0000938077-20-000001.txt : 20200127
0000938077-20-000001.hdr.sgml : 20200127
20200127152143
ACCESSION NUMBER: 0000938077-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200127
DATE AS OF CHANGE: 20200127
EFFECTIVENESS DATE: 20200127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER ADVISORS, LP
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 20549312
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DOLIVER CAPITAL ADVISORS, LP
DATE OF NAME CHANGE: 20170510
FORMER COMPANY:
FORMER CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
DATE OF NAME CHANGE: 20050808
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000938077
XXXXXXXX
12-31-2019
12-31-2019
DOLIVER ADVISORS, LP
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Charley Ward
Chief Compliance Officer
7139170022
Charley Ward
Houston
TX
01-27-2020
0
149
252897
false
INFORMATION TABLE
2
Doliver13F2019Q4.xml
2019Q413F
3M CO
COM
88579Y101
353
2000
SH
SOLE
0
0
2000
ABBOTT LABS
COM
002824100
601
6919
SH
SOLE
0
0
6919
ABBVIE INC
COM
00287Y109
1248
14091
SH
SOLE
0
0
14091
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
173
26688
SH
SOLE
0
0
26688
ABERDEEN INCOME CR STRATEGIE
COM
003057106
363
31573
SH
SOLE
0
0
31573
ADAM NAT RES FD INC
COM
00548F105
180
10959
SH
SOLE
0
0
10959
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
161
10189
SH
SOLE
0
0
10189
ADOBE INC
COM
00724F101
2134
6471
SH
SOLE
0
0
6471
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2899
13670
SH
SOLE
0
0
13670
ALLEGIANCE BANCSHARES INC
COM
01748H107
373
9929
SH
SOLE
0
0
9929
ALLIANZGI CONV INCOME FD II
COM
018825109
332
64779
SH
SOLE
0
0
64779
ALPHABET INC
CAP STK CL C
02079K107
3934
2942
SH
SOLE
0
0
2942
ALTRIA GROUP INC
COM
02209S103
2286
45802
SH
SOLE
0
0
45802
AMAZON COM INC
COM
023135106
2435
1318
SH
SOLE
0
0
1318
AMGEN INC
COM
031162100
331
1372
SH
SOLE
0
0
1372
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
323
3935
SH
SOLE
0
0
3935
APPLE INC
COM
037833100
1783
6073
SH
SOLE
0
0
6073
AT&T INC
COM
00206R102
345
8835
SH
SOLE
0
0
8835
BLACKROCK ENHANCED GBL DIV T
COM
092501105
132
12029
SH
SOLE
0
0
12029
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
092524107
121
20464
SH
SOLE
0
0
20464
BLACKROCK INC
COM
09247X101
1373
2731
SH
SOLE
0
0
2731
BLACKROCK RES & COMM STRAT T
SHS
09257A108
159
19654
SH
SOLE
0
0
19654
BLACKSTONE GROUP INC
COM CL A
09260D107
207
3707
SH
SOLE
0
0
3707
BNY MELLON HIGH YIELD STRATE
SH BEN INT
09660L105
73
23478
SH
SOLE
0
0
23478
BOOKING HLDGS INC
COM
09857L108
364
177
SH
SOLE
0
0
177
BRISTOL MYERS SQUIBB CO
COM
110122108
218
3403
SH
SOLE
0
0
3403
BROADCOM INC
COM
11135F101
310
980
SH
SOLE
0
0
980
CAPITAL ONE FINL CORP
COM
14040H105
330
3210
SH
SOLE
0
0
3210
CBRE CLARION GLOBAL REAL EST
COM
12504G100
