0000938077-14-000004.txt : 20140815 0000938077-14-000004.hdr.sgml : 20140815 20140815123312 ACCESSION NUMBER: 0000938077-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 EFFECTIVENESS DATE: 20140815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 141045797 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 06-30-2014 06-30-2014 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. McBride Houston TX 08-15-2014 0 232 114868 false INFORMATION TABLE 2 13f.xml 13F 2ND QTR 2014 ABERDEEN EMERGING MKTS SMALL COM 00301T102 170 11836 SH SOLE NONE 0 0 11836 ABERDEEN ASIA-PACIFIC INC COM 003009107 138 22033 SH SOLE NONE 0 0 22033 ABERDEEN ISRAEL FUND INC COM 00301L109 219 12224 SH SOLE NONE 0 0 12224 ABERDEEN GTR CHINA FD INC COM COM 003031101 341 32611 SH SOLE NONE 0 0 32611 ABERDEEN SINGAPORE FD INC COM 003244100 275 21057 SH SOLE NONE 0 0 21057 ADAMS EXPRESS CO COM 006212104 2188 1591332 SH SOLE NONE 0 0 159132 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 171 16560 SH SOLE NONE 0 0 16560 ALLIANCE CALIF MUN INCOME FD COM 018546101 257 19565 SH SOLE NONE 0 0 19565 ALLIANCE NEW YORK MUN INC FD COM 018714105 476 37252 SH SOLE NONE 0 0 37252 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 784 104221 SH SOLE NONE 0 0 104221 ALLIANZGI EQUITY & CONV INCO COM 018829101 1148 56836 SH SOLE NONE 0 0 56836 ALPINE GLOBAL DYNAMIC DIV FUND COM NEW 02082E205 561 53352 SH SOLE NONE 0 0 53352 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 448 60162 SH SOLE NONE 0 0 60162 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060207 1107 124053 SH SOLE NONE 0 0 124053 AMERICAN INCOME FD INC COM 02672T109 449 57809 SH SOLE NONE 0 0 57809 AMERICAN SELECT PORTFOLIO IN COM 029570108 608 56781 SH SOLE NONE 0 0 56781 AMERICAN STRATEGIC INCM PTFL COM 030098107 189 18375 SH SOLE NONE 0 0 18375 AMERICAN STRATEGIC INCOME II COM 03009T101 1171 159983 SH SOLE NONE 0 0 159983 AMERN STRATEGIC INCOME PTFL COM 030099105 556 63305 SH SOLE NONE 0 0 63305 APOLLO SENIOR FLOATING RATE FUND COM 037636107 237 27070 SH SOLE NONE 0 0 27070 ASIA PAC FD INC COM 044901106 312 28235 SH SOLE NONE 0 0 28235 ASIA TIGERS FD COM 04516T105 327 27070 SH SOLE NONE 0 0 27070 AVENUE INCOME CR STRATEGIES COM 05358E106 299 16657 SH SOLE NONE 0 0 16657 BANCROFT FUND LTD COM 059695106 1060 52545 SH SOLE NONE 0 0 52545 BLACKROCK FLOATING RATE INC COM 091941104 201 14131 SH SOLE NONE 0 0 14131 BLACKROCK INCOME TR INC COM 09247F100 320 48165 SH SOLE NONE 0 0 48165 BLACKROCK UTIL & INFRASTRCTU COM 09248D104 223 10637 SH SOLE NONE 0 0 10637 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 159 11367 SH SOLE NONE 0 0 11367 BLACKROCK MUNIC BD INVST TR COM 09249K107 156 10752 SH SOLE NONE 0 0 10752 BLACKROCK MD MUNICIPAL BOND COM 09249L105 249 17732 SH SOLE NONE 0 0 17732 BLACKROCK N Y MUNIC BOND TRUST COM 09249P106 148 10580 SH SOLE NONE 0 0 10580 BLACKROCK NY MUN INCOME TR I COM 09249R102 248 17630 SH SOLE NONE 0 0 17630 BLACKROCK NY MUNI INC QLTY T COM 09249U105 319 24111 SH SOLE NONE 0 0 24111 BLACKROCK CREDIT ALLCTN INC TR COM 092508100 1375 99988 SH SOLE NONE 0 0 