0000938077-11-000011.txt : 20110803 0000938077-11-000011.hdr.sgml : 20110803 20110803102553 ACCESSION NUMBER: 0000938077-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110803 EFFECTIVENESS DATE: 20110803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 111005869 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 doliver13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doliver Capital Advisors Address: 6363 Woodway, Suite 963 Houston, TX 77057 Form 13F-HR File Number: 28-05031 The investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ralph D. McBride Title: President Phone: 713-917-0022 Signature, Place, and Date of Signing: /s/ Ralph D. McBride Houston, Texas August 3, 2011 ------------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F-HR Information Table Entry Total: 149 Form 13F-HR Information Table Value Total: 177,452 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F-HR file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] TITLE OF SH OR VALUE INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP PRIN AMT (X$1000) DISCRETION MANAGERS AUTHORITY ABERDEEN INDONESIA FD INC COM 00305P 10 6 3380 46 SOLE NONE 0 ADAMS EXPRESS CO COM 006212104 915 10 SOLE NONE 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 1430757 11289 SOLE NONE 0 AMERICAN INCOME FD INC COM 02672T 10 9 60439 491 SOLE NONE 0 AMERICAN SELECT PORTFOLIO IN COM 029570 10 8 146957 1590 SOLE NONE 0 AMERICAN STRATEGIC INCM PTFL COM 30098107 31244 364 SOLE NONE 0 AMERICAN STRATEGIC INCOME II COM 03009T101 161597 1283 SOLE NONE 0 AMERN STRATEGIC INCOME PTFL COM 030099 10 5 187008 1724 SOLE NONE 0 BLACKROCK CORE BD TRSHS BEN IN SHS BEN INT 09249E 10 1 130412 1634 SOLE NONE 0 BLACKROCK CR ALLO INC TR SH BEN INT 09249V103 81123 879 SOLE NONE 0 BLACKROCK CREDIT ALL INC TR COM 09255H105 126097 1280 SOLE NONE 0 BLACKROCK CREDIT ALLINCORPORAT COM 09255J101 38019 357 SOLE NONE 0 BLACKROCK ECOSOLUTIONS INVT COM SH 092546 10 0 67647 713 SOLE NONE 0 BLACKROCK ENH CAP & INC FD I COM 09256A 10 9 81642 1185 SOLE NONE 0 BLACKROCK ENHANCED DIV ACHV COM 09251A104 155844 1290 SOLE NONE 0 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 13465 29 SOLE NONE 0 BLACKROCK INCOME OPP TRUST I COM 092475 10 2 126974 1229 SOLE NONE 0 BLACKROCK INCOME TR INC COM 09247F100 143541 1011 SOLE NONE 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 100 1 SOLE NONE 0 BLACKROCK MUNI INCOMEINVST QLT COM 09250G102 13666 187 SOLE NONE 0 BLACKROCK MUNI INTER DR FD I COM 09253X 10 2 2600 36 SOLE NONE 0 BLACKROCK MUNIASSETS FD INC COM 09254J 10 2 95094 1117 SOLE NONE 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X 10 1 12790 176 SOLE NONE 0 BLACKROCK MUNIHOLDNGS QLTYINCO COM 09254A101 300 4 SOLE NONE 0 BLACKROCK MUNIYIELD ARIZ FD COM 09254K 10 9 600 8 SOLE NONE 0 BLACKROCK MUNIYIELD N J FD I COM 09254Y 10 9 900 12 SOLE NONE 0 BLACKROCK MUNIYIELD NJ QLTY COM 09255A 10 0 11514 156 SOLE NONE 0 BLACKROCK MUNIYIELD PA QLTY FD COM 09255G107 450 6 SOLE NONE 0 BLACKROCK NJ INVT QUALITY MU COM 09247C 10 7 1472 18 SOLE NONE 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A 10 9 4709 65 SOLE NONE 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A 10 9 4580 63 SOLE NONE 0 BLACKROCK PA STRATEGIC MUN T COM 09248R 10 3 700 9 SOLE NONE 0 BLACKROCK PREFERRED & EQADVANT COM 92508100 237623 2973 SOLE NONE 0 BOULDER GROWTH & INCOME FD I COM 101507101 2882810 18681 SOLE NONE 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 79428 691 SOLE NONE 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 3600 34 SOLE NONE 0 CHINA FD INC COM 169373 10 7 134025 4188 SOLE NONE 0 CLAYMORE EXCH-TRD FD GUG RAYM JAMES S COM 18383M613 6700 150 SOLE NONE 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y 10 