0000937589-11-000005.txt : 20111114 0000937589-11-000005.hdr.sgml : 20111111 20111114124149 ACCESSION NUMBER: 0000937589-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERITAGE INVESTORS MANAGEMENT CORP CENTRAL INDEX KEY: 0000937589 IRS NUMBER: 521009685 STATE OF INCORPORATION: DC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04650 FILM NUMBER: 111199998 BUSINESS ADDRESS: STREET 1: 7101 WISCONSIN AVENUE STE 1112 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019510440 MAIL ADDRESS: STREET 1: 7101 WISCONSIN AVENUE STREET 2: SUITE 1112 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 f13f0911.txt FORM 13F FILING AS OF SEPTEMBER 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heritage Investors Management Corp. Address: 7101 Wisconsin Avenue Suite 1112 Bethesda, MD 20814 13F File Number: 28-4650 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. Cornfeld Title: President Phone: 301-951-0440 Signature, Place, and Date of Signing: Michael S. Cornfeld Bethesda, Maryland November 14, 2011 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 147 Form 13F Information Table Value Total: $627,371 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTINGAUTHORITY--- NAME OF ISSUER TITLE OF CLASS CUSIP X$1000 PRN AMT PR CALL DSCRET MGRS SOLE SHARED NONE COOPER INDUSTRIES LTD CL A G24140108 650 14,090 SH SOLE 14,090 0 0 AES CORP COM 00130H105 190 19,500 SH SOLE 19,500 0 0 AT&T INC COM 00206R102 11,585 406,214 SH SOLE 406,214 0 0 ABBOTT LABORATORIES COM 002824100 620 12,130 SH SOLE 12,130 0 0 ABERCROMBIE & FITCH CL A 002896207 502 8,159 SH SOLE 8,159 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 4,141 54,227 SH SOLE 54,227 0 0 ALCOA INC COM 013817101 4,694 490,464 SH SOLE 490,464 0 0 ALTRIA GROUP INC COM 02209S103 8,096 301,959 SH SOLE 301,959 0 0 AMERICAN EXPRESS CO COM 025816109 10,677 237,788 SH SOLE 237,788 0 0 AMGEN INC COM 031162100 8,780 159,760 SH SOLE 159,760 0 0 ANADARKO PETROLEUM CORP COM 032511107 119 1,890 SH SOLE 1,890 0 0 ANNAPOLIS BANCORP INC COM 035848100 50 13,234 SH SOLE 13,234 0 0 APACHE CORP COM 037411105 6,556 81,700 SH SOLE 81,700 0 0 APPLE INC COM 037833100 13,508 35,424 SH SOLE 35,424 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 6,509 262,355 SH SOLE 262,355 0 0 AUTOMATIC DATA PROCESSING COM 053015103 7,478 158,608 SH SOLE 158,608 0 0 BB&T CORP COM 054937107 306 14,332 SH SOLE 14,332 0 0 BP PLC ADR SPONSORED ADR 055622104 1,500 41,592 SH SOLE 41,592 0 0 BANK OF AMERICA CORP COM 060505104 2,955 482,769 SH SOLE 482,769 0 0 BAXTER INTERNATIONAL INC COM 071813109 2,687 47,870 SH SOLE 47,870 0 0 BERKSHIRE HATHAWAY CL B 084670702 2,100 29,556 SH SOLE 29,556 0 0 BIOGEN IDEC INC COM 09062X103 247 2,650 SH