0000938077-12-000004.txt : 20120213 0000938077-12-000004.hdr.sgml : 20120213 20120213094326 ACCESSION NUMBER: 0000938077-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 EFFECTIVENESS DATE: 20120213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 12595593 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 doliver13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doliver Capital Advisors Address: 6363 Woodway, Suite 963 Houston, TX 77057 Form 13F-HR File Number: 28-05031 The investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ralph D. McBride Title: President Phone: 713-917-0022 Signature, Place, and Date of Signing: /s/ Ralph D. McBride Houston, Texas February 13, 2012 ------------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F-HR Information Table Entry Total: 214 Form 13F-HR Information Table Value Total: 154,271 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F-HR file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] TITLE OF SH OR VALUE INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP PRIN AMT (X$1000) DISCRETION MANAGERS AUTHORITY ABERDEEN EMERGING MARKETS TELE COM 00301T102 805 14 SOLE NONE 0 ABERDEEN INDONESIA FD INC COM 00305P 10 6 2255 27 SOLE NONE 0 ABERDEEN ISRAEL FUND INC COM 00301L 10 9 4090 52 SOLE NONE 0 ADAMS EXPRESS CO COM 006212104 43028 415 SOLE NONE 0 ADVENT CLAYMORE CV SECS & IN COM 00764C 10 9 24547 155 SOLE NONE 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 27197 401 SOLE NONE 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E 10 4 8242 74 SOLE NONE 0 AGIC INTL & PREM STRATEGY FD COM 00119Q 10 0 2400 24 SOLE NONE 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 471229 3803 SOLE NONE 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A 10 3 201198 1066 SOLE NONE 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060 10 8 584669 2561 SOLE NONE 0 AMERICAN INCOME FD INC COM 02672T 10 9 23166 178 SOLE NONE 0 AMERICAN SELECT PORTFOLIO IN COM 029570 10 8 46964 470 SOLE NONE 0 AMERICAN STRATEGIC INCM PTFL COM 030098107 19249 205 SOLE NONE 0 AMERICAN STRATEGIC INCOME II COM 03009T101 176689 1152 SOLE NONE 0 AMERN STRATEGIC INCOME PTFL COM 030099 10 5 80717 651 SOLE NONE 0 APOLLO SR FLOATING RATE FD I COM 037636 10 7 87492 1401 SOLE NONE 0 ASIA PAC FD INC COM 044901 10 6 932 9 SOLE NONE 0 AVENUE INCOME CR STRATEGIES COM 05358E 10 6 34844 536 SOLE NONE 0 BANCROFT FUND LTD COM 059695106 3113 47 SOLE NONE 0 BLACKROCK BUILD AMER BD TR SHS 09248X 10 0 311513 6651 SOLE NONE 0 BLACKROCK CR ALLO INC TR SH BEN INT 09249V103 44095 465 SOLE NONE 0 BLACKROCK CREDIT ALL INC TR COM 09255H105 91488 899 SOLE NONE 0 BLACKROCK CREDIT ALLINCORPORAT COM 09255J101 15501 144 SOLE NONE 0 BLACKROCK DEFINED OPPRTY CR COM 09255Q 10 5 2637 33 SOLE NONE 0 BLACKROCK DIVERS INCOME STRATE COM 09255W 10 2 25617 243 SOLE NONE 0 BLACKROCK ECOSOLUTIONS INVT COM SH 092546 10 0 40498 317 SOLE NONE 0 BLACKROCK ENH CAP & INC FD I COM 09256A 10 9 65372 804 SOLE NONE 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 250241 1769 SOLE NONE 0 BLACKROCK ENHANCED GOVT FD I COM 09255K 10 8 19402 