0000938582-11-000005.txt : 20110513 0000938582-11-000005.hdr.sgml : 20110513 20110513151539 ACCESSION NUMBER: 0000938582-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04780 FILM NUMBER: 11840351 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR 1 y13f032011.txt 13F FOR QUARTER ENDING 3/31/2011 13F-HR 1 kenneth.miller@yale.edu NONE KENNETH R. MILLER (203) 432-5761 0000938582 u3#edsoy 3/31/2011 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 55 Whitney Avenue, 5th Floor New Haven, CT 06510-1300 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT May 13, 2011 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 7 Form 13F Information Table Value Total: $ 117,477 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY APPROACH RESOURCES INC COM 03834A-10-3 2,589 77,120 SOLE SOLE DIONEX CORP COM 254546-10-4 3,014 25,532 SOLE SOLE ISHARES TR INDEX MSCI EAFE IDX 464287-46-5 6,370 106,000 SOLE SOLE ISHARES TR INDEX MSCI EMERG MKT 464287-23-4 60,493 1,242,916 SOLE SOLE ISHARES TR S&P 100 IDX FD 464287-10-1 7,537 127,000 SOLE SOLE SPDR S&P 500 ETF TR UNIT SER 78462F-10-3 36,705 277,000 SOLE SOLE WOLVERINE WORLD WIDE INC COM 978097-10-3 768 20,614 SOLE SOLE TOTAL 117,477 1,876,182