0000938077-16-000007.txt : 20160127 0000938077-16-000007.hdr.sgml : 20160127 20160127150632 ACCESSION NUMBER: 0000938077-16-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160127 DATE AS OF CHANGE: 20160127 EFFECTIVENESS DATE: 20160127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 161364611 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 12-31-2015 12-31-2015 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 7139170022 Ralph McBride Houston TX 01-27-2016 0 154 126602 false INFORMATION TABLE 2 DoliverCapitalAdvisors.xml 4Q 2015 13F AllianceBernstein Income Fund Common 01881E101 1236 161156 SH SOLE NONE 0 0 161156 AllianzGI Diversified Income & Common 01883J108 1078 59341 SH SOLE NONE 0 0 59341 Adams Diversified Equity Fund Common 006212104 1086 84614 SH SOLE NONE 0 0 84614 Apollo Senior Floating Rate Fu Common 037636107 2337 154268 SH SOLE NONE 0 0 154268 Advent Claymore Convertible Se Common 007639107 429 77227 SH SOLE NONE 0 0 77227 Alpine Total Dynamic Dividend Common 021060207 1606 209055 SH SOLE NONE 0 0 209055 Advent Claymore Convertible Se Common 00764C109 1261 93236 SH SOLE NONE 0 0 93236 Alpine Global Premier Properti Common 02083A103 796 137936 SH SOLE NONE 0 0 137936 Bancroft Fund Ltd Common 059695106 412 22646 SH SOLE NONE 0 0 22646 BlackRock Resources & Commodit Common 09257A108 2305 324242 SH SOLE NONE 0 0 324242 BlackRock Enhanced Equity Divi Common 09251A104 2713 356494 SH SOLE NONE 0 0 356494 BlackRock Energy and Resources Common 09250U101 2547 203238 SH SOLE NONE 0 0 203238 BlackRock International Growth Common 092524107 1033 165552 SH SOLE NONE 0 0 165552 Blackrock Science & Technology Common 09258G104 233 13459 SH SOLE NONE 0 0 13459 BlackRock Utility and Infrastr Common 09248D104 174 10393 SH SOLE NONE 0 0 10393 Morgan Stanley China A Share F Common 617468103 1176 59074 SH SOLE NONE 0 0 59074 ClearBridge American Energy ML Common 184691103 1403 171265 SH SOLE NONE 0 0 171265 Calamos Dynamic Convertible & Common 12811V105 236 13100 SH SOLE NONE 0 0 13100 Central Europe Russia and Turk Common 153436100 224 13459 SH SOLE NONE 0 0 13459 ClearBridge Energy MLP Fund In Common 184692101 3318 218578 SH SOLE NONE 0 0 218578 Center Coast MLP & Infrastruct Common 151461100 382 37795 SH SOLE NONE 0 0 37795 Nuveen Diversified Commodity F Common 67074P104 499 55354 SH SOLE NONE 0 0 55354 Calamos Global Total Return Fu Common 128118106 456 39939 SH SOLE NONE 0 0 39939 Aberdeen Chile Fund Inc Common 00301W105 115 20614 SH SOLE NONE 0 0 20614 Calamos Global Dynamic Income Common 12811L107 1703 237876 SH SOLE NONE 0 0 237876 MFS Intermediate High Income F Common 59318T109 45 19587 SH SOLE NONE 0 0 19587 Calamos Strategic Total Return Common 128125101 193 19532 SH SOLE NONE 0 0 19532 Nuveen Long/Short Commodity To Common 670731108 1087 69936 SH SOLE NONE 0 0 69936 ClearBridge Energy MLP Total R Common 18469Q108 2160 175439 SH SOLE NONE 0 0 175439 Virtus Total Return Fund Common 92829A103 369 96898 SH SOLE NONE 0 0 96898 Delaware Enhanced Global Divid Common 246060107 285 30501 SH SOLE NONE 0 0 30501 Deutsche High Income Opportuni Common 25158Y102 801 61332 SH SOLE NONE 0 0 61332 Credit Suisse High Yield Bond Common 22544F103 39 17039 