0000937556-18-000131.txt : 20180904 0000937556-18-000131.hdr.sgml : 20180904 20180904174451 ACCESSION NUMBER: 0000937556-18-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIANI JOE E CENTRAL INDEX KEY: 0001228621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33642 FILM NUMBER: 181053322 MAIL ADDRESS: STREET 1: 2400 BRIDGE PARKWAY CITY: REDWOOD SHORES STATE: CA ZIP: 940651166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MASIMO CORP CENTRAL INDEX KEY: 0000937556 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330368882 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-297-7000 MAIL ADDRESS: STREET 1: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_153609747443299.xml FORM 4 X0306 4 2018-08-30 0 0000937556 MASIMO CORP MASI 0001228621 KIANI JOE E C/O MASIMO CORPORATION 52 DISCOVERY IRVINE CA 92618 1 1 0 0 CEO and Chairman of the Board Common Stock 2018-08-30 4 M 0 106820 23.98 A 236061 D Common Stock 2018-08-30 4 S 0 106820 118.0541 D 129241 D Common Stock 2018-08-31 4 M 0 126927 23.98 A 256168 D Common Stock 2018-08-31 4 S 0 126927 117.8453 D 129241 D Common Stock 2018-09-04 4 M 0 6179 23.98 A 135420 D Common Stock 2018-09-04 4 S 0 6179 118.2149 D 129241 D Common Stock 229290 I By Trust Common Stock 550000 I By Trust Common Stock 352919 I By Trust Common Stock 359000 I By Trust Common Stock 2250291 I By Trust Common Stock 10373 I See Footnote Common Stock 9000 I See Footnote Non-Qualified Stock Option (Right to Buy) 23.98 2018-08-30 4 M 0 106820 23.98 D 2010-01-11 2019-01-11 Common Stock 106820.0 133106 D Non-Qualified Stock Option (Right to Buy) 23.98 2018-08-31 4 M 0 126927 23.98 D 2010-01-11 2019-01-11 Common Stock 126927.0 6179 D Non-Qualified Stock Option (Right to Buy) 23.98 2018-09-04 4 M 0 6179 23.98 D 2010-01-11 2019-01-11 Common Stock 6179.0 0 D The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 16, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.11 per share to a high of $118.67 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.36 per share to a high of $118.73 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.28 per share to a high of $119.48 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares held in four trusts for which Mr. Kiani is not the trustee. Shares held in one trust for which Mr. Kiani is the sole trustee. Shares held in Masimo Retirement Savings Plan. Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control. This option was granted on January 11, 2009 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date. /s/ David J. Van Ramshorst, Attorney-In-Fact 2018-09-04