0000938077-13-000008.txt : 20131203 0000938077-13-000008.hdr.sgml : 20131203 20131203131824 ACCESSION NUMBER: 0000938077-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 EFFECTIVENESS DATE: 20131203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 131253902 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000938077 XXXXXXXX 09-30-2013 09-30-2013 DOLIVER CAPITAL ADVISORS, INC.

6363 WOODWAY, SUITE 963 HOUSTON TX 77057

13F HOLDINGS REPORT 028-05031 N Ralph D. McBride 713-917-0022 Ralph D. 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BEN INT 67060D107 593 49756 SH SOLE NONE 0 0 49756 NUVEEN DIVERSIFIED COMMODTY COM 67074P104 579 34969 SH SOLE NONE 0 0 34969 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 652 62173 SH SOLE NONE 0 0 62173 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 1031 92247 SH SOLE NONE 0 0 92247 NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 180 13825 SH SOLE NONE 0 0 13825 NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 318 24498 SH SOLE NONE 0 0 24498 NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT 67070X101 317 24964 SH SOLE NONE 0 0 24964 NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 528 41618 SH SOLE NONE 0 0 41618 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 339 18123 SH SOLE NONE 0 0 18123 NUVEEN EQUITY PREM ADV FD COM 6706ET107 515 42426 SH SOLE NONE 0 0 42426 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 543 40233 SH SOLE NONE 0 0 40233 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 720 59616 SH SOLE NONE 0 0 59616 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 602 49941 SH SOLE NONE 0 0 49941 NUVEEN FLOATING RATE INCOME COM 67072T108 303 25312 SH SOLE NONE 0 0 25312 NUVEEN GA DIV ADV MUN FD 2 COM 67072B107 282 23509 SH SOLE NONE 0 0 23509 NUVEEN GBL INCOME OPPORTUN F COM 67073C104 749 63849 SH SOLE NONE 0 0 63849 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 617 47513 SH SOLE NONE 0 0 47513 NUVEEN NY AMT-FREE MUN INCOM COM 670656107 284 23218 SH SOLE NONE 0 0 23218 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 176 13528 SH SOLE NONE 0 0 13528 NUVEEN QUALITY MUN FD INC COM 97062N103 209 17006 SH SOLE NONE 0 0 17006 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 483 28034 SH SOLE NONE 0 0 28034 NUVEEN MASS DIVID ADVANTAG M COM SH BEN INT 67069P101 167 12781 SH SOLE NONE 0 0 12781 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 555 45693 SH SOLE NONE 0 0 45693 NUVEEN MICH QUALITY INCOME M COM 670979103 157 12190 SH SOLE NONE 0 0 12190 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 579 24117 SH SOLE NONE 0 0 24117 NUVEEN MTG OPPORTUNITY TERM COM 670735109 631 26573 SH SOLE NONE 0 0 26573 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 701 80793 SH SOLE NONE 0 0 80793 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 202 21634 SH SOLE NONE 0 0 21634 NUVEEN MUN ADVANTAGE FD INC COM 67062H106 149 11917 SH SOLE NONE 0 0 11917 NUVEEN MUN INCOME FD INC COM 67062J102 205 20437 SH SOLE NONE 0 0 20437 NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 163 13336 SH SOLE NONE 0 0 13336 NUVEEN N C PREM INCOME MUN F SH BEN INT 67060P100 522 42570 SH SOLE NONE 0 0 42570 NUVEEN NEW JERSEY DIVID COM 67071T109 418 33498 SH SOLE NONE 0 0 33498 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 463 36751 SH SOLE NONE 0 0 36751 NUVEEN NJ INVT QUALITY MUN F COM 670971100 368 28580 SH SOLE NONE 0 0 28580 NUVEEN NEW JERSEY MUN VALUE COM 670702109 378 26861 SH SOLE NONE 0 0 26861 NUVEEN NJ PREM INCOME MUN FD COM 67101N106 235 17492 SH SOLE NONE 0 0 17492 NUVEEN NY DIVID ADVNTG MUN F COM 67066X107 413 31974 SH SOLE NONE 0 0 31974 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 307 24166 SH SOLE NONE 0 0 24166 NUVEEN NY MUN VALUE FD COM 67062M105 151 16837 SH SOLE NONE 0 0 16837 NUVEEN NEW YORK MUN VALUE FD COM 670706100 342 24431 SH SOLE NONE 0 0 24431 NUVEEN NY PERFORM PLUS MUN F COM 67062R104 387 28263 SH SOLE NONE 0 0 28263 NUVEEN NY SELECT TAX FREE PR SH BEN INT 67063V104 154 11808 SH SOLE NONE 0 0 11808 NUVEEN OHIO QUALITY INCOME M COM 670980101 180 12799 SH SOLE NONE 0 0 12799 NUVEEN PA DIV ADVANTAGE MUN COM 67070E103 418 34094 SH SOLE NONE 0 0 34094 NUVEEN PA DIVID ADVANTAGE MU 2 COM 67071W102 474 39309 SH SOLE NONE 0 0 39309 NUVEEN PA INVT QUALITY MUN F COM 670972108 558 44222 SH SOLE NONE 0 0 44222 NUVEEN PA MUN VALUE FD COM 67074K105 157 11559 SH SOLE NONE 0 0 11559 NUVEEN PA PREM INCOME MUN FD COM 67061F101 418 34082 SH SOLE