296 SOLE NONE 0 BLACKROCK EQUITY DIV TRUST COM 09250N 10 7 59987 544 SOLE NONE 0 BLACKROCK FL RATE INCOME STRA II COM SHS BN INT 09255Y108 8680 107 SOLE NONE 0 BLACKROCK FLOAT RATE INCOME STR COM 09255X 10 0 11658 156 SOLE NONE 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501 10 5 133126 1759 SOLE NONE 0 BLACKROCK INCOME OPP TRUST I COM 092475 10 2 22196 227 SOLE NONE 0 BLACKROCK INCOME TR INC COM 09247F100 28687 210 SOLE NONE 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 196304 1406 SOLE NONE 0 BLACKROCK MUNIYIELD ARIZ FD COM 09254K 10 9 4800 68 SOLE NONE 0 BLACKROCK NJ INV QUALITY MUN COM 09247C107 960 13 SOLE NONE 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A 10 9 3082 47 SOLE NONE 0 BLACKROCK PREFERRED & EQADVANT COM 092508100 74820 909 SOLE NONE 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 277529 3686 SOLE NONE 0 BLACKROCK SR HIGH INCOME FD COM 09255T109 8709 34 SOLE NONE 0 BLACKROCK STRAT DIVD ACHIEVE COM 09249Y107 31742 311 SOLE NONE 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D 10 2 31474 537 SOLE NONE 0 BOULDER GROWTH & INCOME FD I COM 101507101 2166017 12433 SOLE NONE 0 CALAMOS CONV & HIGH INCOME FDC COM SHS 12811P108 79999 925 SOLE NONE 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117 10 8 62496 704 SOLE NONE 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 99025 723 SOLE NONE 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 206639 1725 SOLE NONE 0 CHINA FD INC COM 169373107 14495 297 SOLE NONE 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y 10 3 38655 493 SOLE NONE 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 44209 532 SOLE NONE 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 136522 1443 SOLE NONE 0 COHEN & STEERS CLOSED END OP COM 19248P 10 6 6781 81 SOLE NONE 0 COHEN & STEERS GLOBAL INC BL COM 19248M 10 3 43378 403 SOLE NONE 0 COHEN & STEERS QUALITY RLTY COM 19247L 10 6 720 6 SOLE NONE 0 COLUMBIA SELIGMAN PREM COM 19842X109 18031 282 SOLE NONE 0 DCA TOTAL RETURN FD COM 233066 10 9 59891 210 SOLE NONE 0 DELAWARE INV CO MUN INC FD I COM 246101 10 9 3626 49 SOLE NONE 0 DELAWARE INV MN MUN INC FD I COM 24610V 10 3 4144 56 SOLE NONE 0 DELAWARE INVTS DIV & INCOME COM 245915 10 3 6789 48 SOLE NONE 0 DIAMOND HILL FINANCIAL TRENDS COM 25264C101 7383 61 SOLE NONE 0 DIVIDEND & INCOME FD INC COM 25538A 10 5 98680 338 SOLE NONE 0 DOW 30 PREMIUM & DIV INC FD COM 260582 10 1 26823 352 SOLE NONE 0 DOW 30SM ENHANCED PREM & INC COM 260537105 31747 323 SOLE NONE 0 DWS GLOBAL HIGH INCOME FD COM 23338W 10 4 2186 17 SOLE NONE 0 EATON VANCE ENH EQTY INC FD COM 278277 10 8 314653 3213 SOLE NONE 0 EATON VANCE ENHANCED EQ INC COM 278274 10 5 251629 2562 SOLE NONE 0 EATON VANCE FLTING RATE INC COM 278279 10 4 19675 280 SOLE NONE 0 EATON VANCE MASSACHUSETTS MUNI COM 27828K108 508 7 SOLE NONE 0 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D 10 6 970 13 SOLE NONE 0 EATON VANCE PA MUN BD FD COM 27828W 10 2 300 4 SOLE NONE 0 EATON VANCE RISK MNGD DIV EQ COM 27829G 10 6 450050 4703 SOLE NONE 0 EATON VANCE SR FLTNG RTE TR COM 27828Q 10 5 23589 339 SOLE NONE 0 