0000938077-15-000003.txt : 20150518
0000938077-15-000003.hdr.sgml : 20150518
20150515174425
ACCESSION NUMBER: 0000938077-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150518
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 15871220
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000938077
XXXXXXXX
03-31-2015
03-31-2015
DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Ralph D. McBride
General Partner
713-917-0022
Ralph D. McBride
Houston
TX
05-15-2015
0
255
155489
false
INFORMATION TABLE
2
13Fsubmission.xml
13F SUBMISSION
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
379
70536
SH
SOLE
NONE
0
0
70536
ABERDEEN CHILE FD INC
COM
00301W105
76
10183
SH
SOLE
NONE
0
0
10183
ABERDEEN INDONESIA FD INC
COM
00305P106
127
16542
SH
SOLE
NONE
0
0
16542
ABERDEEN SINGAPORE FD INC
COM
003244100
121
10680
SH
SOLE
NONE
0
0
10680
ADAMS EXPRESS CO
COM
006212104
1427
102201
SH
SOLE
NONE
0
0
102201
ADVENT CLAY CONV SEC INC FD
COM
007639107
523
77838
SH
SOLE
NONE
0
0
77838
ADVENT CLAY CONV SEC INC FD
COM
00764C109
225
13022
SH
SOLE
NONE
0
0
13022
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
173
18395
SH
SOLE
NONE
0
0
18395
ALLIANCE NEW YORK MUN INC FD
COM
018714105
391
28015
SH
SOLE
NONE
0
0
28015
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD
COM
01879R106
198
15758
SH
SOLE
NONE
0
0
15758
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
2027
262601
SH
SOLE
NONE
0
0
262601
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
863
63058
SH
SOLE
NONE
0
0
63058
ALLIANZGI EQUITY & CONV INCO
COM
018829101
2267
114455
SH
SOLE
NONE
0
0
114455
ALPINE GLOBAL PREMIER PROPERTIES FD
COM SBI
02083A103
1049
153304
SH
SOLE
NONE
0
0
153304
ALPINE TOTAL DYNAMIC DIVID FD
COM SH BEN INT N
021060207
1338
150188
SH
SOLE
NONE
0
0
150188
ASIA TIGERS FD
COM
04516T105
150
13040
SH
SOLE
NONE
0
0
13040
BABSON CAP GLB SHT DURHGH YL
COM
05617T100
856
41196
SH
SOLE
NONE
0
0
41196
BANCROFT FUND LTD
COM
059695106
833
39801
SH
SOLE
NONE
0
0
39801
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
2608
233720
SH
SOLE
NONE
0
0
233720
BLACKROCK CREDIT ALLCTN INC TR
COM
092508100
204
15128
SH
SOLE
NONE
0
0
15128
BLACKROCK DEBT STRAT FD INC
COM
09255R103
730
195841
SH
SOLE
NONE
0
0
195841
BLACKROCK ENERGY & RES TR
COM
09250U101
1180
58013
SH
SOLE
NONE
0
0
58013
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
879
63335
SH
SOLE
NONE
0
0
63335
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
831
117183
SH
SOLE
NONE
0
0
117183
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
289
18281
SH
SOLE
NONE
0
0
18281
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
1360
70133
SH
SOLE
NONE
0
0
70133
BLACKROCK MUNI INCOME TR II
COM
09249N101
1063
17310
SH
SOLE
NONE
0
0
17310
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
242
64857
SH
SOLE
NONE
0
0
64857
BLACKROCK MUNICIPL INC QLTY
COM
092479104
269
18738
SH
SOLE
NONE
0
0
18738
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
234
15853
SH
