0001140361-14-006589.txt : 20140213 0001140361-14-006589.hdr.sgml : 20140213 20140213095547 ACCESSION NUMBER: 0001140361-14-006589 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 14603446 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000938206 XXXXXXXX 12-31-2013 12-31-2013 DRIEHAUS CAPITAL MANAGEMENT LLC
25 EAST ERIE ST CHICAGO IL 60611
13F COMBINATION REPORT 028-04207 0000721204 028-01190 RUSSELL FRANK CO/ N
Janet McWilliams General Counsel 312-932-3520 Janet McWilliams Chicago IL 02-13-2014 0 463 2771138 false
INFORMATION TABLE 2 form13fInfoTable.xml 3M Co. COM 88579Y101 1857 13244 SH SOLE 13244 0 0 58.COM INC-ADR ADR 31680Q104 1243 32414 SH SOLE 5596 0 26818 8x8, Inc. COM 282914100 12122 1193155 SH SOLE 788343 0 404812 Abraxas Petroleum Corp COM 003830106 344 105375 SH SOLE 0 0 105375 ACADIA HEALTHCARE CO INC COM 00404A109 9369 197958 SH SOLE 136409 0 61549 Acadia Pharmaceuticals, Inc. COM 004225108 6792 271779 SH SOLE 186867 0 84912 Acceleron Pharma, Inc. COM 00434H108 7810 197219 SH SOLE 120518 0 76701 Access Midstream Partners LP COM 00434L109 12463 220276 SH SOLE 0 0 220276 Acelrx Pharmaceutical COM 00444T100 9078 802644 SH SOLE 495383 0 307261 Acuity Brands Inc COM 00508Y102 4595 42036 SH SOLE 24676 0 17360 Adept Technology, Inc. COM 006854202 2527 149612 SH SOLE 86598 0 63014 Advanced Emissions Solutions, Inc. COM 00770C101 6812 125607 SH SOLE 74972 0 50635 Aegean Marine Petroleum Network, Inc. ADR Y0017S102 3161 281768 SH SOLE 132113 0 149655 AerCap Holdings NV ADR N00985106 7108 185338 SH SOLE 121193 0 64145 Agios Pharmaceuticals, Inc. COM 00847X104 6064 253182 SH SOLE 172984 0 80198 Airmedia Group, Inc. - ADR ADR 009411109 5198 2560743 SH SOLE 0 0 2560743 AKORN INC COM 009728106 751 30518 SH SOLE 10254 0 20264 Alaska Airgroup, Inc. COM 011659109 2594 35354 SH SOLE 21022 0 14332 Align Technology, Inc. COM 016255101 4255 74462 SH SOLE 52753 0 21709 Allegheny Technologies, Inc. COM 01741R102 455 12777 SH SOLE 2681 0 10096 Alnylam Pharmaceuticals, Inc. COM 02043Q107 8133 126426 SH SOLE 82861 0 43565 Altisource Portfolio Solutions SA ADR L0175J104 12523 78947 SH SOLE 49646 0 29301 ALTISOURCE RESIDENTIAL CORP ADR 02153W100 12906 428632 SH SOLE 16627 0 412005 ALTRA INDUSTRIAL MOTION CORP COM 02208R106 3656 106842 SH SOLE 80302 0 26540 Ambit Biosciences Co COM 02318X100 579 60000 SH SOLE 60000 0 0 AMC Networks, Inc. - A COM 00164V103 1944 28535 SH SOLE 9830 0 18705 AMERICAN EAGLE ENERGY CORP COM 02554F102 193 94223 SH SOLE 30448 0 63775 Apogee Enterprises Inc. COM 037598109 3346 93190 SH SOLE 60070 0 33120 APOLLO COMMERCIAL REAL ESTAT COM 03762U105 3844 236548 SH SOLE 0 0 236548 APPAREL HOLDING CORP COM 92719W108 818 26655 SH SOLE 10132 0 16523 Applied Micro Circuits Corp. COM 03822W406 17342 1296136 SH SOLE 899390 0 396746 Ardmore Shipping Corp. ADR Y0207T100 3611 232043 SH SOLE 134329 0 97714 Argan, Inc. COM 04010E109 1684 61116 SH SOLE 35378 0 25738 Ariad Pharmaceuticals, Inc. COM 04033A100 95 14000 SH SOLE 0 0 14000 ARM Holdings PLC - SP ADR ADR 042068106 656 11989 SH SOLE 0 0 11989 Arrowhead?Research?Corp. COM 042797209 1862 171657 SH SOLE 99359 0 72298 Associated Estates Realty Corp. COM 045604105 3046 189803 SH SOLE 0 0 189803 Astronics Corp. COM 046433108 2618 51335 SH SOLE 29693 0 21642 Atricure, Inc. COM 04963C209 1291 69094 SH SOLE 39975 0 29119 Autobytel, Inc. COM 05275N205 2025 133850 SH SOLE 68995 0 64855 Avanir Pharmaceuticals, Inc.- A COM 05348P401 3680 1095122 SH SOLE 752460 0 342662 B/E Aerospace, Inc. COM 073302101 4797 55122 SH SOLE 47870 0 7252 Baidu, Inc. - SP ADR ADR 056752108 39352 221227 SH SOLE 207020 0 14207 Bank of America - L Prefconv 7.25% 12/49 COM 060505682 27397 25822 SH SOLE 25822 0 0 Barrett Business Services COM 068463108 4213 45425 SH SOLE 26276 0 19149 Basic Energy Services, Inc. COM 06985P100 2758 174758 SH SOLE 101103 0 73655 Beam, Inc. COM 073730103 2586 37990 SH SOLE 9097 0 28893 Berry Plastics Group, Inc. COM 08579W103 2271 95465 SH SOLE 95465 0 0 Biogen Idec, Inc. COM 09062X103 9416 33658 SH SOLE 30635 0 3023 Biomarin Pharmaceutical, Inc. COM 09061G101 9538 135736 SH SOLE 100165 0 35571 