138
17194
SH
SOLE
0
0
17194
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461100
387
61074
SH
SOLE
0
0
61074
CHART INDS INC
COM PAR $0.01
16115Q308
347
5135
SH
SOLE
0
0
5135
CHARTER COMMUNICATIONS INC N
CL A
16119P108
1826
3764
SH
SOLE
0
0
3764
CHEVRON CORP NEW
COM
166764100
933
7740
SH
SOLE
0
0
7740
CISCO SYS INC
COM
17275R102
416
8683
SH
SOLE
0
0
8683
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P100
167
19892
SH
SOLE
0
0
19892
CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q108
165
19192
SH
SOLE
0
0
19192
CME GROUP INC
COM
12572Q105
915
4557
SH
SOLE
0
0
4557
COCA COLA CO
COM
191216100
862
15569
SH
SOLE
0
0
15569
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
2532
96649
SH
SOLE
0
0
96649
COMCAST CORP NEW
CL A
20030N101
3184
70800
SH
SOLE
0
0
70800
CREDIT SUISSE ASSET MGMT INC
COM
224916106
36
11132
SH
SOLE
0
0
11132
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
99
39771
SH
SOLE
0
0
39771
CVS HEALTH CORP
COM
126650100
503
6776
SH
SOLE
0
0
6776
DEVON ENERGY CORP NEW
COM
25179M103
244
9402
SH
SOLE
0
0
9402
DIAGEO P L C
SPON ADR NEW
25243Q205
302
1796
SH
SOLE
0
0
1796
DISNEY WALT CO
COM DISNEY
254687106
629
4346
SH
SOLE
0
0
4346
DIVERSIFIED RSTRNT HLDGS INC
COM
25532M105
23
21890
SH
SOLE
0
0
21890
DIVIDEND & INCOME FUND
COM NEW
25538A204
636
47251
SH
SOLE
0
0
47251
DUFF & PHELPS SLT ENGY AND M
COM
26433F108
283
74014
SH
SOLE
0
0
74014
DUKE ENERGY CORP NEW
COM NEW
26441C204
266
2915
SH
SOLE
0
0
2915
EATON CORP PLC
SHS
G29183103
347
3667
SH
SOLE
0
0
3667
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
97
15096
SH
SOLE
0
0
15096
ELECTRONIC ARTS INC
COM
285512109
2359
21942
SH
SOLE
0
0
21942
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
643
50118
SH
SOLE
0
0
50118
ENTERPRISE PRODS PARTNERS L
COM
293792107
1590
56447
SH
SOLE
0
0
56447
EXXON MOBIL CORP
COM
30231G102
93583
1341116
SH
SOLE
0
0
1341116
FACEBOOK INC
CL A
30303M102
3368
16408
SH
SOLE
0
0
16408
FEDEX CORP
COM
31428X106
440
2912
SH
SOLE
0
0
2912
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
300
38030
SH
SOLE
0
0
38030
FIRST FINL BANKSHARES
COM
32020R109
2513
71592
SH
SOLE
0
0
71592
FIRST SOLAR INC
COM
336433107
213
3810
SH
SOLE
0
0
3810
FIRST TRUST SPECIALTY FINANC
COM BEN INTR
33733G109
150
25114
SH
SOLE
0
0
25114
FORD MTR CO DEL
COM
345370860
102
11000
SH
SOLE
0
0
11000
FRANKLIN UNVL TR
SH BEN INT
355145103
127
16346
SH
SOLE
0
0
16346
GABELLI DIVD & INCOME TR
COM
36242H104
1077
49053
SH
SOLE
0
0
49053
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
173
15021
SH
SOLE
0
0
15021
GENERAL ELECTRIC CO
COM
369604103
187
16795
SH
SOLE
0
0
16795
GENERAL MLS INC
COM
370334104
214
3990
SH
SOLE
0
0
3990
GOLDMAN SACHS MLP ENERGY REN
COM
38148G107
232
54005
SH
SOLE
0
0
54005
