The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME FUND | COM | 003009107 | 7,865 | 1,580,373 | SH | SOLE | 1,580,373 | 0 | 0 | ||
ALIBABA | SPONSORED ADS | 01609W102 | 814 | 10,236 | SH | SOLE | 10,236 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 306 | 1,322 | SH | SOLE | 1,322 | 0 | 0 | ||
ALLIANCE NATIONAL MUNI INCOME FUND | COM | 01864U106 | 2,646 | 175,968 | SH | SOLE | 175,968 | 0 | 0 | ||
ALLIANZGI NFJ DIVIDEND INT & PREM STRAT | COM | 01883A107 | 2,306 | 186,999 | SH | SOLE | 186,999 | 0 | 0 | ||
ALPHABET INC-CL A | CAP STK CL A | 02079K305 | 296 | 421 | SH | SOLE | 421 | 0 | 0 | ||
ALPINE GLOBAL PREMIER PROPERTIES FUND | COM SBI | 02083A103 | 3,042 | 559,250 | SH | SOLE | 559,250 | 0 | 0 | ||
APACHE CORP | COM | 037411105 | 567 | 10,239 | SH | SOLE | 10,239 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 436 | 4,558 | SH | SOLE | 4,558 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 1,325 | 8,025 | SH | SOLE | 8,025 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 314 | 6,966 | SH | SOLE | 6,966 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 171 | 12,922 | SH | SOLE | 12,922 | 0 | 0 | ||
BLACKROCK DEBT STRATEGIES FUND | COM | 09255R103 | 8,419 | 2,398,291 | SH | SOLE | 2,398,291 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCOME STRAT | COM | 09255X100 | 1,485 | 113,428 | SH | SOLE | 113,428 | 0 | 0 | ||
BLACKROCK GLOBAL OPPORTUNITIES EQ TRUST | COM | 092501105 | 1,549 | 131,582 | SH | SOLE | 131,582 | 0 | 0 | ||
BRASKEM SA | SP ADR PFD A | 105532105 | 433 | 36,567 | SH | SOLE | 36,567 | 0 | 0 | ||
CALAMOS STRATEGIC TOTAL RETURN FUND | COM SH BEN INT | 128125101 | 3,712 | 378,782 | SH | SOLE | 378,782 | 0 | 0 | ||
CALLON PETROLEUM CO | COM | 13123X102 | 326 | 29,038 | SH | SOLE | 29,038 | 0 | 0 | ||
CANADIAN NATURAL RESOURCES LTD | COM | 136385101 | 416 | 13,497 | SH | SOLE | 13,497 | 0 | 0 | ||
CELANESE CORPORATION | COM SER A | 150870103 | 651 | 9,996 | SH | SOLE | 9,996 | 0 | 0 | ||
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 462 | 74,887 | SH | SOLE | 74,887 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO NV | COM | 167250109 | 356 | 10,274 | SH | SOLE | 10,274 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES FUND | SH BEN INT | 18914E106 | 2,379 | 257,692 | SH | SOLE | 257,692 | 0 | 0 | ||
CONTINENTAL RESOURCES INC | COM | 212015101 | 280 | 6,193 | SH | SOLE | 6,193 | 0 | 0 | ||
DEVON ENERGY CORP | COM | 25179M103 | 636 | 17,533 | SH | SOLE | 17,533 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING | COM | 25271C102 | 353 | 14,501 | SH | SOLE | 14,501 | 0 | 0 | ||
DIVERSIFIED REAL ASSET INCOME FUND | COM SHS | 25533B108 | 1,950 | 118,627 | SH | SOLE | 118,627 | 0 | 0 | ||
EASTMAN CHEMICAL COMPANY | COM | 277432100 | 472 | 6,950 | SH | SOLE | 6,950 | 0 | 0 | ||
EOG RESOURCES INC | COM | 26875P101 | 699 | 8,395 | SH | SOLE | 8,395 | 0 | 0 | ||
CL A | 30303M102 | 541 | 4,737 | SH | SOLE | 4,737 | 0 | 0 | |||
FREEPORT-MCMORAN COPPER & GOLD | COM | 35671D857 | 344 | 30,906 | SH | SOLE | 30,906 | 0 | 0 | ||
FRONTLINE LTD | SHS | G3682E192 | 248 | 31,524 | SH | SOLE | 31,524 | 0 | 0 | ||
GULFPORT ENERGY CORP | COM NEW | 402635304 | 399 | 12,774 | SH | SOLE | 12,774 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 1,225 | 27,042 | SH | SOLE | 27,042 | 0 | 0 | ||
HUNTSMAN CORP | COM | 447011107 | 258 | 19,198 | SH | SOLE | 19,198 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 457 | 25,584 | SH | SOLE | 25,584 | 0 | 0 | ||
INVESCO DYNAMIC CREDIT OPPS FUND | COM | 46132R104 | 5,339 | 487,797 | SH | SOLE | 487,797 | 0 | 0 | ||
INVESCO SENIOR INCOME TRUST | COM | 46131H107 | 8,122 | 1,954,365 | SH | SOLE | 1,954,365 | 0 | 0 | ||
ISHARES NASDAQ BIOTECHNOLOGY ETF | NASDQ BIOTEC ETF | 464287556 | 425 | 1,653 | SH | SOLE | 1,653 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 334 | 15,734 | SH | SOLE | 15,734 | 0 | 0 | ||
KB FINANCIAL GROUP INC | SP ADR | 48241A105 | 533 | 18,739 | SH | SOLE | 18,739 | 0 | 0 | ||
KOREA ELECTRIC POWER CORP | SPONSORED ADR | 500631106 | 1,176 | 45,358 | SH | SOLE | 45,358 | 0 | 0 | ||
KRATON PERFORMANCE POLYMERS | COM | 50077C106 | 570 | 20,392 | SH | SOLE | 20,392 | 0 | 0 | ||
LAREDO PETROLEUM INC | COM | 516806106 | 270 | 25,767 | SH | SOLE | 25,767 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES NV | SHS - A - | N53745100 | 648 | 8,711 | SH | SOLE | 8,711 | 0 | 0 | ||
MARATHON PETROLEUM CORP | COM | 56585A102 | 476 | 12,536 | SH | SOLE | 12,536 | 0 | 0 | ||
MCDERMOTT INTL INC | COM | 580037109 | 282 | 57,162 | SH | SOLE | 57,162 | 0 | 0 | ||
MOBILE TELESYSTEMS OJSC | SPONSORED ADR | 607409109 | 424 | 51,187 | SH | SOLE | 51,187 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 537 | 2,780 | SH | SOLE | 2,780 | 0 | 0 | ||
NEWFIELD EXPLORATION CO | COM | 651290108 | 657 | 14,874 | SH | SOLE | 14,874 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 503 | 12,868 | SH | SOLE | 12,868 | 0 | 0 | ||
NUVEEN AMT-FREE MUNI INCOME FUND | COM | 670657105 | 1,875 | 125,534 | SH | SOLE | 125,534 | 0 | 0 | ||
NUVEEN CREDIT STRATEGIES INCOME FUND | COM SHS | 67073D102 | 10,802 | 1,345,215 | SH | SOLE | 1,345,215 | 0 | 0 | ||
NUVEEN ENHANCED AMT-FREE MUNI CR OPP | COM | 67071L106 | 3,054 | 188,667 | SH | SOLE | 188,667 | 0 | 0 | ||
NUVEEN NY AMT-FREE MUNI INCOME FUND | COM | 670656107 | 377 | 26,577 | SH | SOLE | 26,577 | 0 | 0 | ||
NUVEEN PREMIER MUNI INCOME FUND | COM | 670988104 | 756 | 50,341 | SH | SOLE | 50,341 | 0 | 0 | ||
NUVEEN PREMIUM INC MUNI FUND | COM | 67062T100 | 1,142 | 74,330 | SH | SOLE | 74,330 | 0 | 0 | ||
NUVEEN PREMIUM INC MUNI FUND 2 | COM | 67063W102 | 758 | 49,141 | SH | SOLE | 49,141 | 0 | 0 | ||