BioTelemetry, Inc. COM 090672106 1645 207205 SH SOLE 111215 0 95990 Blackstone Group LP/The COM 09253U108 5443 172809 SH SOLE 30224 0 142585 Bonanza Creek Energy, Inc. COM 097793103 6704 154225 SH SOLE 81116 0 73109 Boulder Brands, Inc. COM 101405108 8886 560251 SH SOLE 380185 0 180066 Brasil Distr. Pao Acucar - SP ADR ADR 20440T201 12895 288664 SH SOLE 276006 0 12658 BRIGHTCOVE COM 10921T101 2071 146490 SH SOLE 25081 0 121409 Bristol-Myers Squibb Co. COM 110122108 5948 111902 SH SOLE 87260 0 24642 BUILDERS FIRSTSOURCE INC COM 12008R107 667 93600 SH SOLE 24240 0 69360 BURLINGTON STORES INC COM 122017106 1129 35269 SH SOLE 10885 0 24384 C&J Energy Services, Inc. COM 12467B304 923 39938 SH SOLE 7821 0 32117 Cache, Inc. COM 127150308 1260 231953 SH SOLE 134205 0 97748 CaesarStone Sdot-Yam, Ltd. ADR M20598104 5974 120270 SH SOLE 90022 0 30248 Calamp Corp. COM 128126109 6182 221007 SH SOLE 93975 0 127032 CALL/ARO @ 16 EXP 01/18/2014 CALL 007865108 0 1275 SH Call SOLE 0 0 1275 CALL/MGM @ 21 EXP 03/22/2014 CALL 552953101 1475 5000 SH Call SOLE 0 0 5000 CALL/OCN @ 55 EXP 01/17/2015 CALL 675746309 2182 2425 SH Call SOLE 0 0 2425 CALL/XOOM @ 30 EXP 01/18/2014 CALL 98419Q101 5 150 SH Call SOLE 0 0 150 CALL/XOOM @ 35 EXP 04/19/2014 CALL 98419Q101 48 500 SH Call SOLE 0 0 500 Callidus Software, Inc. COM 13123E500 16272 1185164 SH SOLE 707550 0 477614 Callon Petroleum Corp. COM 13123X102 2977 455859 SH SOLE 249638 0 206221 Cambrex Corp. COM 132011107 1407 78907 SH SOLE 45672 0 33235 Canadian Pacific Railway, Ltd. ADR 13645T100 11345 74971 SH SOLE 66813 0 8158 CANCER GENETICS INC COM 13739U104 2084 151214 SH SOLE 10564 0 140650 CARBO Ceramics, Inc. COM 140781105 4862 41720 SH SOLE 26966 0 14754 Carrizo Oil & Gas, Inc. COM 144577103 1091 24362 SH SOLE 3618 0 20744 Catamaran Corp. COM 148887102 1988 41871 SH SOLE 8817 0 33054 CBOE Holdings, Inc. COM 12503M108 5101 98164 SH SOLE 57626 0 40538 Cedar Fair - LP COM 150185106 3940 79469 SH SOLE 0 0 79469 Celgene Corp. COM 151020104 7025 41579 SH SOLE 37845 0 3734 Celldex Therapeutics COM 15117B103 7726 319123 SH SOLE 224733 0 94390 Cerus Corp. COM 157085101 3941 611041 SH SOLE 353659 0 257382 CHATHAM LODGING TRUST COM 16208T102 3665 179196 SH SOLE 0 0 179196 CHINA LODGING GROUP-SPON ADS ADR 16949N109 432 14170 SH SOLE 0 0 14170 CHINA MOBILE GAMES-ADR ADR 16952T100 467 18527 SH SOLE 0 0 18527 Christopher & Banks Corp. COM 171046105 8656 1013541 SH SOLE 618262 0 395279 Cincinnati Bell Inc COM 171871106 6960 1955111 SH SOLE 1930111 0 25000 CIPHER PHARMACEUTICALS INC ADR 17253X105 452 61500 SH SOLE 0 0 61500 Citigroup, Inc. COM 172967424 7746 148652 SH SOLE 135551 0 13101 Clovis Oncology, Inc. COM 189464100 674 11187 SH SOLE 11187 0 0 Coca-Cola Co./The COM 191216100 1011 24472 SH SOLE 24472 0 0 Cogent Communications Group COM 19239V302 517 12800 SH SOLE 4574 0 8226 Cognizant Technology Solutions Corp. COM 192446102 27092 268291 SH SOLE 257866 0 10425 Columbia Property Trust COM 198287203 7905 316202 SH SOLE 0 0 316202 Concho Resources, Inc. COM 20605P101 15473 143264 SH SOLE 123599 0 19665 Conn's, Inc. COM 208242107 15175 192600 SH SOLE 118696 0 73904 Constellation Brands, Inc. - A COM 21036P108 12164 172831 SH SOLE 113432 0 59399 CONTROLADORA VUE COM 21240E105 449 33166 SH SOLE 0 0 33166 Copa Holdings SA - A ADR P31076105 28195 176097 SH SOLE 161189 0 14908 Cornerstone OnDemand, Inc. COM 21925Y103 12504 234429 SH SOLE 152935 0 81494 Costar Group, Inc. COM 22160N109 8794 47642 SH SOLE 30457 0 17185 Covidien PLC ADR G2554F113 1466 21534 SH SOLE 18368 0 3166 COWEN GROUP INC COM 223622103 681 174288 SH SOLE 36889 0 137399 Craft Brew Alliance, Inc. COM 224122101 1595 97134 SH SOLE 51493 0 45641 Credicorp, Ltd. ADR G2519Y108 35225 265387 SH SOLE 249645 0 15742 Cree, Inc. COM 225447101 1917 30645 SH SOLE 17260 0 13385 Crosstex Energy Lp COM 22765U102 11658 422399 SH SOLE 0 0 422399 Cumulus Media Inc. - Cl. A COM 231082108 2722 352095 SH SOLE 71073 0 281022 CVD EQUIPMENT CORP COM 126601103 544 37400 SH SOLE 0 0 37400 CVENT INC COM 23247G109 4074 111961 SH SOLE 83845 0 28116 CYRUSONE INC COM 23283R100 4788 214415 SH SOLE 0 0 214415 