0000938077-15-000002.txt : 20150213
0000938077-15-000002.hdr.sgml : 20150213
20150213143252
ACCESSION NUMBER: 0000938077-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 15612844
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000938077
XXXXXXXX
12-31-2014
12-31-2014
DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Ralph D. McBride
General Partner
713-917-0022
Ralph D. McBride
Houston
TX
02-13-2015
0
223
143357
false
INFORMATION TABLE
2
13f.xml
13F
ABERDEEN ASIA-PACIFIC INC
COM
003009107
2382
429290
SH
SOLE
NONE
0
0
429290
ABERDEEN AUSTRALIA EQUITY FD
COM
003011103
459
66939
SH
SOLE
NONE
0
0
66939
ABERDEEN GLOBAL INCOME
COM
003013109
335
34903
SH
SOLE
NONE
0
0
34903
ABERDEEN CHILE FD
COM
00301W105
305
41095
SH
SOLE
NONE
0
0
41095
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
78
11635
SH
SOLE
NONE
0
0
11635
ADAMS EXPRESS CO
COM
006212104
997
72933
SH
SOLE
NONE
0
0
72933
ADVENT CLAY CONV SEC INC FD
COM
007639107
684
108610
SH
SOLE
NONE
0
0
108610
ADVENT CLAY CONV SEC INC FD
COM
00764C109
860
52628
SH
SOLE
NONE
0
0
52628
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
470
52893
SH
SOLE
NONE
0
0
52893
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
185
13472
SH
SOLE
NONE
0
0
13472
ALLIANCE NEW YORK MUN INC FD
COM
018714105
372
27692
SH
SOLE
NONE
0
0
27692
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD
COM
01879R106
1309
105346
SH
SOLE
NONE
0
0
105346
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
1351
180933
SH
SOLE
NONE
0
0
180933
AALIANC GI CONV & INCOME FD
COM
018828103
105
11151
SH
SOLE
NONE
0
0
11151
AALLIANZGI NFJ DIVID INT & PR
COM
01883A107
1842
115159
SH
SOLE
NONE
0
0
115159
ALPINE GLOBAL DYNAMIC DIVIDEND FUND
COM NEW
02082E205
150
15289
SH
SOLE
NONE
0
0
15289
ALPINE GLOBAL PREMIER PROPERTIES FD
COM SBI
02083A103
164
22813
SH
SOLE
NONE
0
0
22813
ALPINE TOTAL DYNAMIC DIVID FD
COM SH BEN INT N
021060207
1157
136353
SH
SOLE
NONE
0
0
136353
ASIA PACIFIC FD
COM
044901106
153
13610
SH
SOLE
NONE
0
0
13610
ASIA TIGERS FD
COM
04516T105
192
17194
SH
SOLE
NONE
0
0
17194
BABSON CAP GLB SHT DURHGH YL
COM
05617T100
257
12745
SH
SOLE
NONE
0
0
12745
BANCROFT FUND LTD
COM
059695106
885
44124
SH
SOLE
NONE
0
0
44124
BLACKROCK INCOME TR INC
COM
09247F100
486
76063
SH
SOLE
NONE
0
0
76063
BLACKROCK PA STRATEGIC MUN T
COM
09248R103
150
11776
SH
SOLE
NONE
0
0
11776
BLACKROCK MUNIC BD INVST TR
COM
09249K107
150
10155
SH
SOLE
NONE
0
0
10155
BLACKROCK MARYAND MUNICIPAL BOND
COM
09249L105
189
13022
SH
SOLE
NONE
0
0
13022
BLACKROCK NY MUN INCOME TR I
COM
09249R102
177
12083
SH
SOLE
NONE
0
0
12083
BLACKROCK NY MUNI INC QLTY T
COM
09249U105
284
21464
SH
SOLE
NONE
0
0
21464
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
2936
223684
SH
SOLE
NONE
0
0
223684
BLACKROCK CREDIT ALLCTN INC TR
COM
092508100
808
62592
SH
SOLE
NONE
0
0
62592
BLACKROCK MUNI INCOME INV QL
COM
09250G102
368
25722
SH
SOLE
NONE
0
0
25722
BLACKROCK ENERGY & RES TR
COM
09250U101
827
41488
SH
SOLE
NONE
0
0
41488
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
1385
170646
