0000938077-13-000005.txt : 20130603
0000938077-13-000005.hdr.sgml : 20130603
20130603163541
ACCESSION NUMBER: 0000938077-13-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
EFFECTIVENESS DATE: 20130603
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC.
CENTRAL INDEX KEY: 0000938077
IRS NUMBER: 561827546
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05031
FILM NUMBER: 13888383
BUSINESS ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 713-917-0022
MAIL ADDRESS:
STREET 1: 6363 WOODWAY, SUITE 963
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/
DATE OF NAME CHANGE: 19950215
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000938077
XXXXXXXX
03-31-2013
03-31-2013
DOLIVER CAPITAL ADVISORS, INC.
6363 WOODWAY, SUITE 963
HOUSTON
TX
77057
13F HOLDINGS REPORT
028-05031
N
Ralph D. McBride
Partner
713-917-0022
Ralph D. McBride
Houston
TX
06-03-2013
0
239
182399
false
INFORMATION TABLE
2
doliver13f.xml
13F FIRST QUARTER 2013
ABERDEEN EMERG MKTS TELE&INF
COM
00301T102
626
29680
SH
SOLE
NONE
0
0
29680
ABERDEEN INDONESIA FD INC
COM
00305P106
249
19531
SH
SOLE
NONE
0
0
19531
ABERDEEN ISRAEL FUND INC
COM
00301L109
434
29713
SH
SOLE
NONE
0
0
29713
ABERDEEN LATIN AMER EQTY FD
COM
00306K106
513
13681
SH
SOLE
NONE
0
0
13681
ADAMS EXPRESS CO
COM
006212104
2568
218670
SH
SOLE
NONE
0
0
218670
ADVENT CLAY CONV SEC INC FD
COM
007639107
387
53761
SH
SOLE
NONE
0
0
53761
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
1219
71891
SH
SOLE
NONE
0
0
71891
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
763
78439
SH
SOLE
NONE
0
0
78439
AGIC EQUITY & CONV INCOME FD
COM
00119P102
2217
123090
SH
SOLE
NONE
0
0
123090
AGIC GLOBAL EQUITY & CONV IN
COM
00119R108
951
65699
SH
SOLE
NONE
0
0
65699
AGIC INTL & PREM STRATEGY FD
COM
00119Q100
442
43996
SH
SOLE
NONE
0
0
43996
ALLIANCE NEW YORK MUN INC FD
COM
018714105
696
50231
SH
SOLE
NONE
0
0
50231
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
1568
191937
SH
SOLE
NONE
0
0
191937
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
526
34808
SH
SOLE
NONE
0
0
34808
ALPINE GLOBAL DYNAMIC DIVD F
COM
02082E106
1308
272491
SH
SOLE
NONE
0
0
272491
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
185
22264
SH
SOLE
NONE
0
0
22264
ALPINE TOTAL DYNAMIC DIVID F
COM SBI
021060108
2343
572973
SH
SOLE
NONE
0
0
572973
AMERICAN MUN INCOME PORTFOLI
COM
027649102
170
10838
SH
SOLE
NONE
0
0
10838
AMERICAN SELECT PORTFOLIO IN
COM
029570108
1440
134976
SH
SOLE
NONE
0
0
134976
AMERICAN STRATEGIC INCM PTFL
COM
030098107
887
78089
SH
SOLE
NONE
0
0
78089
AMERICAN STRATEGIC INCOME II
COM
03009T101
1933
265253
SH
SOLE
NONE
0
0
265253
AMERN STRATEGIC INCOME PTFL
COM
030099105
1155
129928
SH
SOLE
NONE
0
0
129928
ASIA PAC FD INC
COM
044901106
632
58774
SH
SOLE
NONE
0
0
58774
ASIA TIGERS FD INC
COM
04516T105
211
17043
