0000938077-11-000009.txt : 20110511 0000938077-11-000009.hdr.sgml : 20110511 20110511155123 ACCESSION NUMBER: 0000938077-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOLIVER CAPITAL ADVISORS, INC. CENTRAL INDEX KEY: 0000938077 IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05031 FILM NUMBER: 11831940 BUSINESS ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-917-0022 MAIL ADDRESS: STREET 1: 6363 WOODWAY, SUITE 963 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ DATE OF NAME CHANGE: 19950215 13F-HR 1 doliver13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Doliver Capital Advisors Address: 6363 Woodway, Suite 963 Houston, TX 77057 Form 13F-HR File Number: 28-05031 The investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ralph D. McBride Title: President Phone: 713-917-0022 Signature, Place, and Date of Signing: /s/ Ralph D. McBride Houston, Texas May 10, 2011 ------------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F-HR SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F-HR Information Table Entry Total: 205 Form 13F-HR Information Table Value Total: 161,601 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F-HR file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] TITLE OF SH OR VALUE INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP PRIN AMT (X$1000) DISCRETION MANAGERS AUTHORITY ABERDEEN ASIA PACIFIC INCOM COM 003009 10 7 376304 2608 SOLE NONE 0 ADAMS EXPRESS CO COM 006212104 1738 20 SOLE NONE 0 AGIC INTL & PREM STRATEGY FD COM 00119Q 10 0 12975 182 SOLE NONE 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R 10 6 6600 98 SOLE NONE 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E 10 1 1095915 8428 SOLE NONE 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U 10 6 1200 16 SOLE NONE 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060 10 8 16610 102 SOLE NONE 0 AMERICAN INCOME FD INC COM 02672T 10 9 29989 239 SOLE NONE 0 AMERICAN SELECT PORTFOLIO IN COM 029570 10 8 133214 1372 SOLE NONE 0 AMERICAN STRATEGIC INCM PTFL COM 30098107 24304 277 SOLE NONE 0 AMERICAN STRATEGIC INCOME II COM 03009T101 182517 1394 SOLE NONE 0 AMERN STRATEGIC INCOME PTFL COM 030099 10 5 159747 1444 SOLE NONE 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E 10 2 1500 19 SOLE NONE 0 BLACKROCK CORE BD TRSHS BEN IN SHS BEN INT 09249E 10 1 139292 1683 SOLE NONE 0 BLACKROCK CORPOR HI YLD FD V COM 09255P107 8800 103 SOLE NONE 0 BLACKROCK CORPOR HI YLD FD V COM 09255N 10 2 30116 358 SOLE NONE 0 BLACKROCK CORPOR HI YLD III COM 09255M104 58827 421 SOLE NONE 0 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 40755 292 SOLE NONE 0 BLACKROCK CR ALLO INC TR SH BEN INT 09249V103 95617 1007 SOLE NONE 0 BLACKROCK CREDIT ALL INC TR COM 09255H105 173661 1707 SOLE NONE 0 BLACKROCK CREDIT ALLINCORPORAT COM 09255J101 49489 453 SOLE NONE 0 BLACKROCK DEBT STRAT FD INC COM 09255R 10 3 15505 62 SOLE NONE 0 BLACKROCK ENHANCED GOVT FD I COM 09255K 10 8 29213 453 SOLE NONE 0 BLACKROCK HIGH INCOME SHS SHS BEN INT 