SOLE
NONE
0
0
15853
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
334
23048
SH
SOLE
NONE
0
0
23048
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
141
10281
SH
SOLE
NONE
0
0
10281
BLACKROCK MUNIY QUALITY FD I
COM
09254G108
367
27360
SH
SOLE
NONE
0
0
27360
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
160
10539
SH
SOLE
NONE
0
0
10539
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
290
21666
SH
SOLE
NONE
0
0
21666
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
325
22373
SH
SOLE
NONE
0
0
22373
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
191
13474
SH
SOLE
NONE
0
0
13474
BLACKROCK MUNIYIELD QUALITY
COM
09254F100
307
19980
SH
SOLE
NONE
0
0
19980
BLACKROCK MUNIYLD INVST QLTY
COM
09254T100
325
23264
SH
SOLE
NONE
0
0
23264
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
302
21428
SH
SOLE
NONE
0
0
21428
BLACKROCK MUNIYLD MICH QLTY
COM
09254W103
335
25774
SH
SOLE
NONE
0
0
25774
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
137
10217
SH
SOLE
NONE
0
0
10217
BLACKROCK RES & COMM STRAT T
SHS
09257A108
1838
192217
SH
SOLE
NONE
0
0
192217
BLACKROCK UTIL & INFRASTRCTU
COM
09248D104
955
48715
SH
SOLE
NONE
0
0
48715
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
1548
95662
SH
SOLE
NONE
0
0
95662
BROOKFIELD HIGH INCOME FD IN
COM
11272P102
280
31768
SH
SOLE
NONE
0
0
31768
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
546
38535
SH
SOLE
NONE
0
0
38535
CALAMOS GBL DYN INCOME FUND
COM
12811L107
593
67512
SH
SOLE
NONE
0
0
67512
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
307
27275
SH
SOLE
NONE
0
0
27275
CBRE CLARION GLOBAL REAL EST
COM
12504G100
855
95582
SH
SOLE
NONE
0
0
95582
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
1381
69416
SH
SOLE
NONE
0
0
69416
CLOUGH GLOBAL ALLOCATION FUN
COM
18913Y103
184
12228
SH
SOLE
NONE
0
0
12228
CLOUGH GLOBAL EQUITY FD
COM
18914C100
744
49482
SH
SOLE
NONE
0
0
49482
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1137
91243
SH
SOLE
NONE
0
0
91243
COHEN & STEERS CLOSED END OP
COM
19248P106
484
37511
SH
SOLE
NONE
0
0
37511
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
1501
66082
SH
SOLE
NONE
0
0
66082
COHEN & STEERS REIT & PFD IN
COM
19247X100
1267
65160
SH
SOLE
NONE
0
0
65160
COHEN & STEERS SLT PFD INCM
COM
19248Y107
324
12239
SH
SOLE
NONE
0
0
12239
CREDIT SUISSE ASSET MGMT INC
COM
224916106
217
67651
SH
SOLE
NONE
0
0
67651
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
205
73655
SH
SOLE
NONE
0
0
73655
DELAWARE ENHANCED GBL DIV &
SH BEN INT
246060107
408
35562
SH
SOLE
NONE
0
0
35562
DELAWARE INVT NAT MUNI INC F
SH BEN INT
24610T108
524
39916
SH
SOLE
NONE
0
0
39916
DELAWARE INVTS GLOBAL DIV & INCOME FD
COM NEW
26200S101
122
33397
SH
SOLE
NONE
0
0
33397
DIVIDEND & INCOME FUND
COM NEW
25538A204
360
23907
SH
SOLE
NONE
0
0
23907
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
1668
67104
SH
SOLE
NONE
0
0
67104
DREYFUS STRATEGIC MUNICIPAL BOND FD
COM
26202F107
181
22396
SH
SOLE
NONE