SH
SOLE
NONE
0
0
170646
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
2982
442496
SH
SOLE
NONE
0
0
442496
BLACKROCK MUNI INTER DR FD I
COM
09253X102
344
23923
SH
SOLE
NONE
0
0
23923
BLACKROCK MUNIYLD INVST QLTY
COM
09254T100
415
30184
SH
SOLE
NONE
0
0
30184
BLACKROCK MUNIYLD MICH QLTY
COM
09254W103
514
40038
SH
SOLE
NONE
0
0
40038
BLACKROCK MUNI N Y INTER DUR
COM
09255F109
311
22212
SH
SOLE
NONE
0
0
22212
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
433
30260
SH
SOLE
NONE
0
0
30260
BLACKROCK DEBT STRAT FD INC
COM
09255R103
116
31287
SH
SOLE
NONE
0
0
31287
BLACKROCK FLOAT RATE OME STR
COM
09255X100
422
31531
SH
SOLE
NONE
0
0
31531
BLACKROCK ENH CAP & INC FD I
COM
09256A109
1429
102294
SH
SOLE
NONE
0
0
102294
BLACKROCK RES & COMM STRAT T
SHS
09257A108
2729
281153
SH
SOLE
NONE
0
0
281153
BLACKSTONE GSO LONG-SHORT CREDIT INCOME FD
COM SHS BN INT
09257D102
769
49545
SH
SOLE
NONE
0
0
49545
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
316
15160
SH
SOLE
NONE
0
0
15160
CBRE CLARION GLOBAL REAL EST
COM
12504G100
164
18341
SH
SOLE
NONE
0
0
18341
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
426
33208
SH
SOLE
NONE
0
0
33208
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
411
35963
SH
SOLE
NONE
0
0
35963
CHINA FD
COM
169373107
899
49352
SH
SOLE
NONE
0
0
49352
CLOUGH GLOBAL ALLOCATION FUN
COM
18913Y103
509
34517
SH
SOLE
NONE
0
0
34517
CLOUGH GLOBAL EQUITY FD
COM
18914C100
338
23366
SH
SOLE
NONE
0
0
23366
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
465
36329
SH
SOLE
NONE
0
0
36329
COHEN & STEERS REIT & PFD IN
COM
19247X100
574
30278
SH
SOLE
NONE
0
0
30278
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
1127
49640
SH
SOLE
NONE
0
0
49640
COHEN & STEERS LTD DUR PFD I
COM
19248C105
1333
58849
SH
SOLE
NONE
0
0
58849
COHEN & STEERS GLOBAL INC BL
COM
19248M103
227
19396
SH
SOLE
NONE
0
0
19396
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
646
230983
SH
SOLE
NONE
0
0
230983
DNP SELECT INCOME FD
COM
23325P104
1192
112951
SH
SOLE
NONE
0
0
112951
DWS MULTI MKT INCOME TR
SHS
23338L108
303
35619
SH
SOLE
NONE
0
0
35619
DWS STRATEGIC INCOME TR
SHS
23338N104
423
36671
SH
SOLE
NONE
0
0
36671
DWS GLOBAL HIGH INCOME FD
COM
23338W104
200
25530
SH
SOLE
NONE
0
0
25530
DWS HIGH INCOME OPPORT FD IN
SH BEN INT
23339M204
925
65958
SH
SOLE
NONE
0
0
65958
DELAWARE INVTS DIV & INCOME
COM
245915103
136
13870
SH
SOLE
NONE
0
0
13870
DELAWARE ENHANCED GBL DIV &
SH BEN INT
246060107
307
27275
SH
SOLE
NONE
0
0
27275
DELAWARE INVT NAT MUNI INC F
SH BEN INT
24610T108
522
39920
SH
SOLE
NONE
0
0
39920
DELAWARE INV MN MUN INC FD I
COM
24610V103
145
10917
SH
SOLE
NONE
0
0
10917
DIVERSIFIED REAL ASSET INCOME FUND
COM SHS
25533B108
1401
80797
SH
SOLE
NONE
0
0
80797
DIVIDEND & INCOME FD
COM NEW
25538A204
563
37294
SH
SOLE
NONE
0
0
37294
DREYFUS STRATEGIC MUN BD FD
COM
261932107
182
22333
SH
SOLE
NONE
0
0
22333
DELAWARE INVTS GLOBAL DIV & INCOME FD
COM NEW
26200S101
189
52437
SH
SOLE
NONE
0
0
52437
DREYFUS STRATEGIC MUNICIPAL BOND FD
COM
26202F107
125
15810
SH
SOLE
NONE