SH
SOLE
NONE
0
0
17043
BABSON CAP GLB SHT DURHGH YL
COM
05617T100
336
13424
SH
SOLE
NONE
0
0
13424
BANCROFT FUND LTD
COM
059695106
1404
80193
SH
SOLE
NONE
0
0
80193
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
582
39454
SH
SOLE
NONE
0
0
39454
BLACKROCK CREDIT ALL INC TR
COM
092508100
1161
82920
SH
SOLE
NONE
0
0
82920
BLACKROCK ENERGY & RES TR
COM
09250U101
1191
46085
SH
SOLE
NONE
0
0
46085
BLACKROCK ENH CAP & INC FD I
COM
09256A109
549
42175
SH
SOLE
NONE
0
0
42175
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
1812
231663
SH
SOLE
NONE
0
0
231663
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
1272
91631
SH
SOLE
NONE
0
0
91631
BLACKROCK INCOME OPP TRUST I
COM
092475102
903
80300
SH
SOLE
NONE
0
0
80300
BLACKROCK INCOME TR INC
COM
09247F100
950
131698
SH
SOLE
NONE
0
0
131698
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
1381
180966
SH
SOLE
NONE
0
0
180966
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
245
14833
SH
SOLE
NONE
0
0
14833
BLACKROCK MUNI INCOME INV QL
COM
09250G102
345
22095
SH
SOLE
NONE
0
0
22095
BLACKROCK MUNI INTER DR FD I
COM
09253X102
1392
87432
SH
SOLE
NONE
0
0
87432
BLACKROCK MUNIASSETS FD INC
COM
09254J102
246
18111
SH
SOLE
NONE
0
0
18111
BLACKROCK MUNICIPL INC QLTY
COM
092479104
935
59009
SH
SOLE
NONE
0
0
59009
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
1025
64989
SH
SOLE
NONE
0
0
64989
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
589
37921
SH
SOLE
NONE
0
0
37921
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
271
18341
SH
SOLE
NONE
0
0
18341
BLACKROCK MUNIY QUALITY FD I
COM
09254G108
477
33520
SH
SOLE
NONE
0
0
33520
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
194
11769
SH
SOLE
NONE
0
0
11769
BLACKROCK MUNIYIELD INVST FD
COM
09254R104
255
15510
SH
SOLE
NONE
0
0
15510
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
429
25934
SH
SOLE
NONE
0
0
25934
BLACKROCK MUNIYIELD NJ QLTY
COM
09255A100
470
30108
SH
SOLE
NONE
0
0
30108
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
532
34567
SH
SOLE
NONE
0
0
34567
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
310
20333
SH
SOLE
NONE
0
0
20333
BLACKROCK MUNIYIELD QUALITY
COM
09254F100
1213
72570
SH
SOLE
NONE
0
0
72570
BLACKROCK MUNIYLD INVST QLTY
COM
09254T100
469
31086
SH
SOLE
NONE
0
0
31086
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
391
25553
SH
SOLE
NONE
0
0
25553
BLACKROCK RES & COMM STRAT T
SHS
09257A108
546
42452
SH
SOLE
NONE
0
0
42452
BLACKROCK S&P QLTY RK EQ MD
SHS BEN INT
09250D109
211
16365
SH
SOLE
NONE
0
0
16365
BLACKROCK UTIL & INFRASTRCTU
COM
09248D104
289
14759
SH
SOLE
NONE
0
0
14759
BOULDER GROWTH & INCOME FD I
COM
101507101
147
20061
SH
SOLE
NONE
0
0
20061
CENTRAL EUROPE & RUSSIA FD I
COM
153436100
1057
32257
SH
SOLE
NONE
0
0
32257
CHINA FD INC
COM
169373107
951
45266
SH
SOLE