GOLDMAN SACHS MLP INC OPP FD
COM SHS
38147W103
98
16105
SH
SOLE
0
0
16105
HANCOCK JOHN INV TRUST
TAX ADV GLB SH
41013P749
82
11559
SH
SOLE
0
0
11559
HENRY JACK & ASSOC INC
COM
426281101
795
5456
SH
SOLE
0
0
5456
HIGH INCOME SECS FD
SHS BEN INT
42968F108
102
11386
SH
SOLE
0
0
11386
HOME DEPOT INC
COM
437076102
315
1443
SH
SOLE
0
0
1443
HONEYWELL INTL INC
COM
438516106
221
1250
SH
SOLE
0
0
1250
INDEPENDENT BK GROUP INC
COM
45384B106
1717
30972
SH
SOLE
0
0
30972
INTEL CORP
COM
458140100
776
12969
SH
SOLE
0
0
12969
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1874
20246
SH
SOLE
0
0
20246
INTUITIVE SURGICAL INC
COM NEW
46120E602
3013
5097
SH
SOLE
0
0
5097
INVESCO DYNAMIC CR OPP FD
COM
46132R104
122
10766
SH
SOLE
0
0
10766
INVESCO HIGH INCOME TR II
COM
46131F101
156
10905
SH
SOLE
0
0
10905
INVESCO QQQ TR
UNIT SER 1
46090E103
239
1126
SH
SOLE
0
0
1126
INVESCO SR INCOME TR
COM
46131H107
120
27932
SH
SOLE
0
0
27932
ISHARES TR
CORE S&P US GWT
464287671
17926
265014
SH
SOLE
0
0
265014
ISHARES TR
CORE S&P500 ETF
464287200
40572
125517
SH
SOLE
0
0
125517
ISHARES TR
CORE S&P TTL STK
464287150
1465
20160
SH
SOLE
0
0
20160
ISHARES TR
SELECT DIVID ETF
464287168
217
2051
SH
SOLE
0
0
2051
ISHARES TR
RUSSELL 2000 ETF
464287655
213
1288
SH
SOLE
0
0
1288
JD COM INC
SPON ADR CL A
47215P106
1732
49154
SH
SOLE
0
0
49154
JOHNSON & JOHNSON
COM
478160104
1307
8959
SH
SOLE
0
0
8959
JPMORGAN CHASE & CO
COM
46625H100
915
6564
SH
SOLE
0
0
6564
KELLOGG CO
COM
487836108
252
3641
SH
SOLE
0
0
3641
LOCKHEED MARTIN CORP
COM
539830109
565
1451
SH
SOLE
0
0
1451
MADISON CVRED CALL & EQ STR
COM
557437100
108
16329
SH
SOLE
0
0
16329
MASTERCARD INC
CL A
57636Q104
1733
5804
SH
SOLE
0
0
5804
MCDONALDS CORP
COM
580135101
402
2034
SH
SOLE
0
0
2034
MEDTRONIC PLC
SHS
G5960L103
500
4405
SH
SOLE
0
0
4405
MERCK & CO INC
COM
58933Y105
523
5748
SH
SOLE
0
0
5748
MOLSON COORS BREWING CO
CL B
60871R209
306
5683
SH
SOLE
0
0
5683
MPLX LP
COM UNIT REP LTD
55336V100
276
10821
SH
SOLE
0
0
10821
NORFOLK SOUTHERN CORP
COM
655844108
388
2000
SH
SOLE
0
0
2000
NUVEEN ALL CAP ENE MLP OPPO
COM
67075E108
73
13797
SH
SOLE
0
0
13797
NUVEEN FLOATING RATE INCOME
COM
67072T108
125
12237
SH
SOLE
0
0
12237
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
105
10481
SH
SOLE
0
0
10481
NUVEEN SR INCOME FD
COM
67067Y104
119
19962
SH
SOLE
0
0
19962
NVIDIA CORP
COM
67066G104
1939
8242
SH
SOLE
0
0
8242
PAYPAL HLDGS INC
COM
70450Y103
1274
11780
SH
SOLE
0
0
11780
PEPSICO INC
COM
713448108
361
2645
SH
SOLE
0
0
2645
PFIZER INC
COM
717081103
301
7685
SH
SOLE
0
0
7685
PHILIP MORRIS INTL INC
COM
718172109
2282
26818
SH
SOLE
0
0
26818
PIONEER FLOATING RATE TR
COM
72369J102
115
10460
SH
SOLE
0
0
10460
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
217
11798
SH
SOLE
0
0
11798