0
0
15810
DUFF & PHELPS GLB UTIL INC FD
COM
26433C105
1231
56918
SH
SOLE
NONE
0
0
56918
EATON VANCE MI MUNI INCOME T
SH BEN INT
27826D106
495
38967
SH
SOLE
NONE
0
0
38967
EATON VANCE MA MUNI INCOME T
SH BEN INT
27826E104
363
26573
SH
SOLE
NONE
0
0
26573
EATON VANCE OH MUNI INCOME T
SH BEN INT
27826G109
155
11372
SH
SOLE
NONE
0
0
11372
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
63
10149
SH
SOLE
NONE
0
0
10149
EATON VANCE PA MUNI INCOME T
SH BEN INT
27826T101
289
23772
SH
SOLE
NONE
0
0
23772
EATON VANCE FLTING RATE INC
COM
278279104
358
25837
SH
SOLE
NONE
0
0
25837
EATON VANCE NEW YORK MUN BD
COM
27827Y109
329
26185
SH
SOLE
NONE
0
0
26185
EATON VANCE LTD DUR INCOME F
COM
27828H105
2120
150153
SH
SOLE
NONE
0
0
150153
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
1522
136337
SH
SOLE
NONE
0
0
136337
EATON VANCE SR FLTG RTE TR
COM
27828Q105
228
16673
SH
SOLE
NONE
0
0
16673
EATON VANCE TX ADV GLBL DIV
COM
27828S101
1682
104068
SH
SOLE
NONE
0
0
104068
EATON VANCE N Y MUN BD FD II
COM
27828T109
134
11194
SH
SOLE
NONE
0
0
11194
EATON VANCE SH TM DR DIVR IN
COM
27828V104
459
32486
SH
SOLE
NONE
0
0
32486
EATON VANCE TAX MANAGED BUY WRITE OPPORTUNITIE FD
COM
27828Y108
1231
87613
SH
SOLE
NONE
0
0
87613
EATON VANCE TXMGD GBL BUYWR O
COM
27829C105
2758
250291
SH
SOLE
NONE
0
0
250291
EATON VANCE TAX MNGD GBL DV
COM
27829F108
2303
242736
SH
SOLE
NONE
0
0
242736
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
1965
184337
SH
SOLE
NONE
0
0
184337
EATON VANCE TAX-ADV BD & OPT
COM SH BEN INT
27829M103
350
27646
SH
SOLE
NONE
0
0
27646
ELLSWORTH FD LTD
COM
289074106
971
111565
SH
SOLE
NONE
0
0
111565
FEDERATED ENHANC TREAS INCM
COM SH BEN INT
314162108
181
13594
SH
SOLE
NONE
0
0
13594
FEDERATED PREM INTR MUN INC
COM
31423M105
244
19157
SH
SOLE
NONE
0
0
19157
FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD
COM SHS
337319107
1050
87237
SH
SOLE
NONE
0
0
87237
FIRST TR ABERDEEN EMERG OPT
COM
33731K102
265
16152
SH
SOLE
NONE
0
0
16152
FIRST TRUST/GALLATIN SPECIALTY FINANCE & FIN OPP FD
COM BEN INTR
33733G109
103
13152
SH
SOLE
NONE
0
0
13152
FIRST TR SR FLG RTE INCM FD
COM
33733U108
214
16487
SH
SOLE
NONE
0
0
16487
FIRST TRUST ENERGY INFRASTRUCTURE FD
COM
33738C103
411
17300
SH
SOLE
NONE
0
0
17300
FIRST TR HIGH INCOME L/S FD
COM
33738E109
773
48329
SH
SOLE
NONE
0
0
48329
FORT DEARBORN INCOME SECS IN
COM
347200107
461
32673
SH
SOLE
NONE
0
0
32673
FRANKLIN TEMPLETON LTD DUR I
COM
35472T101
351
28841
SH
SOLE
NONE
0
0
28841
FRANKLIN UNVL TR
SH BEN INT
355145103
316
44584
SH
SOLE
NONE
0
0
44584
GDL FUND
COM SH BEN IT
361570104
1025
100261
SH
SOLE
NONE
0
0
100261
GABELLI EQUITY TR INC
COM
362397101
1251
193414
SH
SOLE
NONE
0
0
193414
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
364
18753
SH
SOLE
NONE
0
0
18753
GAMCO NAT RESOURCES, GOLD & INCOME TRUST
SH BEN INT
36465E101
96
11959
SH
SOLE
NONE
0
0
11959
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
1612
230379
SH
SOLE
NONE
0
0
230379
GENERAL AMERN INVS INC
COM
368802104
937
26787
SH
SOLE
NONE
0
0
26787