0
0
22396
DREYFUS STRATEGIC MUNS INC
COM
261932107
151
17960
SH
SOLE
NONE
0
0
17960
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
106
10825
SH
SOLE
NONE
0
0
10825
DWS GLOBAL HIGH INCOME FD
COM
23338W104
148
17687
SH
SOLE
NONE
0
0
17687
DWS HIGH INCOME OPPORT FD IN
SH BEN INT
23339M204
960
66874
SH
SOLE
NONE
0
0
66874
DWS MULTI MKT INCOME TR
SHS
23338L108
123
14519
SH
SOLE
NONE
0
0
14519
DWS STRATEGIC INCOME TR
SHS
23338N104
209
17869
SH
SOLE
NONE
0
0
17869
EATON VANCE ENHANCED EQ INC
COM
278274105
256
18641
SH
SOLE
NONE
0
0
18641
EATON VANCE LTD DUR INCOME F
COM
27828H105
164
11397
SH
SOLE
NONE
0
0
11397
EATON VANCE MA MUNI INCOME T
SH BEN INT
27826E104
314
22875
SH
SOLE
NONE
0
0
22875
EATON VANCE MI MUNI INCOME T
SH BEN INT
27826D106
407
31146
SH
SOLE
NONE
0
0
31146
EATON VANCE MUN BD FD
COM
27827X101
178
13772
SH
SOLE
NONE
0
0
13772
EATON VANCE NEW YORK MUN BD
COM
18469P100
423
20196
SH
SOLE
NONE
0
0
20196
EATON VANCE PA MUNI INCOME T
SH BEN INT
27826T101
247
20184
SH
SOLE
NONE
0
0
20184
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
1069
98786
SH
SOLE
NONE
0
0
98786
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
363
55755
SH
SOLE
NONE
0
0
55755
EATON VANCE TAX ADVT DIV INC
COM
27828G107
610
29607
SH
SOLE
NONE
0
0
29607
EATON VANCE TAX-ADV BD & OPT
COM SH BEN INT
27829M103
1869
145881
SH
SOLE
NONE
0
0
145881
EATON VANCE TX ADV GLBL DIV
COM
27828S101
454
26787
SH
SOLE
NONE
0
0
26787
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
296
24940
SH
SOLE
NONE
0
0
24940
ELLSWORTH FD LTD
COM
289074106
692
79036
SH
SOLE
NONE
0
0
79036
EUROPEAN EQUITY FUND
COM
298768102
88
10067
SH
SOLE
NONE
0
0
10067
FEDERATED PREM INTR MUN INC
COM
31423M105
161
12425
SH
SOLE
NONE
0
0
12425
FIRST TR ENHANCED EQTY INC F
COM
337318109
244
16970
SH
SOLE
NONE
0
0
16970
FIRST TR HIGH INCOME L/S FD
COM
33738E109
199
12141
SH
SOLE
NONE
0
0
12141
FIRST TR STRATEGIC HIGH INC
COM SHS NEW
337353304
295
20758
SH
SOLE
NONE
0
0
20758
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD
COM SHS
337319107
696
59402
SH
SOLE
NONE
0
0
59402
FORT DEARBORN INCOME SECS IN
COM
347200107
374
26001
SH
SOLE
NONE
0
0
26001
FRANKLIN TEMPLETON LTD DUR I
COM
35472T101
541
44427
SH
SOLE
NONE
0
0
44427
GABELLI CONV&INCOM SECS FD I
COM
36240B109
69
11243
SH
SOLE
NONE
0
0
11243
GABELLI DIVD & INCOME TR
COM
36242H104
1332
62867
SH
SOLE
NONE
0
0
62867
GABELLI EQUITY TR INC
COM
362397101
89
13687
SH
SOLE
NONE
0
0
13687
GABELLI GLB SML & MD CP VAL
COM
36249W104
150
17125
SH
SOLE
NONE
0
0
17125
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
317
17105
SH
SOLE
NONE
0
0
17105
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
902
80146
SH
SOLE
NONE
0
0
80146
GABELLI MULTIMEDIA TR INC
COM
36239Q109
494
53187
SH
SOLE
NONE
0
0
53187
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
798
114857
SH
SOLE
NONE
0
0
114857
GAMCO NAT RES GOLD & INCOME
SH BEN INT
36465E101
182
22862
SH
SOLE
NONE
0
0
22862
GDL FUND
COM SH BEN IT
361570104