99988 BLACKROCK DIVIDEND INCOME TRUST SHS 09250D109 536 39889 SH SOLE NONE 0 0 39889 BLACKROCK MUNI INCOME INV QL COM 09250G102 321 22720 SH SOLE NONE 0 0 22720 BLACKROCK ENERGY & RES TR COM 09250U101 177 6570 SH SOLE NONE 0 0 6570 BLACKROCK ENHANCED EQT DIV T COM 09251A104 411 48976 SH SOLE NONE 0 0 48976 BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 503 60859 SH SOLE NONE 0 0 60859 BLACROCK MUNIHOLDNGS QLTY I COM 09254A101 424 32062 SH SOLE NONE 0 0 32062 BLACKROCK REAL ASSET EQUITY COM 09254B109 651 69309 SH SOLE NONE 0 0 69309 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 301 22732 SH SOLE NONE 0 0 22732 BLACKROCK MUNIYIELD QUAL FD III COM 09254E103 218 15753 SH SOLE NONE 0 0 15753 BLACKROCK MUNIHOLDINGS CALI QL COM 09254L107 389 27130 SH SOLE NONE 0 0 27130 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 176 12704 SH SOLE NONE 0 0 12704 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 231 17213 SH SOLE NONE 0 0 17213 BLACKROCK MUNIYLD MICH QLTY COM 09254W103 530 40852 SH SOLE NONE 0 0 40852 BLACKROCK MUNI N Y INTER DUR COM 09255F109 258 18421 SH SOLE NONE 0 0 18421 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 479 33977 SH SOLE NONE 0 0 33977 BLACKROCK CORPOR HI YLD FD I COM 09255P107 1272 103518 SH SOLE NONE 0 0 103518 BLACKROCK DEBT STRAT FD INC COM 09255R103 56 13658 SH SOLE NONE 0 0 13658 BLACKROCK FLOAT RATE OME STR COM 09255X100 418 28555 SH SOLE NONE 0 0 28555 BLACKROCK RES & COMM STRAT T SHS 09257A108 1252 100882 SH SOLE NONE 0 0 100882 BLACKSTONE GSO FLOATING RTE FU COM 09256U105 595 33241 SH SOLE NONE 0 0 33241 BLACKSTONE GSO LG-ST CRD INC FD COM SHS BEN INT 09257D102 188 10627 SH SOLE NONE 0 0 10627 BLACKSTONE GSO STRATEGIC CRED FD COM SHS BEN INT 09257R101 715 40239 SH SOLE NONE 0 0 40239 CBRE CLARION GLOBAL REAL EST COM 12504G100 473 51878 SH SOLE NONE 0 0 51878 CHINA FD INC COM 169373107 381 18017 SH SOLE NONE 0 0 18017 CLEARBRIDGE ENERGY MLP TR FD COM 18469Q108 243 10144 SH SOLE NONE 0 0 10144 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y103 551 35528 SH SOLE NONE 0 0 35528 CLOUGH GLOBAL EQUITY FD COM 18914C100 400 25852 SH SOLE NONE 0 0 25852 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 814 62580 SH SOLE NONE 0 0 62580 COHEN & STEERS QUALITY REALTY COM 19247L106 189 16752 SH SOLE NONE 0 0 16752 COHEN & STEERS REIT & PFD IN COM 19247X100 1472 81629 SH SOLE NONE 0 0 81629 COHEN & STEERS INFRASTRUCTUR COM 19248A109 397 16197 SH SOLE NONE 0 0 16197 COHEN & STEERS CLOSED END OP COM 19248P106 774 57258 SH SOLE NONE 0 0 57258 CREDIT SUISSE ASSET MGMT INC COM 224916106 48 13100 SH SOLE NONE 0 0 13100 DWS HIGH INCOME TR SHS NEW 23337C208 318 33752 SH SOLE NONE 0 0 33752 DWS MULTI MKT INCOME TR SHS 23338L108 887 93623 SH SOLE NONE 0 0 93623 DWS STRATEGIC INCOME TR SHS 23338N104 277 21576 SH SOLE NONE 0 0 21576 DWS GLOBAL HIGH INCOME FD COM 23338W104 171 20382 SH SOLE NONE 0 0 20382 DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 1037 70227 SH SOLE NONE 0 0 70227 DELAWARE INVTS DIV & INCOME COM 245915103 380 36360 SH SOLE NONE 0 0 36360 DELAWARE ENHANCED GBL DIV & COM 246060107 568 446600 SH SOLE NONE 0 0 44660 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 440 34111 SH SOLE NONE 0 0 34111 DELAWARE INV MN MUN INC FD I COM 24610V103 374 26410 SH SOLE NONE 0 0 26410 DUFF & PHELPS GLB UTL INC FD COM 26433C105 597 27162 SH SOLE NONE 0 0 27162 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 423 33980 SH SOLE NONE 0 0 33980 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 295 21880 SH SOLE NONE 0 0 21880 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 179 14325 SH SOLE NONE 0 0 14325 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 197 14410 SH SOLE NONE 0 0 14410 EATON VANCE SR INCOME TRUST SH BEN INT 27826S103 456 66895 SH SOLE NONE 0 0 66895 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 231 18799 SH SOLE NONE 0 0 18799 EATON VANCE FLTING RATE INC COM 278279104 614 40680 SH SOLE NONE 0 0 40680 EATON VANCE NEW YORK MUN BD COM 27827Y109 203 16238 SH SOLE NONE 0 0 16238 EATON VANCE TAX ADVT DIV INC COM 27828G107 365 17651 SH SOLE NONE 0 0 17651 EATON VANCE SR FLTG RTE TR COM 27828Q105 753 50631 SH SOLE NONE 0 0 50631 EATON VANCE N Y MUN BD FD II COM 27828T109 138 11320 SH SOLE NONE 0 0 11320 EATON VANCE SH TM DR DIVR IN COM 27828V104 656 42736 SH SOLE NONE 0 0 42736 EATON VANCE PA MUN BD FD COM 27828W102 139 10035 SH SOLE NONE 0 0 10035 EATON VANCE RISK MNGD DIV EQ COM 27829G106 1879 162804 SH SOLE NONE 0 0 162804 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 340 17004 SH SOLE NONE 0 0 17004 ELLSWORTH FUND LTD COM 289074106 842 95359 SH SOLE NONE 0 0 95359 EUROPEAN EQUITY FD COM 298768102 192 21269 SH SOLE NONE 0 0 21269 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 413 30607 SH SOLE NONE 0 0 30607 FEDERATED PREM INTR MUN INC COM 31423M105 179 13612 SH SOLE NONE 0 0 13612 FIRST TR HIGH INCOME L/S FD COM 33738E109 253 17472 SH SOLE NONE 0 0 17472 FIRST TR ABERDEEN EMERG OPT COM 33731K102 547 28607 SH SOLE NONE 0 0 28607 FIRST TR ACTIVE DIVID INCOME COM 33731L100 235 25053 SH SOLE NONE 0 0 25053 FIRST TR SR FLG RTE INCM FD COM 33733U108 674 47181 SH SOLE NONE 0 0 47181 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 173 10920 SH SOLE NONE 0 0 10920 FIRST TR ENERGY INFRA FD COM 33738C103 378 15899 SH SOLE NONE 0 0 15899 FORT DEARBORN INCOME SECS IN COM 347200107 645 43311 SH SOLE NONE 0 0 43311 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 182 13922 SH SOLE NONE 0 0 13922 FRANKLIN UNVL TR SH BEN INT 355145103 596 79145 SH SOLE NONE 0 0 79145 GDL FUND COM SH BEN IT 361570104 1194 109986 SH SOLE NONE 0 0 109986 GABELLI DIVD & INCOME TR COM 36242H104 374 17083 SH SOLE NONE 0 0 17083 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 586 28062 SH SOLE NONE 0 0 28062 GENERAL AMERN INVS INC COM 368802104 1761 47816 SH SOLE NONE 0 0 47816 HANCOCK JOHN INCOME SECS TR COM 410123103 187 12738 SH SOLE NONE 0 0 12738 HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 41013T105 473 34822 SH SOLE NONE 0 0 34822 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 1108 52941 SH SOLE NONE 0 0 52941 ING PRIME RATE TRUST COM SH BEN INT 44977W106 