SH SOLE NONE 0 0 17039 Dividend and Income Fund Common 25538A204 1063 96518 SH SOLE NONE 0 0 96518 Diversified Real Asset Income Common 25533B108 2238 144322 SH SOLE NONE 0 0 144322 Duff & Phelps Select Energy ML Common 26433F108 2686 449081 SH SOLE NONE 0 0 449081 DoubleLine Income Solutions Fu Common 258622109 584 35999 SH SOLE NONE 0 0 35999 Ellsworth Growth and Income Fu Common 289074106 231 29775 SH SOLE NONE 0 0 29775 Morgan Stanley Emerging Market Common 617477104 808 118773 SH SOLE NONE 0 0 118773 Stone Harbor Emerging Markets Common 86164T107 508 42199 SH SOLE NONE 0 0 42199 Eaton Vance Floating-Rate Inco Common 278279104 466 36858 SH SOLE NONE 0 0 36858 Western Asset Emerging Markets Common 95766E103 760 78135 SH SOLE NONE 0 0 78135 Eaton Vance Michigan Municipal Common 27826D106 295 22493 SH SOLE NONE 0 0 22493 ClearBridge Energy MLP Opportu Common 18469P100 737 58156 SH SOLE NONE 0 0 58156 Wells Fargo Global Dividend Op Common 94987C103 242 40840 SH SOLE NONE 0 0 40840 Western Asset Emerging Markets Common 95766A101 448 32594 SH SOLE NONE 0 0 32594 Eaton Vance Tax-Advantaged Glo Common 27828S101 1633 105204 SH SOLE NONE 0 0 105204 Eaton Vance Risk-Managed Diver Common 27829G106 197 19367 SH SOLE NONE 0 0 19367 Eaton Vance Tax-Advantaged Glo Common 27828U106 409 19178 SH SOLE NONE 0 0 19178 Eaton Vance Tax Managed Global Common 27829C105 1818 161930 SH SOLE NONE 0 0 161930 Eaton Vance Senior Income Trus Common 27826S103 109 18817 SH SOLE NONE 0 0 18817 Eaton Vance Tax-Advantaged Bon Common 27829M103 353 28090 SH SOLE NONE 0 0 28090 Eaton Vance Tax-Managed Global Common 27829F108 2971 335723 SH SOLE NONE 0 0 335723 Aberdeen Asia-Pacific Income F Common 003009107 108 23685 SH SOLE NONE 0 0 23685 First Trust Enhanced Equity In Common 337318109 686 51994 SH SOLE NONE 0 0 51994 First Trust Specialty Finance Common 33733G109 282 50698 SH SOLE NONE 0 0 50698 First Trust Energy Infrastruct Common 33738C103 2131 146027 SH SOLE NONE 0 0 146027 Fiduciary/Claymore MLP Opportu Common 31647Q106 3064 236063 SH SOLE NONE 0 0 236063 First Trust Intermediate Durat Common 33718W103 1455 68384 SH SOLE NONE 0 0 68384 Franklin Universal Trust Common 355145103 153 26702 SH SOLE NONE 0 0 26702 Sprott Focus Trust Inc Common 85208J109 377 64985 SH SOLE NONE 0 0 64985 Gabelli Equity Trust Inc Common 362397101 354 66686 SH SOLE NONE 0 0 66686 General American Investors Co Common 368802104 821 25708 SH SOLE NONE 0 0 25708 Western Asset Global Partners Common 95766G108 176 22779 SH SOLE NONE 0 0 22779 Gabelli Dividend & Income Trus Common 36242H104 988 53502 SH SOLE NONE 0 0 53502 Guggenheim Equal Weight Enhanc Common 40167M106 186 11358 SH SOLE NONE 0 0 11358 Goldman Sachs MLP Energy Renai Common 38148G107 3134 571841 SH SOLE NONE 0 0 571841 Guggenheim Enhanced Equity Str Common 40167K100 240 15218 SH SOLE NONE 0 0 15218 GAMCO Global Gold Natural Reso Common 36465A109 2535 533773 SH SOLE NONE 0 0 533773 Gabelli Multimedia Trust Inc Common 36239Q109 92 12281 SH SOLE NONE 0 0 12281 Global High Income Fund Inc Common 37933G108 365 42966 SH SOLE NONE 0 0 42966 Templeton Global Income Fund Common 880198106 91 14300 SH SOLE NONE 0 0 14300 Clough Global Opportunities Fu Common 