818
79219
SH
SOLE
NONE
0
0
79219
GENERAL AMERN INVS INC
COM
368802104
1506
43062
SH
SOLE
NONE
0
0
43062
GLOBAL HIGH INCOME FUND INC
COM
37933G108
119
11243
SH
SOLE
NONE
0
0
11243
GUGGENHEIM BLD AMR BDS MANG
COM
401664107
852
38017
SH
SOLE
NONE
0
0
38017
GUGGENHEIM EQ WEIGHT ENHANC
COM SH BEN INT
40167M106
382
19608
SH
SOLE
NONE
0
0
19608
H&Q HEALTHCARE INVESTORS
SH BEN INT
404052102
720
20651
SH
SOLE
NONE
0
0
20651
H&Q LIFE SCIENCES INVESTORS
SH BEN INT
404053100
1389
50373
SH
SOLE
NONE
0
0
50373
HANCOCK JOHN INCOME SECS TR
COM
410123103
196
13693
SH
SOLE
NONE
0
0
13693
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
316
22754
SH
SOLE
NONE
0
0
22754
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
1023
47892
SH
SOLE
NONE
0
0
47892
INDIA FD INC
COM
454089103
951
33627
SH
SOLE
NONE
0
0
33627
ING ASIA PAC HGH DIVID EQ IN
COM
44983J107
187
16123
SH
SOLE
NONE
0
0
16123
INVESCO DYNAMIC CR OPP FD
COM
46132R104
918
76689
SH
SOLE
NONE
0
0
76689
INVESCO MUN OPPORTUNITY TR
COM
46132C107
474
36545
SH
SOLE
NONE
0
0
36545
INVESCO MUN TR
COM
46131J103
764
59725
SH
SOLE
NONE
0
0
59725
INVESCO PA VALUE MUN INCOME
COM
46132K109
462
34673
SH
SOLE
NONE
0
0
34673
INVESCO QUALITY MUNI INC TRS
COM
46133G107
880
70101
SH
SOLE
NONE
0
0
70101
INVESCO TR INVT GRADE MUNS
COM
46131M106
686
51008
SH
SOLE
NONE
0
0
51008
INVESCO VALUE MUN INCOME TR
COM
46132P108
842
52653
SH
SOLE
NONE
0
0
52653
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
142
14315
SH
SOLE
NONE
0
0
14315
JOHN HANCOCK HDG EQ & INC FD
COM
47804L102
217
13213
SH
SOLE
NONE
0
0
13213
KOREA FD
COM NEW
500634209
212
5298
SH
SOLE
NONE
0
0
5298
LAZARD WORLD DIVID & INCOME
COM
521076109
206
16277
SH
SOLE
NONE
0
0
16277
LEGG MASON BW GLB INC OPP FD
COM
52469B100
817
51272
SH
SOLE
NONE
0
0
51272
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
1102
188764
SH
SOLE
NONE
0
0
188764
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
166
31835
SH
SOLE
NONE
0
0
31835
LMP CAP & INCOME FD INC
COM
50208A102
183
10909
SH
SOLE
NONE
0
0
10909
LMP REAL ESTATE INCOME FD IN
COM
50208C108
946
72631
SH
SOLE
NONE
0
0
72631
MADISON COVERED CALL & EQUITY STRATEGY FD
COM
557437100
159
19376
SH
SOLE
NONE
0
0
19376
MADISON STRTG SECTOR PREM FD
COM
558268108
464
38555
SH
SOLE
NONE
0
0
38555
MAINSTAY DEFINEDTERM MN OPP
COM
56064K100
457
24576
SH
SOLE
NONE
0
0
24576
MANAGED HIGH YIELD PLUS FD I
COM
561911108
102
52915
SH
SOLE
NONE
0
0
52915
MFS CALIF MUN FD
COM
184692101
2957
118473
SH
SOLE
NONE
0
0
118473
MFS CHARTER INCOME TR
SH BEN INT
552727109
2006
228001
SH
SOLE
NONE
0
0
228001
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
221
39447
SH
SOLE
NONE
0
0
39447
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
276
56831
SH
SOLE
NONE
0
0
56831
MFS INTERMARKET INCOME TRUST
SH BEN INT
59318R103
262
30879
SH
SOLE
NONE
0
0
30879
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
31
11100
SH
SOLE
NONE
0
0
11100
MFS INTERMEDIATE INCOME TRUST
SH BEN INT
55273C107