NUVEEN SENIOR INCOME FUND | COM | 67067Y104 | 2,161 | 359,880 | SH | SOLE | 359,880 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 284 | 2,318 | SH | SOLE | 2,318 | 0 | 0 | ||
PBF ENERGY INC | CL A | 69318G106 | 413 | 17,379 | SH | SOLE | 17,379 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 499 | 6,292 | SH | SOLE | 6,292 | 0 | 0 | ||
PIONEER NATURAL RESOURCES | COM | 723787107 | 1,083 | 7,163 | SH | SOLE | 7,163 | 0 | 0 | ||
POWERSHARES NATL AMT-FREE MUNI BOND | INSUR NATL MUN | 73936T474 | 2,266 | 85,592 | SH | SOLE | 85,592 | 0 | 0 | ||
RAYONIER ADVANCED MATERIALS | COM | 75508B104 | 224 | 16,484 | SH | SOLE | 16,484 | 0 | 0 | ||
RIO TINTO PLC | SP ADR | 767204100 | 406 | 12,966 | SH | SOLE | 12,966 | 0 | 0 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 234 | 13,273 | SH | SOLE | 13,273 | 0 | 0 | ||
ROYAL DUTCH SHELL | COM | 780259206 | 586 | 10,619 | SH | SOLE | 10,619 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,423 | 17,990 | SH | SOLE | 17,990 | 0 | 0 | ||
SHINHAN FINANCIAL GROUP | SPN ADR RESTRD | 824596100 | 518 | 15,834 | SH | SOLE | 15,834 | 0 | 0 | ||
SILVER WHEATON CORP | COM | 828336107 | 743 | 31,571 | SH | SOLE | 31,571 | 0 | 0 | ||
SINOPEC SHANGHAI | SPON ADR H | 82935M109 | 907 | 19,778 | SH | SOLE | 19,778 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR | SPONSORED ADR | 874039100 | 938 | 35,745 | SH | SOLE | 35,745 | 0 | 0 | ||
TEKLA HEALTHCARE INVESTORS | SH BEN INT | 87911J103 | 1,468 | 62,643 | SH | SOLE | 62,643 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITIES | SHS | 879105104 | 1,559 | 94,379 | SH | SOLE | 94,379 | 0 | 0 | ||
TEKLA WORLD HEALTHCARE FUND | BEN INT SHS | 87911L108 | 1,560 | 111,558 | SH | SOLE | 111,558 | 0 | 0 | ||
TEMPLETON EMERGING MARKETS INC FUND | COM | 880192109 | 3,072 | 293,434 | SH | SOLE | 293,434 | 0 | 0 | ||
TESORO CORPORATION | COM | 881609101 | 634 | 8,463 | SH | SOLE | 8,463 | 0 | 0 | ||
TRANSCANADA CORPORATION | COM | 89353D107 | 299 | 6,620 | SH | SOLE | 6,620 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 395 | 33,226 | SH | SOLE | 33,226 | 0 | 0 | ||
TRINSEO SA | SHS | L9340P101 | 612 | 14,356 | SH | SOLE | 14,356 | 0 | 0 | ||
TRONOX LTD-CL A | SHS CL A | Q9235V101 | 142 | 32,145 | SH | SOLE | 32,145 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 541 | 10,602 | SH | SOLE | 10,602 | 0 | 0 | ||
VANECK VECTORS HIGH-YIELD MUNI | HG YLD MUN ETF | 92189F361 | 1,872 | 58,284 | SH | SOLE | 58,284 | 0 | 0 | ||
VIPSHOP HOLDINGS LTD | SPONSORED ADR | 92763W103 | 383 | 34,304 | SH | SOLE | 34,304 | 0 | 0 | ||
VOYA PRIME RATE TRUST | SH BEN INT | 92913A100 | 7,707 | 1,513,210 | SH | SOLE | 1,513,210 | 0 | 0 | ||
WESTLAKE CHEMICAL CORP | COM | 960413102 | 326 | 7,606 | SH | SOLE | 7,606 | 0 | 0 | ||
WHITING PETROLEUM CORP | COM | 966387102 | 137 | 14,816 | SH | SOLE | 14,816 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 435 | 20,089 | SH | SOLE | 20,089 | 0 | 0 |