FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Quintiles Transnational Holdings Inc. [ Q ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/19/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 05/19/2015 | X | 500,000 | A | $13.06 | 13,505,353 | D(1) | |||
Common Stock | 05/19/2015 | X | 500,000 | A | $15.88 | 14,005,353 | D(1) | |||
Common Stock | 05/19/2015 | S | 2,463,123 | D | $64.85 | 11,542,230 | D(1) | |||
Common Stock | 05/19/2015 | S | 40,000 | D | $64.85 | 121,699 | I(2) | By GFEF Limited Partnership |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $13.06 | 05/19/2015 | X | 500,000 | (3) | 06/30/2018 | Common Stock | 500,000 | $0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $15.88 | 05/19/2015 | X | 500,000 | (3) | 06/30/2018 | Common Stock | 500,000 | $0 | 0 | D |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares are held solely by Dr. Gillings, who is the Executive Chairman of Quintiles Transnational Holdings Inc. and a member of a group with the GFEF Limited Partnership for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, that collectively owns more than 10% of the outstanding shares of Quintiles Transnational Holdings Inc. common stock. Dr. Gillings and GFEF Limited Partnership each disclaims beneficial ownership of the shares reported in this Form 4 except to the extent of his or its pecuniary interest therein. |
2. These shares are owned indirectly by Dr. Gillings by virtue of his position as the general partner of the GFEF Limited Partnership. Dr. Gillings disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
3. Options granted to Dr. Gillings under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 500,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which vested on June 30, 2008. |
/s/ James H. Erlinger III, Attorney-in-Fact for Dennis B. Gillings | 05/19/2015 | |
/s/ James H. Erlinger III, Attorney-in-Fact for GFEF Limited Partnership | 05/19/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |