FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ALLIANCE ONE INTERNATIONAL, INC. [ AOI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 03/31/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock, no par value | 142,700 | D | |||||||||||||
Common Stock, no par value | 75,978(1) | I | Albert C. Monk III Revocable Living Trust | ||||||||||||
Common Stock, no par value | 103,400 | I | By spouse | ||||||||||||
Common Stock, no par value | 93,557(2) | I | ALNAM LLC | ||||||||||||
Common Stock, no par value | 144,700(2) | I | InvestMonk LLC | ||||||||||||
Common Stock, no par value | 56,632(3) | I | Trust FBO son | ||||||||||||
Common Stock, no par value | 56,632(3) | I | Trust FBO daughter | ||||||||||||
Common Stock, no par value | 1,095(4) | I | Albert C. Monk IV Irrevocable Trust | ||||||||||||
Common Stock, no par value | 1,095(4) | I | Tracy Gray Monk Irrevocable Trust | ||||||||||||
Common Stock, no par value | 09/29/2004 | G | 15,237 | D | $0 | 0(5) | I | Trust FBO children dated 12/30/81 |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Reporting person is sole trustee. |
2. Reporting person is Chairman of the limited liability company and, as such, exercises exclusive control over its assets. |
3. Trust FBO one of reporting person's children in which the reporting person has sole voting power. |
4. Irrevocable trust for which reporting person is sole trustee and has sole voting and investment rights. Reporting person last reported these shares on Form 5 filed June 30, 1999, and each subsequent form filed since June 30, 1999. |
5. The trust was dissolved and the shares were transferred to custodial accounts controlled by each of the the reporting person's children, who are emancipated adults. |
Remarks: |
/s/ HENRY C. BABB, ATTORNEY-IN-FACT | 06/01/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |