0001193125-11-266892.txt : 20111007 0001193125-11-266892.hdr.sgml : 20111007 20111007170734 ACCESSION NUMBER: 0001193125-11-266892 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 EFFECTIVENESS DATE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 111132911 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 d241597d13fhr.txt FORM 13-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 -------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAPE ANN SAVINGS BANK --------------------------------------------- Address: 109 MAIN ST. --------------------------------------------- GLOUCESTER, MA 01930 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. GAIL RAMOS --------------------------------------------- Title: VICE PRESIDENT/SENIOR TRUST OFFICER --------------------------------------------- Phone: 978-283-7079 --------------------------------------------- Signature, Place, and Date of Signing: /s/ E. Gail Ramos Gloucester, MA October 7, 2011 ------------------------ ----------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.]
CAPE ANN SAVINGS BANK SECURITIES AND EXCHANGE COMMISSION FORM 13-F 10/7/2011 MANAGER CAPE ANN SAVINGS BANK AS OF 9/30/2011 COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 VOTING AUTHORITY MARKET --------------------- VALUE AMOUNT INVESTMENT OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) DISCRETION MGRS (A) (B) (C) -------------------------------------- --------------- --------- -------- ----------- ---------- ------ ------- ------ ------ AT&T INC.............................. Common Stock 00206R102 245 8600 SH OTHER 7494 1106 AT&T INC.............................. Common Stock 00206R102 1222 42854 SH SOLE 42329 525 ABBOTT LABS........................... Common Stock 002824100 163 3185 SH OTHER 3165 20 ABBOTT LABS........................... Common Stock 002824100 1332 26053 SH SOLE 25573 20 460 AIR PRODS & CHEMS INC................. Common Stock 009158106 210 2750 SH SOLE 2750 APPLE COMPUTER INC.................... Common Stock 037833100 215 565 SH OTHER 565 APPLE COMPUTER INC.................... Common Stock 037833100 827 2168 SH SOLE 2148 20 AUTOMATIC DATA PROCESSING INC......... Common Stock 053015103 276 5855 SH OTHER 5855 AUTOMATIC DATA PROCESSING INC......... Common Stock 053015103 1391 29495 SH SOLE 28785 35 675 AUTOZONE, INC......................... Common Stock 053332102 16 50 SH OTHER 50 AUTOZONE, INC......................... Common Stock 053332102 258 807 SH SOLE 742 65 BB&T CORP............................. Common Stock 054937107 37 1749 SH OTHER 1699 50 BB&T CORP............................. Common Stock 054937107 421 19753 SH SOLE 19363 50 340 BERKSHIRE HATHAWAY INC DEL B NEW...... Common Stock 084670702 135 1905 SH OTHER 1805 100 BERKSHIRE HATHAWAY INC DEL B NEW...... Common Stock 084670702 731 10295 SH SOLE 9340 50 905 CHEVRON CORPORATION................... Common Stock 166764100 218 2355 SH OTHER 2355 CHEVRON CORPORATION................... Common Stock 166764100 1356 14650 SH SOLE 13935 110 605 CHUBB CORP............................ Common Stock 171232101 69 1150 SH OTHER 1150 CHUBB CORP............................ Common Stock 171232101 992 16535 SH SOLE 15940 595 CISCO SYS INC......................... Common Stock 17275R102 107 6876 SH OTHER 6066 810 CISCO SYS INC......................... Common Stock 17275R102 63 4050 SH SOLE 3065 350 635 COMPASS MINERALS INTERNATIONAL INC.... Common Stock 20451N101 64 961 SH OTHER 941 20 COMPASS MINERALS INTERNATIONAL INC.... Common Stock 20451N101 354 5306 SH SOLE 4906 20 380 DANAHER CORP.......................... Common Stock 235851102 46 1100 SH OTHER 1100 DANAHER CORP.......................... Common Stock 235851102 178 4238 SH SOLE 4238 EMERSON ELEC CO....................... Common Stock 291011104 104 2506 SH OTHER 2506
