0000938077-17-000002.txt : 20170207 0000938077-17-000002.hdr.sgml : 20170207 20170207120355 ACCESSION NUMBER: 0000938077-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 17577903 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 12-31-2016 12-31-2016 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. McBride Houston TX 02-07-2017 0 221 117749 false INFORMATION TABLE 2 13F2016Q4Holdings.xml 4Q2016 Aberdeen Asia-Pacific Income F Common 003009107 1185 255935 SH SOLE 0 0 255935 Aberdeen Australia Equity Fund Common 003011103 63 11566 SH SOLE 0 0 11566 Aberdeen Chile Fund Inc Common 00301W105 244 40913 SH SOLE 0 0 40913 Aberdeen Global Income Fund In Common 003013109 136 17047 SH SOLE 0 0 17047 Aberdeen Greater China Fund In Common 003031101 116 13288 SH SOLE 0 0 13288 Aberdeen Indonesia Fund Inc/Th Common 00305P106 105 16487 SH SOLE 0 0 16487 Aberdeen Japan Equity Fund Inc Common 00306J109 113 15371 SH SOLE 0 0 15371 Aberdeen Singapore Fund Inc Common 003244100 452 52227 SH SOLE 0 0 52227 Adams Diversified Equity Fund Common 006212104 2107 165767 SH SOLE 0 0 165767 Advent/Claymore Enhanced Growt Common 00765E104 426 51344 SH SOLE 0 0 51344 Alliance California Municipal Common 018546101 513 38742 SH SOLE 0 0 38742 AllianceBernstein Global High Common 01879R106 469 37290 SH SOLE 0 0 37290 AllianzGI Convertible & Income Common 018828103 295 46185 SH SOLE 0 0 46185 Alpine Global Premier Properti Common 02083A103 1789 348721 SH SOLE 0 0 348721 Alpine Total Dynamic Dividend Common 021060207 85 11162 SH SOLE 0 0 11162 Apollo Senior Floating Rate Fu Common 037636107 899 51648 SH SOLE 0 0 51648 Apollo Tactical Income Fund In Common 037638103 299 19313 SH SOLE 0 0 19313 Ares Dynamic Credit Allocation Common 04014F102 322 21378 SH SOLE 0 0 21378 Asia Pacific Fund Inc/The Common 044901106 98 10078 SH SOLE 0 0 10078 Avenue Income Credit Strategie Common 05358E106 929 69135 SH SOLE 0 0 69135 Barings Global Short Duration Common 06760L100 288 14985 SH SOLE 0 0 14985 BlackRock California Municipal Common 09248E102 722 49844 SH SOLE 0 0 49844 BlackRock Core Bond Trust Common 09249E101 1046 80381 SH SOLE 0 0 80381 BlackRock Corporate High Yield Common 09255P107 1373 126740 SH SOLE 0 0 126740 BlackRock Debt Strategies Fund Common 09255R202 2517 221979 SH SOLE 0 0 221979 BlackRock Energy and Resources Common 09250U101 246 17063 SH SOLE 0 0 17063 BlackRock Enhanced Capital and Common 09256A109 458 33437 SH SOLE 0 0 33437 BlackRock Global Opportunities Common 092501105 554 47895 SH SOLE 0 0 47895 BlackRock Health Sciences Trus Common 09250W107 356 11224 SH SOLE 0 0 11224 BlackRock Income Trust Inc Common 09247F100 209 32947 SH SOLE 0 0 32947 BlackRock International Growth Common 092524107 592 107487 SH SOLE 0 0 107487 BlackRock Multi-Sector Income Common 09258A107 931 56515 SH SOLE 0 0 56515 BlackRock Muni New York Interm Common 09255F109 314 23155 SH SOLE 0 0 23155 BlackRock MuniAssets Fund Inc Common 09254J102 405 30029 SH SOLE 0 0 30029 BlackRock Municipal 2020 Term Common 09249X109 464 30533 SH SOLE 0 0 30533 BlackRock Municipal Income Qua Common 092479104 171 12291 SH SOLE 0 0 12291 BlackRock Municipal Income Tru Common 09248F109 264 19095 SH SOLE 0 0 19095 BlackRock MuniEnhanced Fund In Common 09253Y100 625 55447 SH SOLE 0 0 55447 BlackRock MuniHoldings Califor Common 09254L107 174 12319 SH SOLE 0 0 12319 BlackRock MuniHoldings New Jer Common 09254X101 