0000938077-16-000011.txt : 20161031
0000938077-16-000011.hdr.sgml : 20161031
20161031163103
ACCESSION NUMBER: 0000938077-16-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161031
DATE AS OF CHANGE: 20161031
EFFECTIVENESS DATE: 20161031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 161962020
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
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0000938077
XXXXXXXX
09-30-2016
09-30-2016
DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Ralph D. McBride
General Partner
713-917-0022
Ralph D. McBride
Houston
TX
10-31-2016
0
192
118212
false
INFORMATION TABLE
2
13F-Filing-2016-Q3.xml
Aberdeen Asia-Pacific Income F
Common
003009107
1744
340562
SH
SOLE
0
0
340562
Aberdeen Chile Fund Inc
Common
00301W105
276
44001
SH
SOLE
0
0
44001
Aberdeen Greater China Fund In
Common
003031101
135
14888
SH
SOLE
0
0
14888
Aberdeen Indonesia Fund Inc/Th
Common
00305P106
124
18661
SH
SOLE
0
0
18661
Aberdeen Japan Equity Fund Inc
Common
00306J109
154
18709
SH
SOLE
0
0
18709
Aberdeen Singapore Fund Inc
Common
003244100
592
63219
SH
SOLE
0
0
63219
Adams Diversified Equity Fund
Common
006212104
2350
178700
SH
SOLE
0
0
178700
Advent Claymore Convertible Se
Common
007639107
113
19695
SH
SOLE
0
0
19695
Advent/Claymore Enhanced Growt
Common
00765E104
420
50295
SH
SOLE
0
0
50295
AllianceBernstein Global High
Common
01879R106
300
23809
SH
SOLE
0
0
23809
AllianzGI Diversified Income &
Common
01883J108
496
26079
SH
SOLE
0
0
26079
Alpine Global Dynamic Dividend
Common
02082E205
123
14160
SH
SOLE
0
0
14160
Alpine Global Premier Properti
Common
02083A103
1831
329939
SH
SOLE
0
0
329939
Alpine Total Dynamic Dividend
Common
021060207
981
128622
SH
SOLE
0
0
128622
Apollo Senior Floating Rate Fu
Common
037636107
1611
95131
SH
SOLE
0
0
95131
Ares Dynamic Credit Allocation
Common
04014F102
542
36491
SH
SOLE
0
0
36491
Asia Pacific Fund Inc/The
Common
044901106
130
12258
SH
SOLE
0
0
12258
Avenue Income Credit Strategie
Common
05358E106
945
72880
SH
SOLE
0
0
72880
Barings Global Short Duration
Common
06760L100
572
30728
SH
SOLE
0
0
30728
BlackRock Core Bond Trust
Common
09249E101
526
36988
SH
SOLE
0
0
36988
BlackRock Corporate High Yield
Common
09255P107
1457
134685
SH
SOLE
0
0
134685
BlackRock Debt Strategies Fund
Common
09255R103
697
190880
SH
SOLE
0
0
190880
BlackRock Health Sciences Trus
Common
09250W107
1756
51097
SH
SOLE
0
0
51097
BlackRock Income Trust Inc
Common
09247F100
392
60454
SH
SOLE
0
0
60454
BlackRock International Growth
Common
092524107
164
27618
SH
SOLE
0
0
27618
BlackRock Limited Duration Inc
Common
09249W101
260
16762
SH
SOLE
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0
16762
BlackRock Multi-Sector Income
Common
09258A107
760
44548
SH
SOLE
0
0
44548
BlackRock Municipal Income Qua
Common
092479104
226
14446
SH
SOLE
0
0
14446
BlackRock Municipal Income Tru
Common
09249N101
241
14981
SH
SOLE
0
0
14981
BlackRock MuniHoldings New Yor
Common
09255C106
467
31424
SH
SOLE
0
0
31424
BlackRock MuniVest Fund Inc
Common
09253R105
172
16247
SH
SOLE
0
0
16247
BlackRock MuniYield Investment