GLOBAL HIGH INCOME FUND INC
COM
37933G108
453
43405
SH
SOLE
NONE
0
0
43405
GUGGENHEIM ENHNCD EQTY INCM
COM
40167B100
161
18656
SH
SOLE
NONE
0
0
18656
GUGGENHEIM ENHANCED EQUITY S
COM
40167K100
284
16025
SH
SOLE
NONE
0
0
16025
H&Q HEALTHCARE INVESTORS
SH BEN INT
404052102
2112
67077
SH
SOLE
NONE
0
0
67077
H&Q LIFE SCIENCES INVESTORS
SH BEN INT
404053100
712
28657
SH
SOLE
NONE
0
0
28657
HANCOCK JOHN INCOME SECS TR
COM
410123103
265
18562
SH
SOLE
NONE
0
0
18562
HANCOCK JOHN INV TRUST
TAX ADV GLB SH
41013P749
752
67069
SH
SOLE
NONE
0
0
67069
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
392
28553
SH
SOLE
NONE
0
0
28553
ING PRIME RATE TRUST
SH BEN INT
44977W106
613
115565
SH
SOLE
NONE
0
0
115565
INVESCO SENIOR INCOME TRUST
COM
46131H107
473
103737
SH
SOLE
NONE
0
0
103737
INVESCO TR INVT GRADE MUNS
COM
46131T101
190
13924
SH
SOLE
NONE
0
0
13924
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
277
30902
SH
SOLE
NONE
0
0
30902
JOHN HANCOCK HDG EQ & INC FD
COM
47804L102
402
24691
SH
SOLE
NONE
0
0
24691
LMP REAL ESTATE INCOME FD IN
COM
50208C108
808
64449
SH
SOLE
NONE
0
0
64449
LAZARD WORLD DIVID & INCOME
COM
521076109
342
26152
SH
SOLE
NONE
0
0
26152
LIBERTY ALL-STAR GROWTH FD
COM
529900102
109
21218
SH
SOLE
NONE
0
0
21218
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
518
86655
SH
SOLE
NONE
0
0
86655
MFS MUNIC INCOME TRUST
SH BEN INT
552738106
85
12831
SH
SOLE
NONE
0
0
12831
MFS INTERMEDIATE INCOME TRUST
SH BEN INT
55273C107
496
103926
SH
SOLE
NONE
0
0
103926
MFS SPL VALUE TR
SH BEN INT
55274E102
97
13478
SH
SOLE
NONE
0
0
13478
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
479
19388
SH
SOLE
NONE
0
0
19388
MADISON CVRED CALL & EQ STR
COM
557437100
182
22390
SH
SOLE
NONE
0
0
22390
MADISON STRTG SECTOR PREM FD
COM
558268108
582
49057
SH
SOLE
NONE
0
0
49057
MEXICO EQUITY & INCOME FD
COM
592834105
1135
54606
SH
SOLE
NONE
0
0
54606
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
417
44599
SH
SOLE
NONE
0
0
44599
MFS CALIF MUN FD
COM
59318C106
237
21770
SH
SOLE
NONE
0
0
21770
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
90
20718
SH
SOLE
NONE
0
0
20718
MFS INTERMARKET INCOME TRUST
SH BEN INT
59318R103
351
42141
SH
SOLE
NONE
0
0
42141
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
692
76172
SH
SOLE
NONE
0
0
76172
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
552
30817
SH
SOLE
NONE
0
0
30817
MS CHINA A SHARE FD
COM
617468103
3146
103593
SH
SOLE
NONE
0
0
103593
NASDAQ PREM INCM & GRW FD IN
COM
63110R105
1186
61655
SH
SOLE
NONE
0
0
61655
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
1293
244536
SH
SOLE
NONE
0
0
244536
NEW IRELAND FUND INC
COM
645673104
312
24733
SH
SOLE
NONE
0
0
24733
NUVEEN CONN PREM INCOME MUN
COM
67060D107
779
62188
SH
SOLE
NONE
0
0
62188
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
575
43493
SH
SOLE
NONE
0
0
43493
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
376
27546
SH
SOLE
NONE
0
0
27546
NUVEEN QUALITY MUN FD INC
COM
67062N103
603
45800
SH
SOLE
NONE
0
0
45800
NUVEEN INSURED N Y TAX FREE ADV MUNIC FD