Datawatch Corp. COM 237917208 2163 63594 SH SOLE 33690 0 29904 DCP MIDSTREAM PARTNERS LP COM 23311P100 1631 32400 SH SOLE 0 0 32400 Demandware, Inc. COM 24802Y105 21555 336171 SH SOLE 260486 0 75685 Descartes Systems Group Inc. ADR 249906108 1856 138611 SH SOLE 34709 0 103902 Destination XL Group, Inc. COM 25065K104 1351 205633 SH SOLE 118742 0 86891 Dexcom, Inc. COM 252131107 16235 458492 SH SOLE 284396 0 174096 Diamondback Energy, Inc. COM 25278X109 12349 233619 SH SOLE 194672 0 38947 Diana Shipping, Inc. ADR Y2066G104 2763 207938 SH SOLE 207938 0 0 Discovery Communications, Inc. - A COM 25470F104 1669 18455 SH SOLE 4899 0 13556 Dixie Group, Inc. COM 255519100 4727 358130 SH SOLE 207147 0 150983 Dryships, Inc. ADR Y2109Q101 4288 912411 SH SOLE 186582 0 725829 Dunkin' Brands Group, Inc. COM 265504100 3491 72426 SH SOLE 45974 0 26452 E2OPEN INC COM 29788A104 363 15174 SH SOLE 0 0 15174 Eagle Materials, Inc. COM 26969P108 4048 52278 SH SOLE 15206 0 37072 EarthLink Holdings Corp COM 27033X101 404 79700 SH SOLE 79700 0 0 Eaton Corp. PLC ADR G29183103 11993 157549 SH SOLE 140467 0 17082 eGain Corp. COM 28225C806 2337 228208 SH SOLE 131992 0 96216 Ehealth Inc COM 28238P109 1484 31930 SH SOLE 6290 0 25640 EMERGE ENERGY SERVICES LP COM 29102H108 2017 45500 SH SOLE 0 0 45500 Endologix Inc COM 29266S106 5061 290177 SH SOLE 182242 0 107935 ENERGY RECOVERY INC COM 29270J100 103 18600 SH SOLE 0 0 18600 ENERGY TRANSFER EQUITY LP COM 29273V100 7652 93620 SH SOLE 0 0 93620 Energy Transfer Partners L.P. COM 29273R109 10524 183823 SH SOLE 0 0 183823 Enterprise Products Prtns LP COM 293792107 27250 411012 SH SOLE 0 0 411012 Envestnet, Inc. COM 29404K106 3227 80065 SH SOLE 40489 0 39576 Enzymotec, Ltd. ADR M4059L101 2268 83971 SH SOLE 49282 0 34689 EPAM SYSTEMS INC COM 29414B104 547 15669 SH SOLE 5064 0 10605 Epizyme, Inc. COM 29428V104 7454 358365 SH SOLE 271634 0 86731 EQT MIDSTREAM PARTNERS LP COM 26885B100 11956 203376 SH SOLE 0 0 203376 Equinix Inc 3% 10/15/14 CNV 29444UAG1 21471 13600000 PRN SOLE 0 0 13600000 Era Group, Inc. COM 26885G109 1490 48284 SH SOLE 27919 0 20365 Erickson Air-Crane, Inc. COM 29482P100 2166 104184 SH SOLE 60211 0 43973 EROS INTERNATIONAL PLC ADR G3788M114 256 23000 SH SOLE 0 0 23000 Euronet World Inc COM 298736109 8006 167324 SH SOLE 30323 0 137001 EXAMWORKS GROUP INC COM 30066A105 1050 35168 SH SOLE 6279 0 28889 EXTERRAN HOLDINGS INC COM 30225X103 2055 60096 SH SOLE 38733 0 21363 Extreme Networks Inc COM 30226D106 2327 333446 SH SOLE 0 0 333446 Facebook, Inc. - A COM 30303M102 6981 127722 SH SOLE 90819 0 36903 Federal Signal Corp. COM 313855108 1356 92537 SH SOLE 53467 0 39070 Ferro Corp COM 315405100 133 10375 SH SOLE 0 0 10375 Fiesta Restaurant Group COM 31660B101 14167 271197 SH SOLE 186804 0 84393 Fifth & Pacific Co., Inc. COM 316645100 5470 170566 SH SOLE 111770 0 58796 Financial Engines, Inc. COM 317485100 6113 87981 SH SOLE 55962 0 32019 FIRST INTERNET BANCORP COM 320557101 1464 65062 SH SOLE 0 0 65062 FIRSTBANK CORP/ALMA MICH - fractional shares COM DDH61G100 0 55125 SH SOLE 55125 0 0 Flotek Industries, Inc. COM 343389102 2759 137461 SH SOLE 88480 0 48981 Fluidigm Corp. COM 34385P108 3345 87286 SH SOLE 50540 0 36746 Fomento Economico Mexicano SAB de CV ADR 344419106 10342 105671 SH SOLE 100641 0 5030 FORD MOTOR COMPANY 4.25% 11/15/2016 CNV 345370CN8 71310 38650000 PRN SOLE 0 0 38650000 Foster Wheeler AG COM H27178104 864 26195 SH SOLE 6325 0 19870 Freightcar America, Inc. COM 357023100 2055 77206 SH SOLE 41946 0 35260 Furmanite Corp. COM 361086101 1944 183052 SH SOLE 97097 0 85955 GAMING AND LEISURE PROPERTIE COM 36467J108 2344 46130 SH SOLE 0 0 46130 Generac Holdings, Inc. COM 368736104 10921 192809 SH SOLE 122847 0 69962 General Motors Co COM 37045V100 43497 1064287 SH SOLE 1064287 0 0 General Motors CW16 WTS 37045V118 1294 41543 SH SOLE 41543 0 0 General Motors CW19 WTS 37045V126 27239 1177698 SH SOLE 1177698 0 0 Genesee & Wyoming, Inc. COM 371559105 1592 16574 SH SOLE 11226 0 5348 Genmark Diagnostics, Inc. COM 372309104 2025 152153 SH SOLE 88072 0 64081 Gentex Corp. COM 371901109 4450 134902 SH SOLE 88023 0 46879 