3 16493 254 SOLE NONE 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 500 7 SOLE NONE 0 COHEN & STEERS GLOBAL INC BL COM 19248M 10 3 168859 1883 SOLE NONE 0 DELAWARE INV CO MUN INC FD I COM 246101 10 9 6349 81 SOLE NONE 0 DELAWARE INVTS DIV & INCOME COM 245915 10 3 108 1 SOLE NONE 0 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 158172 1792 SOLE NONE 0 EATON VANCE ENH EQTY INC FD COM 278277 10 8 460534 5430 SOLE NONE 0 EATON VANCE ENHANCED EQ INC COM 278274 10 5 442578 5311 SOLE NONE 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V 10 6 100 1 SOLE NONE 0 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W 10 4 2818 36 SOLE NONE 0 EATON VANCE PA MUNI INCOME TRS SH BEN INT 27826T101 700 9 SOLE NONE 0 EATON VANCE RISK MNGD DIV EQ COM 27829G 10 6 939853 11861 SOLE NONE 0 EATON VANCE TAX MNG GBL DV E COM 27829F 10 8 1273370 13332 SOLE NONE 0 EATON VANCE TAX MNGED BUY WR COM 27828X 10 0 297789 4101 SOLE NONE 0 EATON VANCE TX MGD DIV EQ IN COM 27828N 10 2 1281736 13997 SOLE NONE 0 EATON VANCE TX MNG BY WRT OP COM 27828Y 10 8 625646 7964 SOLE NONE 0 EATON VANCE TXMGD GL BUYWR O COM 27829C 10 5 981904 11910 SOLE NONE 0 FEDERATED PREM INTR MUNINCORPO COM 31423M105 14142 184 SOLE NONE 0 FEDERATED PREM MUNINCORPORATED COM 31423P108 5688 77 SOLE NONE 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K 10 2 21692 453 SOLE NONE 0 FIRST TRUST STRAT H/I FUND COM 337347108 9828 37 SOLE NONE 0 FIRST TRUST STRAT HIGH INC 3 COM 33735C106 24583 111 SOLE NONE 0 GABELLI GLOBAL DEAL FD COM SBI 36245G103 1360 18 SOLE NONE 0 GENERAL AMERN INVS INC COM 368802104 690 19 SOLE NONE 0 GREATER CHINA FD INC COM 39167B 10 2 8808 112 SOLE NONE 0 HANCOCK JOHN PFD INCOME FD I COM 41021P 10 3 900 16 SOLE NONE 0 HERZFELD CARIBBEAN BASIN FD COM 42804T 10 6 9150 65 SOLE NONE 0 INVESCO INSURED MUNI TRST COM 46132W 10 3 9546 128 SOLE NONE 0 INVESCO MUNI INC OPP TRS III COM 46133C 10 6 16518 125 SOLE NONE 0 INVESCO MUNI INCM OPP TRST I COM 46133A 10 0 46311 327 SOLE NONE 0 INVESCO MUNI INCOME OPP TRST COM 46132X 10 1 3514 22 SOLE NONE 0 INVESCO MUNI PREM INC TRST COM 46133E 10 2 36602 280 SOLE NONE 0 INVESCO VAN KAMP BOND FND COM 46132L 10 7 102193 1947 SOLE NONE 0 INVESCO VAN KAMPEN MASS VALU COM 46132J 10 2 410 5 SOLE NONE 0 INVESCO VAN KAMPEN PA VALUE COM 46132K 10 9 4045 52 SOLE NONE 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U 10 4 42900 353 SOLE NONE 0 JF CHINA REGION FUND INC COM 46614T107 3568 54 SOLE NONE 0 LMP CAP & INCOME FD INC COM 50208A 10 2 20583 282 SOLE NONE 0 MADISON CLAYMORE CALL &EQTY COM 556582 10 4 1700 14 SOLE NONE 0 MFS CALIF MUN FD COM 59318C 10 6 2652 28 SOLE NONE 0 MFS CHARTER INCOME TR SH BEN INT 552727 10 9 191371 1791 SOLE NONE 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939 10 0 227059 1544 SOLE NONE 0 MFS INTER INCOME TR SH BEN INT 55273C 10 7 548672 3468 SOLE NONE 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737 10 8 24487 167 SOLE NONE 0 MINNESOTA MUN INCOME PTFL IN COM 604062 10 9 300 4 SOLE NONE 0 MONTGOMERY STR INCOME SECS I COM 614115 10 3 11364 181 SOLE NONE 0 MORGAN STANLEY CHINA A SH FD COM 617468 10 3 51844 1415 SOLE NONE 0 MORGAN STANLEY EASTN EUR FD COM 616988 10 1 2617 49 SOLE NONE 0 MORGAN STANLEY INCOME SEC INC COM 61745P874 1067 18 SOLE NONE 0 NUVEEN ARIZ DIVID ADVANTAG MUN COM SH BEN INT 67069L100 1372 18 SOLE NONE 0 NUVEEN ARIZ DIVID ADVANTAGE COM 67071P 10 7 1073 14 SOLE NONE 0 NUVEEN ARIZ PREM INCOME MUN COM 67061W 10 4 2927 38 SOLE NONE 0 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 3531 45 SOLE NONE 0 NUVEEN CALIF MUN VALUE FD COM 67062C 10 7 3004 43 SOLE NONE 0 NUVEEN CONN PREM INCOME MUN COM 67060D 10 7 1200 16 SOLE NONE 0 NUVEEN CONNECTICUT DVD ADV 3 COM 67071Y108 7136 93 SOLE NONE 