245 42396 SH SOLE NONE 0 0 42396 ING RISK MANAGED NAT RES FD COM 449810100 139 12118 SH SOLE NONE 0 0 12118 ING GLBL ADV & PREM OPP FUND COM 44982N109 128 10396 SH SOLE NONE 0 0 10396 ING ASIA PAC HGH DIVID EQ IN COM 44983J107 312 23389 SH SOLE NONE 0 0 23389 INVESCO HIGH INCOME TR II COM 46131F101 193 11278 SH SOLE NONE 0 0 11278 INVESCO MUN TR COM 46131J103 488 38998 SH SOLE NONE 0 0 38998 INVESCO TR INVT GRADE MUNS COM 46131M106 479 36748 SH SOLE NONE 0 0 36748 INVESCO TR INVT GRADE MUNS COM 46131T101 235 16609 SH SOLE NONE 0 0 16609 INVESCO MUN OPPORTUNITY TR COM 46132C107 298 23679 SH SOLE NONE 0 0 23679 INVESCO BD FD COM 46132L107 380 19835 SH SOLE NONE 0 0 19835 INVESCO DYNAMIC CR OPP FD COM 46132R104 247 19085 SH SOLE NONE 0 0 19085 INVESCO QUALITY MUNI INC TRS COM 46133G107 391 31845 SH SOLE NONE 0 0 31845 JAPAN EQUITY FD INC COM 471057109 238 33426 SH SOLE NONE 0 0 33426 JPMORGAN CHINA REGION FD COM 48126T104 325 21400 SH SOLE NONE 0 0 21400 KOREA FD COM NEW 500634100 399 9349 SH SOLE NONE 0 0 9349 LMP CAPITAL INCOME FD COM 50208A102 212 11944 SH SOLE NONE 0 0 11944 LMP CORPORATE LN FD INC COM 50208B100 364 30305 SH SOLE NONE 0 0 30305 LMP REAL ESTATE INCOME FD IN COM 50208C108 836 72608 SH SOLE NONE 0 0 72608 LEGG MASON BW GLOBAL INC OPPS COM 52469B100 921 50171 SH SOLE NONE 0 0 50171 LIBERTY ALL STAR EQUIT FD COM 530158104 839 139525 SH SOLE NONE 0 0 139525 MFS CHARTER INCOME TR SH BEN INT 552727109 827 89479 SH SOLE NONE 0 0 89479 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 643 96749 SH SOLE NONE 0 0 96749 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 266 10330 SH SOLE NONE 0 0 103330 MADISON STRTG SECTOR PREM FD COM 558268108 665 51951 SH SOLE NONE 0 0 51951 MANAGED HIGH YIELD PLUS FD COM 561911108 28 13077 SH SOLE NONE 0 0 13077 MFS CALIF MUN FD COM 59318C106 184 16658 SH SOLE NONE 0 0 16658 MONTGOMERY STR INCOME SECS I COM 614115103 245 14712 SH SOLE NONE 0 0 14712 MORGAN STANLEY EASTN EUR FD COM 616988101 214 11525 SH SOLE NONE 0 0 11525 MORGAN STANLEY EMER MKTS FD COM 61744G107 259 16120 SH SOLE NONE 0 0 16120 MORGAN STANLEY EMER MKTS DEB COM 61744H105 318 31288 SH SOLE NONE 0 0 31288 MORGAN STANLEY ASIA PAC FD I COM 61744U106 195 11662 SH SOLE NONE 0 0 11662 MORGAN STANLEY TRUSTS INCOME SECS INC 61745P874 611 33844 SH SOLE NONE 0 0 33844 MORGAN STANLEY EM MKTS DM DE COM 617477104 770 57785 SH SOLE NONE 0 0 57785 NEUBERGER BERMAN HIGH YLD ST FD COM 64128C106 340 24555 SH SOLE NONE 0 0 24555 NEUBERGER BERMAN RE ES SEC F COM 64190A103 1229 245808 SH SOLE NONE 0 0 245808 NEW GERMANY FD INC COM 644465106 209 11210 SH SOLE NONE 0 0 11210 NEW IRELAND FUND INC COM 645673104 464 34049 SH SOLE NONE 0 0 34049 NUVEEN CONN PREM INCOME MUN SH BEN INT 67060D107 771 61021 SH SOLE NONE 0 0 61021 NUVEEN MASS PREM INCOME MUN COM 67061E104 873 65532 SH SOLE NONE 0 0 65532 NUVEEN N CAR PREM INC MUN FD COM 67060P100 1020 77233 SH SOLE NONE 0 0 77233 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 729 56628 SH SOLE NONE 0 0 56628 NUVEEN ARIZ PREM INCOME MUN COM 67061W104 232 17117 SH SOLE NONE 0 0 17117 