NONE
0
0
45266
CLOUGH GLOBAL ALLOCATION FUN
COM SHS BEN IN
18913Y103
1228
81493
SH
SOLE
NONE
0
0
81493
CLOUGH GLOBAL EQUITY FD
COM
18914C100
877
59658
SH
SOLE
NONE
0
0
59658
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1450
112652
SH
SOLE
NONE
0
0
112652
COHEN & STEERS CLOSED END OP
COM
19248P106
980
73126
SH
SOLE
NONE
0
0
73126
COHEN & STEERS DIV MJRS FDIN
COM
19248G106
273
18320
SH
SOLE
NONE
0
0
18320
COHEN & STEERS GLOBAL INC BL
COM
19248M103
112
10047
SH
SOLE
NONE
0
0
10047
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
404
19517
SH
SOLE
NONE
0
0
19517
COHEN & STEERS QUALITY RLTY
COM
19247L106
490
42311
SH
SOLE
NONE
0
0
42311
CUTWATER SELECT INCOME FD
COM
232229104
447
22307
SH
SOLE
NONE
0
0
22307
DELAWARE ENHANCED GBL DIV &
COM
246060107
256
21053
SH
SOLE
NONE
0
0
21053
DIVIDEND & INCOME FUND
COM NEW
25538A204
1343
87790
SH
SOLE
NONE
0
0
87790
DOW 30 PREMIUM & DIV INC FD
COM
260582101
224
15349
SH
SOLE
NONE
0
0
15349
DOW 30SM ENHANCED PREM & INC
COM
260537105
742
62920
SH
SOLE
NONE
0
0
62920
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
266
13966
SH
SOLE
NONE
0
0
13966
DWS GLOBAL HIGH INCOME FD
COM
23338W104
115
12807
SH
SOLE
NONE
0
0
12807
DWS HIGH INCOME OPPORT FD IN
COM NEW
23339M204
249
16066
SH
SOLE
NONE
0
0
16066
EATON VANCE ENH EQTY INC FD
COM
278277108
1131
99644
SH
SOLE
NONE
0
0
99644
EATON VANCE ENHANCED EQ INC
COM
278274105
1533
131251
SH
SOLE
NONE
0
0
131251
EATON VANCE MA MUNI INCOME T
SH BEN INT
27826E104
351
24051
SH
SOLE
NONE
0
0
24051
EATON VANCE MUN BD FD
COM
27827X101
493
35882
SH
SOLE
NONE
0
0
35882
EATON VANCE MUN BD FD II
COM
27827K109
226
17101
SH
SOLE
NONE
0
0
17101
EATON VANCE N J MUN BD FD
COM
27828R103
231
16110
SH
SOLE
NONE
0
0
16110
EATON VANCE NATL MUN OPPORT
COM SHS
27829L105
736
33091
SH
SOLE
NONE
0
0
33091
EATON VANCE OH MUNI INCOME T
SH BEN INT
27826G109
313
21270
SH
SOLE
NONE
0
0
21270
EATON VANCE PA MUN BD FD
COM
27828W102
178
12594
SH
SOLE
NONE
0
0
12594
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
4819
438448
SH
SOLE
NONE
0
0
438448
EATON VANCE TAX MNGD GBL DV
COM
27829F108
3278
351690
SH
SOLE
NONE
0
0
351690
EATON VANCE TAX MNGED BUY WR
COM
27828X100
517
35282
SH
SOLE
NONE
0
0
35282
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
988
97283
SH
SOLE
NONE
0
0
97283
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
930
71077
SH
SOLE
NONE
0
0
71077
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
1018
90907
SH
SOLE
NONE
0
0
90907
ELLSWORTH FUND LTD
COM
289074106
1343
175805
SH
SOLE
NONE
0
0
175805
EUROPEAN EQUITY FUND
COM
298768102
278
39158
SH
SOLE
NONE
0
0
39158
FEDERATED ENHANC TREAS INCM
COM SH BEN INT
314162108
1186
86626
SH
SOLE
NONE
0
0
86626
FIRST TR ACTIVE DIVID INCOME
COM
33731L100
521
62700
SH
SOLE
NONE
0
0
62700
FIRST TR ENHANCED EQTY INC F
COM