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M 10 1 1642 22 SOLE NONE 0 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 445000 5527 SOLE NONE 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 90276 1198 SOLE NONE 0 NUVEEN EQUITY PREM ADV FD COM 6706ET107 239124 3001 SOLE NONE 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 261048 3250 SOLE NONE 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 28484 419 SOLE NONE 0 NUVEEN INS CA TX FR ADV MUN COM 670651 10 8 6064 76 SOLE NONE 0 NUVEEN INS MA TX FR ADV MUNFD COM 67072F108 14513 196 SOLE NONE 0 NUVEEN INSD MUN OPPORTUNITY COM 670984 10 3 18891 255 SOLE NONE 0 NUVEEN MASS DIVID ADVANTAG M COM 67069P 10 1 11587 154 SOLE NONE 0 NUVEEN MASS PREM INCOME MUN COM 67061E 10 4 13735 185 SOLE NONE 0 NUVEEN MD DIVID ADVANTAGE MU COM 67069R 10 7 7424 97 SOLE NONE 0 NUVEEN MO PREM INCOME MUN FD SH BEN INT 67060Q 10 8 1751 26 SOLE NONE 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 98418 1462 SOLE NONE 0 NUVEEN MULTI STRAT INC & GR COM 67073B 10 6 31981 282 SOLE NONE 0 NUVEEN MULTI STRAT INC & GR COM 67073B 10 6 157015 1435 SOLE NONE 0 NUVEEN MUN HIGH INC OPPTY FD COM 670683 10 1 16512 181 SOLE NONE 0 NUVEEN MUN INCOME FD INC COM 67062J 10 2 951 10 SOLE NONE 0 NUVEEN MUN VALUE FD 2 COM 670695 10 5 422 7 SOLE NONE 0 NUVEEN MUN VALUE FD INC COM 670928 10 0 7083 66 SOLE NONE 0 NUVEEN N C DIV ADV FD 2 COM 67071D104 6836 97 SOLE NONE 0 NUVEEN N C PREM INCOME MUN FDS SH BEN INT 67060P100 600 8 SOLE NONE 0 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 1500 22 SOLE NONE 0 NUVEEN NC DIVID ADVANTAGE MU COM SH BEN INT 67069N 10 6 1085 16 SOLE NONE 0 NUVEEN NEW JERSEY DIVID COM 67071T109 16275 215 SOLE NONE 0 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 587 8 SOLE NONE 0 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 300 4 SOLE NONE 0 NUVEEN OH DIV ADV MUNI FD 2 SH BEN INT 67070R104 3018 41 SOLE NONE 0 NUVEEN PA DIV ADVANTAGE MUN FD COM 67070E 10 3 8006 107 SOLE NONE 0 NUVEEN PA DIVID ADVANTAGE MUN COM 67071W102 2979 40 SOLE NONE 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 1500 19 SOLE NONE 0 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 12624 101 SOLE NONE 0 NUVEEN QUALITY PFD INCOME FD COM 67072C 10 5 178020 1494 SOLE NONE 0 NUVEEN QUALITY PFD INCOME FD COM 67071S 10 1 36395 285 SOLE NONE 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T 10 1 4957 51 SOLE NONE 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F 10 0 4388 61 SOLE NONE 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C 10 6 6457 83 SOLE NONE 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 21882 298 SOLE NONE 0 NUVEEN TAX FREE ADV MUN FD COM 670657105 34180 469 SOLE NONE 0 NUVEEN VA DIV ADV MUNI FD 2 COM 67071C 10 6 4046 57 SOLE NONE 0 NUVEEN VA DIVID ADVANTAGE MU COM SH BEN INT 67069M 10 8 800 11 SOLE NONE 0 PETROLEUM & RES CORP COM 716549100 202 6 SOLE NONE 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909 10 0 287122 1674 SOLE NONE 0 RIVUS BOND FUND COM 769667106 6097 114 SOLE NONE 0 ROYCE MICRO-CAP TR INC COM 780915104 151 1 SOLE NONE 0 TEMPLETON DRAGON FD INC COM 88018T 10 1 20342 618 SOLE NONE 0 TEMPLETON RUS AND EAST EUR F COM 88022F 10 5 1200 26 SOLE NONE 0 THAI FUND INC COM 882904105 26528 338 SOLE NONE 0 TS&W CLAYMORE TAX ADVNTG BL COM 87280R 10 8 1300 15 SOLE NONE 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D 10 1 160680 2474 SOLE NONE 0 WELLS FARGO ADVANTAGE UTILS COM 94987E 10 9 1000 12 SOLE NONE 0 WESTERN ASSET CLYM INFL OPP COM 95766R 10 4 1327 17 SOLE NONE 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C 10 7 5536 104 SOLE NONE 0 WESTERN ASSET INCOME FD COM 95766T100 600 8 SOLE NONE 0 ZWEIG TOTAL RETURN FD INC COM 989837 10 9 1223482 4148 SOLE NONE 0