09250E107 6300 14 SOLE NONE 0 BLACKROCK HIGH YIELD TRSH BEN SHS BEN INT 09248N102 2492 17 SOLE NONE 0 BLACKROCK INCOME OPP TRUST I COM 092475 10 2 103038 960 SOLE NONE 0 BLACKROCK INCOME TR INC COM 09247F100 220280 1480 SOLE NONE 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 13175 135 SOLE NONE 0 BLACKROCK MUNI INCOMEINVST QLT COM 09250G102 19046 247 SOLE NONE 0 BLACKROCK MUNIASSETS FD INC COM 09254J 10 2 43516 491 SOLE NONE 0 BLACKROCK MUNICIPAL BOND TR COM 09249H 10 4 900 13 SOLE NONE 0 BLACKROCK MUNIHLDNGS QLTY II COM 09254C 10 7 21896 267 SOLE NONE 0 BLACKROCK MUNIHOLDNGS QLTYINCO COM 09254A101 14300 173 SOLE NONE 0 BLACKROCK MUNIYIELD PA QLTY FD COM 09255G107 1450 20 SOLE NONE 0 BLACKROCK MUNIYLD MICH QLTY COM 09254V 10 5 4305 56 SOLE NONE 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L 10 6 2917 40 SOLE NONE 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A 10 9 4622 60 SOLE NONE 0 BLACKROCK NY MUNI INC QLTY T COM 09249U 10 5 2057 26 SOLE NONE 0 BLACKROCK PREFERRED & EQADVANT COM 92508100 278658 3377 SOLE NONE 0 BLACKROCK STRTGC BOND TR COM 09249G106 9687 125 SOLE NONE 0 BOULDER GROWTH & INCOME FD I COM 101507101 2928899 19301 SOLE NONE 0 BOULDER TOTAL RETURN FD INC COM 101541100 2800 47 SOLE NONE 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 124900 1084 SOLE NONE 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 200021 1946 SOLE NONE 0 CLAYMORE EXCHANGE-TRADED FD GUG RJ COM 18383M613 6700 154 SOLE NONE 0 CLOUGH GLOBAL ALLOCATION FUN COM SHS BEN IN 18913Y 10 3 7626 124 SOLE NONE 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 7726 119 SOLE NONE 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 28127 390 SOLE NONE 0 COHEN & STEERS GLOBAL INC BL COM 19248M 10 3 79784 896 SOLE NONE 0 COLUMBIA SELIGMAN PREM COM 19842X109 4493 87 SOLE NONE 0 CREDIT SUISSE ASSET MGMT INC COM 224916 10 6 8021 29 SOLE NONE 0 DELAWARE INV GLBL DIV & INC COM 245916 10 1 3512 26 SOLE NONE 0 DELAWARE INVTS DIV & INCOME COM 245915 10 3 5762 47 SOLE NONE 0 DOW 30SM ENHANCED PREM & INC COM 260537105 800 9 SOLE NONE 0 DUFF & PHELPS UTIL CORP BD T COM 26432K 10 8 130674 1436 SOLE NONE 0 EATON VANCE ENH EQTY INC FD COM 278277 10 8 312555 3954 SOLE NONE 0 EATON VANCE ENHANCED EQ INC COM 278274 10 5 221136 2729 SOLE NONE 0 EATON VANCE LTD DUR INCOME F COM 27828H 10 5 59053 944 SOLE NONE 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L 10 5 3590 67 SOLE NONE 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V 10 6 2070 26 SOLE NONE 0 EATON VANCE PA MUN BD FD COM 27828W 10 2 700 9 SOLE NONE 0 EATON VANCE PA MUNI INCOME TRS SH BEN INT 27826T101 3605 45 SOLE NONE 0 EATON VANCE RISK MNGD DIV EQ COM 27829G 10 6 460507 5904 SOLE NONE 0 EATON VANCE SH TM DR DIVR IN COM 27828V 10 4 7019 119 SOLE NONE 0 EATON VANCE TAX MNG GBL DV E COM 27829F 10 8 871184 9217 SOLE NONE 0 EATON VANCE TAX MNGED BUY WR COM 27828X 10 0 175410 2428 SOLE NONE 0 EATON VANCE TX ADV GLBL DIV COM 27828S 10 1 24426 363 SOLE NONE 0 EATON VANCE TX MGD DIV EQ IN COM 27828N 10 