0000937556-18-000131.txt : 20180904
0000937556-18-000131.hdr.sgml : 20180904
20180904174451
ACCESSION NUMBER: 0000937556-18-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180830
FILED AS OF DATE: 20180904
DATE AS OF CHANGE: 20180904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIANI JOE E
CENTRAL INDEX KEY: 0001228621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33642
FILM NUMBER: 181053322
MAIL ADDRESS:
STREET 1: 2400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 940651166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MASIMO CORP
CENTRAL INDEX KEY: 0000937556
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 330368882
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 52 DISCOVERY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-297-7000
MAIL ADDRESS:
STREET 1: 52 DISCOVERY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
wf-form4_153609747443299.xml
FORM 4
X0306
4
2018-08-30
0
0000937556
MASIMO CORP
MASI
0001228621
KIANI JOE E
C/O MASIMO CORPORATION
52 DISCOVERY
IRVINE
CA
92618
1
1
0
0
CEO and Chairman of the Board
Common Stock
2018-08-30
4
M
0
106820
23.98
A
236061
D
Common Stock
2018-08-30
4
S
0
106820
118.0541
D
129241
D
Common Stock
2018-08-31
4
M
0
126927
23.98
A
256168
D
Common Stock
2018-08-31
4
S
0
126927
117.8453
D
129241
D
Common Stock
2018-09-04
4
M
0
6179
23.98
A
135420
D
Common Stock
2018-09-04
4
S
0
6179
118.2149
D
129241
D
Common Stock
229290
I
By Trust
Common Stock
550000
I
By Trust
Common Stock
352919
I
By Trust
Common Stock
359000
I
By Trust
Common Stock
2250291
I
By Trust
Common Stock
10373
I
See Footnote
Common Stock
9000
I
See Footnote
Non-Qualified Stock Option (Right to Buy)
23.98
2018-08-30
4
M
0
106820
23.98
D
2010-01-11
2019-01-11
Common Stock
106820.0
133106
D
Non-Qualified Stock Option (Right to Buy)
23.98
2018-08-31
4
M
0
126927
23.98
D
2010-01-11
2019-01-11
Common Stock
126927.0
6179
D
Non-Qualified Stock Option (Right to Buy)
23.98
2018-09-04
4
M
0
6179
23.98
D
2010-01-11
2019-01-11
Common Stock
6179.0
0
D
The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 16, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.11 per share to a high of $118.67 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.36 per share to a high of $118.73 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The price reported in Column 4 represents the weighted average sales price per share. The actual sales prices ranged from a low of $117.28 per share to a high of $119.48 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares held in four trusts for which Mr. Kiani is not the trustee.
Shares held in one trust for which Mr. Kiani is the sole trustee.
Shares held in Masimo Retirement Savings Plan.
Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.
This option was granted on January 11, 2009 and is exercisable as the option vests. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
/s/ David J. Van Ramshorst, Attorney-In-Fact
2018-09-04