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 VOTING AUTHORITY MARKET --------------------- VALUE AMOUNT INVESTMENT OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) DISCRETION MGRS (A) (B) (C) -------------------------------------- --------------- --------- -------- ----------- ---------- ------ ------- ------ ------ EMERSON ELEC CO....................... Common Stock 291011104 335 8103 SH SOLE 8103 EXPEDITORS INTL WASH INC.............. Common Stock 302130109 31 775 SH OTHER 700 75 EXPEDITORS INTL WASH INC.............. Common Stock 302130109 686 16910 SH SOLE 15800 100 1010 EXXON MOBIL CORP...................... Common Stock 30231G102 819 11276 SH OTHER 8140 2736 400 EXXON MOBIL CORP...................... Common Stock 30231G102 2362 32519 SH SOLE 31827 95 597 FIRST TRUST VALUE LI.................. ETF-DOMESTIC LA 33734H106 179 12410 SH SOLE 12410 GENERAL DYNAMICS CORP................. Common Stock 369550108 84 1475 SH OTHER 1475 GENERAL DYNAMICS CORP................. Common Stock 369550108 429 7540 SH SOLE 6940 600 GENERAL ELEC CO....................... Common Stock 369604103 188 12372 SH OTHER 11572 800 GENERAL ELEC CO....................... Common Stock 369604103 289 19005 SH SOLE 18385 220 400 GENERAL MILLS INC..................... Common Stock 370334104 51 1320 SH OTHER 920 400 GENERAL MILLS INC..................... Common Stock 370334104 505 13120 SH SOLE 12720 400 GOOGLE INC CL A....................... Common Stock 38259P508 8 16 SH OTHER 16 GOOGLE INC CL A....................... Common Stock 38259P508 339 658 SH SOLE 588 70 INTERNATIONAL BUSINESS MACHINES COR... Common Stock 459200101 16 90 SH OTHER 90 INTERNATIONAL BUSINESS MACHINES COR... Common Stock 459200101 275 1575 SH SOLE 1505 70 ISHARES MSCI EMERGING MKTS INDEX FD... ETF-INTERNATION 464287234 37 1060 SH OTHER 1060 ISHARES MSCI EMERGING MKTS INDEX FD... ETF-INTERNATION 464287234 251 7159 SH SOLE 7159 J P MORGAN CHASE & CO................. Common Stock 46625H100 38 1250 SH OTHER 1250 J P MORGAN CHASE & CO................. Common Stock 46625H100 448 14878 SH SOLE 14538 90 250 JOHNSON & JOHNSON..................... Common Stock 478160104 200 3137 SH OTHER 2417 720 JOHNSON & JOHNSON..................... Common Stock 478160104 1030 16179 SH SOLE 15999 20 160 LOWES COS INC......................... Common Stock 548661107 16 805 SH OTHER 775 30 LOWES COS INC......................... Common Stock 548661107 265 13728 SH SOLE 13178 30 520 MASTERCARD INC........................ Common Stock 57636Q104 5 15 SH OTHER 15 MASTERCARD INC........................ Common Stock 57636Q104 235 740 SH SOLE 670 70 MC DONALDS CORP....................... Common Stock 580135101 250 2848 SH OTHER 2828 20 MC DONALDS CORP....................... Common Stock 580135101 1495 17028 SH SOLE 16713 20 295 MICROSOFT CORP........................ Common Stock 594918104 186 7472 SH OTHER 7087 285 100 MICROSOFT CORP........................ Common Stock 594918104 332 13320 SH SOLE 12370 350 600 NEXTERA ENERGY INC COM................ Common Stock 65339F101 229 4240 SH SOLE 3936 100 204 NIKE INC.............................. Common Stock 654106103 145 1691 SH OTHER 1591 100
