0000938077-15-000002.txt : 20150213 0000938077-15-000002.hdr.sgml : 20150213 20150213143252 ACCESSION NUMBER: 0000938077-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 15612844 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 12-31-2014 12-31-2014 DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963 HOUSTON TX 77057
13F HOLDINGS REPORT 028-05031 N
Ralph D. McBride General Partner 713-917-0022 Ralph D. McBride Houston TX 02-13-2015 0 223 143357 false
INFORMATION TABLE 2 13f.xml 13F ABERDEEN ASIA-PACIFIC INC COM 003009107 2382 429290 SH SOLE NONE 0 0 429290 ABERDEEN AUSTRALIA EQUITY FD COM 003011103 459 66939 SH SOLE NONE 0 0 66939 ABERDEEN GLOBAL INCOME COM 003013109 335 34903 SH SOLE NONE 0 0 34903 ABERDEEN CHILE FD COM 00301W105 305 41095 SH SOLE NONE 0 0 41095 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 78 11635 SH SOLE NONE 0 0 11635 ADAMS EXPRESS CO COM 006212104 997 72933 SH SOLE NONE 0 0 72933 ADVENT CLAY CONV SEC INC FD COM 007639107 684 108610 SH SOLE NONE 0 0 108610 ADVENT CLAY CONV SEC INC FD COM 00764C109 860 52628 SH SOLE NONE 0 0 52628 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 470 52893 SH SOLE NONE 0 0 52893 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 185 13472 SH SOLE NONE 0 0 13472 ALLIANCE NEW YORK MUN INC FD COM 018714105 372 27692 SH SOLE NONE 0 0 27692 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD COM 01879R106 1309 105346 SH SOLE NONE 0 0 105346 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1351 180933 SH SOLE NONE 0 0 180933 AALIANC GI CONV & INCOME FD COM 018828103 105 11151 SH SOLE NONE 0 0 11151 AALLIANZGI NFJ DIVID INT & PR COM 01883A107 1842 115159 SH SOLE NONE 0 0 115159 ALPINE GLOBAL DYNAMIC DIVIDEND FUND COM NEW 02082E205 150 15289 SH SOLE NONE 0 0 15289 ALPINE GLOBAL PREMIER PROPERTIES FD COM SBI 02083A103 164 22813 SH SOLE NONE 0 0 22813 ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N 021060207 1157 136353 SH SOLE NONE 0 0 136353 ASIA PACIFIC FD COM 044901106 153 13610 SH SOLE NONE 0 0 13610 ASIA TIGERS FD COM 04516T105 192 17194 SH SOLE NONE 0 0 17194 BABSON CAP GLB SHT DURHGH YL COM 05617T100 257 12745 SH SOLE NONE 0 0 12745 BANCROFT FUND LTD COM 059695106 885 44124 SH SOLE NONE 0 0 44124 BLACKROCK INCOME TR INC COM 09247F100 486 76063 SH SOLE NONE 0 0 76063 BLACKROCK PA STRATEGIC MUN T COM 09248R103 150 11776 SH SOLE NONE 0 0 11776 BLACKROCK MUNIC BD INVST TR COM 09249K107 150 10155 SH SOLE NONE 0 0 10155 BLACKROCK MARYAND MUNICIPAL BOND COM 09249L105 189 13022 SH SOLE NONE 0 0 13022 BLACKROCK NY MUN INCOME TR I COM 09249R102 177 12083 SH SOLE NONE 0 0 12083 BLACKROCK NY MUNI INC QLTY T COM 09249U105 284 21464 SH SOLE NONE 0 0 21464 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 2936 223684 SH SOLE NONE 0 0 223684 BLACKROCK CREDIT ALLCTN INC TR COM 092508100 808 62592 SH SOLE NONE 0 0 62592 BLACKROCK MUNI INCOME INV QL COM 09250G102 368 25722 SH SOLE NONE 0 0 25722 BLACKROCK ENERGY & RES TR COM 09250U101 827 41488 