Gentherm, Inc. COM 37253A103 8988 335248 SH SOLE 196898 0 138350 Gerdau SA - ADR ADR 373737105 23237 2963840 SH SOLE 2834452 0 129388 Gigamon, Inc. COM 37518B102 6230 221866 SH SOLE 149465 0 72401 Gilead Sciences, Inc. COM 375558103 18794 250093 SH SOLE 212108 0 37985 GLOBAL EAGLE ENTERTAINMENT I COM 37951D102 7731 519876 SH SOLE 63439 0 456437 GLOBE SPECIALTY METALS INC COM 37954N206 614 34094 SH SOLE 8187 0 25907 GNC Holdings, Inc. COM 36191G107 10477 179255 SH SOLE 116184 0 63071 GOGO INC COM 38046C109 2844 114562 SH SOLE 13523 0 101039 Goodrich Petroleum Corp. COM 382410405 2345 137767 SH SOLE 79677 0 58090 Goodyear Tire & Rubber Co. COM 382550101 1952 81839 SH SOLE 47415 0 34424 Google, Inc. - A COM 38259P508 11852 10575 SH SOLE 8686 0 1889 Grainger, Inc. COM 384802104 2590 10139 SH SOLE 2480 0 7659 GRAMERCY PROPERTY TRUST INC COM 38489R100 3064 532936 SH SOLE 0 0 532936 Gran Tierra Energy, Inc. ADR 38500T101 1292 176809 SH SOLE 176809 0 0 Greenbrier Companies Inc. COM 393657101 2801 85300 SH SOLE 48445 0 36855 GREENLIGHT CAPITAL RE LTD-A ADR G4095J109 404 11999 SH SOLE 3879 0 8120 Grupo Aeroportuario del Centro Norte SAB de CV ADR 400501102 1596 59789 SH SOLE 59789 0 0 GT Advanced Technolgies Inc. COM 36191U106 263 30192 SH SOLE 0 0 30192 Guidewire Software, Inc. COM 40171V100 22945 467596 SH SOLE 341846 0 125750 Gulfport Energy Corp COM 402635304 3848 60947 SH SOLE 34702 0 26245 H&E Equipment Services, Inc. COM 404030108 4518 152492 SH SOLE 77360 0 75132 Hain Celestial Group, Inc. COM 405217100 10886 119916 SH SOLE 77659 0 42257 HANNON ARMSTRONG SUSTAINABLE COM 41068X100 270 19365 SH SOLE 0 0 19365 Harman International COM 413086109 3862 47189 SH SOLE 32855 0 14334 Hasbro, Inc. COM 418056107 4521 82189 SH SOLE 55386 0 26803 HDFC Bank, Ltd. - ADR ADR 40415F101 2163 62812 SH SOLE 17185 0 45627 HealthSouth Corp 7.25% 10/01/18 CNV 421924BH3 1293 1210000 PRN SOLE 0 0 1210000 Healthstream, Inc. COM 42222N103 6370 194391 SH SOLE 133247 0 61144 HEARTLAND PAYMENT SYSTEMS INC COM 42235N108 628 12594 SH SOLE 4072 0 8522 HERCULES TECHNOLOGY GROWTH COM 427096508 5534 337439 SH SOLE 0 0 337439 Hexcel Corp. COM 428291108 2404 53793 SH SOLE 23943 0 29850 HI-CRUSH PARTNERS LP COM 428337109 4456 117312 SH SOLE 2787 0 114525 Himax Tecnologies Inc-ADR ADR 43289P106 502 34151 SH SOLE 9806 0 24345 Home Inns & Hotels Management, Inc. - ADR ADR 43713W107 30097 689668 SH SOLE 593369 0 96299 HOME LOAN SERVICING SOLUTION ADR G6648D109 2054 89414 SH SOLE 0 0 89414 HORIZON PHARMA INC COM 44047T109 182 23857 SH SOLE 0 0 23857 ICG Group, Inc. COM 44928D108 7027 377178 SH SOLE 254703 0 122475 ICICI Bank, Ltd. - SP ADR ADR 45104G104 4141 111399 SH SOLE 71354 0 40045 Incontact, Inc. COM 45336E109 13467 1724440 SH SOLE 1228060 0 496380 Incyte Corp. COM 45337C102 1130 22319 SH SOLE 7792 0 14527 Insmed, Inc. COM 457669307 3080 181041 SH SOLE 99611 0 81430 Insteel?Industries,?Inc. COM 45774W108 1590 69935 SH SOLE 40525 0 29410 Insys Therapeutics, Inc. COM 45824V209 3729 96334 SH SOLE 58670 0 37664 Interactive Intelligence Group, Inc. COM 45841V109 22672 336582 SH SOLE 236340 0 100242 Intercept, Inc. COM 45845P108 2383 34896 SH SOLE 22486 0 12410 Interface Inc. COM 458665304 4296 195609 SH SOLE 149537 0 46072 Invensense Inc 1.75% 11/01/18 CNV 46123DAA4 1666 1000000 PRN SOLE 0 0 1000000 Investment Technology Group COM 46145F105 305 14839 SH SOLE 0 0 14839 iShares FTSE China 25 Index Fund PUT 464287184 38370 1000000 SH Put SOLE 0 0 1000000 Ishares MSCI Emerging Markets Index Fund COM 464287234 1018 24348 SH SOLE 0 0 24348 Ishares MSCI Emerging Markets Index Fund PUT 464287234 20898 500000 SH Put SOLE 0 0 500000 Ishares MSCI Emerging Markets Index Fund PUT 464287234 33436 800000 SH Put SOLE 0 0 800000 ISHARES MSCI FRONTIER 100 COM 464286145 1898 56242 SH SOLE 20098 0 36144 iShares MSCI Taiwan ETF CALL 464286731 3605 250000 SH Call SOLE 0 0 250000 Itau Unibanco Holding - PREF ADR ADR 465562106 18478 1361695 SH SOLE 1301881 0 59814 Jazz Pharmaceuticals PLC ADR G50871105 1542 12183 SH SOLE 8775 0 3408 JINKOSOLAR HOLDING CO-ADR ADR 47759T100 2388 81486 SH SOLE 15043 0 66443 Karyopharm