2 791541 8707 SOLE NONE 0 EATON VANCE TX MNG BY WRT OP COM 27828Y 10 8 338861 4365 SOLE NONE 0 EATON VANCE TXMGD GL BUYWR O COM 27829C 10 5 632257 7745 SOLE NONE 0 FEDERATED PREM INTR MUNINCORPO COM 31423M105 15412 194 SOLE NONE 0 FEDERATED PREM MUNINCORPORATED COM 31423P108 2000 27 SOLE NONE 0 FIRST TR ENHANCED EQTY INC F COM 337318 10 9 14300 178 SOLE NONE 0 FIRST TR/ABERDEEN EMERG OPT COM 337347108 73832 261 SOLE NONE 0 FIRST TRUST STRAT HIGH INC 2 COM SHS 337353106 41853 206 SOLE NONE 0 FIRST TRUST STRAT HIGH INC 3 COM 33735C106 54251 233 SOLE NONE 0 FRANKLIN UNVL TR SH BEN INT 355145 10 3 5700 37 SOLE NONE 0 GABELLI DIVD & INCOME TR COM 36242H104 11463 191 SOLE NONE 0 GABELLI GLOBAL DEAL FD COM SBI 36245G103 16128 218 SOLE NONE 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 1102 8 SOLE NONE 0 GABELLI UTIL TR COM 36240A 10 1 8096 54 SOLE NONE 0 GENERAL AMERN INVS INC COM 368802104 864 24 SOLE NONE 0 HANCOCK JOHN INCOME SECS TR COM 410123 10 3 20172 282 SOLE NONE 0 HANCOCK JOHN INVS TR COM 410142 10 3 9850 219 SOLE NONE 0 HANCOCK JOHN PFD INCM FD COM 41013X106 60320 1136 SOLE NONE 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W 10 8 55762 1059 SOLE NONE 0 HANCOCK JOHN PFD INCOME FD I COM 41021P 10 3 72587 1216 SOLE NONE 0 HELIOS STRATEGIC INCOME FUND COM NEW 42328A203 13987 74 SOLE NONE 0 INVESCO CALI QLTY MUNI SEC COM 46130M 10 7 2700 31 SOLE NONE 0 INVESCO INSRD MUNI INCM TRST COM 46132P108 600 8 SOLE NONE 0 INVESCO MUNI INC OPP TRS III COM 46133C 10 6 39882 288 SOLE NONE 0 INVESCO MUNI INCM OPP TRST I COM 46133A 10 0 68884 453 SOLE NONE 0 INVESCO MUNI INCOME OPP TRST COM 46132X 10 1 10418 63 SOLE NONE 0 INVESCO NY QUALITY MUNI SEC COM 46133F 10 9 101 1 SOLE NONE 0 INVESCO QUALITY MUN INVT TR COM 46133H105 10065 121 SOLE NONE 0 INVESCO VAN KAMP BOND FND COM 46132L 10 7 48464 880 SOLE NONE 0 INVESCO VAN KAMPEN CALIF VALUE COM 46132H106 4200 47 SOLE NONE 0 INVESCO VAN KAMPEN TR INSD MUN COM 46131L108 10257 123 SOLE NONE 0 JF CHINA REGION FUND INC COM 46614T107 600 9 SOLE NONE 0 KOREA EQUITY FD INC COM 50063B 10 4 900 12 SOLE NONE 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 8600 45 SOLE NONE 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 133821 2438 SOLE NONE 0 MADISON CLAYMORE CALL &EQTY COM 556582 10 4 8728 77 SOLE NONE 0 MFS CHARTER INCOME TR SH BEN INT 552727 10 9 236091 2158 SOLE NONE 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939 10 0 168268 1077 SOLE NONE 0 MFS INTER INCOME TR SH BEN INT 55273C 10 7 747826 4577 SOLE NONE 0 MFS INVT GRADE MUN TR SH BEN INT 59318B 10 8 600 5 SOLE NONE 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737 10 8 103483 694 SOLE NONE 0 MFS SPL VALUE TR SH BEN INT 55274E 10 2 3948 32 SOLE NONE 0 MONTGOMERY STR INCOME SECS I COM 614115 10 3 7272 114 SOLE NONE 0 MORGAN STANLEY INCOME SEC INC COM 61745P874 11508 187 SOLE NONE 0 NEUBERGER BERMAN NY INT MUN COM 64124K 10 2 8861 118 SOLE NONE 0 NUVEEN ARIZ DIVID ADVANTAG MUN COM SH BEN INT 67069L100 1100 14 SOLE NONE 0 NUVEEN