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 VOTING AUTHORITY MARKET --------------------- VALUE AMOUNT INVESTMENT OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) DISCRETION MGRS (A) (B) (C) -------------------------------------- --------------- --------- -------- ----------- ---------- ------ ------- ------ ------ NIKE INC.............................. Common Stock 654106103 594 6947 SH SOLE 6547 200 200 NOVARTIS A G A D R................... American Deposi 66987V109 95 1702 SH OTHER 1627 75 NOVARTIS A G A D R................... American Deposi 66987V109 655 11742 SH SOLE 11287 35 420 PEPSICO INC........................... Common Stock 713448108 152 2460 SH OTHER 2460 PEPSICO INC........................... Common Stock 713448108 1274 20588 SH SOLE 20038 550 PFIZER INC............................ Common Stock 717081103 74 4210 SH OTHER 4210 PFIZER INC............................ Common Stock 717081103 499 28203 SH SOLE 27188 1015 PROCTER & GAMBLE CO................... Common Stock 742718109 148 2348 SH OTHER 2128 120 100 PROCTER & GAMBLE CO................... Common Stock 742718109 1160 18354 SH SOLE 18019 20 315 ROCKPORT NATL BANCORP INC............. Common Stock 773871108 381 6095 SH SOLE 6095 SELECT SECTOR SPDR-MATERIALS.......... Common Stock 81369Y100 151 5135 SH OTHER 5060 75 SELECT SECTOR SPDR-MATERIALS.......... Common Stock 81369Y100 423 14420 SH SOLE 14130 150 140 ENERGY SELECT SECTOR SPDR............. Common Stock 81369Y506 38 650 SH OTHER 650 ENERGY SELECT SECTOR SPDR............. Common Stock 81369Y506 301 5151 SH SOLE 4911 240 SELECT SECTOR SPDR-FINANCIAL.......... Common Stock 81369Y605 235 19885 SH OTHER 19885 SELECT SECTOR SPDR-FINANCIAL.......... Common Stock 81369Y605 783 66309 SH SOLE 65859 450 INDUSTRIAL SELECT SECTOR SPDR......... Common Stock 81369Y704 33 1135 SH OTHER 1135 INDUSTRIAL SELECT SECTOR SPDR......... Common Stock 81369Y704 226 7722 SH SOLE 7722 SELECT SECTOR SPDR-TECHNOLOGY......... Common Stock 81369Y803 64 2715 SH OTHER 2715 SELECT SECTOR SPDR-TECHNOLOGY......... Common Stock 81369Y803 558 23656 SH SOLE 22881 775 UTILITIES SELECT SECTOR SPDR FUND..... Common Stock 81369Y886 166 4926 SH OTHER 4791 135 UTILITIES SELECT SECTOR SPDR FUND..... Common Stock 81369Y886 709 21084 SH SOLE 20194 70 820 SYSCO CORP............................ Common Stock 871829107 35 1350 SH OTHER 1350 SYSCO CORP............................ Common Stock 871829107 228 8800 SH SOLE 8155 645 AXIAM, INC. .......................... Common Stock 87508Y992 0 10000 SH SOLE 10000 TEVA PHARMACEUTICAL INDS LTD ADR...... American Deposi 881624209 118 3163 SH OTHER 3088 75 TEVA PHARMACEUTICAL INDS LTD ADR...... American Deposi 881624209 330 8879 SH SOLE 8399 480 3M CO................................. Common Stock 88579Y101 231 3213 SH OTHER 2813 200 200 3M CO................................. Common Stock 88579Y101 902 12563 SH SOLE 12183 380 VERIZON COMMUNICATIONS INC............ Common Stock 92343V104 212 5763 SH OTHER 4913 606 244 VERIZON COMMUNICATIONS INC............ Common Stock 92343V104 430 11679 SH SOLE 10935 300 444
COL1 COL2 COL3 COL4 COL5 COL6 COL7 COL8 VOTING AUTHORITY MARKET --------------------- VALUE AMOUNT INVESTMENT OTHR SOLE SHARED NONE NAME OF THE ISSUER TITLE OF CLASS CUSIP (X$1000) (SHS) DISCRETION MGRS (A) (B) (C) -------------------------------------- --------------- --------- -------- ----------- ---------- ------ ------- ------ ------ WAL MART STORES INC................... Common Stock 931142103 76 1456 SH OTHER 1406 50 WAL MART STORES INC................... Common Stock 931142103 141 2710 SH SOLE 2575 20 115 WESTERN UNION COMPANY................. Common Stock 959802109 37 2430 SH OTHER 2430 WESTERN UNION COMPANY................. Common Stock 959802109 347 22704 SH SOLE 21469 1235 ACCENTURE LTD......................... Common Stock G1151C101 129 2450 SH OTHER 2350 100 ACCENTURE LTD......................... Common Stock G1151C101 489 9279 SH SOLE 9029 250 FINAL TOTALS FOR 95 RECORDS........... 35212