EATON VANCE SR INCOME TR SH BEN INT 27826S 10 3 30733 201 SOLE NONE 0 EATON VANCE TAX ADVT DIV INC COM 27828G 10 7 29568 432 SOLE NONE 0 EATON VANCE TAX MNG GBL DV E COM 27829F 10 8 1025669 8462 SOLE NONE 0 EATON VANCE TAX MNGED BUY WR COM 27828X 10 0 176678 2269 SOLE NONE 0 EATON VANCE TAX-ADV BD & OPT COM SH BEN INT 27829M 10 3 24195 400 SOLE NONE 0 EATON VANCE TX ADV GLBL DIV COM 27828S 10 1 1800 22 SOLE NONE 0 EATON VANCE TX ADV GLBL DIV COM 27828S 10 1 38207 650 SOLE NONE 0 EATON VANCE TX MGD DIV EQ IN COM 27828N 10 2 735391 6523 SOLE NONE 0 EATON VANCE TX MNG BY WRT OP COM 27828Y 10 8 415163 4866 SOLE NONE 0 EATON VANCE TXMGD GL BUYWR O COM 27829C 10 5 606871 6239 SOLE NONE 0 ELLSWORTH FUND LTD COM 289074106 18051 119 SOLE NONE 0 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162 10 8 41231 592 SOLE NONE 0 FIRST TR ACTIVE DIVID INCOME COM 33731L 10 0 20763 174 SOLE NONE 0 FIRST TR ENHANCED EQTY INC F COM 337318 10 9 27183 294 SOLE NONE 0 FIRST TR HIGH INCOME L/S FD COM 33738E 10 9 79338 1211 SOLE NONE 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K 10 2 5740 102 SOLE NONE 0 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G 10 9 5898 37 SOLE NONE 0 FIRST TRUST STRAT HIGH INC 2 COM SHS 37353106 21309 326 SOLE NONE 0 GABELLI CONV & INCOME SECS F CONV SECS FD 36240B 10 9 5200 27 SOLE NONE 0 GABELLI DIVD & INCOME TR COM 36242H104 14467 223 SOLE NONE 0 GABELLI GLOBAL DEAL FD COM SBI 361570104 28530 337 SOLE NONE 0 GABELLI GLOBAL MULTIMEDIA TR COM 36239Q109 13709 85 SOLE NONE 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 15301 109 SOLE NONE 0 GABELLI NAT RES GLD & INC TR SHS BEN INT 36249M 10 6 108985 1465 SOLE NONE 0 GENERAL AMERN INVS INC COM 368802104 22786 568 SOLE NONE 0 GLOBAL CURRENCY STRATEGY INC COM 378968101 1926 25 SOLE NONE 0 GREATER CHINA FD INC COM 39167B102 21304 215 SOLE NONE 0 GUGGENHEIM BLD AMR BDS MNG D COM 401664 10 7 98984 2113 SOLE NONE 0 GUGGENHEIM ENHANCED EQUITY S COM 40167K 10 0 12167 195 SOLE NONE 0 GUGGENHEIM ENHNCD EQTY INCM COM 40167B 10 0 15095 123 SOLE NONE 0 HELIOS ADVANTAGE INCOME FUND COM NEW 42327W206 6051 47 SOLE NONE 0 HELIOS MULTI-SECTOR HIGH INC COM NEW 42327Y202 8977 49 SOLE NONE 0 HELIOS STRATEGIC INCOME FUND COM NEW 42328A203 23891 131 SOLE NONE 0 HERZFELD CARIBBEAN BASIN FD COM 42804T 10 6 11555 74 SOLE NONE 0 INDIA FD INC COM 454089 10 3 118529 2257 SOLE NONE 0 ING CLARION GLB RE EST INCM COM 44982G 10 4 225326 1541 SOLE NONE 0 ING GLBL ADV & PREM OPP FUND COM 44982N 10 9 14680 157 SOLE NONE 0 ING GLOBAL EQTY DIV & PREM O COM 45684E 10 7 136806 1182 SOLE NONE 0 ING INFRASTRUCTURE INDLS & M COM 45685U 10 0 24759 381 SOLE NONE 0 ING PRIME RATE TR SH BEN INT 44977W 10 6 181693 927 SOLE NONE 0 ING RISK MANAGED NAT RES FD COM 449810 10 0 18296 209 SOLE NONE 0 INVESCO MUNI INCM OPP TRST I COM 46133A 10 0 700 5 SOLE NONE 0 INVESCO MUNI INCOME OPP TRST COM 46132X 10 1 9458 63 SOLE NONE 0 INVESCO VAN KAMP DYN CRDT OP COM 46132R 10 4 42494 449 SOLE NONE 0 INVESCO VAN KAMPEN MASS VALU COM 46132J 10 2 200 3 SOLE NONE 0 INVESCO VAN KAMPEN SR INC TR COM 46131H 10 7 254165 1088 