AZ DIV ADV MUN FD 3 COM 67072E101 205 3 SOLE NONE 0 NUVEEN CA DIV ADVANTG MUN FD COM 67069X 10 4 1036 13 SOLE NONE 0 NUVEEN CA SELECT TAX FREE PR COM 67063R103 2402 30 SOLE NONE 0 NUVEEN CALIF MUNICPAL VALU F COM 6706EB 10 6 22051 187 SOLE NONE 0 NUVEEN CONN DIVID ADVANTAGE COM 67071R103 3818 53 SOLE NONE 0 NUVEEN CONNECTICUT DVD ADV 3 COM 67071Y108 2865 36 SOLE NONE 0 NUVEEN DIV ADVANTAGE MUN FD 2 COM 67070F100 1000 14 SOLE NONE 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M 10 1 4900 62 SOLE NONE 0 NUVEEN EQTY PRM OPPORTUNITYF COM 6706EM102 235900 3001 SOLE NONE 0 NUVEEN EQUITY PREM & GROWTH COM 6706EW100 23831 325 SOLE NONE 0 NUVEEN EQUITY PREM ADV FD COM 6706ET107 108953 1399 SOLE NONE 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 149984 1894 SOLE NONE 0 NUVEEN GA PREM INCOME MUN FDSH SH BEN INT 67060F102 807 10 SOLE NONE 0 NUVEEN GLB GOVT ENHANCED IN COM 67073C104 49453 725 SOLE NONE 0 NUVEEN INS MA TX FR ADV MUNFD COM 67072F108 8165 107 SOLE NONE 0 NUVEEN INSD CA PREM INCOME 2 COM 67061U 10 8 3600 44 SOLE NONE 0 NUVEEN INSD DIVID ADVANTAGE COM 67071L 10 6 1166 16 SOLE NONE 0 NUVEEN INSD PREM INCOME MUN COM 6706D8 10 4 22570 265 SOLE NONE 0 NUVEEN INSD QUALITY MUN FD I COM 67062N 10 3 38343 481 SOLE NONE 0 NUVEEN MASS DIVID ADVANTAG M COM 67069P 10 1 9575 121 SOLE NONE 0 NUVEEN MASS PREM INCOME MUN COM 67061E 10 4 8501 111 SOLE NONE 0 NUVEEN MD DIV ADV MUN FD 3 COM 67072A109 2500 32 SOLE NONE 0 NUVEEN MD DIV ADV MUNI FD 2COM COM SH BEN INT 67070V105 777 10 SOLE NONE 0 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 1000 14 SOLE NONE 0 NUVEEN MTG OPPORTUNITY TERM COM 670735 10 9 6138 153 SOLE NONE 0 NUVEEN MULT CURR ST GV INCM COM 67090N109 190896 2663 SOLE NONE 0 NUVEEN MULTI STRAT INC & GR COM 67073B 10 6 224545 1906 SOLE NONE 0 NUVEEN MULTI STRAT INC & GR COM 67073B 10 6 316790 2835 SOLE NONE 0 NUVEEN MUN VALUE FD 2 COM 670695 10 5 3600 54 SOLE NONE 0 NUVEEN MUN VALUE FD INC COM 670928 10 0 19400 175 SOLE NONE 0 NUVEEN N C DIV ADV FD 2 COM 67071D104 3623 52 SOLE NONE 0 NUVEEN N C PREM INCOME MUN FDS SH BEN INT 67060P100 5170 72 SOLE NONE 0 NUVEEN N Y INVT QUALITY MUN FD COM 67062X101 18119 239 SOLE NONE 0 NUVEEN NC DIV ADV MUN FD 3 COM 67072D103 590 8 SOLE NONE 0 NUVEEN NEW JERSEY DIVID COM 67071T109 9831 124 SOLE NONE 0 NUVEEN NEW YORK MUN VALUE FD 2 COM 670706100 600 7 SOLE NONE 0 NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 702 9 SOLE NONE 0 NUVEEN NY DIV ADVANTG MUN FD COM 67070A101 4609 59 SOLE NONE 0 NUVEEN NY SELECT TAX FREE PR COM 67063V104 405 5 SOLE NONE 0 NUVEEN OH DIV ADV MUNI FD 2COM COM SH BEN INT 67070R104 2889 38 SOLE NONE 0 NUVEEN OH DIV ADVANTAGE MUN FD COM 67070C107 2128 28 SOLE NONE 0 NUVEEN OHIO DIVID ADVANTAGE COM 67071V104 1200 16 SOLE NONE 0 NUVEEN PA DIV ADVANTAGE MUN FD COM 67070E 10 3 8931 114 SOLE NONE 0 NUVEEN PA DIVID ADVANTAGE MUN COM 67071W102 5209 67 SOLE NONE 0 NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 1500 17 SOLE NONE 0 NUVEEN PREMIER INSD MUN INCO COM 670987 10 6 