-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4RHTz+4HgHJyevqqUYcvrjXuIxoOY+JgiDqn0Ksz83UM/yYInYhhYS4vdHXHyCw aOQ82GI8sUToVpBW8GK6qQ== 0001193125-10-225922.txt : 20101007 0001193125-10-225922.hdr.sgml : 20101007 20101007164556 ACCESSION NUMBER: 0001193125-10-225922 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101007 DATE AS OF CHANGE: 20101007 EFFECTIVENESS DATE: 20101007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 101114310 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 -------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAPE ANN SAVINGS BANK --------------------------------------------- Address: 109 MAIN ST. --------------------------------------------- GLOUCESTER, MA 01930 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. GAIL RAMOS --------------------------------------------- Title: VICE PRESIDENT/SENIOR TRUST OFFICER --------------------------------------------- Phone: 978-283-7079 --------------------------------------------- Signature, Place, and Date of Signing: /s/ E. Gail Ramos Gloucester, MA October 7, 2010 ------------------------ ----------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] SCHEDULE 13F WORKSHEET As of 9/30/2010 Displayed is a list of the assets whose holdings are either over $200,000 in market value or over 10,000 units. Asset Types listed include 010, 020, 030, 035, 080. Included in the totals are only those accounts whose Investment Powers are "Full" or "Partial". Units Held Today
Voting Authority Market Investment ---------------------------- Value Units Powers Full Partial None -------------- ---------- ----------- --------- -------- --------- AT&T INC. Common Stock 00206R102 $1,915,999.84 66,993.00 FULL 64,414.00 0.00 2,579.00 AT&T INC. Common Stock 00206R102 $251,108.00 8,780.00 PARTIAL 7,674.00 1,106.00 0.00 ABBOTT LABS Common Stock 002824100 $1,724,076.72 33,003.00 FULL 31,478.00 0.00 1,525.00 ABBOTT LABS Common Stock 002824100 $237,796.48 4,552.00 PARTIAL 4,512.00 40.00 0.00 AIR PRODS & CHEMS INC Common Stock 009158106 $240,178.00 2,900.00 FULL 2,900.00 0.00 0.00 AMERICAN EXPRESS CO Common Stock 025816109 $275,884.92 6,564.00 FULL 6,564.00 0.00 0.00 APPLE COMPUTER INC Common Stock 037833100 $633,330.00 2,232.00 FULL 2,032.00 0.00 200.00 APPLE COMPUTER INC Common Stock 037833100 $207,137.50 730.00 PARTIAL 710.00 20.00 0.00 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 $1,081,305.81 25,727.00 FULL 24,802.00 0.00 925.00 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 $270,252.90 6,430.00 PARTIAL 6,395.00 35.00 0.00 BB&T CORP Common Stock 054937107 $607,827.36 25,242.00 FULL 23,713.00 0.00 1,529.00 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 $856,978.20 10,365.00 FULL 9,460.00 0.00 905.00 CHEVRON CORPORATION Common Stock 166764100 $1,136,888.35 14,027.00 FULL 12,498.00 0.00 1,529.00 CHEVRON CORPORATION Common Stock 166764100 $225,724.25 2,785.00 PARTIAL 2,675.00 110.00 0.00 CHUBB CORP Common Stock 171232101 $816,666.70 14,330.00 FULL 12,742.00 0.00 1,588.00 CISCO SYS INC Common Stock 17275R102 $618,937.80 28,782.00 FULL 26,377.00 350.00 2,055.00 CISCO SYS INC Common Stock 17275R102 $213,984.90 9,771.00 PARTIAL 8,961.00 810.00 0.00 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 $427,003.26 5,573.00 FULL 5,193.00 0.00 380.00 DANAHER CORP Common Stock 235851102 $203,496.71 5,011.00 FULL 5,011.00 0.00 0.00 DANVERS BANCORP, INC. Common Stock 236442109 $206,265.15 13,455.00 FULL 0.00 0.00 13,455.00 EMERSON ELEC CO Common Stock 291011104 $406,956.49 7,728.00 FULL 7,728.00 0.00 0.00 EXPEDITORS INTL WASH INC Common Stock 302130109 $783,829.65 16,955.00 FULL 15,945.00 0.00 1,010.00 EXXON MOBIL CORP Common Stock 30231G102 $2,172,536.39 35,160.00 FULL 33,963.00 0.00 1,197.00 EXXON MOBIL CORP Common Stock 30231G102 $832,392.32 13,471.31 PARTIAL 10,240.31 2,831.00 400.00 FASTENAL COMPANY Common Stock 311900104 $365,521.68 6,872.00 FULL 6,472.00 0.00 400.00 FIRST TRUST VALUE LI ETF-DOMESTIC 33734H106 $318,894.30 22,410.00 FULL 22,410.00 0.00 0.00 LARGE CAP GENERAL DYNAMICS CORP Common Stock 369550108 $226,430.05 3,605.00 FULL 3,270.00 0.00 335.00 GENERAL ELEC CO Common Stock 369604103 $393,412.50 24,210.00 FULL 21,410.00 0.00 2,800.00
