 22 WEST FRONTAGE ROAD NORTHFIELD 1 VP & GM Polymers Common Stock 2019-09-13 4 M 0 629 61.91 A 5077.0797 D Common Stock 2019-09-13 4 S 0 629 99.32 D 4448.0797 D Common Stock 2019-09-13 4 M 0 1332 58.22 A 5780.0797 D Common Stock 2019-09-13 4 S 0 1332 99.287 D 4448.0797 D Common Stock 2019-09-13 4 M 0 1888 61.91 A 6336.0797 D Common Stock 2019-09-13 4 D 0 1888 99.33 D 4448.0797 D Common Stock 2019-09-13 4 M 0 3997 58.22 A 8445.0797 D Common Stock 2019-09-13 4 D 0 3997 99.39 D 4448.0797 D Common Stock 3774.47 I By ESOP II Trust Stock Option (Right to Buy) 61.91 2019-09-13 4 M 0 629 0 D 2016-02-18 2024-02-17 Common Stock 629 0 D Stock Option (Right to Buy) 58.22 2019-09-13 4 M 0 1332 0 D 2016-04-29 2024-04-28 Common Stock 1332 0 D Stock Appreciation Right 61.91 2019-09-13 4 M 0 1888 0 D 2016-02-18 2024-02-17 Common Stock 1888 0 D Stock Appreciation Right 58.22 2019-09-13 4 M 0 3997 0 D 2016-04-29 2024-04-28 Common Stock 3997 0 D Share Units 2019-09-13 4 A 0 13.485 98.90 A Common Stock 13.485 5348.022 D The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $99.241 to $99.370, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. The Stock Appreciation Rights were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II transactions. Share Units acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Share Units convert on a one-for-one basis into Common Stock. Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. /s/ Stephanie J. Pacitti, attorney-in-fact for Sean T. Moriarty 2019-09-17