3600 51 SOLE NONE 0 NUVEEN QUALITY PFD INC FD 3 COM 67072W 10 1 47062 377 SOLE NONE 0 NUVEEN QUALITY PFD INCOME FD COM 67072C 10 5 241534 2000 SOLE NONE 0 NUVEEN QUALITY PFD INCOME FD COM 67071S 10 1 95475 737 SOLE NONE 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T 10 1 52969 520 SOLE NONE 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F 10 0 55807 739 SOLE NONE 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063C 10 6 51989 645 SOLE NONE 0 NUVEEN SELECT TAX FREE INCM SH BEN INT 67063X100 60762 792 SOLE NONE 0 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 1800 24 SOLE NONE 0 NUVEEN TAX FREE ADV MUN FD COM 670657105 47685 628 SOLE NONE 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 44678 513 SOLE NONE 0 PETROLEUM & RES CORP COM 716549100 423 13 SOLE NONE 0 PIMCO INCOME STRATEGY FUND II COM 72201J104 2000 21 SOLE NONE 0 PIMCO MUN INCOME FD II COM 72200W106 1200 12 SOLE NONE 0 PIMCO STRATEGIC GBL GOV FD I COM 72200X 10 4 1700 19 SOLE NONE 0 PIONEER DIV HIGH INCOME TRUS COM BENE INTER 723653 10 1 4460 94 SOLE NONE 0 PUTMAN HIGH INCOME SEC FUNDSHS SHS BEN INT 746779107 32809 278 SOLE NONE 0 PUTNAM MANAGED MUN INCOM TR COM 746823 10 3 1000 7 SOLE NONE 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909 10 0 298768 1766 SOLE NONE 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922 10 3 14400 156 SOLE NONE 0 REAVES UTIL INCOME FD COM SH BEN INT 756158 10 1 72494 1664 SOLE NONE 0 RIVUS BOND FUND COM 769667106 11697 211 SOLE NONE 0 RMR REAL ESTATE INCOME FD COM SHS 74964K 60 9 1582 50 SOLE NONE 0 ROYCE MICRO-CAP TR INC COM 780915104 3289 34 SOLE NONE 0 ROYCE VALUE TR INC COM 780910105 508 8 SOLE NONE 0 SUNAMERICA FCSED ALPHA GRW F COM 867037 10 3 7532 151 SOLE NONE 0 SUNAMERICA FOCUSE ALPHA LC F COM 867038 10 1 1600 29 SOLE NONE 0 THAI FUND INC COM 882904105 3100 41 SOLE NONE 0 TRANSAMERICA INCOME SHSINCORPO COM 893506105 21402 451 SOLE NONE 0 WELLS FARGO ADVANTAGE MULTI COM SHS 94987D 10 1 149916 2268 SOLE NONE 0 WELLS FARGO ADVANTAGE UTILS COM 94987E 10 9 36812 436 SOLE NONE 0 WESTERN ASSET CLYM INFL OPP COM 95766R 10 4 2800 35 SOLE NONE 0 WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q 10 6 2717 34 SOLE NONE 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 40486 758 SOLE NONE 0 WESTERN ASSET EMRG MKT INCM COM 95766E 10 3 22145 287 SOLE NONE 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C 10 7 70319 1286 SOLE NONE 0 WESTERN ASSET INCOME FD COM 95766T100 7224 94 SOLE NONE 0 WESTERN ASSET INVT GRADE DEF COM 95790A 10 1 55729 1106 SOLE NONE 0 WESTERN ASSET MUN DEF OPP TR COM 95768A 10 9 6800 136 SOLE NONE 0 WESTERN ASSET MUN HI INCM FD COM 95766N 10 3 11360 82 SOLE NONE 0 WESTERN ASSET PREMIER BD FDSHS SHS BEN INT 957664105 500 8 SOLE NONE 0 WESTERN ASSETT MGD HI INCM F COM 95766L 10 7 32220 206 SOLE NONE 0 WESTERN ASST MN PRT FDINCORPOR COM 95766P108 4600 61 SOLE NONE 0 WESTERN ASST MNG MUN FD INC COM 95766M 10 5 3500 41 SOLE NONE 0 ZWEIG TOTAL RETURN FD INC COM 989837 10 9 932023 3234 SOLE NONE 0