Therapeutics, Inc. COM 48576U106 2068 90207 SH SOLE 58392 0 31815 Kindred Biosicence COM 494577109 1577 141519 SH SOLE 88688 0 52831 Kirby Corp. COM 497266106 6461 65103 SH SOLE 35342 0 29761 Kirkland, Inc. COM 497498105 2292 96848 SH SOLE 56073 0 40775 Kite Realty Group COM 49803T102 4035 614186 SH SOLE 0 0 614186 Kodiak Oil & Gas Corp COM 50015Q100 2587 230796 SH SOLE 148690 0 82106 Krispy Kreme Doughnuts, Inc. COM 501014104 1995 103443 SH SOLE 66664 0 36779 Kythera Biopharmaceuticals, Inc. COM 501570105 2555 68594 SH SOLE 39694 0 28900 Laredo Petroleum, Inc. COM 516806106 2919 105421 SH SOLE 59926 0 45495 Las Vegas Sands Corp. COM 517834107 10550 133759 SH SOLE 113320 0 20439 Legacy Reserves LP COM 524707304 729 25878 SH SOLE 0 0 25878 Level 3 Communications Inc. COM 52729N308 587 17696 SH SOLE 6330 0 11366 Ligand Pharmaceutical - B COM 53220K504 6604 125550 SH SOLE 74189 0 51361 LinkedIn Corp. - A COM 53578A108 5571 25693 SH SOLE 22331 0 3362 LINN ENERGY LLC - UNITS COM 536020100 3285 106700 SH SOLE 0 0 106700 LKQ Corp. COM 501889208 6587 200224 SH SOLE 108107 0 92117 Lowe's Companies COM 548661107 11470 231483 SH SOLE 210698 0 20785 Lumber Liquidators Holdings COM 55003T107 12529 121774 SH SOLE 79894 0 41880 Luxoft Holding, Inc. ADR G57279104 2210 58178 SH SOLE 58178 0 0 LyondellBasell Industries NV ADR N53745100 13599 169396 SH SOLE 153787 0 15609 Macquarie Infrastructure Co COM 55608B105 4454 81827 SH SOLE 0 0 81827 Magellan Midstream Partners COM 559080106 11779 186167 SH SOLE 0 0 186167 MAKEMYTRIP LTD ADR V5633W109 3132 162592 SH SOLE 13452 0 149140 Manhattan Associates Inc. COM 562750109 1391 11842 SH SOLE 3981 0 7861 Manitex International, Inc. COM 563420108 3449 217202 SH SOLE 125624 0 91578 Manpower, Inc. COM 56418H100 3133 36486 SH SOLE 20662 0 15824 Marathon Petroleum Corp. COM 56585A102 4137 45102 SH SOLE 41053 0 4049 Marcus & Millichap, Inc. COM 566324109 1688 113300 SH SOLE 65526 0 47774 MarineMax, Inc. COM 567908108 3855 239754 SH SOLE 138717 0 101037 Market Vectors Russia Etf CALL 57060U506 28870 1000000 SH Call SOLE 0 0 1000000 Marketo, Inc. COM 57063L107 7106 191702 SH SOLE 107978 0 83724 MARKWEST ENERGY PARTNERS LP COM 570759100 7269 109924 SH SOLE 0 0 109924 Marten Transport, Ltd. COM 573075108 3347 165794 SH SOLE 95904 0 69890 MASONITE INTERNATIONAL CORP COM 575385109 2704 45071 SH SOLE 29049 0 16022 MATADOR RESOURCES CO COM 576485205 3099 166259 SH SOLE 102823 0 63436 Mattson Technology, Inc. COM 577223100 261 95087 SH SOLE 0 0 95087 Mdc Corporation Inc -A ADR 552697104 325 12759 SH SOLE 0 0 12759 Mead Johnson Nutrition Co. - A COM 582839106 33321 397817 SH SOLE 376936 0 20881 Medicines Company COM 584688105 2307 59743 SH SOLE 38498 0 21245 Medidata Solutions, Inc. COM 58471A105 25155 415307 SH SOLE 214799 0 200508 Medivation, Inc. COM 58501N101 4935 77330 SH SOLE 67928 0 9402 Melco Crown Entertainment - ADR ADR 585464100 1256 32016 SH SOLE 6586 0 25430 Merit Medical Systems Inc. COM 589889104 704 44701 SH SOLE 10593 0 34108 Methode Electronics, Inc. COM 591520200 7550 220835 SH SOLE 133502 0 87333 MGIC Investment Corp. COM 552848103 2120 251170 SH SOLE 55440 0 195730 MGM RESORTS INTERNATIONAL 4.25% 04/15/2015 CNV 55303QAE0 62562 45500000 PRN SOLE 0 0 45500000 Microsoft Corp. COM 594918104 732 19558 SH SOLE 19558 0 0 Mitek Systems Inc. COM 606710200 431 72632 SH SOLE 6161 0 66471 MITEL NETWORKS CORP ADR 60671Q104 212 21000 SH SOLE 6787 0 14213 Mobile Mini, Inc. COM 60740F105 5715 138785 SH SOLE 106848 0 31937 Mondelez International, Inc. COM 609207105 10849 307346 SH SOLE 284397 0 22949 Monolithic Power Systems COM 609839105 3717 107231 SH SOLE 69117 0 38114 Monro Muffler Brake Inc. COM 610236101 4672 82902 SH SOLE 57694 0 25208 Montage Technology Group, Ltd. COM G6209T105 2675 164006 SH SOLE 105530 0 58476 Morgan Stanley COM 617446448 8333 265713 SH SOLE 230586 0 35127 Movado Group COM 624580106 10565 240070 SH SOLE 163045 0 77025 Move, Inc. COM 62458M207 7107 444476 SH SOLE 294306 0 150170 Muella Water Products, Inc. COM 624758108 3962 422870 SH SOLE 276208 0 146662 Multimedia Games, Inc. COM 625453105 4649 148238 SH SOLE 99545 