0001193125-12-009137.txt : 20120111 0001193125-12-009137.hdr.sgml : 20120111 20120111154132 ACCESSION NUMBER: 0001193125-12-009137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120111 DATE AS OF CHANGE: 20120111 EFFECTIVENESS DATE: 20120111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 12522115 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 d280817d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 -------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAPE ANN SAVINGS BANK --------------------------------------------- Address: 109 MAIN ST. --------------------------------------------- GLOUCESTER, MA 01930 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. GAIL RAMOS --------------------------------------------- Title: VICE PRESIDENT/SENIOR TRUST OFFICER --------------------------------------------- Phone: 978-283-7079 --------------------------------------------- Signature, Place, and Date of Signing: /s/ E. Gail Ramos Gloucester, MA January 11, 2012 ------------------------ ----------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.]
CAPE ANN SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F 1/10/2012 MANAGER CAPE ANN SAVINGS BANK AS OF 12/31/2011 - - - - - - - - COL1 - - - - - - - - - - COL2 - - - - COL3 - - - COL4 - - - COL5 - - COL6 - - - - COL7 - - - - - - - COL8 - - - - - MARKET INVESTMENT VOTING AUTHORITY VALUE AMOUNT DISCRETION OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) MGRS (A) (B) (C) -------------------------------------- --------------- --------- -------- ----------- ---------- ------ ------- ------ ------ AT&T INC. Common Stock 00206R102 210 6929 SH OTHER 5823 1106 AT&T INC. Common Stock 00206R102 1310 43304 SH SOLE 42779 525 ABBOTT LABS Common Stock 002824100 143 2550 SH OTHER 2550 ABBOTT LABS Common Stock 002824100 1485 26405 SH SOLE 25905 40 460 AIR PRODS & CHEMS INC Common Stock 009158106 217 2550 SH SOLE 2550 APPLE COMPUTER INC Common Stock 037833100 209 515 SH OTHER 515 APPLE COMPUTER INC Common Stock 037833100 887 2191 SH SOLE 2171 20 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 276 5110 SH OTHER 5110 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 1636 30290 SH SOLE 29580 35 675 AUTOZONE, INC. Common Stock 053332102 313 964 SH SOLE 899 65 BB&T CORP Common Stock 054937107 43 1699 SH OTHER 1699 BB&T CORP Common Stock 054937107 491 19523 SH SOLE 19083 100 340 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 117 1530 SH OTHER 1530 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 818 10725 SH SOLE 9670 150 905 CHEVRON CORPORATION Common Stock 166764100 196 1839 SH OTHER 1839 CHEVRON CORPORATION Common Stock 166764100 1585 14899 SH SOLE 14184 110 605 CHUBB CORP Common Stock 171232101 52 745 SH OTHER 745 CHUBB CORP Common Stock 171232101 1178 17025 SH SOLE 16430 595 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 65 941 SH OTHER 941 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 361 5238 SH SOLE 4818 40 380 DANAHER CORP Common Stock 235851102 52 1100 SH OTHER 1100 DANAHER CORP Common Stock 235851102 189 4013 SH SOLE 4013 EMERSON ELEC CO Common Stock 291011104 103 2206 SH OTHER 2206 EMERSON ELEC CO Common Stock 291011104 391 8403 SH SOLE 8403 EXPEDITORS INTL WASH INC Common Stock 302130109 16 400 SH OTHER 400 EXPEDITORS INTL WASH INC Common Stock 302130109 709 17310 SH SOLE 16125 175 1010
CAPE ANN SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F 1/10/2012 MANAGER CAPE ANN SAVINGS BANK AS OF 12/31/2011 - - - - - - - - COL1 - - - - - - - - - - COL2 - - - - COL3 - - - COL4 - - - COL5 - - COL6 - - - - COL7 - - - - - - - COL8 - - - - - MARKET INVESTMENT VOTING AUTHORITY VALUE AMOUNT DISCRETION OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) MGRS (A) (B) (C) EXXON MOBIL CORP Common Stock 30231G102 930 10976 SH OTHER 7920 2656 400 EXXON MOBIL CORP Common Stock 30231G102 2713 32007 SH SOLE 31235 175 597 GENERAL DYNAMICS CORP Common Stock 369550108 71 1075 SH OTHER 1075 GENERAL DYNAMICS CORP Common Stock 369550108 480 7225 SH SOLE 6760 465 GENERAL ELEC CO Common Stock 369604103 222 12372 SH OTHER 11572 800 GENERAL ELEC CO Common Stock 369604103 552 30820 SH SOLE 30200 220 400 GENERAL MILLS INC Common Stock 370334104 53 1320 SH OTHER 920 400 GENERAL MILLS INC Common Stock 370334104 523 12950 SH SOLE 12550 400 GOOGLE INC CL A Common Stock 38259P508 59 91 SH OTHER 91 GOOGLE INC CL A Common Stock 38259P508 406 629 SH SOLE 569 60 INTERNATIONAL BUSINESS MACHINES COR Common Stock 459200101 21 114 SH OTHER 24 90 INTERNATIONAL BUSINESS MACHINES COR Common Stock 459200101 290 1575 SH SOLE 1505 70 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 