COM
670656107
462
35849
SH
SOLE
NONE
0
0
35849
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
742
54860
SH
SOLE
NONE
0
0
54860
NUVEEN SENIOR INCOME FD
COM
67067Y104
255
38945
SH
SOLE
NONE
0
0
38945
NUVEEN MUNIC HIGH INCOME OPPORTUNITY FD
COM
670682103
753
59539
SH
SOLE
NONE
0
0
59539
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
2340
173757
SH
SOLE
NONE
0
0
173757
NUVEEN GBL VL OPPORTUNITIES
COM
6706EH103
289
22236
SH
SOLE
NONE
0
0
22236
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
136
15520
SH
SOLE
NONE
0
0
15520
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
567
48187
SH
SOLE
NONE
0
0
48187
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1967
162479
SH
SOLE
NONE
0
0
162479
NUVEEN NEW JERSEY MUN VALUE
COM
670702109
315
21582
SH
SOLE
NONE
0
0
21582
NUVEEN NEW YORK MUN VALUE FD
COM
670706100
161
10960
SH
SOLE
NONE
0
0
10960
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
528
39948
SH
SOLE
NONE
0
0
39948
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
218
15491
SH
SOLE
NONE
0
0
15491
NUVEEN DIV ADV MUNI FD 3
COM
67070X101
1024
74320
SH
SOLE
NONE
0
0
74320
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
581
41177
SH
SOLE
NONE
0
0
41177
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
320
39784
SH
SOLE
NONE
0
0
39784
NUVEEN GA DIV ADV MUN FD 2
COM
67072B107
186
14804
SH
SOLE
NONE
0
0
14804
NUVEEN QUALITY PFD INCOME FD 2
COM
67072C105
1045
46575
SH
SOLE
NONE
0
0
46575
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
346
41625
SH
SOLE
NONE
0
0
41625
NUVEEN LG/SHT COMMODITY TOTR
COM
670731108
1159
69857
SH
SOLE
NONE
0
0
69857
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
370
16015
SH
SOLE
NONE
0
0
16015
NUVEEN CREDIT STRATEGIES INCOME FD
COM SHS
67073D102
499
56081
SH
SOLE
NONE
0
0
56081
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
577
44987
SH
SOLE
NONE
0
0
44987
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FD
COM
67074X107
155
13792
SH
SOLE
NONE
0
0
13792
NUVEEN PFD & INCOME TERM FD
COM
67075A106
350
24404
SH
SOLE
NONE
0
0
24404
NUVEEN DOW 30 DYN OVERWRITE
SHS
67075F105
1077
69857
SH
SOLE
NONE
0
0
69857
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
1466
85003
SH
SOLE
NONE
0
0
85003
NUVEEN MULTI MARKET INCOME FUND INC
COM
67075J107
341
44487
SH
SOLE
NONE
0
0
44487
NUVEEN TX ADV TOTAL RET STRG
COM
67090H102
156
13569
SH
SOLE
NONE
0
0
13569
NUVEEN PA INVT QUALITY MUN F
COM
670972108
353
25781
SH
SOLE
NONE
0
0
25781
NUVEEN QUALITY INCOME MUN FD
COM
670977107
483
34602
SH
SOLE
NONE
0
0
34602
NUVEEN MICH QUALITY INCOME M
COM
670979103
178
13070
SH
SOLE
NONE
0
0
13070
NUVEEN NJ PREM INCOME MUN FD
COM
67101N106
1013
77818
SH
SOLE
NONE
0
0
77818
PETROLEUM & RES CORP
COM
716549100
1257
52730
SH
SOLE
NONE
0
0
52730
PIMCO CORPORATE & INCOME STRATEGY FD
COM
72200U100
688
45543
SH
SOLE
NONE
0
0
45543
PIMCO INCOME STRATEGY FUND I
COM
72201J104
426
43503
SH
SOLE
NONE
0
0
43503
PIONEER DIV HIGH INCOME TRUS
COM
723653101
316
17819
SH
SOLE
NONE
0
0
17819
PIONEER FLOATING RATE TRUST
COM
72369J102