337318109
463
36083
SH
SOLE
NONE
0
0
36083
FIRST TRUST MORTGAGE INCM FD
COM SHS
33734E103
1316
80123
SH
SOLE
NONE
0
0
80123
FORT DEARBORN INCOME SECS IN
COM
347200107
218
14057
SH
SOLE
NONE
0
0
14057
GABELLI CONV & INCOME SECS F
CONV SEC FD
36240B109
114
18566
SH
SOLE
NONE
0
0
18566
GABELLI DIVD & INCOME TR
COM
36242H104
508
26767
SH
SOLE
NONE
0
0
26767
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
285
28600
SH
SOLE
NONE
0
0
28600
GDL FUND
COM SH BEN IT
361570104
530
44952
SH
SOLE
NONE
0
0
44952
GENERAL AMERN INVS INC
COM
368802104
1784
57131
SH
SOLE
NONE
0
0
57131
GREATER CHINA FD INC
COM
39167B102
296
24512
SH
SOLE
NONE
0
0
24512
GUGGENHEIM BLD AMR BDS MNG D
COM
401664107
847
37435
SH
SOLE
NONE
0
0
37435
GUGGENHEIM EQ WEIGHT ENHANC
COM SH BEN INT
40167M106
1219
65100
SH
SOLE
NONE
0
0
65100
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
446
22306
SH
SOLE
NONE
0
0
22306
HELIOS MULTI SEC HI INF FD I
COM NEW
42327Y202
70
11174
SH
SOLE
NONE
0
0
11174
HELIOS STRATEGIC INCOME FD I
COM NEW
42328A203
179
27870
SH
SOLE
NONE
0
0
27870
INDIA FD INC
COM
454089103
1983
93380
SH
SOLE
NONE
0
0
93379
ING GLOBAL EQTY DIV & PREM O
COM
45684E107
322
34795
SH
SOLE
NONE
0
0
34795
ING RISK MANAGED NAT RES FD
COM
449810100
267
23963
SH
SOLE
NONE
0
0
23963
INVESCO ADVANTAGE MUNICIPAL
SH BEN INT
46132E103
146
11451
SH
SOLE
NONE
0
0
11451
INVESCO BD FD
COM
46132L107
506
25440
SH
SOLE
NONE
0
0
25440
INVESCO MUN OPPORTUNITY TR
COM
46132C107
245
17302
SH
SOLE
NONE
0
0
17302
INVESCO MUN TR
COM
46131J103
509
36211
SH
SOLE
NONE
0
0
36211
INVESCO MUNI INCOME OPP TRST
COM
46132X101
745
101324
SH
SOLE
NONE
0
0
101324
INVESCO PA VALUE MUN INCOME
COM
46132K109
320
21578
SH
SOLE
NONE
0
0
21578
INVESCO QUALITY MUNI INC TRS
COM
46133G107
961
72146
SH
SOLE
NONE
0
0
72146
INVESCO TR INVT GRADE MUNS
COM
46131M106
226
15169
SH
SOLE
NONE
0
0
15169
INVESCO VALUE MUN INCOME TR
COM
46132P108
1437
88951
SH
SOLE
NONE
0
0
88951
J F CHINA REGION FD INC
COM
46614T107
264
18359
SH
SOLE
NONE
0
0
18359
JAPAN EQUITY FD INC
COM
471057109
71
11355
SH
SOLE
NONE
0
0
11355
JOHN HANCOCK HDG EQ & INC FD
COM
47804L102
1312
78128
SH
SOLE
NONE
0
0
78128
KOREA EQUITY FD INC
COM
50063B104
308
34370
SH
SOLE
NONE
0
0
34370
KOREA FD
COM NEW
500634209
468
11963
SH
SOLE
NONE
0
0
11963
LATIN AMERN DISCOVERY FD INC
COM
51828C106
222
13936
SH
SOLE
NONE
0
0
13936
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
697
42474
SH
SOLE
NONE
0
0
42474
LEGG MASON BW GLB INC OPP FD
COM
52469B100
367
18266
SH
SOLE
NONE
0
0
18266
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
1358
262576
SH
SOLE
NONE
0
0
262576
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
457
102514
SH
SOLE
NONE
0
0
102514
LMP CAP & INCOME FD INC
COM
50208A102
430
27558
SH
SOLE
NONE
0
0
27558
LMP REAL ESTATE INCOME FD IN
COM
50208C108