150 10780 SH SOLE 0 0 10780 BlackRock MuniVest Fund Inc Common 09253R105 315 32788 SH SOLE 0 0 32788 BlackRock MuniYield Arizona Fu Common 09254K109 246 16971 SH SOLE 0 0 16971 BlackRock MuniYield Michigan Q Common 09254V105 149 10981 SH SOLE 0 0 10981 BlackRock MuniYield New York Q Common 09255E102 542 42685 SH SOLE 0 0 42685 BlackRock MuniYield Quality Fu Common 09254F100 537 36495 SH SOLE 0 0 36495 BlackRock MuniYield Quality Fu Common 09254E103 519 38053 SH SOLE 0 0 38053 BlackRock MuniYield Quality Fu Common 09254G108 165 12869 SH SOLE 0 0 12869 BlackRock New York Municipal I Common 09248L106 222 15954 SH SOLE 0 0 15954 BlackRock Resources & Commodit Common 09257A108 245 29595 SH SOLE 0 0 29595 Blackrock Science & Technology Common 09258G104 221 12303 SH SOLE 0 0 12303 BlackRock Taxable Municipal Bo Common 09248X100 1257 58203 SH SOLE 0 0 58203 Brookfield Real Assets Income Fund Common 112830104 1421 63694 SH SOLE 0 0 63694 Calamos Global Dynamic Income Common 12811L107 193 27625 SH SOLE 0 0 27625 Calamos Strategic Total Return Common 128125101 105 10200 SH SOLE 0 0 10200 CBRE Clarion Global Real Estat Common 12504G100 1947 266722 SH SOLE 0 0 266722 Center Coast MLP & Infrastruct Common 151461100 183 15295 SH SOLE 0 0 15295 Central Europe Russia and Turk Common 153436100 352 17131 SH SOLE 0 0 17131 China Fund Inc/The Common 169373107 414 27479 SH SOLE 0 0 27479 ClearBridge American Energy ML Common 184691103 414 45145 SH SOLE 0 0 45145 ClearBridge Energy MLP Fund In Common 184692101 812 52197 SH SOLE 0 0 52197 ClearBridge Energy MLP Opportu Common 18469P100 566 43141 SH SOLE 0 0 43141 ClearBridge Energy MLP Total R Common 18469Q108 411 32117 SH SOLE 0 0 32117 Clough Global Equity Fund Common 18914C100 496 44589 SH SOLE 0 0 44589 Clough Global Opportunities Fu Common 18914E106 1762 196921 SH SOLE 0 0 196921 Cohen & Steers Global Income B Common 19248M103 150 17540 SH SOLE 0 0 17540 Cohen & Steers Limited Duratio Common 19248C105 694 28260 SH SOLE 0 0 28260 Cohen & Steers Quality Income Common 19247L106 2392 195860 SH SOLE 0 0 195860 Cohen & Steers Total Return Re Common 19247R103 311 25738 SH SOLE 0 0 25738 Credit Suisse High Yield Bond Common 22544F103 323 121016 SH SOLE 0 0 121016 Delaware Investments Dividend Common 245915103 120 12071 SH SOLE 0 0 12071 Deutsche Global High Income Fu Common 25158V108 181 21768 SH SOLE 0 0 21768 Deutsche High Income Opportuni Common 25158Y102 873 60549 SH SOLE 0 0 60549 Diversified Real Asset Income Common 25533B108 1427 91509 SH SOLE 0 0 91509 Dividend and Income Fund Common 25538A204 1522 128427 SH SOLE 0 0 128427 DoubleLine Income Solutions Fu Common 258622109 1261 66394 SH SOLE 0 0 66394 DoubleLine Opportunistic Credi Common 258623107 1916 82932 SH SOLE 0 0 82932 Dreyfus High Yield Strategies Common 26200S101 205 60985 SH SOLE 0 0 60985 Dreyfus Municipal Bond Infrast Common 26203D101 589 48118 SH SOLE 0 0 48118 Dreyfus Strategic Municipal Bo Common 26202F107 749 93093 SH SOLE 0 0 93093 Duff & Phelps Global Utility I Common 26433C105 1382 89156 SH SOLE 0 0 89156 Duff & Phelps Select Energy ML Common 26433F108 309 40759 SH SOLE 0 0 40759 Duff & Phelps Utility and Corp Common 26432K108 177 18781 SH SOLE 0 0 18781 Eaton Vance California Municip Common 27828C106 185 15894 SH SOLE 0 0 15894 Eaton Vance California Municip Common 27826F101 145 11798 SH SOLE 0 0 11798 Eaton Vance Enhanced Equity In Common 278274105 