SOLE 2,650 0 0 BOEING CO COM 097023105 7,436 122,895 SH SOLE 122,895 0 0 BOSTON SCIENTIFIC CORP COM 101137107 738 124,943 SH SOLE 124,943 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2,651 84,479 SH SOLE 84,479 0 0 BROWN FORMAN CORP CL B 115637209 2,201 31,376 SH SOLE 31,376 0 0 CSX CORP COM 126408103 3,795 203,277 SH SOLE 203,277 0 0 CAPITAL ONE FINANCIAL COM 14040H105 661 16,687 SH SOLE 16,687 0 0 CATERPILLAR INC COM 149123101 9,430 127,713 SH SOLE 127,713 0 0 CHEVRON CORP COM 166764100 11,087 119,741 SH SOLE 119,741 0 0 CISCO SYSTEMS INC COM 17275R102 10,284 663,484 SH SOLE 663,484 0 0 CITIGROUP INC COM 172967424 2,308 90,098 SH SOLE 90,098 0 0 COCA COLA CO COM 191216100 8,373 123,927 SH SOLE 123,927 0 0 COLLECTIVE BRANDS INC COM 19421W100 84 6,500 SH SOLE 6,500 0 0 COMCAST CORP CL A 20030N101 2,338 111,780 SH SOLE 111,780 0 0 COMCAST CORP CL A SPL 20030N200 496 23,925 SH SOLE 23,925 0 0 CONAGRA FOODS INC COM 205887102 392 16,173 SH SOLE 16,173 0 0 CONOCOPHILLIPS COM 20825C104 7,909 124,904 SH SOLE 124,904 0 0 CONSOLIDATED EDISON INC COM 209115104 308 5,405 SH SOLE 5,405 0 0 CONSTELLATION BRANDS CL A 21036P108 5,192 288,434 SH SOLE 288,434 0 0 DANAHER CORP COM 235851102 772 18,396 SH SOLE 18,396 0 0 DELL INC COM 24702R101 2,121 149,966 SH SOLE 149,966 0 0 DISNEY WALT CO COM 254687106 8,788 291,389 SH SOLE 291,389 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 576 25,122 SH SOLE 25,122 0 0 DOMINION RESOURCES INC COM 25746U109 294 5,800 SH SOLE 5,800 0 0 DOW CHEMICAL CO COM 260543103 2,487 110,714 SH SOLE 110,714 0 0 DU PONT E I DE NEMOURS COM 263534109 4,921 123,109 SH SOLE 123,109 0 0 DUKE ENERGY CORP COM 26441C105 936 46,845 SH SOLE 46,845 0 0 EMC CORP COM 268648102 7,411 353,091 SH SOLE 353,091 0 0 EAGLE BANCORP INC COM 268948106 327 27,780 SH SOLE 27,780 0 0 EMERSON ELECTRIC CO COM 291011104 256 6,195 SH SOLE 6,195 0 0 ENBRIDGE INC COM 29250N105 128 4,000 SH SOLE 4,000 0 0 EXXON MOBIL CORP COM 30231G102 15,946 219,565 SH SOLE 219,565 0 0 FEDERAL NATL MTG ASSN COM 313586109 24 100,600 SH SOLE 100,600 0 0 FEDERAL REALTY INV TR COM 313747206 565 6,850 SH SOLE 6,850 0 0 FEDEX CORP COM 31428X106 1,906 28,158 SH SOLE 28,158 0 0 FLUOR CORP COM 343412102 5,686 122,157 SH SOLE 122,157 0 0 FORD MOTOR CO COM 345370860 221 22,870 SH SOLE 22,870 0 0 FORTUNE BRANDS INC COM 349631101 403 7,445 SH SOLE 7,445 0 0 GANNETT INC COM 364730101 408 42,791 SH SOLE 42,791 0 0 GAP INC COM 364760108 1,778 109,455 SH SOLE 109,455 0 0 GENERAL ELECTRIC CO COM 369604103 13,457 884,134 SH SOLE 884,134 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3,663 38,738 SH SOLE 38,738 0 0 GOOGLE INC CL A 38259P508 8,748 16,985 SH SOLE 16,985 0 0 GRUBB & ELLIS CO COM 400095204 