SH SOLE NONE 0 0 41488 BLACKROCK ENHANCED EQT DIV T COM 09251A104 1385 170646 SH SOLE NONE 0 0 170646 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 2982 442496 SH SOLE NONE 0 0 442496 BLACKROCK MUNI INTER DR FD I COM 09253X102 344 23923 SH SOLE NONE 0 0 23923 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 415 30184 SH SOLE NONE 0 0 30184 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 514 40038 SH SOLE NONE 0 0 40038 BLACKROCK MUNI N Y INTER DUR COM 09255F109 311 22212 SH SOLE NONE 0 0 22212 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 433 30260 SH SOLE NONE 0 0 30260 BLACKROCK DEBT STRAT FD INC COM 09255R103 116 31287 SH SOLE NONE 0 0 31287 BLACKROCK FLOAT RATE OME STR COM 09255X100 422 31531 SH SOLE NONE 0 0 31531 BLACKROCK ENH CAP & INC FD I COM 09256A109 1429 102294 SH SOLE NONE 0 0 102294 BLACKROCK RES & COMM STRAT T SHS 09257A108 2729 281153 SH SOLE NONE 0 0 281153 BLACKSTONE GSO LONG-SHORT CREDIT INCOME FD COM SHS BN INT 09257D102 769 49545 SH SOLE NONE 0 0 49545 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 316 15160 SH SOLE NONE 0 0 15160 CBRE CLARION GLOBAL REAL EST COM 12504G100 164 18341 SH SOLE NONE 0 0 18341 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 426 33208 SH SOLE NONE 0 0 33208 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 411 35963 SH SOLE NONE 0 0 35963 CHINA FD COM 169373107 899 49352 SH SOLE NONE 0 0 49352 CLOUGH GLOBAL ALLOCATION FUN COM 18913Y103 509 34517 SH SOLE NONE 0 0 34517 CLOUGH GLOBAL EQUITY FD COM 18914C100 338 23366 SH SOLE NONE 0 0 23366 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 465 36329 SH SOLE NONE 0 0 36329 COHEN & STEERS REIT & PFD IN COM 19247X100 574 30278 SH SOLE NONE 0 0 30278 COHEN & STEERS INFRASTRUCTUR COM 19248A109 1127 49640 SH SOLE NONE 0 0 49640 COHEN & STEERS LTD DUR PFD I COM 19248C105 1333 58849 SH SOLE NONE 0 0 58849 COHEN & STEERS GLOBAL INC BL COM 19248M103 227 19396 SH SOLE NONE 0 0 19396 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 646 230983 SH SOLE NONE 0 0 230983 DNP SELECT INCOME FD COM 23325P104 1192 112951 SH SOLE NONE 0 0 112951 DWS MULTI MKT INCOME TR SHS 23338L108 303 35619 SH SOLE NONE 0 0 35619 DWS STRATEGIC INCOME TR SHS 23338N104 423 36671 SH SOLE NONE 0 0 36671 DWS GLOBAL HIGH INCOME FD COM 23338W104 200 25530 SH SOLE NONE 0 0 25530 DWS HIGH INCOME OPPORT FD IN SH BEN INT 23339M204 925 65958 SH SOLE NONE 0 0 65958 DELAWARE INVTS DIV & INCOME COM 245915103 136 13870 SH SOLE NONE 0 0 13870 DELAWARE ENHANCED GBL DIV & SH BEN INT 246060107 307 27275 SH SOLE NONE 0 0 27275 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 522 39920 SH SOLE NONE 0 0 39920 DELAWARE INV MN MUN INC FD I COM 24610V103 145 10917 SH SOLE NONE 0 0 10917 DIVERSIFIED REAL ASSET INCOME FUND COM SHS 25533B108 1401 80797 SH SOLE NONE 0 0 80797 DIVIDEND & INCOME FD COM NEW 25538A204 563 37294 SH SOLE NONE 0 0 37294 DREYFUS STRATEGIC MUN BD FD COM 261932107 182 22333 SH SOLE NONE 0 0 22333 DELAWARE INVTS