585 47204 SH SOLE 0 0 47204 Eaton Vance Enhanced Equity In Common 278277108 246 19181 SH SOLE 0 0 19181 Eaton Vance Limited Duration I Common 27828H105 1257 91636 SH SOLE 0 0 91636 Eaton Vance Michigan Municipal Common 27826D106 258 20079 SH SOLE 0 0 20079 Eaton Vance Municipal Bond Fun Common 27827X101 269 21633 SH SOLE 0 0 21633 Eaton Vance Municipal Income T Common 27826U108 202 16073 SH SOLE 0 0 16073 Eaton Vance National Municipal Common 27829L105 206 9911 SH SOLE 0 0 9911 Eaton Vance New Jersey Municip Common 27826V106 160 13317 SH SOLE 0 0 13317 Eaton Vance New York Municipal Common 27826W104 370 28339 SH SOLE 0 0 28339 Eaton Vance Short Duration Div Common 27828V104 195 14079 SH SOLE 0 0 14079 Eaton Vance Tax Managed Global Common 27829C105 1095 108712 SH SOLE 0 0 108712 Eaton Vance Tax-Advantaged Div Common 27828G107 693 33742 SH SOLE 0 0 33742 Eaton Vance Tax-Managed Divers Common 27828N102 1212 117099 SH SOLE 0 0 117099 Eaton Vance Tax-Managed Global Common 27829F108 1398 174316 SH SOLE 0 0 174316 European Equity Fund Inc/The Common 298768102 98 12684 SH SOLE 0 0 12684 Fiduciary/Claymore MLP Opportu Common 31647Q106 511 34333 SH SOLE 0 0 34333 First Trust Aberdeen Emerging Common 33731K102 183 13136 SH SOLE 0 0 13136 First Trust Aberdeen Global Op Common 337319107 134 11989 SH SOLE 0 0 11989 First Trust Energy Infrastruct Common 33738C103 354 19606 SH SOLE 0 0 19606 First Trust MLP and Energy Inc Common 33739B104 455 28185 SH SOLE 0 0 28185 First Trust New Opportunities Common 33739M100 278 21637 SH SOLE 0 0 21637 Franklin Limited Duration Inco Common 35472T101 299 24790 SH SOLE 0 0 24790 Franklin Universal Trust Common 355145103 93 13974 SH SOLE 0 0 13974 Gabelli Convertible and Income Common 36240B109 70 14902 SH SOLE 0 0 14902 Gabelli Equity Trust Inc Common 362397101 143 25929 SH SOLE 0 0 25929 Gabelli Healthcare & WellnessR Common 36246K103 146 15420 SH SOLE 0 0 15420 Gabelli Multimedia Trust Inc Common 36239Q109 78 10700 SH SOLE 0 0 10700 GAMCO Global Gold Natural Reso Common 36465A109 2558 482593 SH SOLE 0 0 482593 GAMCO Natural Resources Gold & Common 36465E101 859 128781 SH SOLE 0 0 128781 GDL Fund/The Common 361570104 408 41448 SH SOLE 0 0 41448 General American Investors Co Common 368802104 833 26706 SH SOLE 0 0 26706 Goldman Sachs MLP Energy and R Common 38148G107 886 123166 SH SOLE 0 0 123166 Goldman Sachs MLP Income Oppor Common 38147W103 745 76692 SH SOLE 0 0 76692 Guggenheim Credit Allocation F Common 40168G108 441 19732 SH SOLE 0 0 19732 Guggenheim Taxable Municipal M Common 401664107 1377 64321 SH SOLE 0 0 64321 Herzfeld Caribbean Basin Fund Common 42804T106 249 37046 SH SOLE 0 0 37046 Invesco Advantage Municipal In Common 46132E103 356 31874 SH SOLE 0 0 31874 Invesco California Value Munic Common 46132H106 602 49590 SH SOLE 0 0 49590 Invesco Municipal Income Oppor Common 46132X101 484 67456 SH SOLE 0 0 67456 Invesco Pennsylvania Value Mun Common 46132K109 124 10197 SH SOLE 0 0 10197 Invesco Senior Income Trust Common 46131H107 52 11300 SH SOLE 0 0 11300 Invesco Trust for Investment G Common 46131T101 293 22054 SH SOLE 0 0 22054 Japan Smaller Capitalization F Common 47109U104 210 21606 SH SOLE 0 0 21606 John Hancock Financial Opportu Common 409735206 322 8865 SH SOLE 0 0 8865 KKR Income Opportunities Fund Common 48249T106 564 35159 SH SOLE 0 0 35159 Lazard World Dividend & Income Common 521076109 161 16206 SH SOLE 