0001171520-13-000061.txt : 20130131 0001171520-13-000061.hdr.sgml : 20130131 20130131140418 ACCESSION NUMBER: 0001171520-13-000061 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130131 DATE AS OF CHANGE: 20130131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARI NETWORK SERVICES INC /WI CENTRAL INDEX KEY: 0000879796 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 391388360 STATE OF INCORPORATION: WI FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42176 FILM NUMBER: 13562037 BUSINESS ADDRESS: STREET 1: 10850 WEST PARK PLACE STREET 2: SUITE 1200 CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 414 973-4300 MAIL ADDRESS: STREET 1: 10850 WEST PARK PLACE STREET 2: SUITE 1200 CITY: MILWAUKEE STATE: WI ZIP: 53224 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAMIN PETER H CENTRAL INDEX KEY: 0000937541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: ONE AVERY STREET STREET 2: 17 B CITY: BOSTON STATE: MA ZIP: 02111 SC 13G/A 1 eps5035.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 6)*

 

ARI NETWORK SERVICES, Inc.
 (Name of Issuer)
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
001930205
(CUSIP Number)
 
January 31, 2013
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  o Rule 13d-1(b)
     
  x Rule 13d-1(c)
     
  o Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 001930205

 

13G Page 2 of 5 Pages

 

 

1

 

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE  PERSONS (ENTITIES ONLY)

 

Peter H. Kamin

Peter H. Kamin Childrens Trust – 04-6829284

Peter H. Kamin P/S/P

Peter H. Kamin Family Foundation – 04-3398587

3K Limited Partnership

 

 

 

2

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) [ ]

(b) [ ]

 

3

 

SEC USE ONLY

 

 

 

4

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Peter H. Kamin – US Citizen

Peter H. Kamin Childrens Trust – Massachusetts

Peter H. Kamin P/S/P – Massachusetts

Peter H. Kamin Family Foundation – Massachusetts

3K Limited Partnership – Delaware

 

 

NUMBER OF

 

SHARES

5

SOLE VOTING POWER

Peter H. Kamin – 349,740

Peter H. Kamin Childrens Trust – 151,900

Peter H. Kamin P/S/P – 218,040

Peter H. Kamin Family Foundation – 30,700

3K Limited Partnership – 56,601

 

 

BENEFICIALLY

 

OWNED BY

6 SHARED VOTING POWER  0

EACH

 

REPORTING

7

SOLE DISPOSITIVE POWER

Peter H. Kamin – 349,740

Peter H. Kamin Childrens Trust – 151,900

Peter H. Kamin P/S/P – 218,040

Peter H. Kamin Family Foundation – 30,700

3K Limited Partnership – 56,601

 

 

PERSON

 

WITH

8 SHARED DISPOSITIVE POWER 0

 

9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

806,981

 

10

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES

 

[ ]

 

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

9.4%

 

12

 

TYPE OF REPORTING PERSON

 

IN
         

 

 
 

 

CUSIP No. 001930205

 

13G Page 3 of 5 Pages

 

Item 1(a).   Name of Issuer:
     
    ARI Network Services, Inc.
     
Item 1(b).   Address of Issuer’s Principal Executive Offices:
     
    10850 West Park Place, Suite 1200
    Milwaukee, WI  53224
     
Item 2(a).   Name of Person Filing:
     
    Peter H. Kamin
    Peter H. Kamin Childrens Trust
    Peter H. Kamin P/S/P
    Peter H. Kamin Family Foundation
    3K Limited Partnership
     
Item 2(b).   Address of Principal Business Office or, if None, Residence:
     
    One Avery Street, 17B, Boston, MA  02111
     
Item 2(c).   Citizenship:
     
    Mr. Kamin is a US citizen. The 3K Limited Partnership is organized under Delaware Law.  The other reporting entities are organized under Massachusetts law.
     
Item 2(d).   Title of Class of Securities:
     
    Common Stock, $0.001 par value (the “Common Stock”)
     
Item 2(e).   CUSIP Number:
     
    001930205
     
Item 3. If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:
   
  The person is not listed in Items 3 (a) through 3 (j)

 

 
 

 

CUSIP No. 001930205

 

13G Page 4 of 5 Pages

 

Item 4. Ownership.
   
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount beneficially owned:
     
    Mr. Kamin is the owner of 806,981 shares of Common Stock.
     
    Mr. Kamin beneficially owns 806,981 shares of Common Stock, which represents approximately 9.4% of the shares of Common Stock issued and outstanding.  This percentage is determined by dividing the number of shares beneficially held by Mr. Kamin by 8,611,550, the number of shares of Common Stock issued and outstanding as of October 31, 2012, as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on December 6, 2012.
     
  (b) Percent of class:
     
    Mr. Kamin may direct the vote and disposition of 806,981 shares of Common Stock.
     
Item 5. Ownership of Five Percent or Less of a Class.
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ].
   
  Inapplicable
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
   
  Inapplicable
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
  Inapplicable
   
Item 8. Identification and Classification of Members of the Group.
   
  Inapplicable
   
Item 9. Notice of Dissolution of Group.
   
  Inapplicable

 

 
 

 

Item 10. Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

  January 31, 2013
  (Date)
   
   
  /s/ Peter H. Kamin
  (Signature)