-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGg2Tg/lvVqit6Gq7RuUgx9itReOtB7oJ4VY09O0oG0Xx9MrPUCpwRj0A6WObCCW KRgmjuJEA3RAO/0R7Kkn+w== 0001193125-10-000506.txt : 20100104 0001193125-10-000506.hdr.sgml : 20100101 20100104161933 ACCESSION NUMBER: 0001193125-10-000506 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100104 DATE AS OF CHANGE: 20100104 EFFECTIVENESS DATE: 20100104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 10502576 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 d13fhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 -------------------- Check here if Amendment [ ]; Amendment Number: -------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAPE ANN SAVINGS BANK --------------------------------------------- Address: 109 MAIN ST. --------------------------------------------- GLOUCESTER, MA 01930 --------------------------------------------- Form 13F File Number: 28- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: E. GAIL RAMOS --------------------------------------------- Title: VICE PRESIDENT/SENIOR TRUST OFFICER --------------------------------------------- Phone: 978-283-7079 --------------------------------------------- Signature, Place, and Date of Signing: /s/ E. Gail Ramos Gloucester, MA January 4, 2010 ------------------------ ----------------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] SCHEDULE 13F WORKSHEET As of 12/31/2009 Units Held Today Displayed is a list of the assets whose holdings are either over $200,000 in market value or over 10,000 units. Asset Types listed include 010, 020, 030, 035, 080. Included in the totals are only those accounts whose Investment Powers are "Full" or "Partial".
Voting Authority Market Investment ---------------------------- Value Units Powers Full Partial None ------------ ---------- -------------- ---------- ---------- --------- --------- -------- AT&T INC. Common Stock 00206R102 $ 1,931,855.64 68,921.00 FULL 66,417.00 0.00 2,504.00 AT&T INC. Common Stock 00206R102 $ 266,425.17 9,505.00 PARTIAL 8,399.00 1,106.00 0.00 ABBOTT LABS Common Stock 002824100 $ 1,536,663.38 28,462.00 FULL 26,787.00 0.00 1,675.00 ABBOTT LABS Common Stock 002824100 $ 395,152.81 7,319.00 PARTIAL 7,279.00 40.00 0.00 AIR PRODS & CHEMS INC Common Stock 009158106 $ 235,074.00 2,900.00 FULL 2,900.00 0.00 0.00 APPLE COMPUTER INC Common Stock 037833100 $ 539,895.39 2,562.00 FULL 2,362.00 0.00 200.00 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 $ 1,061,893.18 24,799.00 FULL 23,774.00 0.00 1,025.00 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 $ 257,776.40 6,020.00 PARTIAL 5,985.00 35.00 0.00 BB&T CORP Common Stock 054937107 $ 618,343.01 24,373.00 FULL 23,733.00 0.00 640.00 B P P L C SPONS A D R American 055622104 $ 407,992.86 7,038.00 FULL 6,438.00 0.00 600.00 Depository Receipts BERKSHIRE HATHAWAY INC CL B Common Stock 084670207 $ 653,835.00 195.00 FULL 182.00 0.00 13.00 CHEVRON CORPORATION Common Stock 166764100 $ 1,108,425.03 14,397.00 FULL 13,123.00 0.00 1,274.00 CHEVRON CORPORATION Common Stock 166764100 $ 213,647.25 2,775.00 PARTIAL 2,665.00 110.00 0.00 CHUBB CORP Common Stock 171232101 $ 425,997.16 8,662.00 FULL 8,012.00 0.00 650.00 CISCO SYS INC Common Stock 17275R102 $ 729,978.48 31,012.00 FULL 28,842.00 350.00 1,820.00 CISCO SYS INC Common Stock 17275R102 $ 290,176.74 12,121.00 PARTIAL 11,311.00 810.00 0.00 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 $ 409,052.72 6,088.00 FULL 5,618.00 0.00 470.00 DANAHER CORP Common Stock 235851102 $ 234,473.60 3,118.00 FULL 2,968.00 0.00 150.00 DANVERS BANCORP, INC. Common Stock 236442109 $ 174,780.45 13,455.00 FULL 0.00 0.00 13,455.00 DOMINION RESOURCES INC Common Stock 25746U109 $ 241,965.64 6,217.00 FULL 5,371.00 0.00 846.00 EMERSON ELEC CO Common Stock 291011104 $ 333,472.80 7,828.00 FULL 7,728.00 0.00 100.00 EMERSON ELEC CO Common Stock 291011104 $ 202,989.00 4,765.00 PARTIAL 4,765.00 0.00 0.00 EXPEDITORS INTL WASH INC Common Stock 302130109 $ 550,478.64 15,832.00 