102
20882
SH
SOLE
NONE
0
0
20882
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
328
34752
SH
SOLE
NONE
0
0
34752
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
910
143309
SH
SOLE
NONE
0
0
143309
MFS MUN INCOME TR
SH BEN INT
552738106
131
29611
SH
SOLE
NONE
0
0
29611
MFS MUNIC INCOME TRUST
SH BEN INT
552738106
90
13277
SH
SOLE
NONE
0
0
13277
MFS SPL VALUE TR
SH BEN INT
55274E102
80
12070
SH
SOLE
NONE
0
0
12070
MORGAN STANLEY EM MKTS DM DE
COM
617477104
2348
253557
SH
SOLE
NONE
0
0
253557
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
620
66861
SH
SOLE
NONE
0
0
66861
MORGAN STANLEY INDIA INVS FD
COM
61745C105
1340
48066
SH
SOLE
NONE
0
0
48066
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
516
28825
SH
SOLE
NONE
0
0
28825
MS CHINA A SHARE FD
COM
617468103
3476
105592
SH
SOLE
NONE
0
0
105592
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
217
17603
SH
SOLE
NONE
0
0
17603
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
2168
399936
SH
SOLE
NONE
0
0
399936
NEW IRELAND FUND INC
COM
645673104
269
20625
SH
SOLE
NONE
0
0
20625
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
1067
77051
SH
SOLE
NONE
0
0
77051
NUVEEN CA DIV ADVANTG MUN FD
COM
67069X104
187
12940
SH
SOLE
NONE
0
0
12940
NUVEEN CA DIVIDEND ADV MUN F
COM
67066Y105
513
37788
SH
SOLE
NONE
0
0
37788
NUVEEN CONN PREM INCOME MUN
COM
67060D107
722
56608
SH
SOLE
NONE
0
0
56608
NUVEEN CORE EQUITY ALPHA FUN
COM
67090X107
364
21256
SH
SOLE
NONE
0
0
21256
NUVEEN DIV ADV MUNI FD 3
COM
67070X101
654
46112
SH
SOLE
NONE
0
0
46112
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
772
54454
SH
SOLE
NONE
0
0
54454
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
617
51884
SH
SOLE
NONE
0
0
51884
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
306
25105
SH
SOLE
NONE
0
0
25105
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
197
13756
SH
SOLE
NONE
0
0
13756
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
189
13003
SH
SOLE
NONE
0
0
13003
NUVEEN DOW 30 DYN OVERWRITE
SHS
67075F105
772
50895
SH
SOLE
NONE
0
0
50895
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
472
25774
SH
SOLE
NONE
0
0
25774
NUVEEN GBL VL OPPORTUNITIES
COM
6706EH103
331
25716
SH
SOLE
NONE
0
0
25716
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
1569
91895
SH
SOLE
NONE
0
0
91895
NUVEEN INSURED N Y TAX FREE ADV MUNIC FD
COM
670656107
404
30919
SH
SOLE
NONE
0
0
30919
NUVEEN LG/SHT COMMODITY TOTR
COM
670731108
1202
72090
SH
SOLE
NONE
0
0
72090
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
497
37105
SH
SOLE
NONE
0
0
37105
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
629
49361
SH
SOLE
NONE
0
0
49361
NUVEEN MICH QUALITY INCOME M
COM
670979103
229
16506
SH
SOLE
NONE
0
0
16506
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
310
13301
SH
SOLE
NONE
0
0
13301
NUVEEN MULTI MKT INCOME FD
COM
67075J107
289
38132
SH
SOLE
NONE
0
0
38132
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
782
56804
SH
SOLE
NONE
