0000938077-16-000009.txt : 20160812 0000938077-16-000009.hdr.sgml : 20160812 20160812151242 ACCESSION NUMBER: 0000938077-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 161827926 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 06-30-2016 06-30-2016 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. McBride Houston TX 08-12-2016 0 187 117661 false INFORMATION TABLE 2 13F2Q16.xml 13F2Q16 Aberdeen Asia-Pacific Income F Common 003009107 116 22900 SH SOLE NONE 0 0 22900 Aberdeen Chile Fund Inc Common 00301W105 265 42432 SH SOLE NONE 0 0 42432 Aberdeen Greater China Fund In Common 003031101 183 21775 SH SOLE NONE 0 0 21775 Aberdeen Indonesia Fund Inc/Th Common 00305P106 121 19382 SH SOLE NONE 0 0 19382 Aberdeen Japan Equity Fund Inc Common 00306J109 217 28201 SH SOLE NONE 0 0 28201 Aberdeen Singapore Fund Inc Common 003244100 566 62224 SH SOLE NONE 0 0 62224 Adams Diversified Equity Fund Common 006212104 2371 186364 SH SOLE NONE 0 0 186364 Advent/Claymore Enhanced Growt Common 00765E104 295 35938 SH SOLE NONE 0 0 35938 AllianzGI Convertible & Income Common 018828103 187 30245 SH SOLE NONE 0 0 30245 AllianzGI Convertible & Income Common 018825109 132 24811 SH SOLE NONE 0 0 24811 AllianzGI Diversified Income & Common 01883J108 1783 100246 SH SOLE NONE 0 0 100246 AllianzGI NFJ Dividend Interes Common 01883A107 251 20347 SH SOLE NONE 0 0 20347 Alpine Global Dynamic Dividend Common 02082E205 338 39930 SH SOLE NONE 0 0 39930 Alpine Global Premier Properti Common 02083A103 1766 318742 SH SOLE NONE 0 0 318742 Alpine Total Dynamic Dividend Common 021060207 1763 240531 SH SOLE NONE 0 0 240531 Apollo Senior Floating Rate Fu Common 037636107 1472 92520 SH SOLE NONE 0 0 92520 Asia Pacific Fund Inc/The Common 044901106 131 13402 SH SOLE NONE 0 0 13402 Asia Tigers Fund Inc Common 04516T105 96 10077 SH SOLE NONE 0 0 10077 Avenue Income Credit Strategie Common 05358E106 752 62155 SH SOLE NONE 0 0 62155 Bancroft Fund Ltd Common 059695106 320 17026 SH SOLE NONE 0 0 17026 BlackRock Debt Strategies Fund Common 09255R103 56 15774 SH SOLE NONE 0 0 15774 BlackRock Energy and Resources Common 09250U101 543 37941 SH SOLE NONE 0 0 37941 BlackRock Floating Rate Income Common 09255X100 274 20697 SH SOLE NONE 0 0 20697 BlackRock Floating Rate Income Common 091941104 183 14039 SH SOLE NONE 0 0 14039 BlackRock Global Opportunities Common 092501105 1405 118541 SH SOLE NONE 0 0 118541 BlackRock Health Sciences Trus Common 09250W107 509 14175 SH SOLE NONE 0 0 14175 BlackRock International Growth Common 092524107 368 64194 SH SOLE NONE 0 0 64194 BlackRock Muni Intermediate Du Common 09253X102 521 34048 SH SOLE NONE 0 0 34048 BlackRock Municipal 2018 Term Common 09248C106 263 17240 SH SOLE NONE 0 0 17240 BlackRock Municipal 2030 Targe Common 09257P105 398 16401 SH SOLE NONE 0 0 16401 BlackRock MuniHoldings Califor Common 09254L107 524 32196 SH SOLE NONE 0 0 32196 BlackRock MuniHoldings New Yor Common 09255C106 730 47257 SH SOLE NONE 0 0 47257 BlackRock MuniYield Michigan Q Common 09254V105 159 10258 SH SOLE NONE 0 0 10258 BlackRock MuniYield New York