0001562180-19-004411.txt : 20190820 0001562180-19-004411.hdr.sgml : 20190820 20190820173230 ACCESSION NUMBER: 0001562180-19-004411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190816 FILED AS OF DATE: 20190820 DATE AS OF CHANGE: 20190820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAIN ROBERT D CENTRAL INDEX KEY: 0001045862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 191040649 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-08-16 false 0000009389 BALL Corp BLL 0001045862 STRAIN ROBERT D BALL CORPORATION 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 false true false false Sr. VP BallCorp & Pres. BATC Common Stock 2019-08-16 4 M false 19700.00 24.535 A 55103.4373 D Common Stock 2019-08-16 4 M false 32394.00 33.075 A 87497.4373 D Common Stock 2019-08-16 4 F false 21785.00 79.63 D 65712.4373 D Common Stock 2019-08-16 4 F false 12065.00 79.63 D 53647.4373 D Common Stock 2019-08-16 4 S false 12496.00 79.6206 D 41151.4373 D Common Stock 2019-08-20 4 S false 5748.00 79.338 D 35403.4373 D Common Stock 2031.146 I 401(k) Stock Appreciation Rights (sars) 33.075 2019-08-16 4 M false 32394.00 0.00 D 2016-02-04 2025-02-04 Common Stock 32394.00 0.00 D Stock Appreciation Rights (sars) 24.535 2019-08-16 4 M false 19700.00 0.00 D 2015-01-29 2024-01-29 Common Stock 19700.00 0.00 D This transaction was executed in multiple trades at prices ranging from $79.54 to $79.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $79.19 to $79.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. /s/ Charles E. Baker, attorney-in-fact for Mr. Strain 2019-08-20