0 0 16206 Liberty All Star Equity Fund Common 530158104 1505 291672 SH SOLE 0 0 291672 Liberty All Star Growth Fund I Common 529900102 376 90003 SH SOLE 0 0 90003 Macquarie Global Infrastructur Common 55608D101 263 13327 SH SOLE 0 0 13327 Macquarie/First Trust Global I Common 55607W100 380 33281 SH SOLE 0 0 33281 Mexico Fund Inc/The Common 592835102 677 45025 SH SOLE 0 0 45025 MFS Charter Income Trust Common 552727109 247 29016 SH SOLE 0 0 29016 MFS Government Markets Income Common 552939100 267 52999 SH SOLE 0 0 52999 MFS High Income Municipal Trus Common 59318D104 106 21708 SH SOLE 0 0 21708 MFS Intermediate Income Trust Common 55273C107 340 76649 SH SOLE 0 0 76649 MFS Multimarket Income Trust Common 552737108 340 56151 SH SOLE 0 0 56151 MFS Municipal Income Trust Common 552738106 455 68571 SH SOLE 0 0 68571 Miller/Howard High Dividend Fu Common 600379101 196 15840 SH SOLE 0 0 15840 Morgan Stanley China A Share F Common 617468103 1137 66915 SH SOLE 0 0 66915 Morgan Stanley Emerging Market Common 617477104 512 71349 SH SOLE 0 0 71349 Neuberger Berman California In Common 64123C101 230 15994 SH SOLE 0 0 15994 Neuberger Berman High Yield St Common 64128C106 157 13454 SH SOLE 0 0 13454 Neuberger Berman Real Estate S Common 64190A103 440 81982 SH SOLE 0 0 81982 New Germany Fund Inc/The Common 644465106 268 20515 SH SOLE 0 0 20515 Nuveen All Cap Energy MLP Oppo Common 67075E108 121 11995 SH SOLE 0 0 11995 Nuveen AMT-Free Municipal Valu Common 670695105 290 17832 SH SOLE 0 0 17832 Nuveen Arizona Premium Income Common 67061W104 264 18890 SH SOLE 0 0 18890 Nuveen Build America Bond Fund Common 67074C103 1430 69317 SH SOLE 0 0 69317 Nuveen Build America Bond Oppo Common 67074Q102 234 11197 SH SOLE 0 0 11197 Nuveen California Quality Muni Common 67066Y105 1885 133303 SH SOLE 0 0 133303 Nuveen California Select Tax-F Common 67063R103 228 15515 SH SOLE 0 0 15515 Nuveen Connecticut Premium Inc Common 67060D107 250 20350 SH SOLE 0 0 20350 Nuveen Energy MLP Total Return Common 67074U103 207 15250 SH SOLE 0 0 15250 Nuveen Enhanced Municipal Valu Common 67074M101 378 26987 SH SOLE 0 0 26987 Nuveen Massachusetts Premium I Common 67061E104 140 10664 SH SOLE 0 0 10664 Nuveen Municipal High Income O Common 670682103 371 28920 SH SOLE 0 0 28920 Nuveen Municipal Value Fund In Common 670928100 1732 181217 SH SOLE 0 0 181217 Nuveen New Jersey Dividend Adv Common 67069Y102 369 28069 SH SOLE 0 0 28069 Nuveen New York Municipal Valu Common 67062M105 219 23144 SH SOLE 0 0 23144 Nuveen North Carolina Premium Common 67060P100 340 26259 SH SOLE 0 0 26259 Nuveen Pennsylvania Investment Common 670972108 160 12214 SH SOLE 0 0 12214 Nuveen Preferred & Income Term Common 67075A106 521 22720 SH SOLE 0 0 22720 Nuveen Preferred Securities In Common 67072C105 440 47234 SH SOLE 0 0 47234 Nuveen S&P 500 Buy-Write Incom Common 6706ER101 851 66895 SH SOLE 0 0 66895 Nuveen Select Maturities Munic Common 67061T101 235 24118 SH SOLE 0 0 24118 Nuveen Select Tax-Free Income2 Common 67063C106 260 19544 SH SOLE 0 0 19544 Nuveen Tax-Advantaged Total Re Common 67090H102 119 10532 SH SOLE 0 0 10532 Nuveen Texas Quality Income Mu Common 670983105 156 11374 SH SOLE 0 0 11374 Nuveen Virginia Premium Income Common 67064R102 344 26551 SH SOLE 0 0 26551 PIMCO Corporate & Income Oppor Common 72201B101 319 22259 SH SOLE 0 0 22259 PIMCO Dynamic Credit and Mortg Common 72202D106 1066 52733 SH SOLE 0 0 52733 