18914E106 2214 212103 SH SOLE NONE 0 0 212103 Clough Global Equity Fund Common 18914C100 176 14051 SH SOLE NONE 0 0 14051 Goldman Sachs MLP Income Oppor Common 38147W103 3078 374035 SH SOLE NONE 0 0 374035 GAMCO Natural Resources Gold & Common 36465E101 90 15632 SH SOLE NONE 0 0 15632 Guggenheim Strategic Opportuni Common 40167F101 1220 72509 SH SOLE NONE 0 0 72509 Guggenheim Enhanced Equity Inc Common 40167B100 127 16562 SH SOLE NONE 0 0 16562 Gabelli Healthcare & WellnessR Common 36246K103 182 17713 SH SOLE NONE 0 0 17713 John Hancock Hedged Equity & I Common 47804L102 261 18039 SH SOLE NONE 0 0 18039 Miller/Howard High Dividend Fu Common 600379101 1354 118135 SH SOLE NONE 0 0 118135 Tekla Healthcare Investors Common 87911J103 2629 88631 SH SOLE NONE 0 0 88631 Tekla Life Sciences Investors Common 87911K100 959 40564 SH SOLE NONE 0 0 40564 Managed High Yield Plus Fund I Common 561911108 215 121977 SH SOLE NONE 0 0 121977 Voya Asia Pacific High Dividen Common 92912J102 101 11131 SH SOLE NONE 0 0 11131 Aberdeen Australia Equity Fund Common 003011103 131 24076 SH SOLE NONE 0 0 24076 Voya Infrastructure Industrial Common 92912X101 658 53678 SH SOLE NONE 0 0 53678 Aberdeen Indonesia Fund Inc/Th Common 00305P106 73 13280 SH SOLE NONE 0 0 13280 India Fund Inc/The Common 454089103 2376 104492 SH SOLE NONE 0 0 104492 Voya Global Advantage and Prem Common 92912R104 363 34701 SH SOLE NONE 0 0 34701 CBRE Clarion Global Real Estat Common 12504G100 1278 167309 SH SOLE NONE 0 0 167309 Voya Emerging Markets High Inc Common 92912P108 178 24035 SH SOLE NONE 0 0 24035 Morgan Stanley India Investmen Common 61745C105 720 28271 SH SOLE NONE 0 0 28271 Cohen & Steers Global Income B Common 19248M103 189 19978 SH SOLE NONE 0 0 19978 Brookfield Global Listed Infra Common 11273Q109 786 66929 SH SOLE NONE 0 0 66929 Voya Natural Resources Equity Common 92913C106 553 101367 SH SOLE NONE 0 0 101367 Nuveen Core Equity Alpha Fund Common 67090X107 196 13750 SH SOLE NONE 0 0 13750 Nuveen Diversified Dividend & Common 6706EP105 200 18486 SH SOLE NONE 0 0 18486 Nuveen Quality Preferred Incom Common 67072W101 223 26273 SH SOLE NONE 0 0 26273 Nuveen Energy MLP Total Return Common 67074U103 2852 256932 SH SOLE NONE 0 0 256932 Nuveen All Cap Energy MLP Oppo Common 67075E108 1912 274292 SH SOLE NONE 0 0 274292 Nuveen Multi-Market Income Fun Common 67075J107 75 10538 SH SOLE NONE 0 0 10538 Nuveen Preferred Income Opport Common 67073B106 533 58183 SH SOLE NONE 0 0 58183 Nuveen Real Asset Income and G Common 67074Y105 1121 73556 SH SOLE NONE 0 0 73556 Nuveen Real Estate Income Fund Common 67071B108 302 28427 SH SOLE NONE 0 0 28427 Nuveen Tax-Advantaged Total Re Common 67090H102 185 15862 SH SOLE NONE 0 0 15862 Nuveen Tax-Advantaged Dividend Common 67073G105 272 19538 SH SOLE NONE 0 0 19538 Deutsche Global High Income Fu Common 25158V108 159 21005 SH SOLE NONE 0 0 21005 Advent/Claymore Enhanced Growt Common 00765E104 286 34600 SH SOLE NONE 0 0 34600 Cohen & Steers Limited Duratio Common 19248C105 976 43359 SH SOLE NONE 0 0 43359 Lazard Global Total Return and Common 52106W103 230 17561 SH SOLE NONE 0 0 17561 Lazard World Dividend & Income Common 521076109 169 18544 SH SOLE NONE 0 0 18544 Madison Covered