Common
09254T100
159
10373
SH
SOLE
0
0
10373
BlackRock MuniYield New York Q
Common
09255E102
222
15738
SH
SOLE
0
0
15738
BlackRock MuniYield Quality Fu
Common
09254G108
265
18701
SH
SOLE
0
0
18701
BlackRock MuniYield Quality Fu
Common
09254E103
191
12574
SH
SOLE
0
0
12574
BlackRock Strategic Municipal
Common
09248T109
166
11137
SH
SOLE
0
0
11137
BlackRock Taxable Municipal Bo
Common
09248X100
2401
100161
SH
SOLE
0
0
100161
Brookfield High Income Fund In
Common
11272P102
526
71814
SH
SOLE
0
0
71814
Brookfield Mortgage Opportunit
Common
112792106
732
48801
SH
SOLE
0
0
48801
Calamos Convertible Opportunit
Common
128117108
251
24269
SH
SOLE
0
0
24269
Calamos Strategic Total Return
Common
128125101
174
16900
SH
SOLE
0
0
16900
Central Europe Russia and Turk
Common
153436100
581
30258
SH
SOLE
0
0
30258
China Fund Inc/The
Common
169373107
706
42933
SH
SOLE
0
0
42933
ClearBridge American Energy ML
Common
184691103
1501
167534
SH
SOLE
0
0
167534
ClearBridge Energy MLP Fund In
Common
184692101
273
16743
SH
SOLE
0
0
16743
ClearBridge Energy MLP Total R
Common
18469Q108
381
29187
SH
SOLE
0
0
29187
Clough Global Dividend and Inc
Common
18913Y103
843
69503
SH
SOLE
0
0
69503
Clough Global Equity Fund
Common
18914C100
2000
175784
SH
SOLE
0
0
175784
Clough Global Opportunities Fu
Common
18914E106
2535
262104
SH
SOLE
0
0
262104
Cohen & Steers Global Income B
Common
19248M103
162
18231
SH
SOLE
0
0
18231
Cohen & Steers Limited Duratio
Common
19248C105
450
17891
SH
SOLE
0
0
17891
Cohen & Steers MLP Income and
Common
19249B106
1653
153755
SH
SOLE
0
0
153755
Cohen & Steers REIT and Prefer
Common
19247X100
413
20504
SH
SOLE
0
0
20504
Cohen & Steers Total Return Re
Common
19247R103
208
15772
SH
SOLE
0
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15772
Credit Suisse High Yield Bond
Common
22544F103
102
39352
SH
SOLE
0
0
39352
Delaware Enhanced Global Divid
Common
246060107
170
16754
SH
SOLE
0
0
16754
Delaware Investments Colorado
Common
246101109
165
10752
SH
SOLE
0
0
10752
Delaware Investments Dividend
Common
245915103
142
14332
SH
SOLE
0
0
14332
Deutsche Global High Income Fu
Common
25158V108
183
21770
SH
SOLE
0
0
21770
Deutsche High Income Opportuni
Common
25158Y102
864
61028
SH
SOLE
0
0
61028
Deutsche Municipal Income Trus
Common
25160C106
283
20066
SH
SOLE
0
0
20066
Diversified Real Asset Income
Common
25533B108
1849
107251
SH
SOLE
0
0
107251
Dividend and Income Fund
Common
25538A204
1528
136316
SH
SOLE
0
0
136316
DNP Select Income Fund Inc
Common
23325P104
146
14200
SH
SOLE
0
0
14200
DoubleLine Income Solutions Fu
Common
258622109
2133
111390
SH
SOLE
0
0
111390
Dreyfus High Yield Strategies
Common
26200S101
151
44078
SH
SOLE
0
0
44078
Dreyfus Municipal Income Inc
Common
26201R102
103
10767
SH
SOLE
0
0
10767
Duff & Phelps Global Utility I
Common
26433C105
1687
98744
SH
SOLE
0
0
98744
Duff & Phelps Select Energy ML
Common
26433F108
240
31090
SH
SOLE
0
0
31090
Duff & Phelps Utility and Corp
Common
26432K108
204
20898
SH
SOLE
0
0
20898
Eaton Vance California Municip
Common
27828C106
254
19493
SH
SOLE
0
0
19493