184
13987
SH
SOLE
NONE
0
0
13987
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
899
42450
SH
SOLE
NONE
0
0
42450
MADISON CLAYMORE CALL &EQTY
COM
556582104
771
95996
SH
SOLE
NONE
0
0
95996
MADISON STRTG SECTOR PREM FD
COM
558268108
528
45160
SH
SOLE
NONE
0
0
45160
MAINSTAY DEFINEDTERM MN OPP
COM
56064K100
237
11842
SH
SOLE
NONE
0
0
11842
MANAGED HIGH YIELD PLUS FD I
COM
561911108
77
35666
SH
SOLE
NONE
0
0
35666
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
688
67540
SH
SOLE
NONE
0
0
67540
MFS CALIF MUN FD
COM
59318C106
167
13951
SH
SOLE
NONE
0
0
13951
MFS GOVT MKTS INCOME TR
SH BEN INT
552939100
86
13044
SH
SOLE
NONE
0
0
13044
MFS INTER INCOME TR
SH BEN INT
55273C107
434
50554
SH
SOLE
NONE
0
0
50554
MFS INTERMED HIGH INC FD
SH BEN INT
59318T109
45
14220
SH
SOLE
NONE
0
0
14220
MONTGOMERY STR INCOME SECS I
COM
614115103
276
16007
SH
SOLE
NONE
0
0
16007
MORGAN STANLEY
INCOME SEC INC
61745P874
1293
71535
SH
SOLE
NONE
0
0
71535
MORGAN STANLEY ASIA PAC FD I
COM
61744U106
820
50780
SH
SOLE
NONE
0
0
50780
MORGAN STANLEY EASTN EUR FD
COM
616988101
457
27481
SH
SOLE
NONE
0
0
27481
MORGAN STANLEY EM MKTS DM DE
COM
617477104
358
21474
SH
SOLE
NONE
0
0
21474
MORGAN STANLEY EMER MKTS FD
COM
61744G107
370
23569
SH
SOLE
NONE
0
0
23569
MORGAN STANLEY INDIA INVS FD
COM
61745C105
1483
83547
SH
SOLE
NONE
0
0
83547
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
954
184886
SH
SOLE
NONE
0
0
184886
NEW GERMANY FD INC
COM
644465106
948
56281
SH
SOLE
NONE
0
0
56281
NEW IRELAND FUND INC
COM
645673104
997
96010
SH
SOLE
NONE
0
0
96010
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
545
37171
SH
SOLE
NONE
0
0
37171
NUVEEN BUILD AMER BD FD
COM
67074C103
696
33183
SH
SOLE
NONE
0
0
33183
NUVEEN BUILD AMER BD OPPTNY
COM
67074Q102
698
31573
SH
SOLE
NONE
0
0
31573
NUVEEN CA DIV ADV MUNI FD 3
COM SH BEN INT
67070Y109
650
46854
SH
SOLE
NONE
0
0
46854
NUVEEN CA DIVIDEND ADV MUN F
COM SHS
67066Y105
255
16655
SH
SOLE
NONE
0
0
16655
NUVEEN CAL AMT-FREE MUN INC
COM
670651108
608
41361
SH
SOLE
NONE
0
0
41361
NUVEEN CONN PREM INCOME MUN
SH BEN INT
67060D107
447
31239
SH
SOLE
NONE
0
0
31239
NUVEEN DIV ADV MUNI FD 3
COM SH BEN INT
67070X101
1756
117488
SH
SOLE
NONE
0
0
117488
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
1299
85653
SH
SOLE
NONE
0
0
85653
NUVEEN DIVER CURRENCY OPPOR
COM
67090N109
404
31155
SH
SOLE
NONE
0
0
31155
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
891
58260
SH
SOLE
NONE
0
0
58260
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
1455
97587
SH
SOLE
NONE
0
0
97587
NUVEEN EQTY PRM OPPORTUNITYF
COM
6706EM102
266
21122
SH
SOLE
NONE
0
0
21122
NUVEEN EQUITY PREM & GROWTH
COM
6706EW100
231
16970
SH
SOLE
NONE
0
0
16970
NUVEEN EQUITY PREM ADV FD
COM
6706ET107
333
26783
SH
SOLE
NONE
0
0
26783
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