SOLE NONE 0 JAPAN EQUITY FUND COM 471057109 8870 44 SOLE NONE 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U 10 4 145582 1045 SOLE NONE 0 JF CHINA REGION FUND INC COM 46614T107 57954 639 SOLE NONE 0 JOHN HANCOCK BK &THRIFT OPP SH BEN INT NEW 409735206 10091 138 SOLE NONE 0 KOREA EQUITY FD INC COM 50063B 10 4 100 1 SOLE NONE 0 LAZARD GLOBAL TOT RT & INC COM 52106W104 7833 105 SOLE NONE 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 149536 631 SOLE NONE 0 LIBERTY ALL-STAR GROWTH FD I COM 529900 10 2 159255 607 SOLE NONE 0 LMP CAP & INCOME FD INC COM 50208A102 15283 189 SOLE NONE 0 LMP CORPORATE LOAN FUND INC COM 50208B100 800 9 SOLE NONE 0 LMP REAL ESTATE INCOME FD IN COM 50208C 10 8 19133 177 SOLE NONE 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 326544 5548 SOLE NONE 0 MADISON CLAYMORE CALL &EQTY COM 556582 10 4 59512 445 SOLE NONE 0 MADISON STRTG SECTOR PREM FD COM 558268 10 8 16014 170 SOLE NONE 0 MFS INTERMARKET INCOME TRUST I SHS BEN INT 59318R103 1041 9 SOLE NONE 0 MLP & STRATEGIC EQUITY FD IN COM 55312N106 60570 1035 SOLE NONE 0 MONTGOMERY STR INCOME SECS I COM 614115 10 3 1620 25 SOLE NONE 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 4718 62 SOLE NONE 0 MORGAN STANLEY CHINA A SH FD COM 617468103 69253 1340 SOLE NONE 0 MORGAN STANLEY EAST EUROPE COM 616988101 8397 113 SOLE NONE 0 MORGAN STANLEY EM MKTS DM DE COM 617477 10 4 16695 236 SOLE NONE 0 MORGAN STANLEY EMER MKTS DEB COM 61744H 10 5 8859 92 SOLE NONE 0 MORGAN STANLEY INDIA INVS FD COM 61745C 10 5 35936 503 SOLE NONE 0 NASDAQ PREM INCM & GRW FD IN COM 63110R 10 5 900 12 SOLE NONE 0 NEUBERGER BERMAN RE ES SEC F COM 64190A 10 3 225425 845 SOLE NONE 0 NEW IRELAND FUND INC COM 645673104 118254 821 SOLE NONE 0 NICHOLAS APPLEGATE GLBL EQ C COM 65370L108 29529 461 SOLE NONE 0 NUVEEN ARIZ DIVID ADVANTAG M COM SH BEN INT 67069L 10 0 400 6 SOLE NONE 0 NUVEEN ARIZ DIVID ADVANTAG MUN COM SH BEN INT 67069L100 1758 24 SOLE NONE 0 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 443 6 SOLE NONE 0 NUVEEN BUILD AMER BD FD COM 67074C 10 3 92797 1905 SOLE NONE 0 NUVEEN BUILD AMER BD OPPTNY COM 67074Q102 37173 804 SOLE NONE 0 NUVEEN CA SELECT TAX FREE PR COM 67063R103 500 7 SOLE NONE 0 NUVEEN CALIF MUNICPAL VALU F COM 6706EB 10 6 6011 57 SOLE NONE 0 NUVEEN CALIF MUNICPAL VALU F COM 6706EB 10 6 602 9 SOLE NONE 0 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 193 3 SOLE NONE 0 NUVEEN CONNECTICUT DVD ADV 3 COM 67071Y108 1996 27 SOLE NONE 0 NUVEEN CONNECTICUT PREM INC SH BEN INT 67060D107 385 5 SOLE NONE 0 NUVEEN CT DIVID ADVANTAGE MU COM SH BEN INT 67069T 10 3 150 2 SOLE NONE 0 NUVEEN DIVERSIFIED COMMODTY COM SH BEN INT 67074P 10 4 70482 1431 SOLE NONE 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U 10 3 51337 893 SOLE NONE 0 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 182018 2079 SOLE NONE 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 42386 512 SOLE NONE 0 NUVEEN EQUITY PREM ADV FD COM 6706ET107 112863 1293 SOLE NONE 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 180206 2015 SOLE NONE 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 