Eaton Vance Enhanced Equity In
Common
278274105
685
54166
SH
SOLE
0
0
54166
Eaton Vance Floating-Rate Inco
Common
278284104
198
12660
SH
SOLE
0
0
12660
Eaton Vance Limited Duration I
Common
27828H105
1575
114905
SH
SOLE
0
0
114905
Eaton Vance Michigan Municipal
Common
27826D106
284
20046
SH
SOLE
0
0
20046
Eaton Vance Municipal Bond Fun
Common
27827X101
388
28486
SH
SOLE
0
0
28486
Eaton Vance Municipal Income T
Common
27826U108
383
26904
SH
SOLE
0
0
26904
Eaton Vance Risk-Managed Diver
Common
27829G106
664
70407
SH
SOLE
0
0
70407
Eaton Vance Short Duration Div
Common
27828V104
263
19200
SH
SOLE
0
0
19200
Eaton Vance Tax-Advantaged Bon
Common
27829M103
144
12012
SH
SOLE
0
0
12012
Eaton Vance Tax-Managed Global
Common
27829F108
325
37458
SH
SOLE
0
0
37458
First Trust Aberdeen Global Op
Common
337319107
188
15931
SH
SOLE
0
0
15931
First Trust High Income Long/S
Common
33738E109
534
34233
SH
SOLE
0
0
34233
First Trust Intermediate Durat
Common
33718W103
413
17705
SH
SOLE
0
0
17705
First Trust New Opportunities
Common
33739M100
354
25914
SH
SOLE
0
0
25914
First Trust Strategic High Inc
Common
337353304
172
13956
SH
SOLE
0
0
13956
Franklin Limited Duration Inco
Common
35472T101
294
24338
SH
SOLE
0
0
24338
Gabelli Dividend & Income Trus
Common
36242H104
291
15145
SH
SOLE
0
0
15145
GDL Fund/The
Common
361570104
312
31329
SH
SOLE
0
0
31329
General American Investors Co
Common
368802104
1684
51563
SH
SOLE
0
0
51563
Goldman Sachs MLP Energy and R
Common
38148G107
384
52851
SH
SOLE
0
0
52851
Goldman Sachs MLP Income Oppor
Common
38147W103
2028
213473
SH
SOLE
0
0
213473
Guggenheim Taxable Municipal M
Common
401664107
1342
57703
SH
SOLE
0
0
57703
Herzfeld Caribbean Basin Fund
Common
42804T106
689
109858
SH
SOLE
0
0
109858
India Fund Inc/The
Common
454089103
2029
81632
SH
SOLE
0
0
81632
Invesco Advantage Municipal In
Common
46132E103
1822
148273
SH
SOLE
0
0
148273
Invesco California Value Munic
Common
46132H106
302
21902
SH
SOLE
0
0
21902
Invesco High Income Trust II
Common
46131F101
167
11412
SH
SOLE
0
0
11412
Invesco Municipal Opportunity
Common
46132C107
230
16110
SH
SOLE
0
0
16110
Invesco Pennsylvania Value Mun
Common
46132K109
234
17210
SH
SOLE
0
0
17210
Invesco Senior Income Trust
Common
46131H107
324
74845
SH
SOLE
0
0
74845
Invesco Trust for Investment G
Common
46131M106
1204
85406
SH
SOLE
0
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85406
Invesco Trust for Investment G
Common
46131T101
328
21303
SH
SOLE
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21303
Invesco Value Municipal Income
Common
46132P108
1764
107774
SH
SOLE
0
0
107774
Ivy High Income Opportunities
Common
465893105
171
11897
SH
SOLE
0
0
11897
Japan Smaller Capitalization F
Common
47109U104
876
82998
SH
SOLE
0
0
82998
John Hancock Investors Trust
Common
410142103
203
12181
SH
SOLE
0
0
12181
KKR Income Opportunities Fund
Common
48249T106
515
32176
SH
SOLE
0
0
32176
Lazard World Dividend & Income
Common
521076109
165
16291
SH
SOLE
0
0
16291
Legg Mason BW Global Income Op
Common
52469B100
237
17460
SH
SOLE
0
0
17460
Liberty All Star Equity Fund
Common