Q Common 09255E102 560 38934 SH SOLE NONE 0 0 38934 BlackRock MuniYield Pennsylvan Common 09255G107 160 10025 SH SOLE NONE 0 0 10025 BlackRock Resources & Commodit Common 09257A108 1749 226015 SH SOLE NONE 0 0 226015 Blackrock Science & Technology Common 09258G104 525 31648 SH SOLE NONE 0 0 31648 Blackstone / GSO Strategic Cre Common 09257R101 1165 80371 SH SOLE NONE 0 0 80371 Blackstone/GSO Long-Short Cred Common 09257D102 253 17540 SH SOLE NONE 0 0 17540 Brookfield Global Listed Infra Common 11273Q109 1655 125449 SH SOLE NONE 0 0 125449 Brookfield High Income Fund In Common 11272P102 122 16865 SH SOLE NONE 0 0 16865 Calamos Convertible Opportunit Common 128117108 121 12300 SH SOLE NONE 0 0 12300 Calamos Global Dynamic Income Common 12811L107 993 140876 SH SOLE NONE 0 0 140876 Calamos Global Total Return Fu Common 128118106 277 25212 SH SOLE NONE 0 0 25212 Calamos Strategic Total Return Common 128125101 119 11900 SH SOLE NONE 0 0 11900 Center Coast MLP & Infrastruct Common 151461100 788 66714 SH SOLE NONE 0 0 66714 Central Europe Russia and Turk Common 153436100 579 31715 SH SOLE NONE 0 0 31715 China Fund Inc/The Common 169373107 556 38198 SH SOLE NONE 0 0 38198 ClearBridge American Energy ML Common 184691103 2443 283700 SH SOLE NONE 0 0 283700 ClearBridge Energy MLP Fund In Common 184692101 1208 76180 SH SOLE NONE 0 0 76180 ClearBridge Energy MLP Opportu Common 18469P100 2041 157258 SH SOLE NONE 0 0 157258 ClearBridge Energy MLP Total R Common 18469Q108 2399 186831 SH SOLE NONE 0 0 186831 Clough Global Allocation Fund Common 18913Y103 779 66143 SH SOLE NONE 0 0 66143 Clough Global Equity Fund Common 18914C100 2367 220601 SH SOLE NONE 0 0 220601 Clough Global Opportunities Fu Common 18914E106 2305 245220 SH SOLE NONE 0 0 245220 Cohen & Steers Closed-End Oppo Common 19248P106 423 36297 SH SOLE NONE 0 0 36297 Cohen & Steers Global Income B Common 19248M103 674 76674 SH SOLE NONE 0 0 76674 Cohen & Steers MLP Income and Common 19249B106 2522 246333 SH SOLE NONE 0 0 246333 Columbia Seligman Premium Tech Common 19842X109 1794 107932 SH SOLE NONE 0 0 107932 Credit Suisse Asset Management Common 224916106 60 20274 SH SOLE NONE 0 0 20274 Credit Suisse High Yield Bond Common 22544F103 48 19692 SH SOLE NONE 0 0 19692 Delaware Enhanced Global Divid Common 246060107 194 20109 SH SOLE NONE 0 0 20109 Deutsche Global High Income Fu Common 25158V108 177 21711 SH SOLE NONE 0 0 21711 Deutsche High Income Opportuni Common 25158Y102 831 61021 SH SOLE NONE 0 0 61021 Deutsche Strategic Municipal I Common 25159F102 235 16262 SH SOLE NONE 0 0 16262 Diversified Real Asset Income Common 25533B108 1703 103113 SH SOLE NONE 0 0 103113 Dividend and Income Fund Common 25538A204 1546 140655 SH SOLE NONE 0 0 140655 Duff & Phelps Select Energy ML Common 26433F108 81 10366 SH SOLE NONE 0 0 10366 Eaton Vance Enhanced Equity In Common 278277108 383 29768 SH SOLE NONE 0 0 29768 Eaton Vance Floating-Rate Inco Common 278284104 178 11876 SH SOLE NONE 0 0 11876 Eaton Vance Michigan Municipal Common 27826D106 291 20162 SH SOLE NONE 0 0 20162 Eaton Vance Municipal