244
15244
SH
SOLE
NONE
0
0
15244
NUVEEN LG/SHT COMMODITY TOTR
COM UT BEN INT
670731108
884
43714
SH
SOLE
NONE
0
0
43714
NUVEEN MASS AMT-FREE MUN INC
COM
67072F108
234
17328
SH
SOLE
NONE
0
0
17328
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
983
67745
SH
SOLE
NONE
0
0
67745
NUVEEN MICH QUALITY INCOME M
COM
670979103
434
28668
SH
SOLE
NONE
0
0
28668
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
1306
87761
SH
SOLE
NONE
0
0
87761
NUVEEN MUN HIGH INC OPPTY FD
COM
670683101
1035
80318
SH
SOLE
NONE
0
0
80318
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
1030
71666
SH
SOLE
NONE
0
0
71666
NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
283
18874
SH
SOLE
NONE
0
0
18874
NUVEEN N C PREM INCOME MUN F
SH BEN INT
67060P100
709
49132
SH
SOLE
NONE
0
0
49132
NUVEEN NEW JERSEY MUN VALUE
COM
670702109
323
20330
SH
SOLE
NONE
0
0
20330
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
665
44486
SH
SOLE
NONE
0
0
44486
NUVEEN NJ INVT QUALITY MUN F
COM
670971100
612
40649
SH
SOLE
NONE
0
0
40649
NUVEEN NJ PREM INCOME MUN FD
COM
67101N106
521
32759
SH
SOLE
NONE
0
0
32759
NUVEEN NY AMT-FREE MUN INCOM
COM
670656107
534
36995
SH
SOLE
NONE
0
0
36995
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
365
24795
SH
SOLE
NONE
0
0
24795
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
247
16365
SH
SOLE
NONE
0
0
16365
NUVEEN NY MUN VALUE FD
COM
67062M105
175
17328
SH
SOLE
NONE
0
0
17328
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
178
10762
SH
SOLE
NONE
0
0
10762
NUVEEN OH DIV ADV MUNI FD 2
COM SH BEN INT
67070R104
173
11053
SH
SOLE
NONE
0
0
11053
NUVEEN OH DIV ADVANTAGE MUN
COM
67070C107
179
11218
SH
SOLE
NONE
0
0
11218
NUVEEN OHIO DIVID ADVANTAGE
COM
67071V104
209
13136
SH
SOLE
NONE
0
0
13136
NUVEEN OHIO QUALITY INCOME M
COM
670980101
847
48235
SH
SOLE
NONE
0
0
48235
NUVEEN PA DIV ADVANTAGE MUN
COM
67070E103
273
18881
SH
SOLE
NONE
0
0
18881
NUVEEN PA DIVID ADVANTAGE MU
COM
67071W102
346
24192
SH
SOLE
NONE
0
0
24192
NUVEEN PA INVT QUALITY MUN F
COM
670972108
648
43231
SH
SOLE
NONE
0
0
43231
NUVEEN PA PREM INCOME MUN FD
COM
67061F101
196
13608
SH
SOLE
NONE
0
0
13608
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
1018
63821
SH
SOLE
NONE
0
0
63821
NUVEEN PREM INCOME MUN FD
COM
67062T100
1026
70039
SH
SOLE
NONE
0
0
70039
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
795
53091
SH
SOLE
NONE
0
0
53091
NUVEEN PREM INCOME MUN OPPTY
COM
6706D8104
852
60287
SH
SOLE
NONE
0
0
60287
NUVEEN PREMIER MUN INCOME FD
COM
670988104
830
56216
SH
SOLE
NONE
0
0
56216
NUVEEN PREMIER OPPURTUNITY F
COM
670987106
852
56564
SH
SOLE
NONE
0
0
56564
NUVEEN QUALITY INCOME MUN FD
COM
670977107
1096
71893
SH
SOLE
NONE
0
0
71893
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
147
16211
SH
SOLE
NONE
0
0
16211
NUVEEN REAL ASSET INC & GROW