FULL 15,097.00 0.00 735.00 EXXON MOBIL CORP Common Stock 30231G102 $ 2,704,006.26 39,654.00 FULL 38,627.00 0.00 1,027.00 EXXON MOBIL CORP Common Stock 30231G102 $ 885,443.28 12,984.94 PARTIAL 9,828.94 2,756.00 400.00 F P L GROUP INC Common Stock 302571104 $ 304,137.56 5,758.00 FULL 5,054.00 100.00 604.00 FASTENAL COMPANY Common Stock 311900104 $ 408,988.08 9,822.00 FULL 9,072.00 0.00 750.00 GENERAL ELEC CO Common Stock 369604103 $ 1,106,260.21 73,117.00 FULL 69,275.00 0.00 3,842.00 GENERAL ELEC CO Common Stock 369604103 $ 408,479.74 26,998.00 PARTIAL 25,878.00 1,020.00 100.00 GENERAL MILLS INC Common Stock 370334104 $ 433,357.20 6,120.00 FULL 5,820.00 0.00 300.00 GOOGLE INC CL A Common Stock 38259P508 $ 334,169.22 539.00 FULL 519.00 0.00 20.00 HEWLETT PACKARD CO Common Stock 428236103 $ 210,315.34 4,083.00 FULL 3,108.00 0.00 975.00 INTERNATIONAL BUSINESS MACHINES CORP Common Stock 459200101 $ 265,072.50 2,025.00 FULL 2,025.00 0.00 0.00 J P MORGAN CHASE & CO Common Stock 46625H100 $ 631,383.84 15,152.00 FULL 14,652.00 0.00 500.00 JACOBS ENGR GROUP INC Common Stock 469814107 $ 300,466.29 7,989.00 FULL 7,579.00 0.00 410.00 JOHNSON & JOHNSON Common Stock 478160104 $ 1,098,641.37 17,057.00 FULL 15,101.00 0.00 1,956.00 JOHNSON & JOHNSON Common Stock 478160104 $ 263,565.72 4,092.00 PARTIAL 3,352.00 740.00 0.00 KELLOGG CO Common Stock 487836108 $ 236,740.00 4,450.00 FULL 4,300.00 0.00 150.00 LOWES COS INC Common Stock 548661107 $ 474,466.15 20,285.00 FULL 19,125.00 0.00 1,160.00 MASTERCARD INC. Common Stock 57636Q104 $ 280,298.10 1,095.00 FULL 980.00 0.00 115.00 MC DONALDS CORP Common Stock 580135101 $ 802,978.40 12,860.00 FULL 12,540.00 0.00 320.00 MICROSOFT CORP Common Stock 594918104 $ 1,428,140.40 46,855.00 FULL 45,751.00 250.00 854.00 MICROSOFT CORP Common Stock 594918104 $ 472,500.96 15,502.00 PARTIAL 14,917.00 385.00 200.00 NIKE INC Common Stock 654106103 $ 730,073.50 11,050.00 FULL 10,070.00 200.00 780.00 NIKE INC Common Stock 654106103 $ 214,132.87 3,241.00 PARTIAL 3,141.00 100.00 0.00 NOVARTIS A G A D R American 66987V109 $ 657,514.40 12,080.00 FULL 11,250.00 0.00 830.00 Depository Receipts PEPSICO INC Common Stock 713448108 $ 1,402,230.40 23,063.00 FULL 21,988.00 0.00 1,075.00 PEPSICO INC Common Stock 713448108 $ 281,808.00 4,635.00 PARTIAL 4,635.00 0.00 0.00 PROCTER & GAMBLE CO Common Stock 742718109 $ 1,182,254.69 19,499.50 FULL 18,634.50 0.00 865.00 ROCKPORT NATL BANCORP INC Common Stock 773871108 $ 731,377.60 13,240.00 FULL 13,240.00 0.00 0.00 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 $ 572,970.32 17,368.00 FULL 15,383.00 100.00 1,885.00 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 $ 211,792.15 3,715.00 FULL 3,475.00 0.00 240.00 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 $ 1,121,529.60 77,884.00 FULL 71,144.00 250.00 6,490.00 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 $ 286,704.00 19,910.00 PARTIAL 19,710.00 200.00 0.00 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 $ 285,019.90 12,430.00 FULL 7,615.00 0.00 4,815.00 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 $ 669,566.70 21,585.00 FULL 21,085.00 0.00 500.00 TEVA PHARMACEUTICAL INDS LTD ADR American 881624209 $ 850,902.28 15,146.00 FULL 13,616.00 0.00 1,530.00 Depository Receipts 3M CO Common Stock 88579Y101 $ 450,055.48 5,444.00 FULL 5,174.00 0.00 270.00 3M CO Common Stock 88579Y101 $ 334,234.81 4,043.00 PARTIAL 3,643.00 200.00 200.00 UNITED TECHNOLOGIES CORP Common Stock 913017109 $ 206,425.34 2,974.00 FULL 2,974.00 0.00 0.00 VERIZON COMMUNICATIONS INC Common Stock 92343V104 $ 653,688.07 19,731.00 FULL 19,137.00 0.00 594.00 VERIZON COMMUNICATIONS INC Common Stock 92343V104 $ 308,473.44 9,311.00 PARTIAL 8,161.00 906.00 244.00 WAL MART STORES INC Common Stock 931142103 $ 576,137.55 10,959.00 FULL 10,429.00 0.00 530.00 ACCENTURE LTD Common Stock G1151C101 $ 589,881.00 14,214.00 FULL 13,314.00 0.00 900.00 GRAND TOTAL $38,186,527.07 956,324.44
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