Bond Fun Common 27827X101 234 16382 SH SOLE NONE 0 0 16382 Eaton Vance Municipal Income T Common 27826U108 884 59720 SH SOLE NONE 0 0 59720 Eaton Vance Senior Income Trus Common 27826S103 78 12885 SH SOLE NONE 0 0 12885 Eaton Vance Tax Managed Global Common 27829C105 110 10600 SH SOLE NONE 0 0 10600 Eaton Vance Tax-Advantaged Bon Common 27829M103 133 10828 SH SOLE NONE 0 0 10828 Eaton Vance Tax-Managed Buy-Wr Common 27828X100 777 47640 SH SOLE NONE 0 0 47640 Eaton Vance Tax-Managed Buy-Wr Common 27828Y108 475 32105 SH SOLE NONE 0 0 32105 Eaton Vance Tax-Managed Divers Common 27828N102 2006 191749 SH SOLE NONE 0 0 191749 Eaton Vance Tax-Managed Global Common 27829F108 486 56503 SH SOLE NONE 0 0 56503 Ellsworth Growth and Income Fu Common 289074106 212 26785 SH SOLE NONE 0 0 26785 Fiduciary/Claymore MLP Opportu Common 31647Q106 1468 106680 SH SOLE NONE 0 0 106680 First Trust Aberdeen Global Op Common 337319107 156 13694 SH SOLE NONE 0 0 13694 First Trust Energy Income and Common 33738G104 890 34917 SH SOLE NONE 0 0 34917 First Trust Energy Infrastruct Common 33738C103 1300 74271 SH SOLE NONE 0 0 74271 First Trust Enhanced Equity In Common 337318109 533 40949 SH SOLE NONE 0 0 40949 First Trust High Income Long/S Common 33738E109 243 16479 SH SOLE NONE 0 0 16479 First Trust New Opportunities Common 33739M100 1037 73116 SH SOLE NONE 0 0 73116 First Trust Specialty Finance Common 33733G109 113 18304 SH SOLE NONE 0 0 18304 Flaherty & Crumrine Dynamic Pr Common 33848W106 471 19410 SH SOLE NONE 0 0 19410 Franklin Limited Duration Inco Common 35472T101 121 10488 SH SOLE NONE 0 0 10488 Gabelli Convertible and Income Common 36240B109 62 13293 SH SOLE NONE 0 0 13293 Gabelli Dividend & Income Trus Common 36242H104 400 20700 SH SOLE NONE 0 0 20700 Gabelli Global Small and Mid C Common 36249W104 163 15523 SH SOLE NONE 0 0 15523 Gabelli Healthcare & WellnessR Common 36246K103 284 26513 SH SOLE NONE 0 0 26513 Gabelli Multimedia Trust Inc Common 36239Q109 632 88860 SH SOLE NONE 0 0 88860 GDL Fund/The Common 361570104 251 25293 SH SOLE NONE 0 0 25293 General American Investors Co Common 368802104 1614 51905 SH SOLE NONE 0 0 51905 Goldman Sachs MLP Energy and R Common 38148G107 1255 175235 SH SOLE NONE 0 0 175235 Goldman Sachs MLP Income Oppor Common 38147W103 902 96581 SH SOLE NONE 0 0 96581 Guggenheim Build America Bonds Common 401664107 2485 105886 SH SOLE NONE 0 0 105886 Guggenheim Equal Weight Enhanc Common 40167M106 263 15822 SH SOLE NONE 0 0 15822 Herzfeld Caribbean Basin Fund Common 42804T106 581 94987 SH SOLE NONE 0 0 94987 India Fund Inc/The Common 454089103 1975 80091 SH SOLE NONE 0 0 80091 Invesco Municipal Trust Common 46131J103 214 15064 SH SOLE NONE 0 0 15064 Invesco Pennsylvania Value Mun Common 46132K109 154 10585 SH SOLE NONE 0 0 10585 Invesco Quality Municipal Inco Common 46133G107 257 18536 SH SOLE NONE 0 0 18536 Invesco Senior Income Trust Common 46131H107 80 19137 SH SOLE NONE 0 0 19137 Invesco Value Municipal Income Common 46132P108 272 15181 SH SOLE NONE 0 0 15181 Japan Smaller Capitalization F Common 47109U104 880 89699 SH SOLE NONE 0 0 89699 John Hancock Financial Opportu Common 409735206 729 28254 SH SOLE NONE 0 0 28254 John Hancock Preferred Income Common 41013W108 327 14314 SH SOLE NONE 0 0 14314 John Hancock Tax-Advantaged Di Common 41013V100 886 35224 SH SOLE NONE 0 0 35224 Lazard Global Total Return and Common 52106W103 219 16579 SH SOLE NONE 0 0 16579 Lazard World Dividend & Income Common 521076109 395 43219 SH SOLE NONE 0 0 43219 Liberty All Star Equity Fund Common 530158104 2126 422636 SH SOLE NONE 0 0 422636 Liberty All Star Growth Fund I Common 529900102 385 93745 SH SOLE NONE 0 0 93745 LMP Capital and Income Fund In Common 50208A102 133 10068 SH SOLE NONE 0 0 10068 Macquarie Global Infrastructur Common 55608D101 1178 54329 SH SOLE NONE 0 0 54329 Macquarie/First Trust Global I Common 55607W100 511 41014 SH SOLE NONE 0 0 41014 MainStay DefinedTerm Municipal Common 56064K100 1111 53247 SH SOLE NONE 0 0 53247 MFS Charter Income Trust Common 552727109 140 16485 SH SOLE NONE 0 0 16485 MFS Government Markets Income Common 552939100 138 25430 SH SOLE NONE 0 0 25430 MFS High Yield Municipal Trust Common 59318E102 82 16663 SH SOLE NONE 0 0 16663 MFS Municipal Income Trust Common 552738106 116 15303 SH SOLE NONE 0 0 15303 Morgan Stanley China A Share F Common 617468103 1772 102276 SH SOLE NONE 0 0 102276 Morgan Stanley Emerging Market Common 61744G107 237 17614 SH SOLE NONE 0 0 17614 Morgan Stanley India Investmen Common 61745C105 603 22277 SH SOLE NONE 0 0 22277 Neuberger Berman Real Estate S Common 64190A103 489 85874 SH SOLE NONE 0 0 85874 New Germany Fund Inc/The Common 644465106 255 19355 SH SOLE NONE 0 0 19355 Nuveen AMT-Free Municipal Inco Common 670657105 393 26091 SH SOLE NONE 0 0 26091 Nuveen Credit Strategies Incom Common 67073D102 323 39815 SH SOLE NONE 0 0 39815 Nuveen Diversified Commodity F Common 67074P104 474 48525 SH SOLE NONE 0 0 48525 Nuveen Dividend Advantage Muni Common 67066V101 206 13180 SH SOLE NONE 0 0 13180 Nuveen Energy MLP Total Return Common 67074U103 790 60773 SH SOLE NONE 0 0 60773 Nuveen Enhanced Municipal Cred Common 67070X101 174 10830 SH SOLE NONE 0 0 10830 Nuveen Global Equity Income Fu Common 6706EH103 187 15936 SH SOLE NONE 0 0 15936 Nuveen Global High Income Fund Common 67075G103 164 11284 SH SOLE NONE 0 0 11284 Nuveen Long/Short Commodity To Common 670731108 1007 68255 SH SOLE NONE 0 0 68255 Nuveen Mortgage Opportunity Te Common 670735109 266 11512 SH SOLE NONE 0 0 11512 Nuveen Municipal Market Opport Common 67062W103 599 39595 SH SOLE NONE 0 0 39595 Nuveen NASDAQ 100 Dynamic Over Common 670699107 970 54152 SH SOLE NONE 0 0 54152 Nuveen North Carolina Premium Common 67060P100 394 26668 SH SOLE NONE 0 0 26668 Nuveen Performance Plus Munici Common 67062P108 321 19438 SH SOLE NONE 0 0 19438 Nuveen Preferred & Income Term Common 67075A106 656 26631 SH SOLE NONE 0 0 26631 Nuveen Premier Municipal Incom Common 670988104 169 11219 SH SOLE NONE 0 0 11219 Nuveen Premium Income Municipa Common 67063W102 887 57006 SH SOLE NONE 0 0 57006 Nuveen Premium Income Municipa Common 67062T100 558 36122 SH SOLE NONE 0 0 36122 Nuveen Real Asset Income and G Common 67074Y105 1238 73466 SH SOLE NONE 0 0 73466 Nuveen Select Quality Municipa Common 670973106 395 25373 SH SOLE NONE 0 0 25373 Pioneer High Income Trust Common 72369H106 656 65054 SH SOLE NONE 0 0 65054 Putnam Master Intermediate Inc Common 746909100 151 34702 SH SOLE NONE 0 0 34702 Putnam Premier Income Trust Common 746853100 174 37032 SH SOLE NONE 0 0 37032 RMR Real Estate Income Fund Common 76970B101 1262 58661 SH SOLE NONE 0 0 58661 Royce Global Value Trust Inc Common 78081T104 358 46932 SH SOLE NONE 0 0 46932 Royce Micro-Cap Trust Inc Common 780915104 700 94163 SH SOLE NONE 0 0 94163 Royce Value Trust Inc Common 780910105 2079 174886 SH SOLE NONE 0 0 174886 Sprott Focus Trust Inc Common 85208J109 143 21995 SH SOLE NONE 0 0 21995 Stone Harbor Emerging Markets Common 86164W100 202 15164 SH SOLE NONE 0 0 15164 Swiss Helvetia Fund Inc/The Common 870875101 331 32027 SH SOLE NONE 0 0 32027 Taiwan Fund Inc/The Common 874036106 279 18133 SH SOLE NONE 0 0 18133 Tekla Healthcare Investors Common 87911J103 965 40308 SH SOLE NONE 0 0 40308 Tekla Life Sciences Investors Common 87911K100 565 32078 SH SOLE NONE 0 0 32078 Templeton Dragon Fund Inc Common 88018T101 1148 66002 SH SOLE NONE 0 0 66002 Templeton Emerging Markets Fun Common 880191101 506 43929 SH SOLE NONE 0 0 43929 Templeton Emerging Markets Inc Common 880192109 189 17897 SH SOLE NONE 0 0 17897 Templeton Global Income Fund Common 880198106 320 49458 SH SOLE NONE 0 0 49458 Thai Fund Inc/The Common 882904105 203 25587 SH SOLE NONE 0 0 25587 Turkish Investment Fund Inc/Th Common 900145103 236 27196 SH SOLE NONE 0 0 27196 Virtus Total Return Fund Common 92829A103 75 16213 SH SOLE NONE 0 0 16213 Voya Asia Pacific High Dividen Common 92912J102 148 17065 SH SOLE NONE 0 0 17065 Voya Emerging Markets High Inc Common 92912P108 310 42749 SH SOLE NONE 0 0 42749 Voya Global Advantage and Prem Common 92912R104 1008 104577 SH SOLE NONE 0 0 104577 Voya Global Equity Dividend an Common 92912T100 145 21326 SH SOLE NONE 0 0 21326 Voya Infrastructure Industrial Common 92912X101 504 41929 SH SOLE NONE 0 0 41929 Wells Fargo Global Dividend Op Common 94987C103 122 20194 SH SOLE NONE 0 0 20194 Wells Fargo Income Opportuniti Common 94987B105 193 24298 SH SOLE NONE 0 0 24298 Western Asset Emerging Markets Common 95766A101 333 21579 SH SOLE NONE 0 0 21579 Western Asset High Income Fund Common 95766J102 215 30954 SH SOLE NONE 0 0 30954 Western Asset Intermediate Mun Common 958435109 325 30658 SH SOLE NONE 0 0 30658 Western Asset Managed Municipa Common 95766M105 254 16595 SH SOLE NONE 0 0 16595 Western Asset Municipal High I Common 95766N103 93 11238 SH SOLE NONE 0 0 11238 Western Asset Municipal Partne Common 95766P108 333 19336 SH SOLE NONE 0 0 19336 Western Asset/Claymore Inflati Common 95766R104 909 81321 SH SOLE NONE 0 0 81321 Western Asset/Claymore Inflati Common 95766Q106 261 22317 SH SOLE NONE 0 0 22317 Zweig Fund Inc Common 989834205 761 59616 SH SOLE NONE 0 0 59616 Zweig Total Return Fund Inc/Th Common 989837208 1389 115428 SH SOLE NONE 0 0 115428