0001562180-20-005652.txt : 20200825 0001562180-20-005652.hdr.sgml : 20200825 20200825173406 ACCESSION NUMBER: 0001562180-20-005652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200821 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAIN ROBERT D CENTRAL INDEX KEY: 0001045862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 201133325 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-08-21 false 0000009389 BALL Corp BLL 0001045862 STRAIN ROBERT D BALL CORPORATION 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 false true false false Sr. VP BallCorp & Pres. BATC Common Stock 2020-08-21 4 M false 24760.00 33.05 A 69977.8233 D Common Stock 2020-08-21 4 F false 16873.00 76.62 D 53104.8233 D Common Stock 2020-08-25 4 S false 7887.00 77.4053 D 45217.8233 D Stock Appreciation Rights (sars) 33.05 2020-08-21 4 M false 24760.00 0.00 D 2017-01-27 2026-01-27 Common Stock 24760.00 0.00 D Common stock acquired upon exercise of Non-Qualified Stock Options (NQs). Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs. This transaction was executed in multiple trades at prices ranging from $77.385 to $77.4475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Exercise of Non-Qualified Stock Options (NQs). /s/ Charles E. Baker, attorney-in-fact for Mr. Strain 2020-08-25