Call & Equity Common 557437100 153 20707 SH SOLE NONE 0 0 20707 MFS Charter Income Trust Common 552727109 661 86759 SH SOLE NONE 0 0 86759 Macquarie/First Trust Global I Common 55607W100 125 10757 SH SOLE NONE 0 0 10757 Macquarie Global Infrastructur Common 55608D101 866 45465 SH SOLE NONE 0 0 45465 MFS Multimarket Income Trust Common 552737108 296 53684 SH SOLE NONE 0 0 53684 Madison Strategic Sector Premi Common 558268108 132 12241 SH SOLE NONE 0 0 12241 Mexico Fund Inc/The Common 592835102 528 31792 SH SOLE NONE 0 0 31792 AllianzGI Convertible & Income Common 018828103 2844 513317 SH SOLE NONE 0 0 513317 AllianzGI Convertible & Income Common 018825109 1094 216619 SH SOLE NONE 0 0 216619 AllianzGI NFJ Dividend Interes Common 01883A107 652 52606 SH SOLE NONE 0 0 52606 AllianzGI Equity & Convertible Common 018829101 479 26681 SH SOLE NONE 0 0 26681 Nuveen Municipal Opportunity F Common 670984103 2714 189399 SH SOLE NONE 0 0 189399 Nuveen Massachusetts Premium I Common 67061E104 195 14182 SH SOLE NONE 0 0 14182 Nuveen North Carolina Premium Common 67060P100 613 46759 SH SOLE NONE 0 0 46759 Nuveen Connecticut Premium Inc Common 67060D107 275 21563 SH SOLE NONE 0 0 21563 Principal Real Estate Income F Common 74255X104 174 10426 SH SOLE NONE 0 0 10426 Pioneer Floating Rate Trust Common 72369J102 316 29160 SH SOLE NONE 0 0 29160 Pioneer High Income Trust Common 72369H106 338 35511 SH SOLE NONE 0 0 35511 PIMCO Income Opportunity Fund Common 72202B100 838 39564 SH SOLE NONE 0 0 39564 Putnam Premier Income Trust Common 746853100 103 20800 SH SOLE NONE 0 0 20800 PIMCO Corporate & Income Oppor Common 72201B101 547 41000 SH SOLE NONE 0 0 41000 Royce Global Value Trust Inc Common 78081T104 315 42222 SH SOLE NONE 0 0 42222 RMR Real Estate Income Fund Common 76970B101 317 16425 SH SOLE NONE 0 0 16425 LMP Real Estate Income Fund In Common 50208C108 922 70719 SH SOLE NONE 0 0 70719 Royce Micro-Cap Trust Inc Common 780915104 863 118823 SH SOLE NONE 0 0 118823 Royce Value Trust Inc Common 780910105 1590 135131 SH SOLE NONE 0 0 135131 Western Asset Worldwide Income Common 957668106 251 24950 SH SOLE NONE 0 0 24950 Aberdeen Singapore Fund Inc Common 003244100 104 12153 SH SOLE NONE 0 0 12153 Source Capital Inc Common 836144105 2689 40590 SH SOLE NONE 0 0 40590 Templeton Dragon Fund Inc Common 88018T101 2159 121221 SH SOLE NONE 0 0 121221 Templeton Emerging Markets Inc Common 880192109 116 11681 SH SOLE NONE 0 0 11681 Tekla Healthcare Opportunities Common 879105104 1122 64506 SH SOLE NONE 0 0 64506 Thai Fund Inc/The Common 882904105 139 20201 SH SOLE NONE 0 0 20201 Taiwan Fund Inc/The Common 874036106 168 11495 SH SOLE NONE 0 0 11495 Tri-Continental Corp Common 895436103 298 14872 SH SOLE NONE 0 0 14872 Liberty All Star Equity Fund Common 530158104 910 170081 SH SOLE NONE 0 0 170081 Cohen & Steers Infrastructure Common 19248A109 361 18925 SH SOLE NONE 0 0 18925 Virtus Global Multi-Sector Inc Common 92829B101 370 26206 SH SOLE NONE 0 0 26206 Invesco Senior Income Trust Common 46131H107 50 12300 SH SOLE NONE 0 0 12300 Western Asset/Claymore Inflati Common 95766Q106 308 29144 SH SOLE NONE 0 0 29144 Western Asset/Claymore Inflati Common 95766R104 474 46043 SH SOLE NONE 0 0 46043