NONE 0 0 34082 NUVEEN PFD & INCOME TERM FD COM 67075A106 432 19044 SH SOLE NONE 0 0 19044 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 194 14840 SH SOLE NONE 0 0 14840 NUVEEN QUALITY INCOME MUN FD COM 670977107 184 14616 SH SOLE NONE 0 0 14616 NUVEEN QUALITY PFD INCOME FD COM 67071S101 664 87838 SH SOLE NONE 0 0 87838 NUVEEN QUALITY PFD INCOME FD COM 67072C105 534 65443 SH SOLE NONE 0 0 65443 NUVEEN QUALITY PFD INC FD 3 COM 67072W101 622 78831 SH SOLE NONE 0 0 78831 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C106 134 10689 SH SOLE NONE 0 0 10689 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X10 207 16132 SH SOLE NONE 0 0 16132 NUVEEN SR INCOME FD COM 67067Y104 428 59564 SH SOLE NONE 0 0 59564 NUVEEN SHT DUR CR OPP FD COM 67074X107 229 11973 SH SOLE NONE 0 0 11973 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 413 28279 SH SOLE NONE 0 0 28279 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 133 10617 SH SOLE NONE 0 0 10617 PETROLEUM & RES CORP COM 716549100 1646 60862 SH SOLE NONE 0 0 60862 PIONEER FLOATING RATE TR COM 72369J102 188 14974 SH SOLE NONE 0 0 14974 PRUDENTIAL SHT DURATION HG Y COM 74442F107 418 23245 SH SOLE NONE 0 0 23245 PUTMAN HIGH INCOME SEC FUND SHS BEN INT 746779107 726 92261 SH SOLE NONE 0 0 92261 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 338 69194 SH SOLE NONE 0 0 69194 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 167 15273 SH SOLE NONE 0 0 15273 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 375 71325 SH SOLE NONE 0 0 71325 REAVES UTIL INCOME FD COM SH BEN INT 756158101 307 12230 SH SOLE NONE 0 0 12230 RMR REAL ESTATE INCOME FUND COM 76970B101 560 32437 SH SOLE NONE 0 0 32437 ROYCE FOCUS TR COM 78080N108 427 59140 SH SOLE NONE 0 0 59140 ROYCE MICRO-CAP TR INC COM 780915104 775 66178 SH SOLE NONE 0 0 66178 ROYCE VALUE TR INC COM 780910105 778 48269 SH SOLE NONE 0 0 48269 SINGAPORE FD INC COM 82929L109 284 21682 SH SOLE NONE 0 0 21682 STRATEGIC GLOBAL INCOME FD COM 862719101 817 87986 SH SOLE NONE 0 0 87986 TEMPLETON DRAGON FD INC COM 88018T101 303 11657 SH SOLE NONE 0 0 11657 TEMPLETON GLOBAL INCOME FD COM 880198106 125 14915 SH SOLE NONE 0 0 14915 TEMPLETON RUS AND EAST EUR F COM 88022F105 236 16099 SH SOLE NONE 0 0 16099 TRANSAMERICA INCOME SHS INC COM 893506105 568 27798 SH SOLE NONE 0 0 27798 TRI CONTL CORP COM 895436103 1546 84373 SH SOLE NONE 0 0 84373 TURKISH INVT FD INC COM 900145103 334 22231 SH SOLE NONE 0 0 22231 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 341 20079 SH SOLE NONE 0 0 20079 VIRTUS TOTAL RETURN FD COM 92829A103 536 135929 SH SOLE NONE 0 0 135929 WELLS FARGO ADV GLB DIV OPP COM 94987C103 727 100505 SH SOLE NONE 0 0 100505 WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 339 37637 SH SOLE NONE 0 0 37637 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 936 66184 SH SOLE NONE 0 0 66184 WESTERN ASSET CLYM INFL OPP COM 95766R104 999 86143 SH SOLE NONE 0 0 86143 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 813 69853 SH SOLE NONE 0 0 69853 WESTERN ASSET EMRG MKT DEBT COM 95766A101 473 26345 SH SOLE NONE 0 0 26345 WESTERN ASSET EMRG MKT INCM COM 95766E103 582 46409 SH SOLE NONE 0 0 46409 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 652 36651 SH SOLE NONE 0 0 36651 WESTERN ASSET GLB HI INCOME COM 95766B109 240 19425 SH SOLE NONE 0 0 19425 WESTERN ASSET GLB PTNRS INCO COM 95766G108 323 29006 SH SOLE NONE 0 0 29006 WESTERN ASSET HIGH INCM OPP COM 95766K109 221 37016 SH SOLE NONE 0 0 16202 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 204 11405 SH SOLE NONE 0 0 11405 WESTERN ASSET INVT GRADE DEF COM 95790A101 705 35872 SH SOLE NONE 0 0 35872 WESTERN ASSET INCOME FD COM 95766T100 726 57125 SH SOLE NONE 0 0 57125 WESTERN ASSET INFL MGMT FD I COM 95766U107 562 34198 SH SOLE NONE 0 0 34198 WESTERN ASSET INTM MUNI FD I COM 958435109 227 24886 SH SOLE NONE 0 0 24886 WESTERN ASSET MGD HI INCM FD COM 95766L107 318 55856 SH SOLE NONE 0 0 55856 WESTERN ASSET MUN HI INCM FD COM 95766N103 151 22150 SH SOLE NONE 0 0 22150 WESTERN ASST MN PRT FD INC COM 95766P108 493 35616 SH SOLE NONE 0 0 35616 WESTERN ASSET PREMIER BD FD SHS BEN INT 957664105 398 28160 SH SOLE NONE 0 0 28160 WESTERN ASSET VAR RT STRG FD COM 957667108 653 38440 SH SOLE NONE 0 0 38440 WESTERN ASSET WORLDWIDE INCO COM 957668106 605 48091 SH SOLE NONE 0 0 48091 ZWEIG FD COM NEW 989834205 871 64458 SH SOLE NONE 0 0 64458 ZWEIG TOTAL RETURN FD INC COM NEW 989837208 3144 239963 SH SOLE NONE 0 0 239963