96 2540 SH OTHER 2540 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 463 12216 SH SOLE 12216 J P MORGAN CHASE & CO Common Stock 46625H100 30 900 SH OTHER 900 J P MORGAN CHASE & CO Common Stock 46625H100 466 14019 SH SOLE 13679 90 250 JOHNSON & JOHNSON Common Stock 478160104 172 2617 SH OTHER 1917 700 JOHNSON & JOHNSON Common Stock 478160104 1122 17114 SH SOLE 16914 40 160 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 35 448 SH OTHER 448 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 232 2960 SH SOLE 2876 84 LOWES COS INC Common Stock 548661107 20 775 SH OTHER 775 LOWES COS INC Common Stock 548661107 350 13800 SH SOLE 13220 60 520 MASTERCARD INC. Common Stock 57636Q104 281 755 SH SOLE 670 15 70 MC DONALDS CORP Common Stock 580135101 261 2601 SH OTHER 2601 MC DONALDS CORP Common Stock 580135101 1791 17856 SH SOLE 17521 40 295 MICROSOFT CORP Common Stock 594918104 60 2311 SH OTHER 2211 100 MICROSOFT CORP Common Stock 594918104 322 12400 SH SOLE 11550 250 600 NEXTERA ENERGY INC COM Common Stock 65339F101 258 4240 SH SOLE 3936 100 204 NIKE INC Common Stock 654106103 122 1266 SH OTHER 1166 100 NIKE INC Common Stock 654106103 683 7089 SH SOLE 6689 200 200 NOVARTIS A G A D R American Deposi 66987V109 68 1192 SH OTHER 1192 NOVARTIS A G A D R American Deposi 66987V109 683 11955 SH SOLE 11425 110 420
CAPE ANN SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F 1/10/2012 MANAGER CAPE ANN SAVINGS BANK AS OF 12/31/2011 - - - - - - - - COL1 - - - - - - - - - - COL2 - - - - COL3 - - - COL4 - - - COL5 - - COL6 - - - - COL7 - - - - - - - COL8 - - - - - MARKET INVESTMENT VOTING AUTHORITY VALUE AMOUNT DISCRETION OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) MGRS (A) (B) (C) PEPSICO INC Common Stock 713448108 123 1860 SH OTHER 1860 PEPSICO INC Common Stock 713448108 1430 21558 SH SOLE 21008 550 PFIZER INC Common Stock 717081103 67 3115 SH OTHER 3115 PFIZER INC Common Stock 717081103 628 29008 SH SOLE 27993 1015 PROCTER & GAMBLE CO Common Stock 742718109 105 1573 SH OTHER 1403 70 100 PROCTER & GAMBLE CO Common Stock 742718109 1290 19339 SH SOLE 18954 70 315 ROCKPORT NATL BANCORP INC Common Stock 773871108 332 6095 SH SOLE 6095 SPDR TR Common Stock 78462F103 64 512 SH OTHER 512 SPDR TR Common Stock 78462F103 256 2039 SH SOLE 2039 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 153 4580 SH OTHER 4580 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 529 15785 SH SOLE 15420 225 140 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 415 5996 SH SOLE 5756 240 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 239 18375 SH OTHER 18375 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 726 55874 SH SOLE 55424 450 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 8 235 SH OTHER 235 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 342 10147 SH SOLE 10147 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 22 883 SH OTHER 883 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 671 26356 SH SOLE 25581 775 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 152 4235 SH OTHER 4235 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 792 21999 SH SOLE 20974 205 820 SYSCO CORP Common Stock 871829107 54 1835 SH OTHER 1835 SYSCO CORP Common Stock 871829107 307 10465 SH SOLE 9820 645 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 TEVA PHARMACEUTICAL INDS LTD ADR American Deposi 881624209 125 3088 SH OTHER 3088 TEVA PHARMACEUTICAL INDS LTD ADR American Deposi 881624209 323 8009 SH SOLE 7454 75 480 3M CO Common Stock 88579Y101 244 2988 SH OTHER 2688 100 200 3M CO Common Stock 88579Y101 987 12081 SH SOLE 11601 100 380 UNITED TECHNOLOGIES CORP Common Stock 913017109 7 100 SH OTHER 100 UNITED TECHNOLOGIES CORP Common Stock 913017109 198 2712 SH SOLE 2712 VERIZON COMMUNICATIONS INC Common Stock 92343V104 221 5507 SH OTHER 4957 306 244 VERIZON COMMUNICATIONS INC Common Stock 92343V104 476 11854 SH SOLE 10810 600 444
CAPE ANN SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F 1/10/2012 MANAGER CAPE ANN SAVINGS BANK AS OF 12/31/2011 - - - - - - - - COL1 - - - - - - - - - - COL2 - - - - COL3 - - - COL4 - - - COL5 - - COL6 - - - - COL7 - - - - - - - COL8 - - - - - MARKET INVESTMENT VOTING AUTHORITY VALUE AMOUNT DISCRETION OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) MGRS (A) (B) (C) WESTERN UNION COMPANY Common Stock 959802109 95 5230 SH OTHER 5230 WESTERN UNION COMPANY Common Stock 959802109 470 25724 SH SOLE 24489 1235 ACCENTURE LTD Common Stock G1151C101 125 2350 SH OTHER 2350 ACCENTURE LTD Common Stock G1151C101 474 8907 SH SOLE 8557 100 250 FINAL TOTALS FOR 93 RECORDS 39337