530158104
2025
390925
SH
SOLE
0
0
390925
Liberty All Star Growth Fund I
Common
529900102
471
109294
SH
SOLE
0
0
109294
Macquarie Global Infrastructur
Common
55608D101
1512
69358
SH
SOLE
0
0
69358
Macquarie/First Trust Global I
Common
55607W100
469
37184
SH
SOLE
0
0
37184
MainStay DefinedTerm Municipal
Common
56064K100
231
11377
SH
SOLE
0
0
11377
MFS Charter Income Trust
Common
552727109
250
28930
SH
SOLE
0
0
28930
MFS Government Markets Income
Common
552939100
56
10306
SH
SOLE
0
0
10306
MFS Intermediate Income Trust
Common
55273C107
270
59630
SH
SOLE
0
0
59630
MFS Multimarket Income Trust
Common
552737108
295
48437
SH
SOLE
0
0
48437
MFS Municipal Income Trust
Common
552738106
237
31580
SH
SOLE
0
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31580
Morgan Stanley Emerging Market
Common
617477104
903
112426
SH
SOLE
0
0
112426
Morgan Stanley Emerging Market
Common
61744G107
221
15217
SH
SOLE
0
0
15217
Morgan Stanley Emerging Market
Common
61744H105
106
10990
SH
SOLE
0
0
10990
Morgan Stanley India Investmen
Common
61745C105
567
19938
SH
SOLE
0
0
19938
Neuberger Berman Real Estate S
Common
64190A103
470
82553
SH
SOLE
0
0
82553
New Germany Fund Inc/The
Common
644465106
209
14599
SH
SOLE
0
0
14599
Nuveen AMT-Free Quality Munici
Common
670657105
1687
115519
SH
SOLE
0
0
115519
Nuveen California Dividend Adv
Common
67066Y105
278
16914
SH
SOLE
0
0
16914
Nuveen California Dividend Adv
Common
67070Y109
158
10308
SH
SOLE
0
0
10308
Nuveen Core Equity Alpha Fund
Common
67090X107
139
10126
SH
SOLE
0
0
10126
Nuveen Credit Strategies Incom
Common
67073D102
275
32414
SH
SOLE
0
0
32414
Nuveen Diversified Commodity F
Common
67074P104
402
44324
SH
SOLE
0
0
44324
Nuveen Diversified Dividend &
Common
6706EP105
161
13752
SH
SOLE
0
0
13752
Nuveen Enhanced Municipal Valu
Common
67074M101
844
52951
SH
SOLE
0
0
52951
Nuveen Global Equity Income Fu
Common
6706EH103
192
16098
SH
SOLE
0
0
16098
Nuveen Long/Short Commodity To
Common
670731108
958
72443
SH
SOLE
0
0
72443
Nuveen Michigan Quality Income
Common
670979103
254
17250
SH
SOLE
0
0
17250
Nuveen Municipal High Income O
Common
670682103
429
29549
SH
SOLE
0
0
29549
Nuveen Municipal Value Fund In
Common
670928100
330
31144
SH
SOLE
0
0
31144
Nuveen New Jersey Dividend Adv
Common
67069Y102
649
43764
SH
SOLE
0
0
43764
Nuveen New York AMT-Free Munic
Common
670656107
327
23148
SH
SOLE
0
0
23148
Nuveen New York Dividend Advan
Common
67066X107
266
17322
SH
SOLE
0
0
17322
Nuveen North Carolina Premium
Common
67060P100
532
37507
SH
SOLE
0
0
37507
Nuveen Pennsylvania Investment
Common
670972108
353
23685
SH
SOLE
0
0
23685
Nuveen Preferred Income Opport
Common
67073B106
517
51561
SH
SOLE
0
0
51561
Nuveen Quality Municipal Incom
Common
67066V101
2719
180396
SH
SOLE
0
0
180396
Nuveen Select Tax-Free Income
Common
67062F100
171
11154
SH
SOLE
0
0
11154
PIMCO High Income Fund
Common
722014107
151
15200
SH
SOLE
0
0
15200
PIMCO Income Opportunity Fund
Common
72202B100
607
26197
SH
SOLE
0
0
26197
PIMCO New York Municipal Incom
Common
72200T103
164
12364
SH
SOLE
0
0
12364
Pioneer Floating Rate Trust
Common