257
22603
SH
SOLE
NONE
0
0
22603
PUTNAM PREMIER INCOME TRUST
SH BEN INT
746853100
186
35465
SH
SOLE
NONE
0
0
35465
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
225
6858
SH
SOLE
NONE
0
0
6858
RMR REAL ESTATE INCOME FUND
COM
76970B101
987
47415
SH
SOLE
NONE
0
0
47415
ROYCE FOCUS TR
COM
78080N108
176
24221
SH
SOLE
NONE
0
0
24221
ROYCE GLOBAL VALUE TRUST
COM
78081T104
301
37560
SH
SOLE
NONE
0
0
37560
ROYCE VALUE TR INC
COM
780910105
1131
78972
SH
SOLE
NONE
0
0
78972
ROYCE MICRO-CAP TR INC
COM
780915104
915
90824
SH
SOLE
NONE
0
0
90824
ABERDEEN SINGAPORE FD
COM
003244100
202
16993
SH
SOLE
NONE
0
0
16993
STONE HBR EMERG MRKTS INC FD
COM
86164T107
2009
129485
SH
SOLE
NONE
0
0
129485
STONE HBR EMERG MKTS TL INC
COM
86164W100
689
45239
SH
SOLE
NONE
0
0
45239
STRATEGIC GLOBAL INCOME FD
COM
862719101
945
111516
SH
SOLE
NONE
0
0
111516
SWISS HELVETIA FD
COM
870875101
997
89523
SH
SOLE
NONE
0
0
89523
TEMPLETON EMERGING MARKETS INCOME FD
COM
880192109
1020
90030
SH
SOLE
NONE
0
0
90030
TEMPLETON GLOBAL INCOME FD
COM
880198106
830
115450
SH
SOLE
NONE
0
0
115450
TRANSAMERICA INCOME SHARES
COM
893506105
390
19315
SH
SOLE
NONE
0
0
19315
TRI CONTL CORP
COM
895436103
1686
78758
SH
SOLE
NONE
0
0
78758
TURKISH INVESTMENT FD
COM
900145103
185
16812
SH
SOLE
NONE
0
0
16812
VIRTUS TOTAL RETURN FD
COM
92829A103
200
44318
SH
SOLE
NONE
0
0
44318
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
699
44139
SH
SOLE
NONE
0
0
44139
VOYA ASIA PAC DIVID EQUITY I
COM
92912J102
126
11042
SH
SOLE
NONE
0
0
11042
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
192
18545
SH
SOLE
NONE
0
0
18545
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
1884
226560
SH
SOLE
NONE
0
0
226560
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
171
10970
SH
SOLE
NONE
0
0
10970
VOYA INTL HIGH DIVID EQTY IN
COM
92912Y109
246
30538
SH
SOLE
NONE
0
0
30538
VOYA RISK MANAGED NAT RES FD
COM
92913C106
130
15708
SH
SOLE
NONE
0
0
15708
WELLS FARGO ADV GLB DIV OPP
COM
94987C103
660
88211
SH
SOLE
NONE
0
0
88211
WELLS FARGO ADVANTAGE MULTI
COM SHS
94987D101
256
18804
SH
SOLE
NONE
0
0
18804
WELLS FARGO ADVANTAGE UTILS
COM
94987E109
269
21092
SH
SOLE
NONE
0
0
21092
WESTERN ASSET WORLDWIDE INCO
COM
957668106
449
39418
SH
SOLE
NONE
0
0
39418
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
390
24776
SH
SOLE
NONE
0
0
24776
WESTERN ASSET GLB HI INCOME
COM
95766B109
112
10094
SH
SOLE
NONE
0
0
10094
WESTERN ASSET EMRG MKT INCM
COM
95766E103
649
59287
SH
SOLE
NONE
0
0
59287
WESTERN ASSET HIGH INCOME OPPORTUNITY FD
COM
95766K106
95
17750
SH
SOLE
NONE
0
0
17750
WESTERN ASSET MGD HI INCM FD
COM
95766L107
180
35416
SH
SOLE
NONE
0
0
35416
WESTERN ASST MNGD MUN FD INC
COM
95766M105
258
19051
SH
SOLE
NONE
0
0
19051
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
379
32744
SH
SOLE
NONE
0
0
32744
WESTERN ASSET CLYM INFL OPP
COM
95766R104
436
38669
SH
SOLE
NONE
0
0
38669
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
475
30178
SH
SOLE
NONE
0
0
30178
ZWEIG TOTAL RETURN FD INC
COM
989837208
719
51328
SH
SOLE
NONE
0
0
51328