0
0
56804
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
778
56766
SH
SOLE
NONE
0
0
56766
NUVEEN MUN VALUE FD INC
COM
670928100
1101
111246
SH
SOLE
NONE
0
0
111246
NUVEEN N C PREM INCOME MUN F
COM
67060P100
1022
17875
SH
SOLE
NONE
0
0
17875
NUVEEN NEW JERSEY MUN VALUE
COM
670702109
266
134881
SH
SOLE
NONE
0
0
134881
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
1851
77555
SH
SOLE
NONE
0
0
77555
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
427
31539
SH
SOLE
NONE
0
0
31539
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
546
39360
SH
SOLE
NONE
0
0
39360
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
183
12429
SH
SOLE
NONE
0
0
12429
NUVEEN OHIO QUALITY INCOME M
COM
670980101
315
20712
SH
SOLE
NONE
0
0
20712
NUVEEN PA INVT QUALITY MUN F
COM
670972108
823
59222
SH
SOLE
NONE
0
0
59222
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
539
36280
SH
SOLE
NONE
0
0
36280
NUVEEN PFD & INCOME TERM FD
COM
67075A106
465
19855
SH
SOLE
NONE
0
0
19855
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
521
54618
SH
SOLE
NONE
0
0
54618
NUVEEN PREM INCOME MUN FD
COM
67062T100
603
43002
SH
SOLE
NONE
0
0
43002
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
396
27921
SH
SOLE
NONE
0
0
27921
NUVEEN PREM INCOME MUN FD 4
COM
6706K4105
416
31050
SH
SOLE
NONE
0
0
31050
NUVEEN QUALITY INCOME MUN FD
COM
670977107
1396
99421
SH
SOLE
NONE
0
0
99421
NUVEEN QUALITY MUN FD INC
COM
67062N103
606
45235
SH
SOLE
NONE
0
0
45235
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
129
15156
SH
SOLE
NONE
0
0
15156
NUVEEN QUALITY PFD INCOME FD 2
COM
67072C105
656
71607
SH
SOLE
NONE
0
0
71607
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1508
117846
SH
SOLE
NONE
0
0
117846
NUVEEN S&P 500 DYN OVERWRITE
COM
6706EW100
568
40667
SH
SOLE
NONE
0
0
40667
NUVEEN SELECT QUALITY MUN FD
COM
670973106
455
32301
SH
SOLE
NONE
0
0
32301
NUVEEN SENIOR INCOME FD
COM
67067Y104
144
21641
SH
SOLE
NONE
0
0
21641
NUVEEN TEX QUALITY INCOME MU
COM
670983105
159
11061
SH
SOLE
NONE
0
0
11061
NUVEEN VA PREM INCOME MUN FD
COM
67064R102
152
11216
SH
SOLE
NONE
0
0
11216
PETROLEUM & RES CORP
COM
716549100
1409
60867
SH
SOLE
NONE
0
0
60867
PIMCO DYNAMIC INCOME FD
COM
72201Y101
3309
114112
SH
SOLE
NONE
0
0
114112
PIMCO INCOME STRATEGY FD II
COM
72201J104
768
76498
SH
SOLE
NONE
0
0
76498
PIMCO INCOME STRATEGY FUND
COM
72201H108
258
22662
SH
SOLE
NONE
0
0
22662
PIONEER HIGH INCOME TR
COM
72369H106
339
26309
SH
SOLE
NONE
0
0
26309
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
1140
70050
SH
SOLE
NONE
0
0
70050
PUTNAM MANAGED MUN INCOM TR
COM
746823103
118
15929
SH
SOLE
NONE
0
0
15929
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
219
17899
SH
SOLE
NONE
0
0
17899
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
625
20642
SH
SOLE
NONE
0
0
20642
RMR REAL ESTATE INCOME FUND
COM
76970B101
1378
65431
SH
SOLE
NONE
0
0
65431
ROYCE FOCUS TR
COM
78080N108
294
40459
SH
SOLE
NONE
0
0
40459
ROYCE GLOBAL VALUE TRUST