11 24,832 SH SOLE 24,832 0 0 HCP INC COM 40414L109 196 5,600 SH SOLE 5,600 0 0 HARLEY DAVIDSON INC COM 412822108 4,186 121,920 SH SOLE 121,920 0 0 HERSHEY CO COM 427866108 1,116 18,835 SH SOLE 18,835 0 0 HEWLETT PACKARD CO COM 428236103 5,826 259,521 SH SOLE 259,521 0 0 HOME DEPOT INC COM 437076102 11,568 351,931 SH SOLE 351,931 0 0 HONEYWELL INTL INC COM 438516106 4,340 98,849 SH SOLE 98,849 0 0 HOST HOTELS & RESORTS INC COM 44107P104 161 14,751 SH SOLE 14,751 0 0 INTEL CORP COM 458140100 14,120 661,822 SH SOLE 661,822 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 17,614 100,724 SH SOLE 100,724 0 0 ISHARES GOLD TRUST ISHARES 464285105 222 14,000 SH SOLE 14,000 0 0 ISHARES TRUST S&P 500 INDEX 464287200 292 2,570 SH SOLE 2,570 0 0 ISHARES TRUST MSCI EMERG MKT 464287234 258 7,364 SH SOLE 7,364 0 0 ISHARES TRUST MSCI EAFE IDX 464287465 12,168 254,660 SH SOLE 254,660 0 0 ISHARES TRUST RUSSELL MIDCAP 464287499 632 7,156 SH SOLE 7,156 0 0 ISHARES TRUST RUSSELL 2000 464287655 1,599 24,865 SH SOLE 24,865 0 0 J P MORGAN CHASE & CO COM 46625H100 7,310 242,682 SH SOLE 242,682 0 0 JOHNSON & JOHNSON COM 478160104 11,024 173,092 SH SOLE 173,092 0 0 KIMBERLY CLARK CORP COM 494368103 600 8,455 SH SOLE 8,455 0 0 L-3 COMMUNICATIONS HOLDINGS COM 502424104 727 11,733 SH SOLE 11,733 0 0 LILLY ELI & CO COM 532457108 1,791 48,447 SH SOLE 48,447 0 0 LIMITED BRANDS INC COM 532716107 3,969 103,077 SH SOLE 103,077 0 0 LIZ CLAIBORNE INC COM 539320101 352 70,395 SH SOLE 70,395 0 0 LOCKHEED MARTIN CORP COM 539830109 3,638 50,081 SH SOLE 50,081 0 0 LOEWS CORP COM 540424108 187 5,416 SH SOLE 5,416 0 0 LORILLARD INC COM 544147101 131 1,180 SH SOLE 1,180 0 0 MACY'S INC COM 55616P104 702 26,660 SH SOLE 26,660 0 0 MANULIFE FINANCIAL CORP COM 56501R106 136 12,000 SH SOLE 12,000 0 0 MARRIOTT INTL INC CL A 571903202 9,304 341,569 SH SOLE 341,569 0 0 MARTIN MARIETTA MATERIALS INC COM 573284106 6,093 96,385 SH SOLE 96,385 0 0 MASTERCARD INC CL A 57636Q104 10,521 33,174 SH SOLE 33,174 0 0 MCDONALDS CORP COM 580135101 8,575 97,645 SH SOLE 97,645 0 0 MCKESSON CORP COM 58155Q103 5,152 70,872 SH SOLE 70,872 0 0 MEAD JOHNSON NUTRITION CO CL A 582839106 1,073 15,596 SH SOLE 15,596 0 0 MEDTRONIC INC COM 585055106 2,313 69,595 SH SOLE 69,595 0 0 MERCK & CO INC COM 58933Y105 8,768 268,143 SH SOLE 268,143 0 0 MICROSOFT CORP COM 594918104 13,604 546,571 SH SOLE 546,571 0 0 MONSANTO CO COM 61166W101 7,922 131,952 SH SOLE 131,952 0 0 MORGAN STANLEY COM 617446448 2,970 219,865 SH SOLE 219,865 0 0 NEW YORK TIMES CO CL A 650111107 302 51,931 SH SOLE 51,931 0 0 NIKE INC CL B 654106103 6,263 73,246 SH SOLE 73,246 0 0 NORFOLK SOUTHERN CORP COM 655844108 4,608 75,518 SH SOLE 75,518 