0 48693 Natural Grocers By Vitamin C COM 63888U108 7923 186653 SH SOLE 121083 0 65570 NAVIGATOR HOLDINGS LTD ADR Y62132108 2793 103674 SH SOLE 66816 0 36858 NAVIOS MARITIME HOLDINGS INC ADR Y62196103 4559 408512 SH SOLE 207402 0 201110 Nci Building Systems COM 628852204 1551 88403 SH SOLE 21284 0 67119 Netsuite, Inc. COM 64118Q107 1678 16290 SH SOLE 3836 0 12454 New Oriental Edu. & Tech. Group, Inc. - SP ADR ADR 647581107 33794 1072813 SH SOLE 996383 0 76430 Newlink?Genetics?Corp. COM 651511107 1505 68395 SH SOLE 39594 0 28801 NEXSTAR BROADCASTING GROUP-A COM 65336K103 2995 53733 SH SOLE 12422 0 41311 Nimble Storage, Inc. COM 65440R101 2804 61909 SH SOLE 43521 0 18388 Norcraft Companies, Inc. COM 65557Y105 2182 111193 SH SOLE 64191 0 47002 NORTHSTAR REALTY FINANCE COR COM 66704R100 3078 228812 SH SOLE 0 0 228812 Novadaq Technologies, Inc. ADR 66987G102 3829 232181 SH SOLE 129233 0 102948 NPS Pharmaceuticals COM 62936P103 1411 46478 SH SOLE 8315 0 38163 NRG YIELD INC-CLASS A COM 62942X108 2401 60000 SH SOLE 0 0 60000 Nu Skin Enterprises, Inc. COM 67018T105 3980 28795 SH SOLE 2147 0 26648 Oasis Petroleum, Inc. COM 674215108 871 18536 SH SOLE 18536 0 0 Occidental Petroleum Corp. COM 674599105 1826 19200 SH SOLE 19200 0 0 Oceaneering International, Inc. COM 675232102 2570 32580 SH SOLE 20988 0 11592 Och-Ziff Capital Management Group COM 67551U105 6833 461719 SH SOLE 0 0 461719 Ocwen Financial Corp COM 675746309 4069 73384 SH SOLE 11512 0 61872 OILTANKING PARTNERS LP COM 678049107 2408 38800 SH SOLE 0 0 38800 Old Dominion Freight Line COM 679580100 6043 113968 SH SOLE 87173 0 26795 On Assignment, Inc. COM 682159108 5823 166761 SH SOLE 115062 0 51699 ONEOK Inc. COM 682680103 8407 135200 SH SOLE 0 0 135200 Orbital Sciences Corp COM 685564106 4101 176016 SH SOLE 113455 0 62561 Orion Energy Systems Inc COM 686275108 318 46765 SH SOLE 8079 0 38686 Oxford Immunotec Global PLC ADR G6855A103 1997 103023 SH SOLE 59607 0 43416 Oxford Industries Inc. COM 691497309 5737 71118 SH SOLE 51186 0 19932 Pacer International, Inc. COM 69373H106 3048 369057 SH SOLE 213490 0 155567 Palo Alto Networks, Inc. COM 697435105 879 15300 SH SOLE 3719 0 11581 Parkway Properties Inc COM 70159Q104 2389 123843 SH SOLE 0 0 123843 Patrick Industries, Inc. COM 703343103 3652 126253 SH SOLE 73030 0 53223 Pattern Energy Group Inc COM 70338P100 5250 173200 SH SOLE 0 0 173200 PDF Solutions COM 693282105 4221 164762 SH SOLE 83349 0 81413 Pharmacyclics, Inc. COM 716933106 7321 69209 SH SOLE 46609 0 22600 Plains All American Pipeline LP COM 726503105 7997 154470 SH SOLE 0 0 154470 Polyone Corporation COM 73179P106 4488 126969 SH SOLE 83164 0 43805 Popeyes Louisiana Kitchen Inc COM 732872106 3779 98149 SH SOLE 63269 0 34880 Powell Industries, Inc. COM 739128106 2320 34632 SH SOLE 20035 0 14597 Power Solutions International COM 73933G202 6399 85200 SH SOLE 46338 0 38862 PowerSecure International, Inc. COM 73936N105 6306 367240 SH SOLE 101236 0 266004 PRIMORIS SERVICES CORP COM 74164F103 8859 284588 SH SOLE 187307 0 97281 Proofpoint, Inc. COM 743424103 13734 414047 SH SOLE 271672 0 142375 Pros Holdings, Inc. COM 74346Y103 12895 323172 SH SOLE 206460 0 116712 PUT/TLT @ 98 EXP 03/22/2014 PUT 464287432 21 187 SH Put SOLE 0 0 187 QEP MIDSTREAM PARTNERS LP COM 74735R115 2405 103576 SH SOLE 0 0 103576 Qihoo 360 Technology Co., Ltd. - ADR ADR 74734M109 1499 18266 SH SOLE 11765 0 6501 QIWI PLC - SP ADR ADR 74735M108 12541 223938 SH SOLE 71874 0 152064 QTS REALTY TRUST INC-CL A COM 74736A103 3542 142925 SH SOLE 0 0 142925 Quaker Chemical Corp. COM 747316107 1959 25413 SH SOLE 14693 0 10720 Qualcomm, Inc. COM 747525103 1482 19961 SH SOLE 15220 0 4741 Quanta Services, Inc. COM 74762E102 2254 71426 SH SOLE 24818 0 46608 Quantum Fuel Systems Technologies Worldwide, Inc. COM 74765E307 2534 324878 SH SOLE 188047 0 136831 Qunar Cayman Islands, Ltd. - ADR ADR 74906P104 1401 52816 SH SOLE 52816 0 0 Rally Software Development - C COM 751198102 1672 85941 SH SOLE 49778 0 36163 Receptos, Inc. COM 756207106 1797 61996 SH SOLE 35843 0 26153 REED'S INC COM 758338107 4853 608132 SH SOLE 11540 0 596592 Regal Entertainment