PIMCO Income Strategy Fund Common 72201H108 178 16808 SH SOLE 0 0 16808 PIMCO Income Strategy Fund II Common 72201J104 478 50336 SH SOLE 0 0 50336 PIMCO Municipal Income Fund II Common 72200W106 280 22933 SH SOLE 0 0 22933 Pioneer High Income Trust Common 72369H106 484 47385 SH SOLE 0 0 47385 Pioneer Municipal High Income Common 723763108 324 27306 SH SOLE 0 0 27306 Principal Real Estate Income F Common 74255X104 515 32237 SH SOLE 0 0 32237 Prudential Global Short Durati Common 74433A109 1061 71225 SH SOLE 0 0 71225 Prudential Short Duration High Common 74442F107 628 40541 SH SOLE 0 0 40541 Putnam Managed Municipal Incom Common 746823103 382 53995 SH SOLE 0 0 53995 Putnam Master Intermediate Inc Common 746909100 158 34316 SH SOLE 0 0 34316 Putnam Municipal Opportunities Common 746922103 580 48558 SH SOLE 0 0 48558 Putnam Premier Income Trust Common 746853100 233 46963 SH SOLE 0 0 46963 RMR Real Estate Income Fund Common 76970B101 893 43662 SH SOLE 0 0 43662 Royce Global Value Trust Inc Common 78081T104 312 38760 SH SOLE 0 0 38760 Royce Micro-Cap Trust Inc Common 780915104 804 98541 SH SOLE 0 0 98541 Royce Value Trust Inc Common 780910105 368 27486 SH SOLE 0 0 27486 Swiss Helvetia Fund Inc/The Common 870875101 174 17067 SH SOLE 0 0 17067 Taiwan Fund Inc/The Common 874036106 307 19037 SH SOLE 0 0 19037 Tekla Healthcare Investors Common 87911J103 1297 61403 SH SOLE 0 0 61403 Tekla Healthcare Opportunities Common 879105104 953 61425 SH SOLE 0 0 61425 Tekla Life Sciences Investors Common 87911K100 433 25493 SH SOLE 0 0 25493 Templeton Dragon Fund Inc Common 88018T101 717 43781 SH SOLE 0 0 43781 Templeton Emerging Markets Fun Common 880191101 237 19591 SH SOLE 0 0 19591 Templeton Emerging Markets Inc Common 880192109 565 51745 SH SOLE 0 0 51745 Templeton Global Income Fund Common 880198106 1734 267607 SH SOLE 0 0 267607 Thai Fund Inc/The Common 882904105 176 23091 SH SOLE 0 0 23091 Turkish Investment Fund Inc/Th Common 900145103 109 16134 SH SOLE 0 0 16134 Virtus Global Dividend & Incom Common 92835W107 751 62371 SH SOLE 0 0 62371 Virtus Total Return Fund Common 92829A103 310 69244 SH SOLE 0 0 69244 Voya Global Advantage and Prem Common 92912R104 738 75120 SH SOLE 0 0 75120 Voya Global Equity Dividend an Common 92912T100 306 45186 SH SOLE 0 0 45186 Voya Infrastructure Industrial Common 92912X101 244 18766 SH SOLE 0 0 18766 Voya Natural Resources Equity Common 92913C106 188 29420 SH SOLE 0 0 29420 Wells Fargo Global Dividend Op Common 94987C103 169 30920 SH SOLE 0 0 30920 Wells Fargo Income Opportuniti Common 94987B105 393 46295 SH SOLE 0 0 46295 Wells Fargo Multi-Sector Incom Common 94987D101 536 41748 SH SOLE 0 0 41748 Western Asset Emerging Markets Common 95766E103 425 28873 SH SOLE 0 0 28873 Western Asset Global High Inco Common 95766B109 713 72503 SH SOLE 0 0 72503 Western Asset High Income Fund Common 95766J102 1296 182974 SH SOLE 0 0 182974 Western Asset High Income Oppo Common 95766K109 539 108065 SH SOLE 0 0 108065 Western Asset High Yield Defin Common 95768B107 253 16836 SH SOLE 0 0 16836 Western Asset Intermediate Mun Common 958435109 412 43364 SH SOLE 0 0 43364 Western Asset Investment Grade Common 95790A101 730 35795 SH SOLE 0 0 35795 Western Asset Municipal Define Common 95768A109 463 21424 SH SOLE 0 0 21424 Western Asset Premier Bond Fun Common 957664105 212 16385 SH SOLE 0 0 16385 Zweig Fund Inc Common 989834205 445 36838 SH SOLE 0 0 36838