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 114 1,600 SH SOLE 1,600 0 0 ORACLE CORP COM 68389X105 121 4,200 SH SOLE 4,200 0 0 PACCAR INC COM 693718108 7,961 235,383 SH SOLE 235,383 0 0 PALL CORP COM 696429307 85 2,000 SH SOLE 2,000 0 0 PEPSICO INC COM 713448108 10,341 167,058 SH SOLE 167,058 0 0 PFIZER INC COM 717081103 10,358 585,849 SH SOLE 585,849 0 0 PHILIP MORRIS INT'L COM 718172109 8,889 142,495 SH SOLE 142,495 0 0 PRAXAIR INC COM 74005P104 2,616 27,980 SH SOLE 27,980 0 0 T ROWE PRICE GROUP COM 74144T108 8,637 180,800 SH SOLE 180,800 0 0 PROCTER & GAMBLE CO COM 742718109 8,727 138,132 SH SOLE 138,132 0 0 PUBLIC SERVICE ENT GRP COM 744573106 143 4,282 SH SOLE 4,282 0 0 QUALCOMM INC COM 747525103 113 2,325 SH SOLE 2,325 0 0 RAYTHEON CO COM 755111507 933 22,830 SH SOLE 22,830 0 0 ROYAL DUTCH SHELL PLC SPONS ADR B 780259107 17 280 SH SOLE 280 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 3,817 62,052 SH SOLE 62,052 0 0 SLM CORP COM 78442P106 2,024 162,598 SH SOLE 162,598 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 427 2,700 SH SOLE 2,700 0 0 SPDR S&P MIDCAP 400 UNIT SER 1 78467Y107 13,783 96,974 SH SOLE 96,974 0 0 SCHLUMBERGER LTD COM 806857108 11,320 189,516 SH SOLE 189,516 0 0 SOUTHERN CO COM 842587107 865 20,422 SH SOLE 20,422 0 0 STATE STREET CORP COM 857477103 352 10,940 SH SOLE 10,940 0 0 TARGET CORP COM 87612E106 1,768 36,049 SH SOLE 36,049 0 0 TEVA PHARMACEUTICAL INDS ADR 881624209 3,311 88,966 SH SOLE 88,966 0 0 3M CO COM 88579Y101 6,340 88,308 SH SOLE 88,308 0 0 TIME WARNER INC COM 887317303 3,123 104,219 SH SOLE 104,219 0 0 TOYOTA MOTOR CORP SPONS ADR 892331307 108 1,577 SH SOLE 1,577 0 0 UNION PACIFIC CORP COM 907818108 1,463 17,919 SH SOLE 17,919 0 0 UNITED PARCEL SERVICE INC CL B 911312106 6,592 104,380 SH SOLE 104,380 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10,032 142,574 SH SOLE 142,574 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3,645 94,146 SH SOLE 94,146 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 727 20,282 SH SOLE 20,282 0 0 VANGUARD INDEX FUNDS MID CAP ETF 922908629 1,806 27,743 SH SOLE 27,743 0 0 VANGUARD INDEX FUNDS LARGE CAP ETF 922908637 533 10,311 SH SOLE 10,311 0 0 VANGUARD INDEX FUNDS SMALL CAP ETF 922908751 10,112 164,763 SH SOLE 164,763 0 0 VERIZON COMMUNICATIONS COM 92343V104 12,085 328,390 SH SOLE 328,390 0 0 WAL MART STORES INC COM 931142103 11,770 226,784 SH SOLE 226,784 0 0 WASHINGTON POST CO CL B 939640108 1,149 3,515 SH SOLE 3,515 0 0 WELLS FARGO & CO COM 949746101 2,175 90,192 SH SOLE 90,192 0 0 WESTERN UNION CO COM 959802109 1,351 88,332 SH SOLE 88,332 0 0 YUM BRANDS INC COM 988498101 7,253 146,843 SH SOLE 146,843 0 0 ZIMMER HOLDINGS INC COM 98956P102 6,586 123,148 SH SOLE 123,148 0 0