PROCTER & GAMBLE CO
COM
742718109
522
4182
SH
SOLE
0
0
4182
PRUDENTIAL FINL INC
COM
744320102
260
2775
SH
SOLE
0
0
2775
PUBLIC STORAGE
COM
74460D109
260
1220
SH
SOLE
0
0
1220
RMR REAL ESTATE INCOME FUND
COM
76970B101
291
14386
SH
SOLE
0
0
14386
ROYCE MICRO-CAP TR INC
COM
780915104
173
20283
SH
SOLE
0
0
20283
SIMON PPTY GROUP INC NEW
COM
828806109
242
1627
SH
SOLE
0
0
1627
SINA CORP
ORD
G81477104
285
7133
SH
SOLE
0
0
7133
SONY CORP
SPONSORED ADR
835699307
200
2948
SH
SOLE
0
0
2948
SPDR GOLD TRUST
GOLD SHS
78463V107
310
2168
SH
SOLE
0
0
2168
SPDR S&P 500 ETF TR
TR UNIT
78462F103
33
5500
SH
Put
SOLE
0
0
5500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7
5500
SH
Put
SOLE
0
0
5500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1
1000
SH
Put
SOLE
0
0
1000
SPROTT FOCUS TR INC
COM
85208J109
131
17775
SH
SOLE
0
0
17775
STAR GROUP L P
UNIT LTD PARTNR
85512C105
95
10000
SH
SOLE
0
0
10000
STARBUCKS CORP
COM
855244109
364
4142
SH
SOLE
0
0
4142
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
1804
86422
SH
SOLE
0
0
86422
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
468
26870
SH
SOLE
0
0
26870
UGI CORP NEW
COM
902681105
253
5595
SH
SOLE
0
0
5595
UNITED TECHNOLOGIES CORP
COM
913017109
460
3073
SH
SOLE
0
0
3073
UNITEDHEALTH GROUP INC
COM
91324P102
3022
10281
SH
SOLE
0
0
10281
V F CORP
COM
918204108
247
2475
SH
SOLE
0
0
2475
VAIL RESORTS INC
COM
91879Q109
476
1983
SH
SOLE
0
0
1983
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1193
14226
SH
SOLE
0
0
14226
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
572
6555
SH
SOLE
0
0
6555
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
285
2837
SH
SOLE
0
0
2837
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
570
10076
SH
SOLE
0
0
10076
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
239
808
SH
SOLE
0
0
808
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
237
2931
SH
SOLE
0
0
2931
VERISK ANALYTICS INC
COM
92345Y106
930
6226
SH
SOLE
0
0
6226
VISA INC
COM CL A
92826C839
3179
16917
SH
SOLE
0
0
16917
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
172
16459
SH
SOLE
0
0
16459
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
1768
285685
SH
SOLE
0
0
285685
VOYA INTL HIGH DIVID EQTY IN
COM
92912Y109
154
28460
SH
SOLE
0
0
28460
VOYA NAT RES EQUITY INCOME F
COM
92913C106
608
147505
SH
SOLE
0
0
147505
VOYA PRIME RATE TR
SH BEN INT
92913A100
97
19408
SH
SOLE
0
0
19408
WELLS FARGO CO NEW
COM
949746101
381
7090
SH
SOLE
0
0
7090
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
86
10205
SH
SOLE
0
0
10205
WESTERN ASSET HIGH INCM FD I
COM
95766J102
117
17414
SH
SOLE
0
0
17414
WESTERN ASSET HIGH INCM OPP
COM
95766K109
169
33343
SH
SOLE
0
0
33343
WESTERN AST INFL LKD OPP & I
COM
95766R104
187
16218
SH
SOLE
0
0
16218