Group - A COM 758766109 4169 214350 SH SOLE 0 0 214350 Rentrak Corp. COM 760174102 3259 86020 SH SOLE 49866 0 36154 Repros Therapeutics, Inc. COM 76028H209 1267 69221 SH SOLE 40041 0 29180 Responsys, Inc. COM 761248103 2514 91733 SH SOLE 13453 0 78280 Restoration Hardware Holdings, Inc. COM 761283100 11162 165847 SH SOLE 106083 0 59764 Ringcentral, Inc. - A COM 76680R206 9321 507370 SH SOLE 361065 0 146305 RLJ LODGING TRUST COM 74965L101 2585 106277 SH SOLE 0 0 106277 Rocket Fuel, Inc. COM 773111109 1488 24200 SH SOLE 7294 0 16906 Roper Industries, Inc. COM 776696106 8028 57888 SH SOLE 44358 0 13530 Rosetta Resources, Inc. COM 777779307 1873 38989 SH SOLE 13432 0 25557 Ross Stores, Inc. COM 778296103 8393 112013 SH SOLE 102089 0 9924 RPC Inc. COM 749660106 307 17200 SH SOLE 6148 0 11052 RTI International Metals COM 74973W107 638 18658 SH SOLE 4521 0 14137 Ruckus Wireless, Inc. COM 781220108 430 30000 SH SOLE 0 0 30000 SABRA HEALTH CARE REIT INC COM 78573L106 772 29542 SH SOLE 0 0 29542 Safe Bulkers, Inc. ADR Y7388L103 3867 371792 SH SOLE 189649 0 182143 Salesforce.com, Inc. COM 79466L302 9554 173119 SH SOLE 144950 0 28169 Sangamo Biosciences, Inc. COM 800677106 2202 158498 SH SOLE 91608 0 66890 Sapiens International Corp. ADR N7716A100 1086 140849 SH SOLE 0 0 140849 Schlumberger, Ltd. COM 806857108 23443 260157 SH SOLE 248836 0 11321 Sciquest, Inc. COM 80908T101 2360 82865 SH SOLE 47935 0 34930 Scorpio Tankers, Inc. ADR Y7542C106 3068 260221 SH SOLE 52032 0 208189 Seadrill, Ltd. ADR G7945E105 1572 38265 SH SOLE 8450 0 29815 SEMGROUP CORP-CLASS A COM 81663A105 3939 60383 SH SOLE 0 0 60383 Sensata Technologies Holding NV ADR N7902X106 9987 257586 SH SOLE 228614 0 28972 Servicenow, Inc. COM 81762P102 12175 217377 SH SOLE 183497 0 33880 Shoretel, Inc. COM 825211105 4832 520647 SH SOLE 250315 0 270332 SHUTTERSTOCK INC COM 825690100 3212 38413 SH SOLE 28562 0 9851 SIGMA LABS INC COM 826598104 1943 10791801 SH SOLE 498369 0 10293432 Simon Property Group Inc. COM 828806109 6953 45695 SH SOLE 0 0 45695 SL Green Realty CP COM 78440X101 1504 16276 SH SOLE 0 0 16276 Sohu.com, Inc. ADR 83408W103 7767 106503 SH SOLE 94980 0 11523 Solarcity Corp. COM 83416T100 6563 115504 SH SOLE 72371 0 43133 Soufun Holdings, Ltd. - ADR ADR 836034108 8964 108778 SH SOLE 61362 0 47416 Spdr DJ Wilshire Intl Real E COM 78463X863 531 12889 SH SOLE 0 0 12889 SPDR S&P 500 ETF TRUST PUT 78462F953 4931 26700 SH Put SOLE 0 0 26700 Spectranetics Corp. COM 84760C107 11151 446038 SH SOLE 257510 0 188528 Spirit Airlines, Inc. COM 848577102 1121 24688 SH SOLE 5292 0 19396 SPIRIT REALTY CAPITAL INC COM 84860W102 5599 569560 SH SOLE 0 0 569560 Splunk, Inc. COM 848637104 2069 30136 SH SOLE 16303 0 13833 Sprouts Farmers Market, Inc. COM 85208M102 2719 70746 SH SOLE 36650 0 34096 Sps Commerce, Inc. COM 78463M107 10897 166875 SH SOLE 90380 0 76495 SS & C Tech Inc COM 78467J100 2527 57090 SH SOLE 36795 0 20295 Staar Surgical Co. COM 852312305 2814 173835 SH SOLE 100609 0 73226 Star Bulk Carriers Corp ADR Y8162K121 1340 100506 SH SOLE 0 0 100506 Starbucks Corp. COM 855244109 4936 62972 SH SOLE 45264 0 17708 Starwood Hotels & Resorts Worldwide COM 85590A401 1369 17234 SH SOLE 1981 0 15253 STARWOOD PROPERTY TRUST INC COM 85571B105 7681 277282 SH SOLE 0 0 277282 Stein Mart, Inc. COM 858375108 1669 124055 SH SOLE 71733 0 52322 Stemline Therapeutics, Inc. COM 85858C107 1848 94273 SH SOLE 54545 0 39728 Stock Building Supply Holding COM 86101X104 2767 151882 SH SOLE 78864 0 73018 Stratasys, Ltd. ADR M85548101 15256 113262 SH SOLE 67106 0 46156 STRATEGIC HOTELS & RESORTS I COM 86272T106 998 105645 SH SOLE 0 0 105645 SunEdison Inc COM 86732Y109 272 20838 SH SOLE 3861 0 16977 SUNGY MOBILE LTD ADR 86737M100 613 29855 SH SOLE 4422 0 25433 SUNOCO LOGISTICS PARTNERS LP COM 86764L108 9035 119696 SH SOLE 0 0 119696 Sunpower Corp COM 867652406 358 12005 SH SOLE 1864 0 10141 SUNPOWER CORPORATION 4.5% 03/15/2015 CNV 867652AE9 12376 8836000 PRN SOLE 0 0 8836000 SUSSER HOLDINGS CORP COM 869233106 2617 39954 SH SOLE 24086 0 15868 Synergy Resources Corp. COM 87164P103 7636 824635 SH SOLE 458873 0 365762 Tableau