GLOBAL DIV & INCOME FD COM NEW 26200S101 189 52437 SH SOLE NONE 0 0 52437 DREYFUS STRATEGIC MUNICIPAL BOND FD COM 26202F107 125 15810 SH SOLE NONE 0 0 15810 DUFF & PHELPS GLB UTIL INC FD COM 26433C105 1231 56918 SH SOLE NONE 0 0 56918 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 495 38967 SH SOLE NONE 0 0 38967 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 363 26573 SH SOLE NONE 0 0 26573 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 155 11372 SH SOLE NONE 0 0 11372 EATON VANCE SR INCOME TR SH BEN INT 27826S103 63 10149 SH SOLE NONE 0 0 10149 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 289 23772 SH SOLE NONE 0 0 23772 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350 27646 SH SOLE NONE 0 0 27646 ELLSWORTH FD LTD COM 289074106 971 111565 SH SOLE NONE 0 0 111565 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 181 13594 SH SOLE NONE 0 0 13594 FEDERATED PREM INTR MUN INC COM 31423M105 244 19157 SH SOLE NONE 0 0 19157 FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FD COM SHS 337319107 1050 87237 SH SOLE NONE 0 0 87237 FIRST TR ABERDEEN EMERG OPT COM 33731K102 265 16152 SH SOLE NONE 0 0 16152 FIRST TRUST/GALLATIN SPECIALTY FINANCE & FIN OPP FD COM BEN INTR 33733G109 103 13152 SH SOLE NONE 0 0 13152 FIRST TR SR FLG RTE INCM FD COM 33733U108 214 16487 SH SOLE NONE 0 0 16487 FIRST TRUST ENERGY INFRASTRUCTURE FD COM 33738C103 411 17300 SH SOLE NONE 0 0 17300 FIRST TR HIGH INCOME L/S FD COM 33738E109 773 48329 SH SOLE NONE 0 0 48329 FORT DEARBORN INCOME SECS IN COM 347200107 461 32673 SH SOLE NONE 0 0 32673 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 351 28841 SH SOLE NONE 0 0 28841 FRANKLIN UNVL TR SH BEN INT 355145103 316 44584 SH SOLE NONE 0 0 44584 GDL FUND COM SH BEN IT 361570104 1025 100261 SH SOLE NONE 0 0 100261 GABELLI EQUITY TR INC COM 362397101 1251 193414 SH SOLE NONE 0 0 193414 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 364 18753 SH SOLE NONE 0 0 18753 GAMCO NAT RESOURCES, GOLD & INCOME TRUST SH BEN INT 36465E101 96 11959 SH SOLE NONE 0 0 11959 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1612 230379 SH SOLE NONE 0 0 230379 GENERAL AMERN INVS INC COM 368802104 937 26787 SH SOLE NONE 0 0 26787 GLOBAL HIGH INCOME FUND INC COM 37933G108 453 43405 SH SOLE NONE 0 0 43405 GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 161 18656 SH SOLE NONE 0 0 18656 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 284 16025 SH SOLE NONE 0 0 16025 H&Q HEALTHCARE INVESTORS SH BEN INT 404052102 2112 67077 SH SOLE NONE 0 0 67077 H&Q LIFE SCIENCES INVESTORS SH BEN INT 404053100 712 28657 SH SOLE NONE 0 0 28657 HANCOCK JOHN INCOME SECS TR COM 410123103 265 18562 SH SOLE NONE 0 0 18562 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 752 67069 SH SOLE NONE 0 0 67069 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 392 28553 SH SOLE NONE 0 0 28553 ING PRIME RATE TRUST SH BEN INT 44977W106 613 115565 SH SOLE NONE 0 0 115565 INVESCO SENIOR INCOME TRUST