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 776 57755 SH SOLE NONE 0 0 57755 NUVEEN NY MUN VALUE FD COM 67062M105 183 18517 SH SOLE NONE 0 0 18517 NUVEEN QUALITY MUN FD INC COM 67062N103 723 55122 SH SOLE NONE 0 0 55122 NUVEEN PERF PLUS MUNIC FD COM 67062P108 551 37619 SH SOLE NONE 0 0 37619 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 184 12700 SH SOLE NONE 0 0 12700 NUVEEN PREM INCOME MUN FD COM 67062T100 483 35515 SH SOLE NONE 0 0 35515 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 634 47482 SH SOLE NONE 0 0 47482 NUVEEN GBL INCOME OPPORTUN F COM 67073C104 176 13805 SH SOLE NONE 0 0 13805 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 544 39315 SH SOLE NONE 0 0 39315 NUVEEN CAL AMT-FREE MUN INC COM 670651108 187 13694 SH SOLE NONE 0 0 13694 NUVEEN NY AMT FREE MUN INCOM COM 670656107 154 11749 SH SOLE NONE 0 0 11749 NUVEEN AMT-FREE MUN INCOME F COM 670657105 307 22743 SH SOLE NONE 0 0 22743 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 152 10731 SH SOLE NONE 0 0 10731 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 658 47913 SH SOLE NONE 0 0 47913 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 523 37453 SH SOLE NONE 0 0 37453 NUVEEN SENIOR INCOME FD COM 67067Y104 512 72577 SH SOLE NONE 0 0 72577 NUVEEN N J INV QUALITY MUNIC FD COM 670691100 493 35902 SH SOLE NONE 0 0 35902 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 469 34520 SH SOLE NONE 0 0 34520 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 563 38215 SH SOLE NONE 0 0 38215 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 572 46694 SH SOLE NONE 0 0 46694 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 210 14498 SH SOLE NONE 0 0 14498 NUVEEN PREMIUM INC MUNIC FD 4 COM 6706K4105 413 32180 SH SOLE NONE 0 0 32180 NUVEEN NEW JERSEY MUN VALUE COM 670702109 331 22294 SH SOLE NONE 0 0 22294 NUVEEN NEW YORK MUN VALUE FD COM 670706100 244 16574 SH SOLE NONE 0 0 16574 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 431 32012 SH SOLE NONE 0 0 32012 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 398 28631 SH SOLE NONE 0 0 28631 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 1167 85318 SH SOLE NONE 0 0 85318 NUVEEN REAL ESTATE INCOME FD COM 67071B108 123 11002 SH SOLE NONE 0 0 11002 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 957 67596 SH SOLE NONE 0 0 67596 NUVEEN QUALITY PFD INCOME FD COM 67071S101 424 49822 SH SOLE NONE 0 0 49822 NUVEEN NEW JERSEY DIVID COM 67071T109 509 37943 SH SOLE NONE 0 0 37943 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 286 22328 SH SOLE NONE 0 0 22328 NUVEEN QUALITY PFD INCOME FD 2 COM 67072C105 358 39647 SH SOLE NONE 0 0 39647 NUVEEN FLOATING RATE INCOME FD COM 67072T108 604 49942 SH SOLE NONE 0 0 49942 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 461 53135 SH SOLE NONE 0 0 53135 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 969 59973 SH SOLE NONE 0 0 59973 NUVEEN MTG OPPORTUNITY TERM COM 670735109 264 10724 SH SOLE NONE 0 0 10724 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 462 47672 SH SOLE NONE 0 0 2762 