Software, Inc. COM 87336U105 12756 185063 SH SOLE 112989 0 72074 Taiwan Semiconductor Mfg. Co., Ltd. - SP ADR ADR 874039100 20235 1160238 SH SOLE 1109117 0 51121 Targa Resources Corp. COM 87612G101 8751 99256 SH SOLE 0 0 99256 TARGA RESOURCES PARTNERS LP COM 87611X105 4425 84611 SH SOLE 0 0 84611 Taser International, Inc. COM 87651B104 2001 125997 SH SOLE 72852 0 53145 Telekomunikasi Indonesia - SP ADR ADR 715684106 8431 235172 SH SOLE 225031 0 10141 TESARO INC COM 881569107 1351 47857 SH SOLE 30838 0 17019 Tesla Motors, Inc. COM 88160R101 6330 42095 SH SOLE 21281 0 20814 Tetralogic?Pharmaceuticals?Corp. - C COM 88165U109 2954 310301 SH SOLE 206942 0 103359 Texas Capital Bancshares Inc COM 88224Q107 1666 26781 SH SOLE 9034 0 17747 Texas Roadhouse Inc-class A COM 882681109 1026 36904 SH SOLE 12385 0 24519 Towers Watson & Co. - A COM 891894107 6702 52518 SH SOLE 30464 0 22054 TRANSITION THERAPEUTICS INC ADR 893716209 348 61098 SH SOLE 0 0 61098 TREX COMPANY INC COM 89531P105 3935 49483 SH SOLE 34410 0 15073 TRI POINTE HOMES INC COM 87265H109 5672 284606 SH SOLE 25078 0 259528 Triangle Petroleum Corp. COM 89600B201 2708 325468 SH SOLE 143675 0 181793 Trimble Navigation Ltd. COM 896239100 375 10800 SH SOLE 3862 0 6938 Trina Solar, Ltd. - ADR ADR 89628E104 303 22195 SH SOLE 3443 0 18752 Tsakos Energy Navigation Ltd ADR G9108L108 150 25006 SH SOLE 0 0 25006 Tucows,?Inc.?-? A ADR 898697206 1353 96648 SH SOLE 55985 0 40663 Tuesday Morning Corp. COM 899035505 7296 457152 SH SOLE 304206 0 152946 Twitter, Inc. COM 90184L102 1381 21690 SH SOLE 17169 0 4521 Tyler Technologies, Inc. COM 902252105 2809 27509 SH SOLE 6791 0 20718 Ultimate Software Group, Inc. COM 90385D107 6585 42976 SH SOLE 26836 0 16140 Unilife?Corp. COM 90478E103 1553 352939 SH SOLE 204258 0 148681 United Rentals, Inc. COM 911363109 2230 28604 SH SOLE 22160 0 6444 Uranium Resources Inc. COM 916901606 227 74901 SH SOLE 0 0 74901 US Ecology Inc COM 91732J102 572 15414 SH SOLE 4982 0 10432 US Silica Holdings, Inc. COM 90346E103 6768 198422 SH SOLE 145936 0 52486 USA TECHNOLOGIES INC COM 90328S500 579 320002 SH SOLE 0 0 320002 USG Corp. COM 903293405 1704 60051 SH SOLE 20700 0 39351 Valero Energy Corp. COM 91913Y100 10257 203508 SH SOLE 166334 0 37174 VANGUARD NATURAL RESOURCES COM 92205F106 772 26166 SH SOLE 0 0 26166 Veeva Systems, Inc. - A COM 922475108 482 15000 SH SOLE 21000 0 6000 Vipshop Holdings, Ltd. - ADR ADR 92763W103 57544 687668 SH SOLE 392274 0 295394 Virtusa Corp. COM 92827P102 2054 53924 SH SOLE 31170 0 22754 Visa, Inc. - A COM 92826C839 11392 51157 SH SOLE 44387 0 6770 VITAMIN SHOPPE INC COM 92849E101 878 16883 SH SOLE 3949 0 12934 Vornado Realty Trust COM 929042109 4736 53341 SH SOLE 0 0 53341 Wabash National Corp. COM 929566107 3495 282960 SH SOLE 174590 0 108370 Wabco Holdings, Inc. COM 92927K102 3288 35195 SH SOLE 20814 0 14381 Westel Technologies Inc. - A COM 957541105 990 244397 SH SOLE 30637 0 213760 WESTERN GAS EQUITY PARTNERS COM 95825R103 4700 118957 SH SOLE 0 0 118957 WESTERN GAS PARTNERS LP COM 958254104 7262 117716 SH SOLE 0 0 117716 WESTERN REFINING LOGISTICS L COM 95931Q205 1524 58900 SH SOLE 0 0 58900 Whirlpool Corp. COM 963320106 12165 77555 SH SOLE 61366 0 16189 Whiting Petroleum Corp. COM 966387102 1923 31074 SH SOLE 10713 0 20361 Winnebago Industries, Inc. COM 974637100 5664 206329 SH SOLE 113469 0 92860 Wisdomtree Middle East Dvd COM 97717X305 808 40394 SH SOLE 0 0 40394 Wix.com, Ltd. ADR M98068105 2230 83049 SH SOLE 52298 0 30751 Workday, Inc. - A COM 98138H101 5259 63236 SH SOLE 33953 0 29283 World Wrestling Entertainment, Inc. COM 98156Q108 5446 328462 SH SOLE 232320 0 96142 Xoma Corp. COM 98419J107 12679 1883994 SH SOLE 1244664 0 639330 Xoom Corp. COM 98419Q101 14392 525825 SH SOLE 331363 0 194462 Yandex NV ADR N97284108 30196 699794 SH SOLE 607938 0 91856 Yelp, Inc. COM 985817105 2345 34010 SH SOLE 18936 0 15074 Yum! Brands, Inc. COM 988498101 7805 103233 SH SOLE 96599 0 6634 Zale Corp. COM 988858106 3017 191320 SH SOLE 110660 0 80660 Zeltiq Aesthetics, Inc. COM 98933Q108 12273 649020 SH SOLE 341610 0 307410 ZOGENIX INC COM 98978L105 385 111999 SH SOLE 0 0 111999