6703 95 SOLE NONE 0 NUVEEN INS MA TX FR ADV MUNFD COM 67072F108 891 12 SOLE NONE 0 NUVEEN MASS DIVID ADVANTAG M COM 67069P 10 1 2467 34 SOLE NONE 0 NUVEEN MASS PREM INCOME MUN COM 67061E 10 4 541 8 SOLE NONE 0 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 600 8 SOLE NONE 0 NUVEEN MD DIV ADV MUNI FD 2 COM SH BEN INT 67070V105 569 8 SOLE NONE 0 NUVEEN MD DIVID ADVANTAGE MU COM SH BEN INT 67069R 10 7 3274 47 SOLE NONE 0 NUVEEN MI DIV ADV MUNI FD COM SH BEN INT 67070W 10 3 604 8 SOLE NONE 0 NUVEEN MTG OPPORTUNITY TERM COM 670735 10 9 16607 338 SOLE NONE 0 NUVEEN MTG OPPORTUNITY TERM COM 670735 10 9 2203 45 SOLE NONE 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 57047 691 SOLE NONE 0 NUVEEN MULTI STRAT INC & GR COM 67073B 10 6 22084 178 SOLE NONE 0 NUVEEN MUN HIGH INC OPPTY FD COM 670683101 5431 62 SOLE NONE 0 NUVEEN NEW YORK MUN VALUE FD 2 COM 670706100 400 6 SOLE NONE 0 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 1445 20 SOLE NONE 0 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 627 9 SOLE NONE 0 NUVEEN NY DIVID ADVNTG MUN F COM 67066X 10 7 2195 31 SOLE NONE 0 NUVEEN OH DIV ADV MUNI FD 2COM COM SH BEN INT 67070R104 600 9 SOLE NONE 0 NUVEEN PA DIV ADVANTAGE MUN FD COM 67070E 10 3 575 8 SOLE NONE 0 NUVEEN PA DIVID ADVANTAGE MUN COM 67071W102 640 9 SOLE NONE 0 NUVEEN PA MUN VALUE FD COM 67074K 10 5 247 4 SOLE NONE 0 NUVEEN SR INCOME FD COM 67067Y 10 4 1529 10 SOLE NONE 0 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV 10 2 82348 169 SOLE NONE 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 11122 106 SOLE NONE 0 PETROLEUM & RES CORP COM 716549100 55387 1356 SOLE NONE 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909 10 0 4819 24 SOLE NONE 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853 10 0 59336 308 SOLE NONE 0 RMR ASIA PAC REAL EST FD NEW COM 76970B101 400 6 SOLE NONE 0 RMR REAL ESTATE INCOME FD COM SHS 74964K 60 9 15144 427 SOLE NONE 0 ROYCE FOCUS TRUST COM 78080N108 47217 298 SOLE NONE 0 ROYCE MICRO-CAP TR INC COM 780915104 29763 261 SOLE NONE 0 ROYCE VALUE TR INC COM 780910105 130111 1596 SOLE NONE 0 SOURCE CAP INC COM 836144105 14408 677 SOLE NONE 0 TAIWAN FD INC COM 874036106 434 6 SOLE NONE 0 TEMPLETON RUS AND EAST EUR F COM 88022F 10 5 14801 201 SOLE NONE 0 THAI FUND INC COM 882904105 32199 395 SOLE NONE 0 TRI CONTL CORP COM 895436103 41554 591 SOLE NONE 0 TS&W CLAYMORE TAX ADVNTG BL COM 87280R 10 8 13437 157 SOLE NONE 0 TURKISH INVT FD INC COM 900145 10 3 23211 257 SOLE NONE 0 WELLS FARGO ADV GLB DIV OPP COM 94987C 10 3 12204 93 SOLE NONE 0 WELLS FARGO ADVANTAGE UTILS COM 94987E 10 9 2732 30 SOLE NONE 0 WESTERN ASSET CLYM INFL OPP COM 95766R 10 4 107097 1350 SOLE NONE 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q 10 6 46340 586 SOLE NONE 0 WESTERN ASSET EMRG MKT INCM COM 95766E 10 3 2935 39 SOLE NONE 0 WESTERN ASSET INFLATION MANAGE COM 95766U107 12311 215 SOLE NONE 0 WESTERN ASSET VAR RT STRG FD COM 957667 10 8 2245 33 SOLE NONE 0 ZWEIG FD COM 989834 10 6 23362 68 SOLE NONE 0 ZWEIG TOTAL RETURN FD INC COM 989837 10 9 838917 2542 SOLE NONE 0