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 1255 134132 SH SOLE NONE 0 0 134132 NUVEEN BUILD AMERICA COND FD COM 67074C103 487 23732 SH SOLE NONE 0 0 23732 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 750 46152 SH SOLE NONE 0 0 46152 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 225 10453 SH SOLE NONE 0 0 10453 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 237 9440 SH SOLE NONE 0 0 9440 NUVEEN PFD & INCOME TERM FD COM 67075A106 308 13133 SH SOLE NONE 0 0 13133 NUVEEN PA INVT QUALITY MUN F COM 670972108 882 63462 SH SOLE NONE 0 0 63462 NUVEEN SELECT QUALITY MUN FD COM 670973106 733 52899 SH SOLE NONE 0 0 52899 NUVEEN QUALITY INCOME MUN FD COM 670977107 453 33027 SH SOLE NONE 0 0 33027 NUVEEN TEX QUALITY INCOM MU COM 670983105 239 16645 SH SOLE NONE 0 0 16645 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 548 38837 SH SOLE NONE 0 0 38837 NUVEEN PREMIER MUN INCOME FD COM 670988104 438 32112 SH SOLE NONE 0 0 32112 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 470 33257 SH SOLE NONE 0 0 33257 PETROLEUM & RES CORP COM 716549100 2144 68750 SH SOLE NONE 0 0 68750 PIONEER FLOATING RATE TRUST COM 72369J102 165 13194 SH SOLE NONE 0 0 13194 PUTMAN HIGH INCOME SEC FUND SH BEN INT 746779107 255 29256 SH SOLE NONE 0 0 29256 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 353 63579 SH SOLE NONE 0 0 63579 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 259 50325 SH SOLE NONE 0 0 50325 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 664 56488 SH SOLE NONE 0 0 56488 ROYCE FOCUS TR COM 78080N108 304 35565 SH SOLE NONE 0 0 35565 ROYCE GLOBAL VALUE TR INC COM 78081T104 536 56908 SH SOLE NONE 0 0 56908 ROYCE VALUE TR INC COM 780910105 472 29510 SH SOLE NONE 0 0 29510 STRATEGIC GLOBAL INCOME FD COM 862719101 782 83590 SH SOLE NONE 0 0 83590 SWISS HELVETIA FD COM 870875101 606 41584 SH SOLE NONE 0 0 41584 TEMPLETON DRAGON FD INC COM 88018T101 689 26657 SH SOLE NONE 0 0 26657 TEMPLETON GLOBAL INCOME FD COM 880198106 229 27686 SH SOLE NONE 0 0 27686 TEMPLETON RUSSIA & EAST EURO FD COM 88022F105 229 15013 SH SOLE NONE 0 0 15013 TRANSAMERICA INCOME SHS INC COM 893506105 247 11677 SH SOLE NONE 0 0 11677 TRI CONTL CORP COM 895436103 2241 106813 SH SOLE NONE 0 0 106813 TURKISH INVT FD INC COM 900145103 233 19402 SH SOLE NONE 0 0 19402 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 646 36181 SH SOLE NONE 0 0 36181 VIRTUS TOTAL RETURN FD COM 92829A103 80 16609 SH SOLE NONE 0 0 16609 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 970 65120 SH SOLE NONE 0 0 65120 WESTERN ASSET CLYM INFL OPP COM 95766R104 903 73369 SH SOLE NONE 0 0 73369 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 652 53273 SH SOLE NONE 0 0 53273 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 468 25039 SH SOLE NONE 0 0 25039 WESTERN ASSET VAR RT STRG FD COM 957667108 206 11770 SH SOLE NONE 0 0 11770 WESTERN ASSET WORLDWIDE INCO COM 957668106 556 42254 SH SOLE NONE 0 0 42254 ZWEIG FD COM NEW 989834205 493 31480 SH SOLE NONE 0 0 31408 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 604 41959 SH SOLE NONE 0 0 41959