72369J102
336
28468
SH
SOLE
0
0
28468
Pioneer High Income Trust
Common
72369H106
556
52946
SH
SOLE
0
0
52946
Pioneer Municipal High Income
Common
723762100
1654
126355
SH
SOLE
0
0
126355
Pioneer Municipal High Income
Common
723763108
1391
105593
SH
SOLE
0
0
105593
Principal Real Estate Income F
Common
74255X104
589
33354
SH
SOLE
0
0
33354
Prudential Global Short Durati
Common
74433A109
1481
98010
SH
SOLE
0
0
98010
Prudential Short Duration High
Common
74442F107
254
15860
SH
SOLE
0
0
15860
Putnam Master Intermediate Inc
Common
746909100
124
28149
SH
SOLE
0
0
28149
Reaves Utility Income Fund
Common
756158101
1150
37636
SH
SOLE
0
0
37636
RMR Real Estate Income Fund
Common
76970B101
1138
52315
SH
SOLE
0
0
52315
Royce Global Value Trust Inc
Common
78081T104
332
40847
SH
SOLE
0
0
40847
Royce Micro-Cap Trust Inc
Common
780915104
851
109020
SH
SOLE
0
0
109020
Royce Value Trust Inc
Common
780910105
280
22086
SH
SOLE
0
0
22086
Sprott Focus Trust Inc
Common
85208J109
95
13808
SH
SOLE
0
0
13808
Taiwan Fund Inc/The
Common
874036106
313
18066
SH
SOLE
0
0
18066
Tekla Healthcare Investors
Common
87911J103
1279
53725
SH
SOLE
0
0
53725
Tekla Life Sciences Investors
Common
87911K100
1089
58141
SH
SOLE
0
0
58141
Templeton Dragon Fund Inc
Common
88018T101
875
49637
SH
SOLE
0
0
49637
Templeton Emerging Markets Fun
Common
880191101
236
18712
SH
SOLE
0
0
18712
Templeton Global Income Fund
Common
880198106
1170
187518
SH
SOLE
0
0
187518
Thai Fund Inc/The
Common
882904105
215
26298
SH
SOLE
0
0
26298
THL Credit Senior Loan Fund
Common
87244R103
406
24599
SH
SOLE
0
0
24599
Turkish Investment Fund Inc/Th
Common
900145103
251
31240
SH
SOLE
0
0
31240
Virtus Global Dividend & Incom
Common
92835W107
1394
115816
SH
SOLE
0
0
115816
Virtus Total Return Fund
Common
92829A103
339
71558
SH
SOLE
0
0
71558
Voya Global Advantage and Prem
Common
92912R104
825
81506
SH
SOLE
0
0
81506
Voya International High Divide
Common
92912Y109
448
67832
SH
SOLE
0
0
67832
Voya Prime Rate Trust
Common
92913A100
193
36574
SH
SOLE
0
0
36574
Wells Fargo Global Dividend Op
Common
94987C103
132
22760
SH
SOLE
0
0
22760
Wells Fargo Income Opportuniti
Common
94987B105
206
24691
SH
SOLE
0
0
24691
Wells Fargo Multi-Sector Incom
Common
94987D101
283
21853
SH
SOLE
0
0
21853
Wells Fargo Utilities and High
Common
94987E109
147
11821
SH
SOLE
0
0
11821
Western Asset Emerging Markets
Common
95766A101
677
41661
SH
SOLE
0
0
41661
Western Asset Emerging Markets
Common
95766E103
209
18129
SH
SOLE
0
0
18129
Western Asset Global High Inco
Common
95766B109
188
18409
SH
SOLE
0
0
18409
Western Asset High Income Fund
Common
95766J102
1212
168815
SH
SOLE
0
0
168815
Western Asset High Income Oppo
Common
95766K109
403
79760
SH
SOLE
0
0
79760
Western Asset Intermediate Mun
Common
958435109
153
14479
SH
SOLE
0
0
14479
Western Asset Municipal High I
Common
95766N103
172
21664
SH
SOLE
0
0
21664
Western Asset/Claymore Inflati
Common
95766R104
1245
111225
SH
SOLE
0
0
111225
Western Asset/Claymore Inflati
Common
95766Q106
532
46461
SH
SOLE
0
0
46461
Zweig Fund Inc
Common
989834205
815
62965
SH
SOLE
0
0
62965