COM 46131H107 473 103737 SH SOLE NONE 0 0 103737 INVESCO TR INVT GRADE MUNS COM 46131T101 190 13924 SH SOLE NONE 0 0 13924 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 277 30902 SH SOLE NONE 0 0 30902 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 402 24691 SH SOLE NONE 0 0 24691 LMP REAL ESTATE INCOME FD IN COM 50208C108 808 64449 SH SOLE NONE 0 0 64449 LAZARD WORLD DIVID & INCOME COM 521076109 342 26152 SH SOLE NONE 0 0 26152 LIBERTY ALL-STAR GROWTH FD COM 529900102 109 21218 SH SOLE NONE 0 0 21218 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 518 86655 SH SOLE NONE 0 0 86655 MFS MUNIC INCOME TRUST SH BEN INT 552738106 85 12831 SH SOLE NONE 0 0 12831 MFS INTERMEDIATE INCOME TRUST SH BEN INT 55273C107 496 103926 SH SOLE NONE 0 0 103926 MFS SPL VALUE TR SH BEN INT 55274E102 97 13478 SH SOLE NONE 0 0 13478 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 479 19388 SH SOLE NONE 0 0 19388 MADISON CVRED CALL & EQ STR COM 557437100 182 22390 SH SOLE NONE 0 0 22390 MADISON STRTG SECTOR PREM FD COM 558268108 582 49057 SH SOLE NONE 0 0 49057 MEXICO EQUITY & INCOME FD COM 592834105 1135 54606 SH SOLE NONE 0 0 54606 MFS INVT GRADE MUN TR SH BEN INT 59318B108 417 44599 SH SOLE NONE 0 0 44599 MFS CALIF MUN FD COM 59318C106 237 21770 SH SOLE NONE 0 0 21770 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 90 20718 SH SOLE NONE 0 0 20718 MFS INTERMARKET INCOME TRUST SH BEN INT 59318R103 351 42141 SH SOLE NONE 0 0 42141 MORGAN STANLEY EMER MKTS DEB COM 61744H105 692 76172 SH SOLE NONE 0 0 76172 MORGAN STANLEY TRUSTS INCOME SECS INC 61745P874 552 30817 SH SOLE NONE 0 0 30817 MS CHINA A SHARE FD COM 617468103 3146 103593 SH SOLE NONE 0 0 103593 NASDAQ PREM INCM & GRW FD IN COM 63110R105 1186 61655 SH SOLE NONE 0 0 61655 NEUBERGER BERMAN RE ES SEC F COM 64190A103 1293 244536 SH SOLE 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HBR EMERG MKTS TL INC COM 86164W100 689 45239 SH SOLE NONE 0 0 45239 STRATEGIC GLOBAL INCOME FD COM 862719101 945 111516 SH SOLE NONE 0 0 111516 SWISS HELVETIA FD COM 870875101 997 89523 SH SOLE NONE 0 0 89523 TEMPLETON EMERGING MARKETS INCOME FD COM 880192109 1020 90030 SH SOLE NONE 0 0 90030 TEMPLETON GLOBAL INCOME FD COM 880198106 830 115450 SH SOLE NONE 0 0 115450 TRANSAMERICA INCOME SHARES COM 893506105 390 19315 SH SOLE NONE 0 0 19315 TRI CONTL CORP COM 895436103 1686 78758 SH SOLE NONE 0 0 78758 TURKISH INVESTMENT FD COM 900145103 185 16812 SH SOLE NONE 0 0 16812 VIRTUS TOTAL RETURN FD COM 92829A103 200 44318 SH SOLE NONE 0 0 44318 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 699 44139 SH SOLE NONE 0 0 44139 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 126 11042 SH SOLE NONE 0 0 11042 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 192 18545 SH SOLE NONE 0 0 18545 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 1884 226560 SH SOLE NONE 0 0 226560 VOYA INFRASTRUCTURE INDLS & COM 92912X101 171 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