COM
78081T104
322
40032
SH
SOLE
NONE
0
0
40032
ROYCE MICRO-CAP TR INC
COM
780915104
486
49633
SH
SOLE
NONE
0
0
49633
ROYCE VALUE TR INC
COM
780910105
823
57505
SH
SOLE
NONE
0
0
57505
STONE HBR EMERG MKTS TL INC
COM
86164W100
512
35378
SH
SOLE
NONE
0
0
35378
STONE HBR EMERG MRKTS INC FD
COM
86164T107
399
25738
SH
SOLE
NONE
0
0
25738
STRATEGIC GLOBAL INCOME FD
COM
862719101
434
51462
SH
SOLE
NONE
0
0
51462
SWISS HELVETIA FD
COM
870875101
726
62895
SH
SOLE
NONE
0
0
62895
TAIWAN FD INC
COM
874036106
191
11390
SH
SOLE
NONE
0
0
11390
TEMPLETON DRAGON FD INC
COM
88018T101
1007
40536
SH
SOLE
NONE
0
0
40536
TEMPLETON EMERGING MARKETS INCOME FD
COM
880192109
1062
98592
SH
SOLE
NONE
0
0
98592
TEMPLETON EMERGING MKTS FD I
COM
880191101
278
18225
SH
SOLE
NONE
0
0
18225
TEMPLETON GLOBAL INCOME FD
COM
880198106
111
15385
SH
SOLE
NONE
0
0
15385
THAI FD INC
COM
882904105
793
90976
SH
SOLE
NONE
0
0
90976
TRANSAMERICA INCOME SHARES
COM
893506105
302
14836
SH
SOLE
NONE
0
0
14836
TRI CONTL CORP
COM
895436103
994
45850
SH
SOLE
NONE
0
0
45850
TURKISH INVESTMENT FD
COM
900145103
129
13400
SH
SOLE
NONE
0
0
13400
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
635
62971
SH
SOLE
NONE
0
0
62971
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
126
10524
SH
SOLE
NONE
0
0
10524
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
307
19900
SH
SOLE
NONE
0
0
19900
WELLS FARGO ADVANTAGE INCOME
COM SHS
94987B105
1047
118956
SH
SOLE
NONE
0
0
118956
WELLS FARGO ADVANTAGE MULTI
COM SHS
94987D101
1135
85050
SH
SOLE
NONE
0
0
85050
WESTERN ASSET CLYM INFL OPP
COM
95766R104
954
84085
SH
SOLE
NONE
0
0
84085
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
810
70223
SH
SOLE
NONE
0
0
70223
WESTERN ASSET EMRG MKT DEBT
COM
27828X100
288
18129
SH
SOLE
NONE
0
0
18129
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
1450
92084
SH
SOLE
NONE
0
0
92084
WESTERN ASSET EMRG MKT INCM
COM
95766E103
378
33985
SH
SOLE
NONE
0
0
33985
WESTERN ASSET GLB HI INCOME
COM
95766B109
377
33951
SH
SOLE
NONE
0
0
33951
WESTERN ASSET GLB PTNRS INCO
COM
95766G108
233
24298
SH
SOLE
NONE
0
0
24298
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
396
22412
SH
SOLE
NONE
0
0
22412
WESTERN ASSET HIGH INCM FD I
COM
95766J102
282
35079
SH
SOLE
NONE
0
0
35079
WESTERN ASSET HIGH INCOME OPPORTUNITY FD
COM
95766K106
562
105615
SH
SOLE
NONE
0
0
105615
WESTERN ASSET MGD HI INCM FD
COM
95766L107
369
71385
SH
SOLE
NONE
0
0
71385
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
223
9298
SH
SOLE
NONE
0
0
9298
WESTERN ASSET PREMIER BD FD
SHS BEN INT
957664105
369
26489
SH
SOLE
NONE
0
0
26489
WESTERN ASSET VAR RT STRG FD
COM
957667108
173
10477
SH
SOLE
NONE
0
0
10477
WESTERN ASSET WORLDWIDE INCO
COM
957668106
212
18698
SH
SOLE
NONE
0
0
18698
WESTERN ASST MN PRT FD INC
COM
95766P108
268
17238
SH
SOLE
NONE
0
0
17238
WESTERN ASST MNGD MUN FD INC
COM
95766M105
233
16433
SH
SOLE
NONE
0
0
16433
ZWEIG TOTAL RETURN FD INC
COM
989837208
406
29682
SH
SOLE
NONE
0
0
29682