COM
67074Y105
311
15443
SH
SOLE
NONE
0
0
15443
NUVEEN SELECT QUALITY MUN FD
COM
670973106
2091
139134
SH
SOLE
NONE
0
0
139134
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67062F100
171
11656
SH
SOLE
NONE
0
0
11656
NUVEEN TAX ADVANTAGED DIV GR
COM
67073G105
306
19847
SH
SOLE
NONE
0
0
19847
NUVEEN VA PREM INCOME MUN FD
COM
67064R102
187
12341
SH
SOLE
NONE
0
0
12341
PETROLEUM & RES CORP
COM
716549100
2783
106941
SH
SOLE
NONE
0
0
106941
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
1001
122130
SH
SOLE
NONE
0
0
122130
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
693
133038
SH
SOLE
NONE
0
0
133038
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
1261
100203
SH
SOLE
NONE
0
0
100203
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
1162
209821
SH
SOLE
NONE
0
0
209821
RMR REAL ESTATE INCOME FUND
COM
76970B101
240
11482
SH
SOLE
NONE
0
0
11482
ROYCE FOCUS TR
COM
78080N108
246
35223
SH
SOLE
NONE
0
0
35223
ROYCE MICRO-CAP TR INC
COM
780915104
1155
107972
SH
SOLE
NONE
0
0
107972
ROYCE VALUE TR INC
COM
780910105
1401
93036
SH
SOLE
NONE
0
0
93037
SINGAPORE FD INC
COM
82929L109
529
37264
SH
SOLE
NONE
0
0
37264
STONE HBR EMERG MKTS TL INC
COM
86164W100
890
37227
SH
SOLE
NONE
0
0
37227
SWISS HELVETIA FD INC
COM
870875101
1699
138606
SH
SOLE
NONE
0
0
138606
TAIWAN FD INC
COM
874036106
390
23799
SH
SOLE
NONE
0
0
23799
TEMPLETON DRAGON FD INC
COM
88018T101
1478
52913
SH
SOLE
NONE
0
0
52913
TEMPLETON EMERGING MKTS FD I
COM
880191101
453
22243
SH
SOLE
NONE
0
0
22243
TEMPLETON RUS AND EAST EUR F
COM
88022F105
731
49455
SH
SOLE
NONE
0
0
49455
THAI FD INC
COM
882904105
1833
76666
SH
SOLE
NONE
0
0
76666
TRANSAMERICA INCOME SHS INC
COM
893506105
1231
56947
SH
SOLE
NONE
0
0
56947
TRI CONTL CORP
COM
895436103
2989
170293
SH
SOLE
NONE
0
0
170293
TURKISH INVT FD INC
COM
900145103
1368
74683
SH
SOLE
NONE
0
0
74683
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
591
30725
SH
SOLE
NONE
0
0
30725
VIRTUS TOTAL RETURN FD
COM
92829A103
370
89934
SH
SOLE
NONE
0
0
89934
WESTERN ASSET CLYM INFL OPP
COM
95766R104
2266
171036
SH
SOLE
NONE
0
0
171036
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
1670
123255
SH
SOLE
NONE
0
0
123255
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
282
14139
SH
SOLE
NONE
0
0
14139
WESTERN ASSET HIGH INCM OPP
COM
95766K109
103
16202
SH
SOLE
NONE
0
0
16202
WESTERN ASSET INCOME FD
COM
95766T100
661
46263
SH
SOLE
NONE
0
0
46263
WESTERN ASSET INFL MGMT FD I
COM
95766U107
904
48944
SH
SOLE
NONE
0
0
48944
WESTERN ASSET MUN DEF OPP TR
COM
95768A109
210
9212
SH
SOLE
NONE
0
0
9212
WESTERN ASST MN PRT FD INC
COM
95766P108
1026
62887
SH
SOLE
NONE
0
0
62887
ZWEIG FD
COM NEW
989834205
2226
171251
SH
SOLE
NONE
0
0
171251
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
3261
250239
SH
SOLE
NONE
0
0
250239