GENERAL ELEC CO Common Stock 369604103 $248,673.75 15,303.00 PARTIAL 14,283.00 1,020.00 0.00 GENERAL MILLS INC Common Stock 370334104 $436,287.61 11,940.00 FULL 11,540.00 0.00 400.00 INTERNATIONAL BUSINESS MACHINES CORP Common Stock 459200101 $222,001.70 1,655.00 FULL 1,655.00 0.00 0.00 J P MORGAN CHASE & CO Common Stock 46625H100 $524,809.33 13,789.00 FULL 13,539.00 0.00 250.00 JOHNSON & JOHNSON Common Stock 478160104 $946,439.01 15,275.00 FULL 13,604.00 0.00 1,671.00 JOHNSON & JOHNSON Common Stock 478160104 $225,658.32 3,642.00 PARTIAL 2,902.00 740.00 0.00 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 $204,488.46 3,394.00 FULL 3,394.00 0.00 0.00 LOWES COS INC Common Stock 548661107 $386,731.50 17,350.00 FULL 16,490.00 0.00 860.00 MC DONALDS CORP Common Stock 580135101 $1,095,669.55 14,705.00 FULL 14,410.00 0.00 295.00 MC DONALDS CORP Common Stock 580135101 $208,851.53 2,803.00 PARTIAL 2,763.00 40.00 0.00 MICROSOFT CORP Common Stock 594918104 $1,078,662.04 44,045.00 FULL 42,641.00 250.00 1,154.00 MICROSOFT CORP Common Stock 594918104 $247,887.78 10,122.00 PARTIAL 9,537.00 385.00 200.00 NEXTERA ENERGY INC COM Common Stock 65339F101 $276,464.37 5,083.00 FULL 4,379.00 100.00 604.00 NIKE INC Common Stock 654106103 $668,367.60 8,340.00 FULL 7,940.00 200.00 200.00 NOVARTIS A G A D R American 66987V109 $663,031.99 11,497.00 FULL 11,077.00 0.00 420.00 Depository Receipts PEPSICO INC Common Stock 713448108 $1,342,420.20 20,205.00 FULL 19,355.00 0.00 850.00 PEPSICO INC Common Stock 713448108 $224,567.20 3,380.00 PARTIAL 3,380.00 0.00 0.00 PROCTER & GAMBLE CO Common Stock 742718109 $1,081,528.97 18,034.50 FULL 17,419.50 0.00 615.00 ROCKPORT NATL BANCORP INC Common Stock 773871108 $370,281.20 7,289.00 FULL 7,289.00 0.00 0.00 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 $465,967.70 14,215.00 FULL 12,975.00 100.00 1,140.00 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 $308,610.30 5,505.00 FULL 5,265.00 0.00 240.00 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 $1,006,209.42 70,146.00 FULL 69,896.00 250.00 0.00 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 $326,839.44 22,785.00 PARTIAL 22,585.00 200.00 0.00 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 $270,165.36 8,637.00 FULL 8,637.00 0.00 0.00 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 $346,796.30 15,065.00 FULL 14,290.00 0.00 775.00 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 $726,447.00 23,150.00 FULL 22,330.00 0.00 820.00 STATE STR CORP Common Stock 857477103 $489,580.00 13,000.00 FULL 13,000.00 0.00 0.00 AXIAM, INC. Common Stock 87508Y992 $100.00 10,000.00 FULL 10,000.00 0.00 0.00 TEVA PHARMACEUTICAL INDS LTD ADR American 881624209 $569,119.75 10,789.00 FULL 9,709.00 0.00 1,080.00 Depository Receipts 3M CO Common Stock 88579Y101 $920,686.78 10,618.00 FULL 9,689.00 0.00 929.00 3M CO Common Stock 88579Y101 $248,684.28 2,868.00 PARTIAL 2,468.00 200.00 200.00
VERIZON COMMUNICATIONS INC Common Stock 92343V104 $601,155.18 18,446.00 FULL 18,002.00 0.00 444.00 VERIZON COMMUNICATIONS INC Common Stock 92343V104 $213,855.58 6,562.00 PARTIAL 5,412.00 906.00 244.00 WAL MART STORES INC Common Stock 931142103 $528,188.88 9,869.00 FULL 9,374.00 0.00 495.00 ACCENTURE LTD Common Stock G1151C101 $473,508.56 11,144.00 FULL 10,894.00 0.00 250.00 -------------- ---------- GRAND TOTAL $35,599,552.87 898,313.81
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